Royal Air Force ‘wings’ Brevets in Second World War Propaganda

Royal Air Force ‘wings’ Brevets in Second World War Propaganda

By Liam Barnsdale

The Royal Air Force (RAF) has used various ‘wings’ brevets as identifying symbols for aircrew since its formation, with hotly-contested political debates within the service over their symbolic value dating back to the time of their introduction by the Royal Flying Corps.[1] However, it was during the Second World War that – thanks to the RAF’s actions and resulting fame – the recognition of the insignia was catapulted beyond military circles into the wider public. Much of this recognition is either evidenced in the products, or due to the efforts, of Britain’s propagandists, who frequently included the ‘wings’ brevets in their material. Although an intrinsic component of RAF aviators’ uniforms, ‘wings’ brevets were frequently depicted independently from their associated clothing sets. Indeed, their recognition often transcended the uniforms to which they were irrevocably attached in reality — virtually every piece of uniform, insignia, and flying equipment featured in aviators’ propaganda representations. However, the ‘wings’ brevets were foremost among these symbols, coming to represent not just individual aviators, but the service as a whole.

INS 7330
An example of a pilot’s ‘wings’ brevet as used during the Second World War. (Source: © IWM (INS 7330))

Following the traditions of the RFC, the RAF recognised individual aircrew roles through brevet patches worn on the service dress and war service dress jackets’ left breast. These took the form of either two outstretched bird’s wings for a pilot or a single wing denoting non-pilot roles in multi-person aircraft. Both forms of brevet were embroidered in white silk for the wings, and bronze silk for the laurels from which they emanated. Contained within these laurels were white letters indicating the wearer’s service in the case of pilots or their role in acronym form for non-pilots. Named for their shape, ‘wings’ brevets received a modicum of public recognition before the Second World War, evidenced by their appearances in popular culture, including Thomas Somerfield likening them to RAF officers’ moustaches in Punch, August 1918. Depicting two aviators, one with a full handlebar moustache and the other with similar facial hair on only the left half of his top lip, Somerfield quipped that:

The growth of decorations, badges and honorific chevrons makes it advisable that fresh space should be found for them. Mr. Punch recommends the above method of distinguishing between an observer and a pilot.[2]

Although this reference to the brevet’s form indicated public knowledge of the insignia, it was during the Second World War that the brevet became truly famous within the British public consciousness.

INS 7331
The Air Gunner ‘wings’ that were introduced in December 1939. (Source: © IWM (INS 4909))

During the Second World War, a wider variety of ‘wings’ brevets specific to aircrew roles were produced, and their symbolic value increased exponentially, thanks in part to their promotion by the Air Ministry. With the increasing size of bombers, the typical aircrew was no longer simply a pilot and his observer. The new heavy four-engined bombers required a large and diverse range of crewmembers, each with their specially trained skillset and therefore deserving of recognition through their unique brevet. The new ‘wings’, modelled on the earlier observer’s brevet, were individually introduced throughout the war, beginning with the Air Gunner’s in December 1939 and ending with Meteorological Officer, signified by an ‘M’, in April 1945.[3] In many cases, their introduction was announced to the public in newspaper articles, with The Times publishing an article on the Air Gunner brevet’s introduction, complete with information on the wearers’ qualifications, the brevet’s construction, and accompanying photograph.[4]

The ‘wings’ brevets’ promotion was highly effective, leading to them gaining widespread public recognition. Roald Dahl, at this time an RAF fighter pilot, recalled two incidents in his memoir Going Solo in which the ‘wings’ on his jacket acted as ‘a great passport’ in London during 1941, both occurring during the same night.[5] The first instance was impressing a hotel owner into using her telephone; the second was deterring a group of ‘drunken soldiers […] searching for an officer to beat up.’[6] Dahl attributed this recognition to the publicising of fighter and bomber pilots’ activities, and the brevity of his short explanation implies that the brevet’s significance was indeed common knowledge in wartime Britain.[7] By contrast, Flying Officer James Storrar, a Hawker Hurricane pilot during the Battle of Britain, wrote to his mother about the amusement he felt at the reactions he received from non-RAF personnel while on leave in London. Upon his appearance at the Euston Hotel, Storrar wrote that ‘Army Captains look upon my dirty tunic & hat […] with disgust and two waiters titter about something in my dress.’[8] However, it was ‘honestly amusing to meet people and be introduced as a fighter pilot, the different reactions are amazing.’[9] Accordingly, the appearance of RAF aviators’ uniforms and the visibility of their ‘wings’ brevet significantly influenced their reception by the British public. While smartly dressed pilots with visible ‘wings’ brevets, such as Dahl, received positive reactions from the public, those whose dress was too untidy for identification as pilots received derision and scorn.

PST 4095
While appearing chauvanistic by modern standard, this poster was typical of those used during the Second World War. It was created in 1941 by Harold Forster, an artist noted for his illustrations on pre-war Black Magic chocolate boxes. The pilot ‘wing’s are a noticeable feature of this work. (Source: © IWM (Art.IWM PST 4095))

Popular recognition of the pilot’s ‘wings’ brevet is reflected in a variety of propaganda media. These include one of the Air Ministry’s ‘Fly with the RAF’ advertisements published in February 1941, in which it is claimed that ‘you [the reader] know’ RAF pilots ‘by “The Wings” on their tunics.’[10] Further evidence can be found in two posters from the Ministry of Information’s series ‘Keep Mum, She’s Not so dumb!’ In one, an RAF Sergeant is plied for information by his female companion, with the ‘AG’ on his half-brevet delicately legible despite the rough brushstrokes used throughout the remainder of the artwork.[11] In the second poster, officers of the three services crowd around an elegant woman, the only feature distinguishing the RAF officer from his compatriots being his uniform’s colour and ‘wings’.[12] In both of these instances, great care was taken by the artists to ensure that the ‘wings’ brevets were included in their work, clearly indicating the insignia’s symbolic value, both to Britain’s propagandists and within popular culture.

