Hulls, Hydrofoils, and Float Tests in the NACA Tanks, 1915 to 1945

By Jay Shaw

Since the establishment of the National Advisory Committee for Aeronautics (NACA) in 1915, it had worked closely with the United States Navy. Not only had the US Navy partnered with NACA, but the creation of the latter was also a rider to the former’s funding bill.[1] This history of NACA has been overshadowed by its successor, the National Aeronautics and Space Administration (NASA), into which the former was absorbed in 1958. Thus, much of the critical work by NACA has been overlooked. Indeed, if NACA is remembered at all, it is for using wind tunnels in aeronautical research, but there was much more that it was responsible for. This article redresses this deficit by examining how NACA used water tanks in seaplanes’ aeronautical and hydronautical advancements after the First World War. It also highlights the people and agencies involved in the research and the means of conducting the research.

The United States Navy, Seaplanes, and the First World War

The US Navy, realising that aircraft would play a vital role in any future war, recognised that something had to be done to improve its readiness and improve its fleet of seaplanes The US Navy partnered with NACA to investigate and perform research on its aircraft, including seaplanes and flying boats. These planes would be critical in defence and coastal patrols. As a part of the first line of defence against German U-boats, the seaplanes would be a priority for the US Navy. The seaplane was considered a fixed-wing aircraft with a fuselage designed for floatation and containing a hull.[2] However, because it realised that aviation was still a technology in its infancy, the US Navy requested that NACA help make the naval seaplanes as efficient as possible. NACA, in supporting the tasking of the US Navy through its work on seaplanes, ensured a long and productive close bond with the Navy.

By the end of the First World War, the US Navy had several seaplanes with varying hulls, float types, and missions. These seaplanes operated from bases on shores because the US Navy did not have aircraft carriers or capital ships to launch such craft. The prevailing view then was that if the enemy were to attack, it would be by submarine, so it made sense to send patrols out from the shore to search for submarines. Several kinds of seaplanes were designed and used by the US Navy during the First World War. In 1919, Commander H.C. Richardson, the Superintending Constructor of Naval Aircraft for the US Naval Buffalo district in Buffalo, New York, who had also been Secretary to NACA’s main committee on formation in 1915, explained that:

[t]he principal work was done with two types of seaplanes, namely, the HS-2, the single-motored plane developed from the HS-1, and the H-16, a copy of an English seaplane.[3]

These two seaplanes were used because they were the most readily available. This shows how poorly the US Navy seaplane fleet was in 1919. However, according to Richardson:

The Navy Department fully appreciate[d] the desirability of experimenting to improve existing types and the development of new types of seaplanes and airplanes, directed to the solution of those problems which have arisen in the war and, more particularly, to the development of seaplanes or airplanes for operation with the fleet.[4]

Richardson was an active proponent of seaplanes for the US Navy. Therefore, because of the efforts of those such as Richardson, the US Navy was on track to update its seaplane fleet.

Unfortunately, the seaplanes of this period were unscientifically constructed. Their range was not that far, and their stability in flight left much to be desired. Actual aerodynamic testing was needed to ensure that any aircraft was worthy of combat and that the seaplanes were no exception. Richardson wrote in 1919 that:

[t]he problem confronting the Navy was largely determined at the time the United States entered the war [1917] by the fact that the operations of the German and Austrian fleets had been reduced principally to minor raids […] and the only real sea-going operations comprised the activity of submarines.[5]

This would be the primary mission of the seaplanes for many years: the patrol of waters in search of submarines. The submarines’ effect in the First and Second World Wars should not be taken lightly. The amount of cargo tonnage that could be destroyed by an undetected submarine could be immense.

Richardson’s 1919 article is crucial as he addressed the US Navy’s needs and how the seaplanes could aid it. His outline reads almost like a ‘wish list’ that NACA would eventually find itself working on. First, Richardson felt that performance, first and foremost, relied upon horsepower. He argued that:

[t]he performance in power flight is determined by the horsepower required and the horsepower available, and of course, the latter must always exceed the former or power flight is not attainable.[6]

Considering that Richardson wrote this in 1919, he seems to have firmly grasped the needs of seaplanes. However, the power plants of any aircraft currently were still in an age of infancy. As such, Richardson’s idea that seaplanes were reliant on horsepower was unfortunately ahead of the technology that would make the machines efficient.

Richardson also understood that lift was an essential component of flight. He explained that:

[t]he lift of an airplane surface and its resistance to advance are determined by the lift and drift factors, which vary with the type of section used and also with the angle of attack at which the surface is presented to the relative stream of air.[7]

The US Navy realised, however, as much as Richardson showed advanced thought on the subject, that the research involved was outside the Service’s scope. NACA, set up as an agency that was available to help government and civil agencies in aeronautics research, would be the agency to help the US Navy address the fundamental science of seaplane aeronautical research.

Curtiss_(NAF)_H-16_at_NACA_Langley_in_1929 — A Curtiss H-16 at the Langley Aeronautical Laboratory at Hampton, Virginia, c. 1929. (Source: Wikimedia)

The Importance of NACA’s Research

While often overshadowed by NASA, the work of NACA deserves examination because of the enormity of its contribution to aeronautics. As NASA historian James Schultz explained:

[t]hroughout its history, with research and applied engineering, the Center [Langley] has been responsible for some of the 20th century’s fundamental aeronautical and aerospace breakthroughs. The Nation’s first streamlined aircraft engine cowling was developed at Langley Laboratory […] the tricycle landing gear; techniques involving low drag-producing flush riveting; [and the] development of the sweptback wing.[8]

Similarly, historian Michael Gorn asserted:

[t]he proliferation of wind tunnels [about thirty had been built at Langley up to the 1950s] reflected the NACA’s true institutional identity: it concentrated on aeronautics.[9]

While Gorn is correct, NACA could not have focused solely on aerodynamics and prospered. Aerodynamics was just one piece of what NACA did. It was established to investigate all flight modes, and hydrodynamics was a crucial part of NACA’s work. While not as aerodynamically sophisticated as land planes, seaplanes and flying boats needed hydrodynamical studies to meet the needs of the US Navy. It is a mistake to overlook this field that so many within NACA worked on.

Once NACA started its research on hydrodynamics, it did so without any presumptions and began its research by looking at the fundamentals of the aircraft. George W. Gray, in his early history of NACA, explained this adeptly. He stated that:

[a] large part of the effort of the hydrodynamic staff at Langley has been expended upon the twin problems: trying to effect a seaplane body that will combine low water resistance with low air drag.[10]

Even before this, however, the question was whether seaplanes could even take flight. Then, again, the problem was that of power plants. As Gray pointed out, the studies:

[h]ad yielded some disappointing surprises: new designs that would not take off at the speeds planned or that would not lift the desired loads at any attainable take-off speed.[11]

With the water tanks of NACA, however, the guesswork was taken out of the equation. However, none of this would have been possible, at least in a reasonable amount of time, without some organisation to make it happen.

Langley and the Water Tanks

Langley, located at Hampton Virginia, was NACA’s research centre, established in 1917. It focused primarily on aeronautical research but would eventually be used to test space equipment such as the Apollo lunar module. However, the first ten years at Langley comprised only the testing of aeroplanes. There was no work at all done on seaplanes. To do this work, NACA had to have something other than a wind tunnel to test the seaplanes.[12]

The drag tank also called a tow tank, drag tunnel, or even the drag basin, was the solution to the research needed. Gray stated that:

[m]any of the studies in wind tunnels were applicable to seaplanes, and they in common with landplanes benefited from improvements in wings, propellers, engine cowlings, and other developments of the 1920s.[13]

The study variables were applicable, but these were still seaplanes, and there was a need to test them in water. Gray elaborated that NACA knew that it needed a better way to test the seaplanes:

[i]t was recognised that the airplane on the water has problems that are not shared by the airplane in the air or on the landing strip, and in 1929 the Committee in Washington decided to enlarge the organisation and equipment at Langley to provide for research in hydrodynamics.[14]

It was then that hydrodynamic research began at Langley.

Langley constructed two tanks: tank number one and tank number two. Tank number one became operational on 27 May 1931 for $649,000.[15] Its purpose was ‘to study the hydrodynamic resistance and other performance features of water-based aircraft.’[16] A vital design team member was Starr Truscott, who published numerous studies based on research from tank one. A few additions were made to the tank, including a new higher-speed (80-MPH) carriage (a rail that the aircraft being tested sits on) installed in 1936-1937 and a tank extension of 900 feet to 2,960 feet in 1936.[17] Eventually, the need for another tank would arise, leading to the construction of tank two.

Tank number two, operational on 18 December 1942, again had Truscott, along with John B. Parkinson and John R. Dawson, on the design team.[18] The basin was 1,800 feet long by 18 feet wide and 6 feet deep. It also had a 60-MPH carriage.[19] The express purpose of tank number two was ‘to test models of floats for seaplanes and hulls for flying boats by dragging them through seawater.’[20] According to Gray, the significance of tank two was that:

[r]esearchers experimented with radical departures from accepted hull design, trying to find the specifications for a seaplane body that would combine freedom from porpoising and skipping, low water resistance, and superior performance in the air. Out of these experiments came a novel design known as the hull with a planing tail.[21]

Every step in the building of the tanks, from the basin to the tires on the towing carriage, had to be carefully thought out to ensure the best product for research use. Truscott, one of the designers of both tanks, realised that using NACA tanks required certain necessary features solely for use with the seaplanes.[22]

Truscott related that the tank located at Langley was:

[o]f the Froude type; that is, the model which is being tested is towed through still water at successive constant speeds from a carriage spanning the tank. At each constant speed, the towing pull is measured, the trim and the rise, or change of draft, are recorded and, if the model is being towed at a fixed trim, the moment required to hold it there is measured and recorded.[23]

The tank itself was covered by an enclosure meant to protect it from the water itself (so that turbulent water after a test could settle more quickly), wind, and the weather, rather than to provide any comfort to the engineers.[24]

Pneumatic tires were installed and were ‘each driven by an independent electric motor through a single-reduction herringbone pinion and gear. The […] tires are high-speed bus or truck tires, with smooth treads.’[25] The carriage had to have the means to propel itself, which was achieved using ‘our electric motors propelling the car […] nominally of 75 horsepower, but for short periods they may be safely called upon to deliver 220 horsepower each.’[26] ‘Finally, the device used electrical braking to break the current for regenerative braking.’[27]

Given the construction of the tanks, much work had to come together to test seaplanes. Of course, the whole purpose was to test the seaplanes for fundamental problems that could inhibit the aircraft’s performance. Resistance, porpoising, skipping, and performance were why the tanks existed. Solutions to these problems were needed for a more efficient aircraft. NACA engineers sought to reduce resistance; the force encountered when a plane is in the air moving forward or a seaplane in water, to help with take-off and landing.