The ‘wings’ brevet also appeared frequently in commercial advertisements. Two Cardinals Luxury Coffee included the brevet in their poster featuring a smiling RAF pilot wearing service dress with visible ‘wings’ brevet.[13] By associating the brand with the heroic defenders of the realm, whose ambassador is identified only by his insignia, the audience is assured of the product’s quality. A similar use of the brevet for ‘authenticating’ a product can be found in newspaper advertisements for Fighter Pilot, Paul Richey’s anonymous Battle of France memoir.[14] First editions of Richey’s book also sported the fêted insignia on its otherwise-image-deprived cover.[15] Other book covers utilising the brevet include Leslie Kark’s novels The Fire Was Bright and Red Rain, both of which used the ‘wings’ as a method of clearly identifying their topics to potential readers.[16] Similarly, the Ministry of Information’s internationally-distributed children’s picture book Britain’s Royal Air Force began beneath a large colour illustration of a pilot’s brevet.[17]

Cinema, however, presented the most prominent recognition of the ‘wings’ brevet’s symbolic power. Although aviation films produced in the war’s formative years merely included the brevet as a part of their actors’ costumes, later films came to place great emphasis on the brevet as a symbol of the characters’ occupation.[18] Exemplifying this is Jack Watling’s character Buster, the RAF fighter pilot briefly included in Carol Reed’s 1944 film The Way Ahead as a token emblem of his service.[19] In every shot depicting the character, his ‘wings’ are clearly visible, continually reminding the audience of his coveted role within his already-glorified service. This careful inclusion is echoed in a brief shot from the Sergeant’s Mess scene in Michael Powell, and Emeric Pressburger’s 1942 Oscar-nominated One of Our Aircraft is Missing wherein the ‘wings’ of the Sergeant pilot leaning against the radio is clearly, but unnecessarily, visible at the bottom of the image.[20] Joseph Lee also utilised this careful framing in his cartoon ‘Smiling Through: Point of View’, published in the Evening News in July 1942. Although the central character’s left arm is raised casually, it is angled just low enough for the artist to include his ‘wings’ in the image.[21] In each of these examples, the characters’ ‘wings’ brevets need not have been included, and their presence; therefore, merely proves their symbolic value to both creators and audience.

The Way Ahead
“Well, shot up a bit…” Buster in The Way Ahead (1944).

A similar reverence is placed upon the ‘wings’ brevet in Anthony Asquith’s 1945 work The Way to the Stars, with the film’s characters wordlessly acknowledging their symbolic value. When encountering John Mills’ character, RAF bomber pilot-turned-controller Peter Penrose, American bomber crewmember Joe Friselli, played by Bonar Colleano, initially took him for a non-flying officer. This assumption is based on Penrose not wearing his War Service Dress jacket and his introducing himself as a controller and “not a flier.”[22] Friselli proceeded to loudly elucidate on his untested expertise in bombing and the qualities of his aircraft. Penrose, meanwhile, took his coat down from the hook on which it was hanging, and Friselli stopped short as he noticed the ‘wings’ brevet just visible to the audience on the jacket’s left breast. Friselli’s tone changed immediately to one of apologetic respect, and humble, yet faintly-dumbfoundedly enquired into Penrose’s experience as a pilot.[23] The brief interaction between Friselli and Penrose was aimed to bring a form of Schadenfreude to the British public, playing on their widespread irritation with the ‘over-paid, over-sexed and over here’ American servicemen based in their country. However, the scene also proves the brevet’s power as a symbol independent of the RAF’s uniform, for unlike Buster’s The Way Ahead, Penrose’s ‘wings’ remain either out-of-focus or partially obscured throughout the scene. Regardless, instant audience recognition is expected of Friselli’s wordless indication to the brevet’s location, just as the brevet’s significance goes unexplained yet remains pivotal to the dialogue.

While incidental inclusions such as these in both film and print were common, the Royal Air Force Film Production Unit went one step further. Under the direction of John Boulting, the Unit’s 1945 film Journey Together dug into the perceived elitism of pilots and dedicated the entire film to promoting the value of non-pilot aircrew, with particular emphasis on the role of navigator. The film tells the story of two fictional RAF trainees, David Wilton and John Ayneswoth played by Richard Attenborough and Jack Watling respectively, both hoping to become pilots. Wilton failed in his endeavour and instead became a navigator, while Ayneswoth achieved his goal, much to the envy of Wilton, until both came to cooperate and accept the equal importance of navigator and pilot. Wilton’s initial envy is communicated most effectively in a mostly non-verbal scene in a Canadian hotel bar, where Aynesorth took off his greatcoat to expose the new ‘wings’ on his service dress. After a moment of tense silence, Wilton showed his support for Aynesworth’s achievement by offering to brush his wings to reduce their dazzle.[24] Throughout this brief but tense scene, the brevet dominated as the object of conversation, both spoken and unspoken, with great emphasis placed on its coveted status and symbolism.

From their repeated use in multiple media formats to identify and promote aviators, the RAF’s ‘wings’ brevets held significant symbolic value within British Second World War society. Be it through intimation of their elite status in cinema, or their inclusion as a service-identifying emblem in printed material, brevets were repeatedly used without accompanying explanation of their meaning, with audiences expected to both recognise them and appreciate the qualifications and accompanying heroic traits they represented. There is limited evidence to support any claim that the insignia was indeed widely-recognised by the British public, and any claim that recognition of ‘wings’ brevets was universal would be almost impossible to prove. However, the material examined in this article indicates that the Air Ministry and Ministry of Information believed public recognition of ‘wings’ brevets to be sufficient to make explanation unnecessary. If their assumptions were correct, which could be argued based on these agencies’ access to public opinion polling, this would indicate that the brevets’ fame was deeply embedded in the British public consciousness, well beyond its earlier and later boundaries within the service. This fame, founded in the propagandised efforts of the RAF, merely exacerbated the ministries’ ability to use them as a propaganda tool to further promote the service. Therefore, RAF ‘wings’ brevets exemplified not only the power of the symbols in wartime propaganda but the reciprocal interaction between propaganda and public opinion, each of which influences the other. Public knowledge of the brevets was due to its use in propaganda, and its use in propaganda was based on expected public knowledge. Regardless of the origins of their fame, the innumerable representations of RAF ‘wings’ brevets in British Second World War propaganda indicated their popularity among the contemporary British public.

Liam Barnsdale has recently completed his Master of Arts thesis at Victoria University of Wellington in New Zealand. His thesis, titled ‘‘The sort of man’: Politics, Clothing and Characteristics in British Propaganda depictions of Royal Air Force Aviators, 1939-1945′, examines depictions of RAF personnel in multiple media during the Second World War, identifying and analysing the symbols and characteristics systematically used in these depictions.

Header Image: Wing Commander Guy Gibson, OC No. 617 Squadron, with members of his crew. Left to right: Wing Commander Guy Gibson, VC, DSO and Bar, DFC and Bar; Pilot Officer P.M. Spafford, bomb aimer; Flight Lieutenant R.E.G. Hutchinson, wireless operator; Pilot Officer G.A. Deering and Flying Officer H.T. Taerum, gunners. Prominent in this picture are the various ‘wings’ worn by the members of the crew. (Source: © IWM (TR 1127))

[1] For further discussion of this historical debate, see C.G. Jefford, Observers and Navigators: And Other Non-Pilot Aircrew Roles in the RFC, RNAS and RAF, Revised Edition (London: Grub Street, 2014), pp. 61, 81, 257.

[2] Thomas Somerfield, ‘The Growth of Decorations…’, Punch, 21 August 1918, p. 124.

[3] Andrew Cormack, The Royal Air Force 1939-45 (London: Osprey Publishing, 1990), p. 7.