Porpoising, a dangerous event that often occurs in the water, is something that NACA was tasked to find a solution to. According to Kenneth Davidson and F. W. S. Locke, Jr., writing for the Stevens Institute of Technology in 1943:

[p]orpoising is a self-sustaining oscillatory motion in the vertical longitudinal plane [… ] and can originate in an instability of the uniform longitudinal motion in smooth water […] in the words of one test pilot, it is always unpleasant and it may be catastrophic.[28]

Essentially a seaplane will move up and down in the water out of control of the pilot. So it is easy to understand why the US Navy was interested in the dynamics of porpoising and what needed to be done to eliminate it. If left unchecked, not only could the seaplane not fly, but it could also be damaged, or worse yet, the pilot injured or killed.

Performance was made up of several things. Engine performance, aerodynamics, and propellers were factors in all aircraft, but with the seaplane, there was a demanding service life on the water. In addition, s were composed of thousands of rivets, so corrosion was a considerable fear. It could be disastrous if the corrosion worked through a rivet at the wrong time. The hull of the seaplane was another vital factor. The construction, what it was made of, the aerodynamics, and how to prevent porpoising and skipping of the aircraft were things that NACA still needed to work out.

With the tow tanks available, miniature models could be constructed of the hulls or floats of the seaplanes, put upon the carriage, and pulled at the desired speed. If the results did not achieve the desired results, costly mistakes could be prevented. This opened new doors for aeronautical research that paid huge dividends in the coming years. While NACA was still beginning its seaplane research, progress would come more rapidly with the tow tanks at hand.

Fundamental Research

In 1935, NACA found itself in a position to make future research easier. Engineer Antonio Eula performed tank tests on seventeen different hulls and floats.[29] Eula purposely picked a random number of floats that had been tested in the laboratory over the last few years. He did this because:

[i]t affords an opportunity to draw some general conclusions regarding seaplane floats of given weight, given wing structure, any given position of the center of gravity.[30]

Another reason is that not much data existed to make work easier for future engineers. His most important conclusion drawn from the tests was that ‘the best models have a maximum relative resistance not exceeding 20 percent of the total weight.’[31] Just that information itself was enough to help any future engineers working with the drag tanks to give them a starting point from which to work.

Along with porpoising, skipping continued to be a problem with seaplanes. During the Second World War, the problem of skipping was considered a significant enough problem that needed further research. In 1943, John B. Parkinson at NACA addressed the problem. He began by defining just what skipping was. He reported that ‘skipping is a form of instability encountered in water take-offs and landings, so-called because of the resemblance of the motions of the seaplane to those of a skipping stone.’[32] Rising out of the water before the seaplane achieved flight was hazardous. A plane entirely out of the pilot’s control can lead to injuries, if not death.

One of the critical problems with the testing up to this point was that scientific testing had not occurred. Parkinson explains that ‘investigations of skipping have been mainly qualitative and the data have been based on the impressions of pilots or observers.’[33] Using models and even full-size aircraft for testing, Parkinson established that instability caused most problems. Using measurements taken from the fore and aft of the step-in hull helped determine where the problem for each type of seaplane was located. Once that was established, the engineers could make the corrections. Of course, it could never eliminate all problems because any seaplane on the water is prone to unpredictable water. However, it did go far in helping establish methods to solve the skipping problems.

It was realised that the research had to be compiled to make it easier for future engineers to find the information they were looking for. So, in September 1945, engineers James M. Benson and Jerold M. Bidwell released a bibliography containing information about seaplanes.[34] In this bibliography, many details covering everything from conventional hulls and floats to floating and handling were written about in a way that compiled the common information in past reports. Not only would this make it easier for future researchers, but the bibliography also pointed out areas in which more work needed to be done. Examples such as this are one of the reasons that NACA was able to achieve the success that it had.

Consolidated_PB2Y-3R_Coronado_loads_cargo_at_the_Pan_American_Airways_dock,_Treasure_Island,_California_(USA),_in_January_1943_(80-G-K-1149) — A US Navy Consolidated PB2Y-3R Coronado transport aircraft loads cargo at the Pan American Airways dock, Treasure Island, California in January 1943. (Source: Wikimedia)

NACA Water Tank Research and its Impact on Second World War Seaplanes

The Consolidated PB2Y Coronado is an example of how this research aided in Seaplane use during the war. In its original design, when fuelled for a long-range mission, this seaplane had a gross weight of 46,000 pounds of which 3,000 pounds was the payload. The US Navy wished to increase the payload.[35] Using models of the Coronado in Tank No. 1, the NACA changed the line of the step of the hull and installed ducts for ventilating the bottom area aft of the step. This increased the gross weight to 68,000 pounds, of which 12,000 pounds was payload. It’s stability was so assured that the plane, during its war service in the Pacific Islands was repeatedly used to make landings on dark nights when the seeing is poor, and the craft must descend on a steady glide path until water is touched, a more hazardous procedure than daylight landing.[36]

Conclusion

The success of NACA was based on hard work and dedication to research. Working alongside government agencies such as the US Navy and even civilian aircraft manufacturers, NACA helped the United States evolve from a country far behind Europe in aeronautical research to the world’s leader in aeronautical research. The research conducted on seaplanes, long overlooked, helped refine the seaplanes, and even today, seaplanes are still in use.

Jay C. Shaw graduated with a bachelor’s in history from Columbia College in Columbia, Missouri, in 2016. He began work on his PhD in History with the University of Missouri – Columbia in 2022. He retired in 2016 from the US Air Force as an Aerospace Ground Equipment Craftsman in support of both the C-130 Hercules and the B-1B Lancer airframes. He volunteered at the Army Engineer School History Office at Fort Leonard Wood for over a year, where he worked more than 350 hours proofing sources for a book on the history of the Army Engineer School.

Header image: Digging the channel for Tank No. 1. In the late 1920s, the NACA decided to investigate the aero/hydro dynamics of floats for seaplanes. A Hydrodynamics Branch was established in 1929 and a special towing basin was authorized in March of that same year. (Source: Wikimedia)

[1] University of North Texas (UNT), UNT Digital Library, Annual Report of the National Advisory Committee for Aeronautics, Administrative Report Including Technical Reports Nos. 1 to 7, 1915.

[2] While modern definitions of seaplanes, flying boats and float plane are more clearly defined. At the time NACA was formed, the language used was less clearly defined. As evidence by Richardson’s article cited beloew, it is clear that the types of aeroplanes discussed would, by modern defintion be considered flying boats. However, he refers to them as seaplanes.

[3] H. C. Richardson, ‘Airplane and Seaplane Engineering,’ SAE Transactions 14 (1919), p. 334.

[4] Richardson, ‘Airplane and Seaplane Engineering,’ p. 365.

[5] Richardson, ‘Airplane and Seaplane Engineering,’ pp. 333-4.

[6] Richardson, ‘Airplane and Seaplane Engineering,’ p. 338.

[7] Richardson, ‘Airplane and Seaplane Engineering,’ p. 338.

[8] James Schultz, Crafting Flight: Aircraft Pioneers and the Contributions of the Men and Women of NASA Langley Research Center (Washington, D.C.: National Aeronautics and Space Administration, 2003), p. 25.

[9] Michael H. Gorn, ‘The N.A.C.A. and its Military Patrons during the Golden Age of Aviation, 1915-1939,’ Air Power History 58, no. 2 (2011), p. 25.

[10] George W. Gray. Frontiers of Flight (New York: Knopf, 1948), p. 67.

[11] Gray, Frontiers of Flight, p. 67.

[12] UNT, UNT Digital Library, Starr Truscott, The N.A.C.A. Tank: A High-Speed Towing Basin for Testing Models of Seaplane Floats, Technical Report, June 9, 1933, p. 4.

[13] Gray, Frontiers of Flight, p. 65.

[14] Gray, Frontiers of Flight, 65.

[15] James, R. Hansen, Engineer in Charge: A History of the Langley Aeronautical Laboratory, 1917-1958 (Washington, D.C.: National Aeronautics and Space Administration, 1987), p. 450.

[16] Hansen, Engineer in Charge, p. 450.

[17] Hansen, Engineer in Charge, p. 450.

[18] Hansen, Engineer in Charge, p. 466.

[19] Hansen, Engineer in Charge, p. 466.

[20] Hansen, Engineer in Charge. P. 466.

[21] Gray, Frontiers of Flight, p. 80.

[22] UNT, UNT Digital Library, Truscott, The N.A.C.A. Tank, p. 5.

[23] UNT, UNT Digital Library, Truscott, The N.A.C.A. Tank, p. 5.

[24] UNT, UNT Digital Library, Truscott, The N.A.C.A. Tank, p. 5.

[25] UNT, UNT Digital Library, Truscott, The N.A.C.A. Tank, p. 5.

[26] UNT, UNT Digital Library, Truscott, The N.A.C.A. Tank, p. 5.

[27] UNT, UNT Digital Library, Truscott, The N.A.C.A. Tank, p. 5.

[28] Kenneth S.M. Davidson and F.W.S. Locke, ‘Some Systematic Model Experiments on the Porpoising Characteristics of Flying-Boat Hulls,’ NASA, June 1943.

[29] UNT, UNT Digital Library, Antonio Eula, Hydrodynamic Tests of Models of Seaplane Floats, Technical Memorandum, May 1935, p. 1.

[30] UNT, UNT Digital Library, Eula, Hydrodynamic Tests of Models of Seaplane Floats, p. 1.

[31] UNT, UNT Digital Library, Eula, Hydrodynamic Tests of Models of Seaplane Floats, p. 1.

[32] UNT, UNT Digital Library, John B. Parkinson, Notes on the Skipping of Seaplanes, Wartime Report, September 1943, p. 1.

[33] UNT, UNT Digital Library, Parkinson, Notes on the Skipping of Seaplanes, p. 2.

[34] UNT, UNT Digital Library, James M. Benson and Jerold M. Bidwell, Bibliography and Review of Information Relating to the Hydrodynamics of Seaplanes, Wartime Report, September 1945, p. 1.

[35] Gray, Frontiers of Flight, p. 74.

[36] Gray, p. 74.

Call for Submissions – From Balloons to Drones

Featured

Established in 2016, From Balloons to Drones is an online scholarly platform that analyses and debates air power history, theory, and contemporary operations in their broadest sense, including space and cyber power. To date, with have published over 250 articles on various air power-related subjects.

Since its emergence at the start of the 20th Century, air power has increasingly become the preferred form of military power for many governments. However, the application and development of air power are controversial and often misunderstood. To remedy this, From Balloons to Drones seeks to provide analysis and debate about air power through the publication of articles, research notes, commentaries, book reviews, and historic book reviews – see below for a description of the range of articles published.

The study of air power is to be understood broadly, encompassing not only the history of air warfare, including social and cultural aspects but also incorporating contributions from related fields, such as archaeology, international relations, strategic studies, law and ethics. Possible subjects to be explored might include, but are not limited to:

Strategy, Theory and Doctrine | Organisation and Policy | Roles

Operations – Kinetic and Non-Kinetic | Tactics, Training and Procedures

Strategic and Operational Effect | Technological Developments

Ethical and Moral Issues | National, International and Transnational Experiences

Personal Experiences | Culture | Memory and Memorialisation

From Balloons to Drones welcomes and encourages potential submissions from postgraduates, academics, and practitioners involved in researching the subject of air power.

C-119B_Flying_Boxcar_drops_supplies_near_Chungju_1951 — A US Air Force Fairchild C-119B Flying Boxcar air-dropping supplies near Chungju, Korea, in 1951. (Source: Wikimedia)

We publish:

Scholarly Articles

From Balloons to Drones publishes informative peer-reviewed articles on air power that range from historical pieces to the analysis of contemporary challenges. These well-researched articles should attempt to bridge a gap between the specialist and the non-specialist reader. They should be around c.3,000 words, though From Balloons to Drones will accept larger pieces. We reserve the right to publish them in parts.

Air War Books

From Balloons to Drones publishes a series of review articles that examine the top ten books that have influenced writers on air power. See more here.

Commentaries

From Balloons to Drones publishes opinion pieces on recent news on either contemporary or historical subjects. These should be no longer than c.1,000 words.

Research Notes

From Balloons to Drones publishes research notes on contributors’ current research projects. These take the form of more informal pieces and can be a discussion of a source or a note on a recent research theme. These should be c.500 to 1,000 words.

Book Reviews

From Balloons to Drones publishes regular book reviews that aim to be an accessible collection of appraisals of recent publications about air power. If publishers are interested in having a publication reviewed, then, please contact us via the email address below. See more here.

Historic Book Reviews

From Balloons to Drones publishes occasional historic book reviews that aim to be an accessible collection of appraisals of critical historic publications about air power history, theory, and practice. See more here.

Submissions should be submitted in Word format and emailed to the address below with ‘SUBMISSION’ in the subject line. Also, please include a 50-100 word biography with your submission. References can be used, and please be careful to explain any jargon. However, if you are unsure if your idea fits our requirements, please email us with ‘POTENTIAL SUBMISSION’ in the subject line to discuss.

If you are interested in contributing, please email our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Header image: A Panavia Tornado GR4 of No. IX(B) Squadron on a training sortie in preparation for deployment to Afghanisation, c. 2012. (Source: Wikimedia)

#Podcast – The Origins of Air Power in the US: An Interview with Dr Laurence Burke II

Editorial Note: Led by Editor Dr Mike Hankins, From Balloons to Drones produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.

In our latest podcast, we interview Dr Laurence Burke II, the Aviation Curator at the National Museum of the Marine Corps. We ask how did the US get from the first flight of an aeroplane in 1903 to full-fledged military-capable aeroplanes in only short few years? Burke takes us through the people that made that journey happen. He explores the different approaches to the airplane made by the US Army, Navy, and Marines Corps, and why each of them went about exploring military aviation in a unique way.

Dr Laurence Burke is the Aviation Curator at the National Museum of the Marine Corps. He earned an undergraduate degree from Rensselaer Polytechnic Institute, a master’s in Museum Studies from George Washington University, and, in 2014, a PhD in History and Public Policy from Carnegie Mellon University. Since then, he has taught history at the United States Naval Academy as a post-doc and then was Curator of U.S. Naval Aviation at the National Air and Space Museum for several years before starting the job at Quantico.

Header image: A Wight Model A arrives at Fort Myer, Virginia aboard a wagon for testing by the US Army, attracting the attention of children and adults, 1 September 1908. (Source: Wikimedia)

#ResearchResources – Recent Articles and Books

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Kristen Alexander and Kate Ariotti, ‘Mourning the Dead of the Great Escape: POWs, Grief, and the Memorial Vault of Stalag Luft III,’ Journal of War & Culture Studies (2022), DOI: 10.1080/17526272.2022.2097774.

In March 1944 seventy-six Allied prisoners of war escaped from Stalag Luft III. Nearly all were recaptured; fifty were later shot. This article examines what happened in the period between recapture and the interment of the dead prisoners’ cremated remains at Stalag Luft III. It positions what came to be known as ‘the Great Escape’ as an event of deep emotional resonance for those who grieved and reveals the dual narrative they constructed to make sense of their comrades’ deaths. In discussing the iconography of the vault constructed by the camp community to house the dead POWs’ ashes, this article also suggests a dissonance in meaning between that arising from personal, familial grief and the Imperial War Graves Commission’s standardised memorial practice. Focusing on the Great Escape’s immediate aftermath from the perspective of the POWs themselves provides a more nuanced understanding of the emotional impact of this infamous event.

Susan Allen, Sam Bell and Carla Machain, ‘Air Power, International Organizations, and Civilian Casualties in Afghanistan,’ Armed Forces & Society (2022), doi:10.1177/0095327X221100780.

Can the presence of international organizations reduce civilian deaths caused by aerial bombing? This commentary examines this question in the specific context of the U.S.-led war in Afghanistan. We evaluate this based on interviews conducted with members of international organizations that were present in Afghanistan during the conflict, existing intergovernmental organizations, nongovernmental organizations, and government reports, and with quantitative data on civilian casualties between 2008 and 2013. We conclude that there is tentative evidence from Afghanistan that international organizations can in fact reduce the severity of civilian killings that result from the use of air power. However, there is much need for greater data sharing to more fully answer this important question.

Derek Lutterbeck, ‘Airpower and Migration Control,’ Geopolitics (2022), DOI: 10.1080/14650045.2022.2094776.

Migration scholarship has thus far largely neglected the role of aircraft in both (irregular) migration and state policies aimed at controlling migration. Drawing inspiration from the field of strategic studies, where ‘airpower’ has been a key theoretical concept, this article explores the role of aerial assets in states’ migration control efforts. The article discusses three main dimensions of the use of airpower in controlling migration: the increasing resort to aircraft for border enforcement purposes – or what can be referred to as ‘vertical border policing’ –, states’ tight monitoring of the aerial migration infrastructure, and the use of aircraft in migrant return operations. As a core element of state power, it is airpower’s key features of reach, speed and height which have made it a particularly useful migration control instrument.

Priya Mirza “Sovereignty of the air’: The Indian princely states, the British Empire and carving out of air-space (1911–1933),’ History and Technology (2022), DOI: 10.1080/07341512.2022.2079370.

Who owns the skies? Under British colonialism, the ownership of the skies of India was a contested matter. The onset of aviation presented a challenge to the territorial understanding between the British and semi-sovereign Indian princes, Paramountcy (1858–1947). Technology itself was a tricky area: roadways, railways, telegraphs, and the wireless were nibbling away at the sovereign spheres which Paramountcy had put in place. This paper looks at the history of aviation in princely India, from aviation enthusiasts such as the rulers of Kapurthala, Jodhpur and Bikaner to subversive princes like the Maharaja of Patiala who worked towards a military air force. The paper tracks the three stages of the journey of aviation in princely India, from individual consumption, to the historical context of World War One which aided its access and usage, and finally, the collective princely legal assertion over the vertical air above them in the position, ‘sovereignty of air’. The government’s civil aviation policy in India remained ambiguous about the princes’ rights over the air till 1931 when their sovereignty of the sky was finally recognised. The paper focuses on the Indian princes varied engagement with aviation, modernity and their space in the world.

Ayodeji Olukoju ‘Creating ‘an air sense:’ Governor Hugh Clifford and the beginnings of civil aviation in Nigeria, 1919-1920,’ African Identities (2022), DOI: 10.1080/14725843.2022.2096566.

This paper focuses on the neglected subject of the beginnings of civil aviation in Nigeria in the aftermath of World War I. Until now, the literature on civil aviation in British colonial Africa had focused largely on Kenya, Central and South Africa and on post-World War II West Africa. This paper, relying on previously unexploited archival material, examines policy debates and options considered by the Colonial Office, the Air Ministry and the Nigerian colonial government. The unique, pioneering aviation drive of Nigeria’s Governor Hugh Clifford took place in the context of immediate post-World War I dynamics: economic vicissitudes, Anglo-French rivalry in West Africa and the policy interface between London and the colonies. This paper demonstrates that aviation development in Nigeria had roots in the early 1920s, and that the initiative was not a metropolitan monopoly, thereby illustrating the extent of colonial gubernatorial autonomy vis-à-vis London.

S. Seyer, ‘An Industry Worth Protecting? The Manufacturers Aircraft Association’s Struggle against the British Surplus, 1919–1922,’ Journal of Policy History 34, no. 3 (2022), pp. 403-39.

The American aircraft industry’s important role in the economic, military, and cultural expansion of the United States over the past one hundred years has been well documented by historians. But America’s twentieth century aerial dominance was not preordained. After World War I, the nascent American aircraft industry faced a concerted British effort to dump thousands of war surplus machines on the U.S. market. With aircraft outside of the nation’s tariff regime, members of the Manufacturers Aircraft Association turned to Congress for emergency protections in the face of what they considered an existential threat. Despite efforts to equate a strong industrial base for aviation with the national defense, aircraft antidumping legislation became mired in partisan debates over tariff policy and accusations of wartime corruption. In the absence of relief from Congress, the Wright patent served as a barrier against the importation of foreign surplus machines.

Ameya Tripathi, ‘Bombing Cultural Heritage: Nancy Cunard, Art Humanitarianism, and Primitivist Wars in Morocco, Ethiopia, and Spain,’ Modernist Cultures 17, no. 2 (2022), pp. 191-220.

This article examines Nancy Cunard’s later writing on Spain as a direct legacy of her previous projects as a modernist poet, publisher and black rights activist. Cunard was a rare analyst of the links between total war, colonial counter-insurgency, and cultural destruction. Noting the desire of both the air power theorist and art collector to stereotype peoples, from Morocco to Ethiopia to Spain, as ‘primitive’, the article brings original archival materials from Cunard’s notes into dialogue with her journalism, and published and unpublished poetry, to examine how she reclaimed and repurposed primitivism. Her poems devise a metonymic and palimpsestic literary geopolitics, juxtaposing fragments from ancient cultures atop one another to argue, simultaneously, for Spain’s essential dignity as both a primitive and a civilised nation. Cunard reconciles Spain’s liminal status, between Africa and Europe, to argue for Spain’s art, and people, as part of a syncretic, universal human cultural heritage, anticipating the art humanitarianism of organisations such as UNESCO.

Books

Stephen Bourque, D-Day 1944: The Deadly Failure of Allied Heavy Bombing on June 6 (Osprey: Osprey Publishing, 2022).