[4] ‘New Badge for Air Gunners,’ The Times, 1940, p. 8.

[5] Roald Dahl, Going Solo (London: Penguin Books, 1986), p. 207.

[6] Ibid., pp. 207, 209.

[7] Ibid., p. 207.

[8] Royal Air Force Museum, London, X005-4835/002, Letter from Flying Officer James to his Mother, c. 1940, p. 2.

[9] Ibid.

[10] Air Ministry Information Bureau, ‘Fly with the RAF,’ The Times, 18 February 1941, p. 7.

[11] Imperial War Museum (IWM), Art.IWM PST 13908, ‘Keep Mum – She’s Not So Dumb! – Careless Talk Costs Lives’, 1939-1945.

[12] IWM, Art.IWM PST 4095, ‘Keep Mum – She’s Not So Dumb! – Careless Talk Costs Lives.’

[13] Museum of Brands, Two Cardinals Coffee, ‘Two Cardinals Luxury Coffee is Delicious’, 1939-1945.

[14] ‘Fighter Pilot,’ The Times, 30 August 1941, p. 2

[15] Paul Richie, Fighter Pilot, Fourth Edition (London: B.T. Batsford, 1941), cover.

[16] Leslie Kark, The Fire was Bright (London: Macmillan, 1943), cover; Leslie Kark, Red Rain (London: Macmillan, 1945), cover.

[17] Anonymous, Britain’s Royal Air Force (London: Ministry of Information, 1943), p. 1.

[18] See Michael Powell, Brian Desmond Hurst & Adrian Brunel, The Lion Has Wings (London Films, 1939) as an example of early-war aviation propaganda, in which little to no emphasis is placed upon the pilot’s ‘wings’ on the two lead actors’ uniforms.

[19] Carol Reed, The Way Ahead (Two Cities Films, 1944).

[20] Michael Powell & Emeric Pressburger, One of Our Aircraft is Missing (The Archers, 1942).

[21] Joseph Lee, ‘Smiling Through: Point of View,’ Evening News, 14 July 1942.

[22] Anthony Asquith, The Way to the Stars (Two Cities Films, 1945).

[23] Ibid.

[24] John Boulting, Journey Together (Royal Air Force Film Production Unit, 1945).

Attacking Refugees for Military Effect during the First Iasi-Kishinev Offensive

Attacking Refugees for Military Effect during the First Iasi-Kishinev Offensive

By Dr Luke Truxal

Allied air campaigns against Axis petroleum have dominated the discussion of the bombing of Romania during the Second World War. Less exists in the current scholarship regarding assaults on targets other than oil such as attacks against railways, airfields, and the aerial mining of the Danube River.[1] One aspect of the American bombing campaign against Romania that has not received enough attention is the attacks against Romanian refugees during the First Iasi-Kishinev Offensive from 8 April to 6 June 1944. In the spring of 1944, the Allies realised that exploiting the Romanian refugee crisis aided the Red Army’s advance into the Balkans. As a result, the Mediterranean Allied Air Forces (MAAF), under the command of Lieutenant General Ira Eaker, identified a series of crucial transportation targets that had the greatest potential to inflame the refugee crisis. Throughout April and May of 1944, the MAAF bombed key transportation targets that included rail stations and bridges to prevent refugees from escaping Romania. The Allies hoped the influx of refugees would impede the movement of Axis forces and supplies to the front lines throughout the First Iasi-Kishinev Offensive. While further research is needed to ascertain the full effects of the bombing on refugee targets, preliminary evidence shows that attacks succeeded. For example, during the Second Iasi-Kishinev on 20 August 1944, Romanian troops had to use the roads to retreat because rail centres could not handle civilian and military rail traffic.[2] This indicated that at some level, the attacks against Romanian refugees had the desired effect.

Bundesarchiv_Bild_183-J24359,_Rumänien,_Kolonne_von_Panzer_V_(Panther).2
Vehicles and Panther tanks of the German Grossdeutschland division in Romania, c. April 1944. (Source: Wikimedia)

On 8 April 1944 the Red Army’s Second Ukrainian Front, under the command of Field Marshal Ivan Konev, advanced towards Iasi, Romania. Soviet forces encountered the Romanian Fourth Army and the German Eighth Army under the command of General Mikhail Racovita and Field Marshal Otto Wöehler. Initially, the Russians gained ground at Tirgu Frumos, but a German counterattack repulsed the Soviet advance. Konev tried to resume his offensive with an attack on Podu Iloaie, but his forces were once again stalled by a desperate defence made by the Axis forces. At this point, Konev directed his left wing forward toward the city of Kishinev, which was defended by the German Sixth Army under the command of Field Marshal Karl-Adolf Hollidt. The fighting around Kishinev, much like the fighting around Iasi, saw limited Soviet success and ended with a well-coordinated German counterattack that repulsed the Soviets.[3]

As the military situation on the Eastern Front deteriorated for Axis forces, refugees flooded into the interior of Romania as they fled the advance of the Red Army. The Soviets posed a significant threat to Axis civilians living in Romania: in 1945, they deported 70,000 to 97,762 people living in Romania into forced labour camps.[4] The majority of the refugees were Romanians fleeing the Soviet advance in Moldova and Bessarabia. In early April 1944, the Romanian Fourth Army retreated into Moldova. Roads became crowded with refugees who fled the advance of the Red Army, which impeded the retreat of the Romanian Fourth Army. Additionally, Racovita encouraged civilians within six kilometres of his sector to evacuate.[5] In Bessarabia alone, 82,580 Romanians fled the oncoming Soviet advance during the spring of 1944.[6] This created a flood of refugees that placed strain on Prime Minister Ion Antonescu’s fascist government.

Supporting the Soviets

The Second Ukrainian Front’s advance toward Bessarabia provided the MAAF with the chance to assist the Soviets. On 21 March 1944 the Royal Air Force’s Chief of the Air Staff, Air Chief Marshal Sir Charles Portal, informed the commander of the United States Strategic Air Forces in Europe, Lieutenant General Carl Spaatz, that bombing Bucharest must become a top priority in light of the reports of the deterioration of the Romanian rail system.[7] The following day, Portal notified Spaatz that he was authorised to bomb the rail lines at Ploesti only. Furthermore, Portal emphasised that attacks should focus on transportation target because the Soviets had advanced into Romania.[8] On 23 March, Spaatz told the commander of the United States Army Air Forces, General Henry H. Arnold, that he intended to prioritise air attacks on Romania soon. He said:

It is of crucial importance to the situation on the Eastern Front and in Romania to act immediately and in the fullest possible strength with the Fifteenth Air Force.