D-Day is one of the most written-about events in military history. One aspect of the invasion, however, continues to be ignored: the massive pre-assault bombardment by the Allied Expeditionary Air Force (AEAF), reinforced by RAF Bomber Command and the US Eighth Air Force on June 6 which sought to neutralize the German defenses along the Atlantic Wall. Unfortunately, this failed series of attacks resulted in death or injury to hundreds of soldiers, and killed many French civilians.

Despite an initial successful attack performed by the Allied forces, the most crucial phase of the operation, which was the assault from the Eighth Air Force against the defenses along the Calvados coast, was disastrous. The bombers missed almost all of their targets, inflicting little damage to the German defenses, which resulted in a high number of casualties among the Allied infantry. The primary cause of this failure was that planners at Eighth Air Force Headquarters had changed aircraft drop times at the last moment, to prevent casualties amongst the landing forces, without notifying either Eisenhower or Doolittle.

This book examines this generally overlooked event in detail, answering several fundamental questions: What was the AEAF supposed to accomplish along the Atlantic Wall on D-Day and why did it not achieve its bombardment objectives? Offering a new perspective on a little-known air campaign, it is packed with illustrations, maps and diagrams exploring in detail the features and ramifications of this mission.

Laurence Burke II, At the Dawn of Airpower: The U.S. Army, Navy and Marine Corps’ Approach to the Airplane 1907–1917 (Annapolis, MD: Naval Institute Press, 2022).

At the Dawn of Airpower: The U.S. Army, Navy, and Marine Corps’ Approach to the Airplane, 1907-1917 examines the development of aviation in the U.S. Army, Navy, and Marine Corps from their first official steps into aviation up to the United States’ declaration of war against Germany in April, 1917. Burke explains why each of the services wanted airplanes and show how they developed their respective air arms and the doctrine that guided them.   His narrative follows aviation developments closely, delving deep into the official and personal papers of those involved and teasing out the ideas and intents of the early pioneers who drove military aviation   Burke also closely examines the consequences of both accidental and conscious decisions on the development of the nascent aviation arms.  

Certainly, the slow advancement of the technology of the airplane itself in the United States (compared to Europe) in this period affected the creation of doctrine in this period.  Likewise, notions that the war that broke out in 1914 was strictly a European concern, reinforced by President Woodrow Wilson’s intentions to keep the United States out of that war, meant that the U.S. military had no incentive to “keep up” with European military aviation.  Ultimately, however, he concludes that it was the respective services’ inability to create a strong, durable network connecting those flying the airplanes regularly (technology advocates) with the senior officers exercising control over their budget and organization (technology patrons) that hindered military aviation during this period.

Jim Leeke, Turtle and the Dreamboat: The Cold War Flights That Forever Changed the Course of Global Aviation (Dulles, VA: Potomac Books, 2022).

The Turtle and the Dreamboat is the first detailed account of the race for long-distance flight records between the U.S. Army and U.S. Navy less than fourteen months after World War II. The flights were risky and unprecedented. Each service intended to demonstrate its offensive capabilities during the new nuclear age, a time when America was realigning its military structure and preparing to create a new armed service – the United States Air Force.

The first week of October 1946 saw the conclusion of both record-breaking, nonstop flights by the military fliers. The first aircraft, a two-engine U.S. Navy P2V Neptune patrol plane nicknamed the Truculent Turtle, flew more than eleven thousand miles from Perth, Western Australia, to Columbus, Ohio. The Turtle carried four war-honed pilots and a young kangaroo as a passenger. The second plane, a four-engine U.S. Army B-29 Superfortress bomber dubbed the Pacusan Dreamboat, flew nearly ten thousand miles from Honolulu to Cairo via the Arctic. Although presented as a friendly rivalry, the two flights were anything but collegial. These military missions were meant to capture public opinion and establish aviation leadership within the coming Department of Defense.

Both audacious flights above oceans, deserts, mountains, and icecaps helped to shape the future of worldwide commercial aviation, greatly reducing the length and costs of international routes. Jim Leeke provides an account of the remarkable and record-breaking flights that forever changed aviation.

Micheal Napier, Flashpoints: Air Warfare in the Cold War (Oxford: Osprey Publishing, 2022).

The Cold War years were a period of unprecedented peace in Europe, yet they also saw a number of localised but nonetheless very intense wars throughout the wider world in which air power played a vital role. Flashpoints describes eight of these Cold War conflicts: the Suez Crisis of 1956, the Congo Crisis of 1960-65, the Indo-Pakistan Wars of 1965 and 1971, the Arab-Israeli Wars of 1967 and 1973, the Falklands War of 1982 and the Iran-Iraq War of 1980-88. In all of them both sides had a credible air force equipped with modern types, and air power shaped the final outcome.

Acclaimed aviation historian Michael Napier details the wide range of aircraft types used and the development of tactics over the period. The postwar years saw a revolution in aviation technology and design, particularly in the fields of missile development and electronic warfare, and these conflicts saw some of the most modern technology that the NATO and Warsaw Pact forces deployed, alongside some relatively obscure aircraft types such as the Westland Wyvern and the Folland Gnat.

Highly illustrated, with over 240 images and maps, Flashpoints is an authoritative account of the most important air wars of the Cold War.

David Nicolle and Gabr Ali Gabr, Air Power and the Arab World – Volume 6: World in Crisis, 1936-March 1941 (Warwick: Helion and Company, 2022).

Volume 6 of the Air Power and the Arab World mini-series continues the story of the men and machines of the first half century of military aviation in the Arab world. These years saw the Arab countries and their military forces caught up in the events of the Second World War.

For those Arab nations which had some degree of independence, the resulting political, cultural and economic strains had a profound impact upon their military forces. In Egypt the Army generally remained quiet, continuing with its often unglamorous and little appreciated duties. Within the Royal Egyptian Air Force (REAF), however, there were a significant number of men who wanted to take action in expectation of what they, and many around the world, expected to be the defeat of the British Empire.

The result was division, widespread mistrust, humiliation, and for a while the grounding of the entire REAF. In Iraq the strains of the early war years sowed the seeds of a yet to come direct armed confrontation with the British.

Volume 6 of Air Power and the Arab World then looks at the first efforts to revive both the REAF and the Royal Iraqi Air Force (RIrAF), along with events in the air and on the ground elsewhere in the Arab world from 1939 until March 1941.

This volume is illustrated throughout with photographs of the REAF, RIrAF and RAF and a selection of specially commissioned colour artworks.

Adrian Phillips, Rearming the RAF for the Second World War: Poor Strategy and Miscalculation (Barnsley: Pen and Sword, 2022).

When the RAF rearmed to meet the growing threat from Nazi Germany’s remorseless expansion in the late 1930s, it faced immense challenges. It had to manage a huge increase in size as well as mastering rapid advances in aviation technology. To protect Britain from attack, the RAF’s commanders had to choose the right strategy and the right balance in its forces. The choices had to be made in peacetime with no guidance from combat experience. These visions then had to be translated into practical reality. A shifting cast of government ministers, civil servants and industrialists with their own financial, political and military agendas brought further dynamics into play. The RAF’s readiness for war was crucial to Britain’s ability to respond to Nazi aggression before war broke out and when it did, the RAF’s rearmament was put to the acid test of battle. Adrian Phillips uses the penetrating grasp of how top level decisions are made that he honed in his inside accounts of the abdication crisis and appeasement, to dissect the process which shaped the RAF of 1940. He looks beyond the familiar legends of the Battle of Britain and explores in depth the successes and failures of a vital element in British preparations for war.

John Quaife, Battle of the Atlantic: Royal Australian Air Force in Coastal Command 1939-1945 (Newport, NSW: Big Sky Publishing, 2022).

At the outbreak of World War II, somewhat by accident — and just as the first shots of the war were fired — young Australian airmen from the Royal Australian Air Force were engaged in operations that would become known collectively as the Battle of the Atlantic. Arguably lesser-known than air campaigns in other theatres, large numbers of Australians who volunteered for service with Royal Australian Air Force, found themselves fighting in this battle. Australians were there at the outbreak and many would go on to fly some of the final missions of the war in Europe.

This book captures some of the experiences of the Royal Australian Air Force members who served with Coastal Command and, through the weight of numbers alone, stories of the Sunderland squadrons and the Battle of the Atlantic dominate the narrative. Being critical to Britain’s survival, the battle also dominated Coastal Command throughout the war but Australians served in a surprising variety of other roles. The nature of many of those tasks demanded persistence that could only be achieved by large numbers of young men and women being prepared to ‘do what it took’ to get a tedious and unrewarding job done. Over 400 did not come home.

Steven Zaloga, The Oil Campaign 1944–45: Draining the Wehrmacht’s Lifeblood (Oxford: OIsprey Publishing, 2022).

With retreating German forces losing their oilfields on the Eastern Front, Germany was reliant on its own facilities, particularly for producing synthetic oil from coal. However, these were within range of the increasingly mighty Allied air forces. In 1944 the head of the US Strategic Air Forces, General Carl Spaatz was intent on a new campaign that aimed to cripple the German war machine by depriving it of fuel.

The USAAF’s Oil Campaign built up momentum during the summer of 1944 and targeted these refineries and plants with its daylight heavy bombers. Decrypted German communications made it clear that the Oil Campaign was having an effect against the Wehrmacht. Fuel shortages in the autumn of 1944 forced the Luftwaffe to ground most of its combat units except for fighters involved in the defense of the Reich. Fuel shortages also forced the Kriegsmarine to place most of its warships in harbor except for the U-boats and greatly hampered German army campaigns such as the Battle of the Bulge in December 1944-45.

This fascinating book packed with key photos and illustrations examines the controversies and debates over the focus of the US bombing campaign in the final year of the war, and the impact it had on the war effort overall.

Call for Submissions: Naval and Maritime Air Power Revisited

In 2022, From Balloons to Drones will run a series that examines air power in the naval and maritime spheres.

From the First World War onwards, the use of air power in naval and maritime spheres has become an essential element of military operations. Indeed, even by 1918, many of the roles associated with naval air power, such as carrier airstrikes, had emerged. Similarly, the development of maritime air power was well-developed by 1918. Moreover, as the world’s major navies recognised the importance of naval air power and commissioned aircraft carriers between the First and Second World Wars, further developments and debates emerged.

2022 marks several significant anniversaries in naval and maritime air power history. In 1922, the US Navy, which became the world’s major user of carrier-based air power, launched its first aircraft carrier, the USS Langley. 2022 also marks the 80^th and 40^th anniversaries of two significant examples of the effective application of naval and maritime air power, the Battle of Midway and the Falklands War, respectively. As such, From Balloons to Drones is seeking submissions for a series of articles that examine the varied use of air power in the maritime sphere, broadly defined. Articles might, for example, explore the development of carrier-based air power, the use of land-based air power in support of naval and maritime operations, or the use of air power in support of amphibious operations. Possible themes to be explored might include, but are not limited to:

Strategy, Theory and Doctrine | Organisation and Policy | Roles

Operations – Kinetic and Non-Kinetic | Tactics, Training and Procedures

Strategic and Operational Effect | Technological Developments | Ethical and Moral Issues

National, International and Transnational Experiences | Personal Experiences

Memory and Memorialisation

We are looking for articles of between 500 to 4,000 words, though we will accept larger pieces, and we reserve the right to publish them in parts. Please visit our submissions page for more information on the types of articles published by From Balloons to Drones

We plan to begin running the series in February 2022, and it will continue for as long as we receive potential contributions. We welcome and encourage submissions from academics, policymakers, service personnel, and relevant professionals. We also welcome submissions written from diverse academic disciplines.

Submissions should be submitted in Word format and emailed to the email address below with ‘SUBMISSION – Naval and Maritime Air Power Revisited’ in the subject line. Also, please include a 50-100-word biography with your submission. Footnotes can be used, and please be careful to explain any jargon. If you are not sure if your idea fits our requirements, then please email us with ‘POTENTIAL SUBMISSION – Naval and Maritime Air Power Revisited’ in the subject line to discuss.

If you are interested in contributing, please email our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or contact us via our contact page here.

Header image: The Japanese aircraft carrier IJS Hiryu maneuvers to avoid bombs dropped by USAAF Boeing B-17E Flying Fortress bombers during the Battle of Midway on 4 June 1942. (Source: Wikimedia)

#ResearchResources – Recent Articles and Books (December 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Donald Bishop and Erik R. Limpaecher, ‘Looking Bakc from the Age of ISR: US Observation Balloons in the First World War,’ Air Power History 68, no. 3 (2021).

No abstract provided.

Patrick Luiz Sullivan De Oliveira, ‘Transforming a Brazilian aeronaut into a French hero: Celebrity, spectacle, and technological cosmopolitanism in the turn-of-the-century Atlantic,’ Past & Present (2021). https://doi.org/10.1093/pastj/gtab011

This article explains how the Brazilian Alberto Santos-Dumont, who at the turn of the twentieth century became the first global celebrity aeronaut, operated as a symbol of ‘technological cosmopolitanism’ — a world view that ostensibly promoted a vision of global unity through technology-enabled exchanges while simultaneously reproducing a core-periphery imagined geography that threatened to erase marginalized populations. Technological cosmopolitanism fitted snugly within the rubric of the Third Republic’s aspiring universalism, which assumed that France offered a model to be emulated around the world, but it was not hegemonic. If for the French appropriating Santos-Dumont meant safeguarding France’s leadership in aeronautics and assuaging their claims of universality, for Brazilians the elision was marked by ambiguity. Brazil’s First Republic hungered for heroes, and authorities saw Santos-Dumont as a symbol of modernity that showed that its place in world history was more than peripheral, even though that very vision was shaped by a Paris-centric world view. But marginalized Afro-Brazilians also found ways to appropriate a white ‘Frenchified’ Brazilian and reimagine their place in a cosmopolitan order. Technological cosmopolitanism evoked a world united by transportation, communication and exchange, but imagining who got to construct and partake in that community was a process continuously marked by erasures and reinsertions.

A. Garcia, ‘The South African Air Force in Korea: an evaluation of 2 Squadron’s first combat engagement, 19 November until 2 December 1950,’ Historia 66, no. 2 (2021).

South African participation in the Korean War (1950–1953) in direct support of an international military offensive led by the United States of America demonstrated the National Party administration’s commitment to opposing Communism. This article details how the deployment of South African Air Force 2 Squadron achieved the strategic objectives of the South African government in supporting the anti-communist United States-led United Nations coalition in the Korean War. It evaluates the performance of South Africa’s Air Force in their first operational test since the Second World War. The combat operations discussed under the scope of this article include the first tactical engagement of 2 Squadron in support of the initial advance (19 November to 21 December) 1950 and then later, the retreat of the United Nations force.

William Head, ‘The Berlin Airlift: First Test of the U.S. Air Force,’ Air Power History 68, no. 3 (2021).

No abstract provided.

N.R. Jenzen-Jones and Jack Shanley, ‘Precision Strike,’ The RUSI Journal (2021) DOI: 10.1080/03071847.2021.2016208

This article examines the development of precision guided munitions (PGMs) from the earliest proto-PGMs of the late 18th century to the miniaturised, semi-autonomous forms in present service. N R Jenzen-Jones and Jack Shanley trace the history of these revolutionary weapons and examine how their battlefield roles and real-world use cases have evolved over time.

T.B. Kwan, ‘“The effects of our bombing efforts”: Allied Strategic Bombing of the Japanese Occupied Territories during World War II,’ Air Power History 68, no. 3 (2021).

No abstract provided.

Wyatt Lake, ‘Origins of American Close Air Support,’ Air Power History 68, no. 3 (2021).

No abstract provided.

John G. Terino Jr., ‘Cultivating Future Airpower Strategists: On “Developing Twenty-First-Century Airpower Strategists”,’ Strategic Studies Quarterly 15, no. 4 (2021).

In 2008, Major General R. Michael Worden forecast specific challenges for airpower strategists including emerging technology, transnational terrorist organizations, an explosion of information power, budgets, and resourcing. His predictions have borne out in what the Air Force faces today, and Air University is responding, providing the next generation of airpower strategists.

Joseph B. Piroch and Daniel A. Connelly, ‘Six Steps to the Effective Use of Airpower: On “The Drawdown Asymmetry: Why Ground Forces Will Depart Iraq but Air Forces Will Stay”,’ Strategic Studies Quarterly 15, no. 4 (2021).

Then-Lieutenant Colonel Clinton S. Hinote’s 2008 analysis of the Iraq drawdown and the continued role of airpower in that conflict serves as a foundation for six steps to the effective use of airpower today.

Thomas Wildenberg, ‘Col. Thomas L Thurlow and the Development of the A-10 Sextant,’ Air Power History 68, no. 3 (2021).

No abstract provided.

Books

Phil Haun, Colin Jackson, and Tim Schultz (eds.), Air Power in the Age of Primacy: Air Warfare since the Cold War (Cambridge: Cambridge University Press, 2021).

Since the end of the Cold War the United States and other major powers have wielded their air forces against much weaker state and non-state actors. In this age of primacy, air wars have been contests between unequals and characterized by asymmetries of power, interest, and technology. This volume examines ten contemporary wars where air power played a major and at times decisive role. Its chapters explore the evolving use of unmanned aircraft against global terrorist organizations as well as more conventional air conflicts in Bosnia, Kosovo, Afghanistan, Iraq, Lebanon, Libya, Yemen, Syria, and against ISIS. Air superiority could be assumed in this unique and brief period where the international system was largely absent great power competition. However, the reliable and unchallenged employment of a spectrum of manned and unmanned technologies permitted in the age of primacy may not prove effective in future conflicts.

Mark Lardas, Truk 1944–45: The Destruction of Japan’s Central Pacific Bastion (Oxford: Osprey Publishing, 2021).

A fully illustrated history of how the US Navy destroyed Truk, the greatest Japanese naval and air base in the Pacific, with Operation Hailstone, and how B-29 units and the carriers of the British Pacific Fleet kept the base suppressed until VJ-Day.

In early 1944, the island base of Truk was a Japanese Pearl Harbor; a powerful naval and air base that needed to be neutralized before the Allies could fight their way any further towards Tokyo. But Truk was also the most heavily defended naval base outside the Japanese Home Islands and an Allied invasion would be costly. Long-range bombing against Truk intact would be a massacre so a plan was conceived to neutralize it through a series of massive naval raids led by the growing US carrier fleet. Operation Hailstone was one of the most famous operations ever undertaken by American carriers in the Pacific.

This book examines the rise and fall of Truk as a Japanese bastion and explains how in two huge raids, American carrier-based aircraft reduced it to irrelevance. Also covered is the little-known story of how the USAAF used the ravaged base as a live-fire training ground for its new B-29s — whose bombing raids ensured Truk could not be reactivated by the Japanese. The pressure on Truk was kept up right through 1945 when it was also used as a target for the 509th Composite Squadron to practise dropping atomic bombs and by the British Pacific Fleet to hone its pilots’ combat skills prior to the invasion of Japan.

David Nicolle and Gabr Ali Gabr, Air Power and the Arab World – Volume 5: The Arab Air Forces and the Road to War 1936-1939 (Warwick: Helion and Company, 2021).

The years immediately prior to the outbreak of the Second World War saw the earliest and the more recently established Arab Air Forces attempting to play a role on the regional if not yet on the world stage for the first time. It was a period when those Arab states which had real or merely theoretical independence were more or less allied with European countries that were gearing up to face the growing Fascist and Nazi threats. Unfortunately, these anti-Fascist and anti-Nazi countries were themselves the imperial powers, France and the United Kingdom, which were still seeking to maintain their domination of the greater part of the Arab World. To say that this complicated the situation, and strained the loyalties of the men of the newly emergent Arab air forces would be an understatement.

Volume 5 of the Air Power and the Arab World series, therefore, seeks to shed light on a difficult and widely misunderstood time. It draws upon decades of research, including previously unpublished interviews with men now dead, archive sources than have never before been translated into a European language, and material which, though available in obscure Arabic publications, has been almost entirely neglected by aviation historians.

This volume is richly illustrated with specially commissioned colour artworks illustrating the aircraft flown by the air forces in the Arab world during this dynamic period of time.

#AirWarBooks – Dr Michael Hankins

Editorial Note: In the next instalment of our Air War Books series, our Podcast Editor, Dr Michael Hankins, discusses the ten books that have influenced and shaped his writing as an air power historian.

Before I became a historian, I was a professional musician, and one of the most fun things that musicians do is sit around and talk about their influences. What did you listen to over the years that made you play the way that you play and compose music the way you do? The #AirWarBooks series here is a similar opportunity for us air power historians to talk about what books influenced us most. But, of course, the way any historian interrogates the past is rooted in many things, not just what books they read, but also their values, beliefs, background, and maybe even what kind of music they like.

That said, here are ten books that influenced my approach to studying and writing about air power history and technology. Not all of them are about aviation, but they shaped my approach to history in key ways. I’ll discuss the non-aviation books first:

J.E. Lendon, Soldiers and Ghosts: A History of Battle in Classical Antiquity (New Haven, CT: Yale University Press, 2006). So why is a book about Greco-Roman Warfare on my list of military aviation books? Because Lendon’s amazing work links culture and memory to the practice of warfare in specific and compelling ways. He argues that the Greeks and the Romans looked to the past – a culturally constructed, imagined past—to inform what they thought warfare should look like. I noticed some similar trends when I studied fighter pilot culture and began working on my first book, Flying Camelot. I don’t think I could have written that book without Lendon’s influence.