He also informed Arnold that he planned to attack Ploesti and Bucharest as soon as the weather cleared.[9] On 25 March, Portal communicated orders to Spaatz and the Supreme Commander Mediterranean Theater of Operations, Field Marshal Sir Henry Maitland Wilson, that instructed them to attack – at the earliest available opportunity – the Bucharest railway centre, Sofia, and other towns in Bulgaria. Spaatz inquired about using this as an opportunity to attack Romanian oil but was rebuffed.[10]

The First Attack

On 4 April 1944, the Americans attacked the Bucharest main railway station dropping 863 tons of explosives on the target area. The raid resulted in the deaths of refugees from northern Moldova. Mihail Sebastian wrote in his diary on 8 April 1944:

From the railroad station to Basarab Boulevard, no house was left unscathed. The view was harrowing […] I couldn’t get beyond Basarab, I went back home with a feeling of disgust, horror and powerlessness.[11]

Conductor Emanuel Elenescu recalled:

A tram still standing was leaning against a house, and the rail was bent. All the dead people were untouched by the bombs, all died from the shock wave.[12]

On 5 April 1944, American strategic bombers of the Fifteenth Air Force struck the Ploesti marshalling yards that serviced key lines into Moldova. The field order itself stated:

The Ploesti [Marshaling Yard] is a key point in rail lines to Moldova. Current tactical situation on Russian Front makes this target an important and active communications center for the Germany Army.[13]

The two attacks resulted in 7,600 dead, 7,600 injured, and the destruction of 46,523 homes. The bombing affected many Romanian officers who were given leave to care for their families.[14]

Exploitation

Shortly after the bombing, Allied air leaders sought to exploit the attacks on Romanian rail and refugees. Spaatz revealed to the commander of the MAAF, Eaker, on 6 April 1944 that he felt ‘it of utmost importance that these attacks be continued to attempt complete interruption of rail traffic.’[15] On 11 April Portal sent a message to Spaatz and Wilson detailing the prospect of attacking refugees to aid the Soviet advance. He wrote:

[The] Russian advance into Roumania has created [a] chaotic refugee movement south-westwards […] Maximum possible bombing effort in the Balkans until further notice should be concentrated on Roumania, where German military position weakest, German economic interests greatest and the Government most shaken.[16]

Romanian civilians and Axis refugees now represented a secondary target that the Allies were willing to exploit.

On 24 April 1944, the MAAF produced a paper outlining the potential targets of an infrastructure bombing campaign against Romania. Along with an in-depth analysis of the military effects of the bombing, the paper pointed to the benefits of targeting civilian rail lines to aggravate the ongoing domestic problems within Romania.  Group Captain J.C.E. Luard, who wrote the analysis, argued attacking civilian rail lines placed increase pressure on Romania, which might knock the key German ally out of the war. Luard argued that attacks against civilian rail had the most significant potential for creating unrest in Romania. He argued that:

[t]heir destruction or damage leads to the dislocation of internal distribution of food, fuel, and other essentials for the civilian population.[17]

Slowing the Axis forces’ ability to supply their frontline troops in Bessarabia and the ensuing panic of civilians represented Luard’s defence for centring on civilian and refugee targets. Ultimately, he hoped to force Romania, a key German ally, out of the war.

Luard stressed that the strike on rail stations and bridges should focus on those transportation centres leading westward out of Bucharest to hinder the flight of the refugees. He gave the Bucharest rail centres the highest priority for American bombers. Aside from the military impact, Luard argued that bombing caused internal unrest. He noted that there was:

[c]onfusion created during a recent raid at the Bucharest North Station by the presence of crowds of refugees from Bessarabia and Transnistria awaiting trains to the west.[18]

In addition to Bucharest, Luard listed Craiova as a priority target due to the refugees that flowed through the city. Luard assessed that refugees from Bessarabia were being evacuated from Bucharest through Craiova. He believed that an attack against Craiova might clog rail traffic in western Romania. [19]

Along with marshalling yards, Luard identified one highway for bombing, Route Three. Route Three connected Bucharest westward to Caransebes, and its destruction had the potential to cause the most significant harm to Axis road traffic entering and exiting Romania. Six bridges were identified as critical targets. According to the report:

[t]he destruction of bridges closer to Bucharest would impede the movement of refugees west and complicate the dispatch of repair supplies from Budapest, Vienna, or Germany.[20]

Both Route Three and the rail lines from Bucharest to Craiova were the primary routes in and out of Romania. Damaging these two means of evacuation meant flooding the country with refugees.

The Air Campaign

For a brief period, the MAAF launched an effective air campaign aimed at bridges, rail lines, and other transportation targets listed in Luard’s planning document. The attacks against the Romanian rail lines were devastating. According to a report compiled by the Romanian General Staff on behalf of the United States Office of Strategic Services after the war, the air attacks against the Romanian rail network and supply lines from 4 April to 18 August 1944, crippled the ability of the Romanians to move troops and equipment throughout the country. During this period the Americans destroyed 157 locomotives, 619 passenger cars, 3,010 cars carrying goods, 1,525 tanker cars, and ten auto motors.[21] Months after the First Iasi-Kishinev, Antonescu warned the Adolf Hitler, of the danger posed by the continued bombardment of his country by the MAAF. On 5 August 1944, Antonescu told Hitler:

We have concluded that if Germany does not give us the possibility to defend ourselves, Romania cannot keep up this position infinitely, because it would [lead] to her total catastrophe.[22]

He also informed Hitler that the attacks against the Romanian infrastructure significantly weakened the Romanian civilian and military transportation network.  By August 1944 follow up attacks after the First Iasi-Kishinev Offensive had brought rail and road traffic to a complete standstill.[23]

Bucharest_bombed_April_4,_1944_2
The bombing of Bucharest on 4 April 1944. (Source: Wikimedia)

As the First Iasi-Kishinev Offensive subsided, so did the attacks on Romanian military and civilian transportation targets. With the Red Army’s advance stalled, Spaatz received permission to shift the focus of the air war in Romania to oil production facilities. On 10 May 1944, the Soviets told the United States military representative in Moscow Major General John Deane that due to the stabilisation of the Romanian front, they would be more amenable to the resumption of attacks on the Ploesti oil facilities.[24] On 16 May the Soviet emphasised that while they remained open to the Americans launching a strategic air campaign against the Romanian oil refineries, they wanted the Americans to continue their air attacks against the Romanian transportation targets, which included refugees. While much of the bombing during June and July 1944 focused almost entirely on attacks against the refineries, there were occasional moments when the Americans returned to targeting refugees. On 4 July, the 450th Bomb Group of the American Fifteenth Air Force attacked one of the six major railway bridges servicing refugees who were fleeing Bucharest westward at the town of Pitesti. The bridge spanned the Arges River and allowed the trains to move west to Craiova. At 10:17, 23 B-24s of the Fifteenth Air Force dropped 57.5 tons of bombs on the bridge destroying it.[25] Even in the height of the oil offensive against Romania, refugees remained a target.