David Nye, America as Second Creation: Technology and Narratives of New Beginnings (Boston, MS: MIT Press, 2003). This book is not about aircraft specifically, but it is about the cultural power of technology. I’ve been deeply influenced by Nye’s examination of how specific technologies came to symbolize cultural narratives about the origins and evolution of the United States. The idea that a piece of technology could be a symbol that tells a specific story to a specific culture, almost defining their sense of identity in a way, is an idea that continues to define my own work.

Jill Lepore, The Name of War: King Philip’s War and the Origins of American Identity (New York: Vintage, 1998). There may not have been any aircraft in King Phillip’s War, but what I found so compelling about Lepore’s work here is the power of how people talk about the past. This book is less about the war and more about how it came to be remembered by the opposing sides, and how the language used to describe the past can create whole systems of meaning that shape the future. This idea, so powerfully explored here, has shaped my approach to studying later conflicts from the Korean and Vietnam Wars to the Gulf War and beyond.

Mark Clodfelter, The Limits of Air Power: The American Bombing of North Vietnam (New York: Free Press, 1989). Finally, some aeroplanes! There is a rich literature about air power in the Vietnam War, but I still think Clodfelter’s classic holds up as one of the most important. Even over 30 years later, his argument is still controversial: that strategic bombing in Vietnam was not effective, that air power, although very important, has limits. Nevertheless, his explanation and comparison of the different goals, limits, and methods of the Johnson and Nixon administrations’ approaches to bombing is still useful and insightful. Even for those who disagree with it, this book remains a giant in the field for a reason.

John Flanagan, Vietnam Above the Treetops: A Forward Air Controller Reports (New York: Praeger Publishers, 1992). There are a lot of pilot and aircrew memoirs from Vietnam, and many of them are very good. But, for some reason, Flanagan’s tale of flying O-1 Bird Dogs on the incredibly dangerous low-and-slow FAC missions in Southeast Asia has stuck with me much more than any other pilot memoirs I’ve read. Starting at the USAF Academy, Flanagan was a deeply principled man who was surprised at how the military handled itself in Vietnam. His story includes the way he wrestled with himself about the war and described in detail the brutal missions and the horrific things he saw. His story also includes a detailed look at how the US brought South Korean troops into the war – something not covered much in other works. There are many great memoirs to read, but if you can only read one, this would be my pick.

Tami Davis Biddle, Rhetoric and Reality in Air Warfare: The Evolution of British and American Ideas about Strategic Bombing, 1914-1945 (Princeton, NJ: Princeton University Press, 2004). Of all the books on bombing in the Second World War (and there are seemingly too many to count), Biddle’s work is one of the best. She highlights one of major themes in air power history: the disconnect between the promises of air power and its actual results on the battlefield. This work is a wonderful look at the evolution of an idea – how strategic bombing theory grew and changed over time, and how that idea and the assumptions that grew to accompany it influenced air power leaders on both sides of the Atlantic to interpret the air war in particular ways. This mode of analysing not only what happened, but what people thought about what happened, is something I’ve tried to carry through in my own work.

Steven Fino, Tiger Check: Automating the US Air Force Fighter Pilot in Air-to-Air Combat, 1950–1980 (Baltimore, MD: Johns Hopkins University Press, 2017). Fino’s study of the evolution of fighter pilot cockpits, detailing the F-86 Sabre, F-4 Phantom, and F-15 Eagle, is still one of my favourite histories of technology. That’s not just because it’s about three of my favourite aircraft, but because of how deftly Fino – himself a former Eagle driver – connects that technology to the people using it. He illustrates the complex interactions between human and machine in the high-stress combat situation of flying fighters, and how the culture of fighter pilots evolved along with the technology. I’ve also never seen another book be so technically detailed while remaining so accessible.

Linda Robertson, The Dream of Civilized Warfare: World War I Flying Aces and the American Imagination (Minneapolis, MN: University of Minnesota Press, 2005). As a Professor of Media as opposed to a historian, Robertson comes at this study of First World War pilots with a fresh perspective. She examines how the image of the knights of the air (inaccurate as it is) was constructed and took such a grip on the public and the flyers themselves. It’s a study of the public perception of the war and of flying and expands the literature on the First World War in interesting ways.

Stephen Bourque, Beyond the Beach: The Allied War Against France (Annapolis, MD: Naval Institute Press, 2018). Books about bombing during the Second World War are plenty, but few of them critique the allied effort in quite the way that Bourque does here. By travelling across France and consulting local archives, then comparing them to the official USAAF records, Bourque demonstrates the horrific true costs of the allied bombing campaign for French civilians. Almost as a companion piece to Tami Davis Biddle’s work, Bourque shows the human, emotional, and deeply personal costs of inaccurate bombing attacks, which wreaked destruction over France, killing tens of thousands of civilians. I read many books about bombing theory and doctrine, but this book makes those things real on a human level and made me look in a new way at a historical event that I thought I understood.

C.R. Anderegg, Sierra Hotel: Flying Air Force Fighters in the Decade After Vietnam (Washington DC: Air Force History and Museums Program, 2001). I’m not sure what it is about this book that keeps drawing me back. It’s a short volume about the transition from the Vietnam-era fighters like the F-4 Phantom, to the more advanced F-15 Eagle fighters of the 70s and 80s, and the suite of other changes that accompanied that shift, from more advanced air-to-air missiles like the AIM-9L to the changing nature of pilot culture, tactics, and training practices. Nevertheless, Anderegg’s approach – part history, part memoir – makes for very compelling, engaging reading about a fascinating topic. Maybe it’s that the subject matter is what my work focuses on, or maybe it’s the engaging writing style and interesting anecdotes, but I keep finding myself returning to this one again and again.

Dr Michael Hankins is the Curator for US Air Force, Navy, and Marine Corps post-World War II Aviation at the Smithsonian National Air and Space Museum and the author of Flying Camelot: The F-15, the F-16, and the Weaponization of Fighter Pilot Nostalgia (2021). He is a former Professor of Strategy at the USAF Air Command and Staff College eSchool, and former Instructor of Military History at the US Air Force Academy. He earned his PhD in history from Kansas State University in 2018 and his master’s in history from the University of North Texas in 2013. He has a web page here and can be found on Twitter at @hankinstien.

Header image: A US Air Force F-16 Fighting Falcon aircraft assigned to the 18th Aggressor Squadron takes off during Red Flag-Alaska 12-3 at Eielson Air Force Base, Alaska, 6 August 2012. Red Flag-Alaska is a series of Pacific Air Forces commander-directed field training exercises for US and partner nation forces, providing combined offensive counter-air, interdiction, close air support, and large force employment training in a simulated combat environment. (Source: Wikimedia)

#AirWarBooks – Ashleigh Brown

Editorial Note: In the next instalment of our Air War Books series, Ashleigh Brown discusses the ten books that have influenced and shaped her writing as an air power historian.

Our Editor-in-Chief, Dr Ross Mahoney asked me to contribute my top ten air war books – those that have influenced and shaped my own approach to the topic. Catching me in the midst of PhD research, this list clearly shows that my interest primarily centres on the First World War.

Michael Molkentin, Fire in the Sky: The Australian Flying Corps in the First World War (Crows Nest: Allen & Unwin, 2010). Michael Molkentin’s Fire in the Sky was the first military aviation book I ever read. In many ways, this book is responsible for moving my interest from the ground war to the air war, which ultimately led to my PhD research. In the first effort to revise Cutlack’s official history volume on the AFC, Molkentin presents a thoroughly researched and highly readable account of the efforts of Australians in the air during the First World War. Importantly, in doing so, Molkentin places the AFC in its rightful context within wider British air operations. This book, along with his centenary history volume, Australia and the War in the Air, is the authoritative account of the AFC

James Streckfuss, Eyes All Over: Aerial Reconnaissance in the First World War (Oxford: Casemate Publishers, 2016). Before the outbreak of the First World War, the predicted purpose of military aviation was reconnaissance. Accordingly, the focus in the opening years of war was reconnaissance, aerial combat being seen as necessary to ensure that this could be carried out uninhibited. Even with the creation of dedicated fighter squadrons, reconnaissance remained a core task for the air services throughout the war. James Streckfuss captures the importance of reconnaissance and details its progression by explaining early developments in Britain and the American perspective. This book expertly describes the intricacies and difficulties of carrying out aerial reconnaissance.

James Pugh, The Royal Flying Corps, the Western Front and the Control of the Air, 1914-1918 (New York: Routledge, 2017). The advantage found in having control of the air was recognised early in the First World War. The primary purpose of the RFC was to support ground forces through reconnaissance, photography, bombing missions, and artillery assistance; achieving superiority in the air was considered necessary to provide this support. James Pugh’s authoritative work discusses the development and application of air power over the Western Front, demonstrating the approach to obtaining and retaining aerial superiority (or control of the air). In doing so, Pugh rationally and expertly analyses the offensive policy (too often attributed solely to Hugh Trenchard), explaining how it was devised in conjunction with the French air services.

Malcolm Cooper, The Birth of Independent Air Power: British Air Policy in the First World War (London: Allen & Unwin, 1986). The high command of the RFC and RAF, and the political context of the air war, is complex, to say the least. Malcolm Cooper explains the various changes that took place at this level and details the development of the air war from this perspective. Cooper provides important context for understanding the execution of the air war, importantly contributing to the historiographical movement away from the view of First World War air power being exclusively a tactical concern.

Dennis Haslop, Early Naval Air Power: British and German Approaches (New York: Routledge, 2018). Dennis Haslop presents a comparative study of the Royal Naval Air Service and the Imperial German Naval Air Service, highlighting many striking similarities in the experiences of the two. This includes discussions of inter-service rivalry experienced by both the British and German air services and movements towards unification to create a single air service in each military. In other instances, discussions about the creation of the RAF from a naval perspective tend to present it as a hostile takeover of the RNAS rather than the amalgamation and unification of the two air services. Haslop avoids this, instead he presents a measured and factual account of this important part of Britain’s air power history. (N.B. You can read Ashleigh’s review of Haslop’s book here)

Richard Overy, RAF: The Birth of the World’s First Air Force (New York: Norton & Company, 2018). Richard Overy’s RAF provides an overview of Britain’s air war leading up to 1918, the events that led to the creation of the RAF, the process of achieving this, and the post-war struggle to keep it as a separate service. Although Overy does not engage with all the complexities of the air war in this relatively short book, he presents an excellent overview in the form of a very readable narrative.

Arthur Henry ‘Harry’ Cobby, High Adventure (Melbourne: Robertson & Mullens, 1943). In the years following the First World War, many pilots wrote memoirs detailing their war experience. Among those to do so was Australian pilot Arthur Henry – or Harry – Cobby. Cobby was the leading fighter ace of the AFC, boasting 29 victories during his time with No. 4 Squadron. In High Adventure, he presents a captivating account of his war in the air that I would recommend to anyone interested in how the AFC’s pilots fought the air war on a day-to-day basis.

Charles Rumney Samson, Fights and Flights: A Memoir of the Royal Naval Air Service in World War I (Nashville: The Battery Press, 1990). Continuing with the theme of memoirs, Air Commodore Charles Rumney Samson’s Fights and Flights details his experiences in positions of command in the RNAS. Among these was his involvement in the Gallipoli campaign, in which he led No. 3 Squadron RNAS which was responsible for reconnaissance over the Gallipoli peninsula and Dardanelles straits. Samson’s squadron operated over Gallipoli in the months leading up to the landing of ground forces, remained in support of the land campaign, and supported the eventual evacuation. Although only a portion of the book, this is an important account of the Gallipoli campaign from the air and captures the early contribution of the RNAS in the First World War.

Frederick Sykes, Aviation in Peace and War (London: E. Arnold & Co., 1922). Aviation in Peace and War details Frederick Sykes’ thoughts on the development and use of air power before, during, and after the First World War. Sykes discusses his pre-war thoughts on the potential use of aviation, the Military and Naval Wings of the RFC, technology and tactics, the offensive policy, and how he saw air power progressing after the war. Sykes is somewhat of a controversial character in the wartime RFC, particularly due to his strained relationship with David Henderson and Hugh Trenchard, and this book provides a valuable insight into his involvement in early British air power.

Peter Dye, The Bridge to Airpower: Logistic Support for Royal Flying Corps Operations on the Western Front, 1914-18 (Annapolis: Naval Institute Press, 2015). Peter Dye’s The Bridge to Airpower considers the evolution of First World War air power through a study of logistics on the Western Front. This thoroughly researched account allows for a greater understanding of the difficulties encountered in waging the air war, specifically due to problems sourcing airframes and aero-engines, both in sufficient amounts and of a high quality. Dye also discusses the changing logistic requirements in line with the changing nature of the air war and presents an impressive collection of statistics to show the evolution of British air power during the war.

Ashleigh Brown is the Social Media Editor at From Balloons to Drones and a PhD candidate at the University of New South Wales, Canberra. Her thesis focuses on aviation command in the British air arms during the First World War. It considers developments across the tactical, operational, and strategic levels of command, extending the learning curve theory to the air war. Ashleigh is a researcher for the Official History of Australian Operations in Iraq & Afghanistan and Australian Peacekeeping Operations in East Timor, where her focus is Australia’s commitment to Afghanistan between 2005 and 2010. Her research interests include the First World War, recent conflicts, air power, and military command. Ashleigh can be found on Twitter at: @ash__brown.

Header image: A group of pilots of No. 32 Squadron RFC at Beauval in 1916. Behind them is an Airco DH.2 biplane. (Source: Wikimedia)

#ResearchResources – Recent Articles and Books (June 2021)

Articles

Cynthia Buchanan, ‘Mexicans in World War II: America’s Ally of the Air,’ Air Power History 68, no. 2 (2021).

No abstract available.

William Cahill, ‘Fly High, Fly Low: SAC Photographic Reconnaissance in Southeast Asia,’ Air Power History 68, no. 2 (2021).

No abstract available.

Yin Cao, ‘The Last Hump: The Lahore Elementary Flying Training School, the Chinese Civil War, and the final days of the British Raj,’ Modern Asian Studies (2021). doi: 10.1017/S0026749X21000081.

This article centres on the evacuation of the Lahore Elementary Flying Training School, which was built in 1943 to train Chinese pilots and mechanics. It details the British and Chinese authorities’ concerns over the school and how the chaotic situation in India during the final days of the British Raj influenced its evacuation back to China. This article locates the story within the broad context of the British withdrawal from India and the Chinese Civil War, and it uses this case to uncover the links between the two most significant events in the history of modern India and China. In so doing, it puts forward an integrated framework for studying modern Indian and Chinese history.

Jonna Doolittle Hoppes, ‘Gene Deatrick: An Appreciation,’ Air Power History 68, no. 2 (2021).

No abstract available.

James Greenhalgh, ‘The Long Shadow of the Air War: Composure, Memory and the Renegotiation of Self in the Oral Testimonies of Bomber Command Veterans since 2015,’ Contemporary British History (2021), DOI: 10.1080/13619462.2021.1906654

The following article examines oral testimonies collected by the International Bomber Command Centre project since 2015. The study considers the challenges posed by post-war discourses that contest the morality of bombing and contemporary constructions of Britishness to Bomber Command veterans making account of their lives. The contested nature of bombing’s position within narratives of the Second World War creates a discursive environment where veterans struggle to assemble satisfying life stories. Despite using a set of similar narrative frameworks to counter questions concerning the morality or purpose of bombing, veterans found limited opportunities to demonstrate personal agency or achieve emotional composure. The interviews illustrate unresolved and challenging feelings stemming from a discourse that has proved inimical to creating satisfying selfhoods. In addition, the difficulty of integrating the story of Bomber Command into narratives of Britain’s wartime myth proved to be a source of considerable discomfort for the interviewees. In their attempts to situate themselves within longer trajectories of Britain and its military in the twenty-first century, the testimonies are thus revealing of the importance to Britain of its wartime past in forming current identities and the ongoing conflict in how Britishness should confront more complex versions of its history.

K.A. Grieco and J.W. Hutto, ‘Can Drones Coerce? The Effects of Remote Aerial Coercion in Counterterrorism,’ International Politics (2021). https://doi.org/10.1057/s41311-021-00320-5

Weary of costly on-the-ground military interventions, Western nations have increasingly turned to “Remote Warfare” to address the continued threat of terrorism. Despite the centrality of drone strikes to the practice of Remote Warfare, we still know relatively little about their effectiveness as instruments of coercion. This article offers a conceptual framework for assessing their coercive efficacy in counterterrorism. We argue that remote control drones are fundamentally different from traditional airpower, owing to changes in persistence, lethality, and relative risk. Critically, these technological characteristics produce weaker coercive effects than often assumed. While persistent surveillance combined with lethal, low-risk strikes renders armed drones highly effective at altering the cost–benefit calculations of terrorists, these same technological attributes cause them to be less effective at clear communication, credibility, and assurance—other key factors in coercion success. Overall, drone strikes are poor instruments of coercion in counterterrorism, underscoring some potential limitations of Remote Warfare.

Ron Gurantz, ‘Was Airpower “Misapplied” in the Vietnam War? Reassessing Signaling in Operation Rolling Thunder,’ Security Studies (2021). DOI: 10.1080/09636412.2021.1915585.

Operation Rolling Thunder’s failure has been widely blamed on the strategy of using force to send “signals.” It discredited the associated theory of coercion among a generation of military officers and scholars. In this paper I show that, whatever its other failures, Operation Rolling Thunder did successfully signal a threat. I rely on the latest research to demonstrate that Hanoi believed the bombing would eventually inflict massive destruction. I also show that Washington accurately ascribed the failure of the threat to North Vietnam’s resolve and continued the operation for reasons other than signaling. These findings show that Operation Rolling Thunder can be productively understood as an exercise in both signaling and countersignaling. Rather than discrediting the theory of coercion, these findings modify it. They show that failed threats can be informative and that coercive campaigns can become prolonged for reasons other than a lack of credibility.

Heather Hughes, ‘Memorializing RAF Bomber Command in the United Kingdom,’ Journal of War & Culture Studies (2021), DOI: 10.1080/17526272.2021.1938840

This article traces the ways in which RAF Bomber Command has been memorialized in the UK since the 1940s, focusing on those who have organized memorials and associated commemorations. Distinct phases can be identified. Until the 1970s, the Command was accorded a prominent role in official memorial and ceremonial activities. Veterans’ activities reflected this acknowledgement. From the 1980s, in the face of debates about the morality of area bombing of German cities, however, veterans’ organizations and families began to articulate the view that Bomber Command’s wartime contribution had been overlooked. In consequence, they embarked upon activities to revise official memory. This included distinctive forms of memorial activity on the part of veterans and the postmemory generation, including the widespread appearance of ‘small memorials’ and, in the twenty-first century, two large-scale memorial sites, in London and in Lincoln.

John A. Schell, ‘The SA-2 and U-2: Secrets Revealed,’ Air Power History 68, no. 2 (2021).

No abstract available.

James Shelley, ‘The Germans and Air Power at Dieppe: The Raid and its Lessons from the ‘Other Side of the Hill,’ War in History (2021), DOI: 10.1177/0968344521995867

Despite the vast academic and popular interest in the Dieppe raid of 19 August 1942, there remains a curious oversight of the German side of the story. This contribution interrogates German sources in order to explore the Dieppe air battle and its consequences from the perspective of the German armed forces. The paper ultimately demonstrates that the Germans learnt much about the role of air power in coastal defence from their experiences at Dieppe, but that the implementation of those lessons was lacking.

Samuel Zilincik, ‘Technology is awesome, but so what?! Exploring the Relevance of Technologically Inspired Awe to the Construction of Military Theories,’ Journal of Strategic Studies (2021), DOI: 10.1080/01402390.2021.1923919.

Military theories are thoughts explaining how armed forces are to be used to achieve objectives. These thoughts are often influenced by emotions, yet the influence of emotions on military theory-crafting remains underexplored. This article fills the gap by exploring how awe influences military theorising. Awe is an emotion associated with the feeling of transcendence. Several military theorists felt that way about the technologies of air power, nuclear power and cyber power, respectively. Consequently, their theories became narrowly focused, technocentric and detached from the previous theories and military history. Understanding these tendencies can help improve military theorising in the future.

Books

Bojan Dimitrijevic and Jovica Draganić, Operation ALLIED FORCE: Air War over Serbia 1999 – Volume 1 (Warwick: Helion and Company, 2021).

On 24 March 1999, the North Atlantic Treaty Organisation (NATO) launched Operation Allied Force against Serbia.

Lasting 78 days, this was an unusual conflict fought at several levels. The campaign was fought at the negotiation tables, in the media, and via cyber warfare. In the air, NATO sought to destroy or at least minimise the capability of the Serbian forces, while on the ground the Serbian forces fought the Kosovo-Albanian insurgency. It had an unusual outcome, too: without NATO losing a single soldier in direct action, they still forced the Serbian authorities and armed forces to withdraw from Kosovo, which in 2008 then proclaimed its independence. In turn, the war inflicted serious human and material losses upon the Serbian’s and the air force was particularly devastated by air strikes on its facilities. Nevertheless, many within NATO subsequently concluded that the skies over Serbia were as dangerous on the last night of this conflict as they were on its first.