Conclusion

During April and May 1944, the MAAF conducted an aggressive air campaign against Romania’s infrastructure to support the Soviet Union’s advance into Romania. As the situation in Romania deteriorated, the Allies expanded their bombing campaign to aggravate a refugee crisis inside the country. They hoped that the bombing would both destabilise Romania politically and the refugees themselves might impede Axis rail and motor traffic to the front. American bombers struck rail stations, lines, and bridges used by refugees to flee the Soviet invasion of Romania. While this article highlights the bombing of Romanian refugees during the First Iasi-Kishinev Offensive, more research is needed to better grasp the extent and nature of the air attacks against Axis refugees on the Eastern Front.

Considering the 75th anniversary of the D-Day landings, it is tempting to romanticise the Allied efforts to liberate Europe during the Second World War. While defeating Nazi Germany and its allies were paramount, it does not excuse overlooking actions taken by the Allies that can only be described as war crimes. The Romanian refugees were civilians, not military combatants. Nontheless, the Allies chose to turn them into weapons to achieve a strategic goal: the defeat of Romania. It is important to have a public discourse about all actions taken by the Allies to win the Second World War. Without such a dialogue, future policymakers are likely to make mistakes by examining the Allied experience through the ‘good war’ narrative.

Dr Luke Truxal is an adjunct at Columbia State Community College in Tennessee. He completed his PhD in 2018 from the University of North Texas with his dissertation ‘Command Unity and the Air War Against Germany.’ Luke received the Outstanding Dissertation in Military History award from the University of North Texas. His previous publications include ‘Bombing the Romanian Rail Network’ in the Spring 2018 issue of Air Power History. He has also written ‘The Politics of Operational Planning: Ira Eaker and the Combined Bomber Offensive in 1943’ in the Journal of Military Aviation History. He can be reached on Twitter at @Luke_Truxal.

Header Image: B-24H-5-CF ‘Dixie Belle’ of the 719th Bomb Squadron, 449th Bomb Group. It was lost on the mission to Bucharest on 4 April 1944. (Source: American Air Museum, Duxford)

[1] For more recent scholarship that covers the bombing of Romania outside the spectrum of oil see Mark Conversino, Fighting with the Soviets: The Failure of Operation FRANTIC, 1944-1945 (Lawrence, KS: University Press of Kansas, 1997). For an analysis of the MAAF’s attacks against Romanian rail targets and the mining of the Danube see Robert S. Ehlers Jr., The Mediterranean Air War: Air Power and Allied Victory in World War II (Lawrence, KS: University Press of Kansas, 2009), p. 364 and pp. 373-7; Conrad Crane, Bombs, Cities, and Civilians: American Air Power Strategy in World War II (Lawrence, KS: University Press of Kansas, 1993), pp. 95-8; To date, the best analysis of the attacks against Romanian civilians is Richard Overy, Bombers and the Bombed: Allied Air War Over Europe, 1940-1945 (New York: Penguin Books, 2014), p. 8, 404, 413. For further analysis of attacks against the Romanian infrastructure see Luke Truxal, ‘Bombing the Romanian Rail Network,’ Air Power History, 65:1 (2018).

[2] Ehlers, The Mediterranean Air War, p. 374.

[3] For a comprehensive history of the First Iasi-Kishinev Offensive, see David Glantz, Red Storm Over the Balkans: The Failed Soviet Invasion Spring 1944 (Lawrence, KS: University Press of Kansas, 2006), pp. 60-70, 76-100. Glantz is the first historian provide a detailed analysis of the Red Army’s failed first attempt to take Romania. He argued that the history of the campaign was forgotten because of its shortcomings.

[4] For an analysis of the military setbacks that prompted the evacuation see Robert Citino, The Wehrmacht Retreats: The German Campaigns of 1944-1945, (Lawrence, KS: University Press of Kansas, 2017), pp. 303-4; For the numbers of refugees in Romania who were deported after the defection of Romania to the Allies, see Janos Krustof Muradin, ‘The Deportation of Germans from Romania to the Soviet Union in 1944-1945,’ Acta Universtatis Sapientiae, European and Regional Studies, 7 (2015), p. 43.

[5] Citino, The Wehrmacht Retreats, 527-528, 532.

[6] Alesandru Dutu ‘Drama of Bessarabian and Bucovinian Romanian Refugees,’ Alesandrudutu.wordpress.com, 7 July 2017.

[7] Library of Congress (LoC), Personal Papers of General Carl Spaatz, Air Ministry to USSAFE and AFHQ Algiers, 21 March 1944.

[8] LoC, Spaatz Papers, Air Ministry to MAAF and USSTAF, 22 March 1944.

[9] LoC, Spaatz Papers, Carl Spaatz to Henry Arnold, 23 March 1944.

[10] LoC, Spaatz Papers, Air Ministry to USSTAF and AFHQ Algiers, 25 March 1944.

[11] For tonnage of bombs, see Combined Arms Research Library, Technical Subcommittee on Axis Oil, ‘Oil as a factor in the German war effort, 1933-1945,’ p. 173. For first-hand accounts of those who survived the bombing, see Steliu Lambru, ‘The Bombing of Bucharest in April 1944,’ Radio România Internaţional, 29 April 2013.

[12] Lambru, ‘The Bombing of Bucharest.’

[13] Jay A. Stout, Fortress Ploesti: The Campaign to Destroy Hitler’s Oil (Havertown, PA: Casemate Publishing), PP. 99-102.

[14] Grant Harward, ‘Holy War: The Romanian Army, Motivation, and the Holocaust, 1941-1944’ (PhD Thesis, Texas A&M University, 2018), pp. 533-4.

[15] LoC, Personal Papers of General Ira Eaker, Ira Eaker to Nathan Twining, 6 April 1944. See also Luke Truxal, ‘Bombing the Romanian Rail Network,’ p. 15.

[16] LoC, Spaatz Papers, Charles Portal for Henry Maitland Wilson and Carl Spaatz, 11 April 1944.

[17] LoC, Spaatz Papers, Group Captain J.C.E Luard, ‘The Balkan-Situation-Possibilities of Air Attack,’ 24 April 1944, p. 2.

[18] Ibid, p. 7. The mission that Luard referenced was the 4 April 1944 attack on the Bucharest rail stations.

[19] Ibid, p. 8.

[20] Ibid, p. 9.

[21] Truxal, ‘Bombing the Romanian Rail Network,’ p. 19.

[22] Dinu C. Giurescu, Romania in the Second World War (1939-1945), translated by Eugenia Elena Popescu (New York: Columbia University Press, 2000), p. 133; See also Truxal, ‘Bombing the Romanian Rail Network,’ p. 20.

[23] Citino, The Wehrmacht Retreats, p. 310.

[24] LoC, Spaatz Papers, John Deane to Spaatz, 10 May 1944.

[25] For the military intelligence analysis of the importance of the Pitesti bridge in relation to refugees see Luard, ‘The Balkan-Situation-Possibilities of Air Attack,’ p. 9; For a brief mission summary of the attack against the Pitesti bridge see 450th Bomb Group Memorial Association, S-2 Reports, ‘Mission Date: 4 July 1944, Mission NBR. 96.’

Royal Air Force Shoulder Patches as a Propaganda Tool during the Second World War

Royal Air Force Shoulder Patches as a Propaganda Tool during the Second World War

By Liam Barnsdale

As a means of acknowledging its increasingly diverse composition, the Royal Air Force (RAF) introduced shoulder patches to its uniforms during the Second World War. These small pieces of cloth, varying widely in construction, not only identified the wearer’s nationality to the viewer, but highlighted the contributions of non-British personnel to the service, and thereby the international scale of the broader conflict. Although Commonwealth aviators had made significant contributions to the RAF’s numbers since its foundation, the service’s diversity was further compounded during the Second World War by an influx of exiled aviators from continental Europe and volunteers from neutral countries such as Ireland and the United States. While many occupied nations’ air arms retained their administrative independence from the RAF, all, save for the Free French, adopted the RAF’s uniform as their own.[1]

Shoulder Patch
A New Zealand shoulder patch on an RAF service dress. (Source: Author’s collection)

Many adapted their uniforms to reflect their original services by altering insignia, such as replacing the RAF’s ‘wings’ brevet with their own air forces’ brevets, or dying their uniforms a darker shade of blue, as Australian aviators did. Despite their differences, however, all adopted the RAF’s shoulder patches as a part of their varying insignia, sewing them just below the shoulder seams of their Service Dress uniform jackets, in a similar fashion to the British Army’s regimental insignia. Their introduction was often at the request of the RAF. Produced for all major nationality groups serving in the RAF, the patches presented the wearer’s original service, such as the Royal New Zealand Air Force (RNZAF), or home country either in full, or in acronym, stitched in light blue or white thread on dark blue or black cloth. Introduced at intermittent stages across the conflict’s duration, the patches came in a wide range of shapes and sizes, from single-line titles to the comparatively ostentatious insignia worn by American Eagle Squadron pilots. Regardless of their format, however, all patches made the wearer’s nationality abundantly clear.

Even in the case of the Eagle Squadron patch, omitting written reference to the United States, it nonetheless clearly communicated national identity through a large embroidered replication of the country’s national symbol. Despite their innocuous size, RAF personnel attached great sentimental value to their shoulder patches. Wing Commander ‘Johnnie’ Johnson, the British commander of Canadian No. 144 Wing from 1943 to 1945, was presented a pair by Leslie ‘Syd’ Ford, one of the Wing’s Squadron Leaders, after his first operation with the unit. Johnson recalled Ford stating that ‘the boys would like you to wear these. After all, we’re a Canadian wing and we’ve got to convert you.’[2] This action’s ‘deep significance’ to Johnson reflects the shoulder patches’ extended symbolism beyond that of personal identity, for Johnson was not Canadian, to one of inclusivity and group identity.[3]

media-18024
Squadron Leader William Taylor of No. 71 Squadron  RAF (Source: IWM)

Thanks to the Ministry of Information’s (MoI) interest in promoting international support for Britain, particularly before the United States’ entry into the conflict, RAF shoulder patches were frequently included in British domestic propaganda. Among the various media to feature them were newspaper articles, with international airmen serving in the RAF frequently promoted through photographs of specific individuals and their insignia. Exemplifying this is a small pictorial Times article on Squadron Leader William Taylor, ‘the fighting commanding officer of the new R.A.F. Fighter squadron with all American pilots’, in which Taylor is posed side-on to the camera, compelling the audience to notice and recognise his prominent Eagle Squadron patch.[4] Shoulder patches also appear in numerous MoI posters, one example being ‘King George VI Meets Pilots of Fighter Command’ from the ministry’s ‘For Freedom’ series, in which a New Zealand pilot, identifiable by his camera-facing shoulder patch, appears in the centre of the poster’s illustration.[5] In many cases, propagandised aviators appeared as anonymous members of a group, appearing only in close-up shots of their shoulder patches. The November 1943 British Movietone News newsreel story ‘Battle of Berlin – New Phase Opens’ exemplifies this phenomena, dedicating eight seconds of its length to a succession of shots showing the shoulders of a Canadian Air Bomber, an Australian Air Gunner, a New Zealand Navigator, and a Rhodesian Sergeant, each shot excluding the subjects’ faces.[6]

Other stories utilising aviators’ shoulder patches include those covering the influx of immigrant RAF personnel from Empire Air Training Scheme, often before their allocation to nationally-specific units. The October 1941 British Movietone newsreel story ‘King and Queen with Empire Airmen’ exemplifies this theme.[7] As its title suggests, the story, also covered by Pathé Gazette under the title ‘Their Majesties and Airmen from Overseas’, shows King George VI and Queen Elizabeth inspecting foreign RAF personnel newly-arrived in Britain.[8] Most of the segment’s one-minute length is dedicated to a sequence of shots focusing on selected personnel’s shoulder patches. Aviators from Canada, Singapore, South Africa, the USA, New Zealand and Rhodesia receive the camera’s attention in turn, with their identifying shoulder patches appearing in each shot’s centre, often, as in ‘Battle of Berlin’, at the expense of their owners’ faces.

Originally intended as a political concession to overseas governments’ requests for increased autonomy within the RAF, the shoulder patch’s frequent centre-stage appearances reveal that its symbolic value extended beyond its simple cloth constitution. By focusing solely on the unnamed aviators’ shoulder patches, both ‘Battle of Berlin – New Phase Opens’ and ‘King and Queen with Empire Airmen’ eschew all of their subjects’ characteristics save for their nationalities, depicting them as simply their nations’ de facto ambassadors. Commonwealth military historians such as Jeffrey Grey have criticised their nations’ ‘disastrous’ ‘surrender’ of aviators to the RAF under the Empire Air Training Scheme and the subsequent reduction of Commonwealth air arms to ‘training organisation[s] for the RAF’.[9] Similar disdain was voiced by Marshal of the Royal Air Force Sir Arthur Harris, who opined that:

[a]n ordinary mixed British crew from all parts of the British Isles […] is much better disciplined and certainly better educated than the average colonial and dominion crew.[10]

However, the frequent appearances of the commonwealth and overseas aviators and their national insignia in British domestic propaganda indicate that their value extended beyond strategy and aided significantly in the MoI’s emphasising of the international support for Britain’s war effort.

Liam Barnsdale has recently completed his Master of Arts thesis at Victoria University of Wellington in New Zealand. His thesis, titled ‘‘The sort of man’: Politics, Clothing and Characteristics in British Propaganda depictions of Royal Air Force Aviators, 1939-1945′, examines depictions of RAF personnel in multiple media during the Second World War, identifying and analysing the symbols and characteristics systematically used in these depictions.