Largely based on cooperation with the joint commission of the Serbian Air Force and the U.S. Air Force in Europe (USAFE), Volume 1 of Operation Allied Force provides a detailed overview of NATO’s aerial campaign, including reconstructions of operations by ‘stealth’ aircraft such as the F-117A and B-2A, and the only loss of an F-117A in combat. Volume 1 of Operation Allied Force also offers a detailed reconstruction of the planning and conduct of combat operations by the Serbian Air Force and Air Defence (Ratno vazduhoplovstvo i protivvazdušna odbrana, RV i PVO) with a special emphasis on the attempts of its sole MiG-29 squadron and its surface to air missile batteries to challenge enemy strike packages.

Adrien Fontanellaz, Tom Cooper, and José Augusto Matos, War of Intervention in Angola – Volume 4: Angolan and Cuban Air Forces, 1985-1987 (Warwick: Helion and Company, 2021).

War of Intervention in Angola, Volume 4, continues the coverage of the operational history of the Angolan Air Force and Air Defence Force (FAPA/DAA) as told by Angolan and Cuban sources, in the period 1985-1987.

Many accounts of this conflict – better known in the West as the ‘Border War’ or the ‘Bush War’, as named by its South African participants – consider the operations of the FAPA/DAA barely worth commentary. At most, they mention a few air combats involving Mirage F.1 interceptors of the South African Air Force (SAAF) in 1987 and 1988, and perhaps a little about the activity of the FAPA/DAA’s MiG-23s. However, a closer study of Angolan and Cuban sources reveals an entirely different image of the air war over Angola in the 1980s: indeed, it reveals the extent to which the flow of the entire war was dictated by the availability – or the lack – of air power. These issues strongly influenced the planning and conduct of operations by the commanders of the Angolan and Cuban forces.

Based on extensive research with the help of Angolan and Cuban sources, War of Intervention in Angola, Volume 4, traces the Angolan and Cuban application of air power between 1985-1987 – during which it came of age – and the capabilities, intentions, and the combat operations of the air forces in support of the major ground operations Second Congress and Salute to October.

Alexander Howlett, The Development of British Naval Aviation, 1914–1918 (London: Routledge, 2021).

The Royal Naval Air Service (RNAS) revolutionized warfare at sea, on land, and in the air. This little-known naval aviation organization introduced and operationalized aircraft carrier strike, aerial anti-submarine warfare, strategic bombing, and the air defence of the British Isles more than 20 years before the outbreak of the Second World War. Traditionally marginalized in a literature dominated by the Royal Flying Corps and the Royal Air Force, the RNAS and its innovative practitioners, nevertheless, shaped the fundamentals of air power and contributed significantly to the Allied victory in the First World War. The Development of British Naval Aviation utilizes archival documents and newly published research to resurrect the legacy of the RNAS and demonstrate its central role in Britain’s war effort.

David Nicolle and Gabr Ali Gabr, Air Power and the Arab World, 1909-1955 – Volume 4: The First Arab Air Forces, 1918-1936 (Warwick: Helion and Company, 2021).

Volume 4 of Air Power and the Arab World, 1918-1936, continues the story of the men and machines of the first half century of military aviation in the Arab world. The earliest of the Arab air forces to be established trace their histories back to the 1920s and 1930s when the overwhelming majority of Arab countries, and an even larger majority of the Arabic-speaking people, were ruled or dominated by four European powers. This volume continues with the story of the period from 1918 to 1936.

The role, organisational structure and activities of the first Arab air forces are described based on decades of consistent research, newly available sources in Arabic and various European languages, and is richly illustrated with a wide range of authentic photography. These air forces ranged from dreams which never got off the ground, to small forces which existed for a limited time then virtually disappeared, to forces which started very small then grew into something more significant. Even so, the successful air forces of Iraq and Egypt would only have a localised impact within the frontiers of their own states.

#BookReview – The Royal Flying Corps, the Western Front and the Control of the Air, 1914-1918

James Pugh, The Royal Flying Corps, the Western Front and the Control of the Air, 1914-1918. Abingdon: Routledge, 2017. Figures. Charts. Bibliography. Index. Hbk. xviii + 190 pp.

Reviewed by Dr Heather Venable

The so-called Father of the Royal Air Force Lord Hugh Trenchard looms large in the historiography of air power, perhaps most infamously for his assertion – seemingly wrought out of thin air – that the moral effect of air power outweighed the material by a factor of twenty to one. To many students of air power, this statement epitomises how much the interwar pursuit of strategic bombardment rested on flights of fancy more than carefully reasoned analysis of the lessons of the First World War because airmen like Trenchard intended to have a moral effect on civilian populations in future wars.

By contrast, James Pugh’s The Royal Flying Corps, the Western Front and the Control of the Air, 1914-1918 pushes back at a significant portion of the historiography of First World War air power concerning the Royal Flying Corps (RFC). Unlike many other scholars, Pugh insists that before the First World War, British airmen anticipated how to use air power effectively and demonstrated creativity and flexibility in applying it during the war. Pugh’s revisionist approach depends on the compelling claim that historians have teleologically read aspects of the interwar period into the First World War experience. Pugh thus wants to rescue some airmen from unfair and overwrought reputations for dogmatism (p. 52). Perhaps most importantly, Pugh seeks to validate the RFC’s overwhelmingly offensive approach as fundamentally sound while showing change over time during the war concerning offensive air strategy. Pugh argues that the offensive approach taken by airmen primarily echoed that of the ground war. Moreover, airmen shifted from seeking decisiveness to pursuing attrition and pursued more sophisticated approaches to achieving control of the air during the First World War.

Prime Minister Herbert Asquith watches a squadron of aeroplanes returning to RFC Headquarters at Frevillers. With him is Major-General Hugh Trenchard, commander of the Royal Flying Corps. (Source: © IWM Q 4192)

Pugh’s first chapter establishes convincingly that airmen properly appreciated the importance of air superiority before the First World War. He also shows how vital missions, such as fostering battlefield communication and observing artillery fire, were anticipated before the First World War. However, limited technology and other factors impeded greater experimentation with these roles before the war (p. 33). These roles, moreover, reflected how aviators considered themselves to be part of the British Army. Their embrace of offensive thinking particularly reflected the powerful influence of British Army culture on the RFC. Pugh offers this helpful corrective in response to his belief that historians have traced the origins of airmen’s offensive proclivities too unilaterally to Trenchard (p. 14). Indeed, Pugh generally stresses the extent to which other airmen deserve more credit for developing air power thinking, continually deemphasising Trenchard (p. 51). In a similar vein, Pugh not only challenges widely held views on Trenchard’s emphasis on morale but also offers competing explanations for why the RFC stressed it so much. According to the author, the emphasis on diminishing an opponent’s morale owes much to the ‘fragility of aircraft’ (p. 24, 52). This point is not entirely convincing.

Still, Pugh argues that the RFC did not acquire ‘effective’ fighters until 1916, which were increasingly sent to the Western Front organised in squadrons responsible for different roles (p. 49). While awaiting improved aircraft, the RFC revised doctrine and improved organisational practices. When updated in 1915, RFC doctrine denoted reconnaissance as air power’s primary purpose, although it also increasingly recognised the requirement for ‘fight[ing]’ to obtain that information (p. 46), thereby placing more emphasis on controlling the air. Still, the RFC Training Manual diminished its emphasis on reconnaissance from 75 to 36% of the manual while increasing its coverage of artillery support most dramatically (p. 47).

‘Rules of the air – meeting another machine’. An air technical diagram of a Sopwith Dolphin and two Sopwith Camel biplanes meeting in the air and turn to the right. (Source: © IWM Q 67829)

The RFC’s views on how to control the air grew increasingly expansive, especially after learning valuable lessons about airpower employment at Verdun. Thus, the British now stressed seeking control of the air ‘far away’ from those aircraft providing direct support to the battlefield (p. 52) as well as reaffirming the importance of ‘maintaining an offensive posture’ (p. 56), which resulted in a theatre-wide emphasis as airmen sought to control the air in ‘breadth and depth’ (p. 81).

Pugh’s revisionist account largely depends on assuming the best about many of the airmen he describes, resulting in a somewhat Whiggish and rosy account of the RFC’s achievements in the First World War. Pugh valuably attempts to explode accepted thought in multiple areas. This approach is the work’s greatest benefit and failing. Regarding the extent to which airmen embraced an attrition-based strategy over the course of the war, for example, Pugh never fully makes an argument. Describing the phrase ‘relentless and incessant offensive’ as the ‘most profound evidence’ of this strategic shift ultimately falls short of proving one of the work’s key themes (p. 62). In a related vein, Pugh’s argument depends on separating out the rhetoric of airmen like Trenchard, who he claims made much of offensive air power for political reasons, meanwhile arguing that in actuality, airmen pursued an ‘increasingly nuanced and sophisticated approach to controlling the air’ (p. 71), such as using ‘concentrated and coordinated’ groups of fighters (p. 82). These contrasting interpretations cause the reader to wonder how Pugh determines when to accept evidence as rhetoric and when to accept it as representing airmen’s authentic thinking. These potential problems epitomise how Pugh is trying to do too much, such as when he mentions studies of First World War land power being importantly focused more systematically on ‘learning, transformation, or adaption’ yet preserves that approach for future airpower researchers (p. 91, 71). Using the methodology from some studies more systematically to explore British thinking about air control could offer more value.

Despite these critiques, all students of air power should read Pugh’s work for its argument-driven and revisionist analysis of the Royal Flying Corps. While adding significant complexity to widely accepted views of First World War airpower, Pugh ultimately concludes that the RFC’s offensive mindset represented the ‘most sensible course of action’ to pursue (p. 163). Even for those not necessarily interested in the RFC, his discussion of how to best employ air power will provide much of value to ponder for readers interested in any era of air power.

Dr Heather Venable is an Associate Professor in the Department of Airpower at the United States Air Force’s Air Command and Staff College. She received her PhD in Military History from Duke University. Venable’s first book, How the Few Became the Proud: Crafting the Marine Corps Mystique, 1874-1918, was published by Naval Institute Press in 2019.

Header image: A group of pilots of No. 32 Squadron RFC at Beauval in 1916. Behind them is an Airco DH.2 biplane. (Source: Wikimedia)

From Balloons to Drones

Air Power throughout the Ages

Tag: First World War

Hulls, Hydrofoils, and Float Tests in the NACA Tanks, 1915 to 1945

Call for Submissions – From Balloons to Drones

#Podcast – The Origins of Air Power in the US: An Interview with Dr Laurence Burke II

#ResearchResources – Recent Articles and Books

Call for Submissions: Naval and Maritime Air Power Revisited

#ResearchResources – Recent Articles and Books (December 2021)

#AirWarBooks – Dr Michael Hankins

#AirWarBooks – Ashleigh Brown

#ResearchResources – Recent Articles and Books (June 2021)

#BookReview – The Royal Flying Corps, the Western Front and the Control of the Air, 1914-1918

Menu

Air Power throughout the Ages

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Share this:

Like this:

Menu