Header Image: Airmen from all parts of the world who took part in the Dieppe Raid in front of the Hurricane ‘Urundi’ of No. 43 Squadron at RAF Tangmere, 20 August 1942. From left to right – Pilot Officer Andrzej Malarowski of No. 317 Polish Fighter Squadron, pilots from Australia, Gold Coast, Canada, USA and New Zealand. (Source: © IWM (HU 128191))

[1] Andrew Cormack, The Royal Air Force 1939-45 (London: Osprey Publishing, 1990), p. 19.

[2] Leslie Ford in J.E. Johnson, Wing Leader (London: The Reprint Society, 1958), p. 163.

[3] Johnson, Wing Leader.

[4] ‘Squadron-Leader W.E.G. Taylor’ in ‘The Prime Minister’s Son Enters Parliament,’ The Times, 9 October 1940, p. 6.

[5] Air Force Museum of New Zealand, Ref. No. 2017/131.7, ‘King George VI Meets Pilots of Fighter Command’, 1942-1945.

[6] ‘Battle of Berlin – New Phase Opens’, British Movietone News, 29 November 1943.

[7] ‘King and Queen With Empire Airmen’, British Movietone News, 30 October 1941.

[8] ‘Their Majesties and Airmen from Overseas’, Pathé, 30 October 1941.

[9] Jeffrey Grey, A Military History of Australia, Third Edition (Melbourne: Cambridge University Press, 2008), pp. 150-151.

[10] Arthur Harris, Bomber Offensive (London: Collins, 1947), p. 64.

#AirWarVietnam – Contested Skies: A Brief Guide to the Historiography of the Air War in Vietnam

#AirWarVietnam – Contested Skies: A Brief Guide to the Historiography of the Air War in Vietnam

By Dr Michael Hankins

Editorial Note: During 2019, From Balloons to Drones will be running a series of articles looking at various aspects of the air war over Vietnam from the French-Indochina War through to the end of the Vietnam War. To kick off this series, Assistant Editor, Dr Michael Hankins, provides a brief overview of the historiography of the air war. While not conclusive, it does give an idea of the critical strands present in the historiography and highlights where there are some important omissions such as a scholarly examination of air power during the French-Indochina War. If you would like to be a part of that discussion by submitting your work to the series, please email our editor, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here. The official call for papers is here.

Here at From Balloons to Drones, we are launching a series of articles on the air war in Vietnam. This is no easy task, as writing about the Vietnam War is akin to strolling into a minefield: There is a good chance of causing an explosion. Historian Robert Citino stated it best:

Anyone who tries to draw conclusions from the Vietnam War will almost certainly anger the legions of Americans who have already made up their minds about it.[1]

In the U.S. especially, the debate over the war rages in both public and academic spheres regarding what happened and what it means for American society.[2] As the war in its entirety remains controversial, the sub-field on the air wars has developed its own debates and tropes. This article is intended as a quick guide to some of that literature as well as an introduction to a few of the broader arguments and issues that loom over the entire field. If there is any single takeaway from a survey of the literature of the Vietnam War (and its air components in particular), it is that the war remains contested but relevant, and there is plenty of work for scholars left to do in deepening our understanding of the conflict.

VNAF_A-1E_Skyraiders_at_Bien_Hoa_c1965
A Vietnamese Air Force student pilot and a USAF instructor sit side by side in a VNAF Douglas A-1E Skyraider taxing to the runway at Bien Hoa air base, Vietnam, c. 1965. (Source: Wikimedia)

General Histories

Because there is less of a standing consensus regarding the Vietnam War than in some other conflicts, finding an entry point can be difficult. Perhaps the most middle-of-the-road overview of the entire conflict (written primarily from the American perspective) is still George C. Herring’s America’s Longest War: The United States and Vietnam, 1950–1975 (1979). Originally written in 1979, it is now in its fifth edition (released in 2013) as Herring continually updated it to incorporate new scholarship. Another useful overview is Where the Domino Fell: America and Vietnam 1945-2010 (2014) by James Olson and Randy Roberts. This is the sixth edition of a book initially published in 1991 and constantly updated. The book is still mostly from the American perspective but delves a little bit deeper into some of the backgrounds to the conflict regarding French colonialism and the ideology of Ho Chi Minh, which itself is highly contested.[3] Olson and Roberts are more pointed in their argument that the war was unwinnable for the U.S.

For a more traditional operational look, Phillip Davidson’s Vietnam at War: The History, 1946-1975 (1988) is a valuable in-depth examination of both the French and American phases of the war. For a contrasting, but still, mostly operational look at the war, the works of Gregory Daddis are perhaps the best place to start. It is fair to say that Daddis is the current leader of the field when it comes to military histories of the Vietnam War. His trilogy of books is useful and wide-ranging. No Sure Victory: Measuring U.S. Army Effectiveness and Progress in the Vietnam War (2011) examines the ways that U.S. forces measured progress and success, which led them to make many faulty assumptions. Westmoreland’s War: Reassessing American Strategy in Vietnam (2014) and Withdrawal: Reassessing America’s Final Years in Vietnam (2017) each examine the American strategic and operational approaches in the first and second half of the conflict respectively.

What these books do not address as much are the pacification programs (also known as ‘the other war’) and a perspective internal to South Vietnam. Thankfully, more historians are entering the field and producing exciting work in these areas. Jessica Chapman’s Cauldron of Resistance: Ngo Dinh Diem, the United States, and 1950s Southern Vietnam (2013) are one of the most exciting new books in the field, examining the Ngo Dinh Diem regime and the three organisations internal to South Vietnam that resisted it the most. Andrew Gawthorpe’s To Build as Well as Destroy: American Nation Building in South Vietnam (2018) is probably the best look at pacification so far, although it proves to be a promising topic that shows much room to grow.

It is important to note that a book such as Olsen’s and Robert’s (and to some degree Daddis’) are responding to an earlier strain of works that argued the opposite. This argument was that the war was winnable, but that American leaders (mostly civilian political leadership and some military leaders) fundamentally misunderstood the war and for one reason or another, snatched defeat from the jaws of victory. Perhaps the most widely-read work that takes that argument is Harry Summers’ On Strategy: A Critical Analysis of the Vietnam War (1982), which analyses the war through a particular interpretation of Clausewitz. Most works that take this tack posit that America could have won the war earlier by going with a more all-out, aggressive military strategy.

The Air War(s)

That more aggression could have produced victory was certainly the belief of many U.S. Air Force leaders. For example, speaking to Air Force Academy cadets in 1986, General Curtis LeMay was asked whether the U.S. could have won the war. He responded: ‘In any two-week period you care to mention.’[4] Many books on the air war take a similar approach, such as On Yankee Station: The Naval Air War Over Vietnam (1987) by John Nichols and Barrett Tilman. This argument is especially common among oral histories and memoirs. There are a plethora of such books, particularly by pilots eager to share their ‘There I was…’ stories and many of these works are very useful. The best is Airpower in Three Wars: World War II, Korea, Vietnam (1978) from the Commander of 7th Air Force, General William Momyer (pronounced Moe-Mye-er). Other notable entries in this category include Ed Rasimus’ Palace Cobra: A Fighter Pilot in the Vietnam Air War (2006), Robin Olds’ Fighter Pilot: The Memoirs of Legendary Ace Robin Olds (2010), Ken Bell’s 100 Missions North: A Fighter Pilot’s Story of the Vietnam War (1993), and Robert Wilcox’s oral history of the Top Gun program, Scream of Eagles: The Creation of Top Gun and the U.S. Air Victory in Vietnam (1990), to name a few.

However, most of the literature from historians regarding the air campaigns have argued the opposite: that a more aggressive bombing approach earlier in the war was not feasible for a variety of reasons. One of the earliest books to push for this line of thinking is Mark Clodfelter’s The Limits of Air Power: The American Bombing of North Vietnam (1989). This book is, in this author’s opinion, still the most important book on the air war in Vietnam and one of the most important works in the field of air power history in general. Other works have made similar or related arguments but in more specific areas. Earl Tilford’s Crosswinds: The Air Force’s Setup in Vietnam (1993) looks at the years leading up to the war and argues that the Air Force’s structure and doctrine did not lend itself to the type of fighting in Vietnam.[5] For an operational look at the air campaigns through this lens, the most useful works are Jacob Van Staaveren’s Gradual Failure: The Air War over North Vietnam, 1965-1966 (2002) and Wayne Thompson’s To Hanoi and Back: The United States Air Force and North Vietnam, 1966-1973 (2000) each of which focuses on a distinct time frame. The Linebacker II campaign sometimes called the ‘11-day war’ or ‘the Christmas bombing’ can be contentious. The best operational account of it so far is Marshall Michel’s The Eleven Days of Christmas: America’s Last Vietnam Battle (2001), which blames Air Force leaders rather than political leaders for the mission’s problems.

Many of the more popular memoirs deal with air-to-air aspect, although such encounters were rare, as the North Vietnamese Air Force tended to average thirty to forty operational fighters at any given time (compared to the thousands of aircraft the U.S. had in-theatre). There are some broader examinations of the air-to-air aspect. The most comprehensive is Marshall Michel’s Clashes: Air Combat over North Vietnam, 1965-1972 (1997), although Craig Hannah’s brief Striving for Air Superiority: The Tactical Air Command in Vietnam (2001) is also useful.[6] Because the war featured an expansion of tactical air power, many works deal with a diversity of air power roles, one of the best entry points is Donald Mrozek’s Air Power and the Ground War in Vietnam: Ideas and Actions (1988). Part of the problem with the use of tactical air power in Vietnam was the confusing command structures and service rivalries. Ian Horwood’s Interservice Rivalry and Airpower in the Vietnam War (2006) is perhaps the best text examining that issue and is a useful general exploration of tactical airpower in the south.

B-52D_approaching_U-Tapao_1972
A U.S. Air Force Boeing B-52D Stratofortress aircraft coming in for a landing at U-Tapao air base, Thailand, after a mission over Vietnam, 30 October 1972. (Source: Wikimedia)

The problems that the US military experienced in Vietnam led to a long period of change afterwards, as the various services all raced to reform themselves not to repeat the perceived mistakes of the war. However, the services disagreed (with each other and within themselves) about what precisely the mistakes were and how to solve them. The period following the war, from the late 1970s until 1991, was essentially a second ‘interwar period,’ similar in some ways to the 1920s and 1930s. The degree to which the Vietnam War was used as an impetus for change in the air power realm has been covered in many works. There are so many volumes on this subject that they would require a separate article on their own, although some useful starting places include Brian Laslie’s The Air Force Way of War: U.S. Tactics and Training after Vietnam (2015), Mike Worden’s The Rise of the Fighter Generals: The Problem of Air Force Leadership, 1945–1982 (1998), and C.R. Anderegg’s Sierra Hotel: Flying Fighters in the Decade After Vietnam (2001). You can find a historic book review of this latter title here.

Although many of the works listed here are of high quality, there are some inherent limitations to the field. Most of them are limited to studying a specific geographical area or timeframe (or both), and there are fewer works that take a comprehensive look at the entirety of the air wars. Some such works are forthcoming, but there is more room for more books that take this wider approach. Most works are written by people who have some tie to the military. Many are veterans of the war or have served in the time since. Many more are civilian employees of the military (of which this author is one as well, so take my recommendations with a grain of salt of course). Many of the books listed here are from government or military presses. None of this is to imply that they are of lesser quality or that they have any particular biases (indeed, much of the material from Air University Press can be interpreted as critical of the Air Force), but it does mean that the perspectives given are limited. Further limiting our view of the war is the paucity of books written by women and people of colour. The majority (although not all) of the books in the field are from the perspective of men, predominantly white – a limitation that is hopefully in the process of being alleviated as new and diverse scholars continue to enter the field.

There is a reason to believe that the field of Vietnam War histories is on the verge of a turning point, as the previous generation who remembers the war as a part of their lives is starting to give way to a new generation that has no personal memory of the war. New sources and new perspectives are beginning to emerge, as new and old scholars alike develop not only new answers to questions but new questions. It is an exciting time to be a historian of this era.

Conclusion

There is an overwhelming number of works about the air wars in Vietnam. This brief survey, focusing on significant monographs, is not meant to be comprehensive, but merely a guide to some of the more influential works and themes. There are many wonderful and useful works not mentioned here, and that is not meant as a slight against any of them. For more, any serious student of the Vietnam War must become quickly aware of the work of Dr Edward Moïse. Not only are his own works useful reading, but his website contains quite possibly the largest bibliography of works on the Vietnam War, many of which are annotated and organised into searchable categories. This is an invaluable resource.

Despite the large size of the field, there is much work left to be done. While there are many memoirs and oral histories of various aspects of the war, we still need scholarly monographs on the air wars in Laos and Cambodia, on Air America (the CIA’s air effort), on the defoliation operations, and on-air mobility both in terms of troop movements and airlift of supplies and humanitarian efforts. Many of the works mentioned do discuss air power used by the Army and Marines, but more works focusing on these aspects are needed. Perhaps the two most significant gaps in the field are a good scholarly analysis of the use of air power during the French-Indochina War and a discussion of the perspective of the North Vietnamese Air Force. Chinese involvement in terms of providing pilot training and providing some actual pilots could also be examined in more depth. Of course, there is always room for new interpretations of ideas that have been previously discussed. Several excellent books do exist on these topics, but there is room for scholars to expand our knowledge and understanding. This is just a tip of the iceberg of some of the exciting work left to be done in the field.

The Vietnam War is a conflict that will continue to be controversial as those involved on all sides continue to grapple with its legacy. We here at From Balloons to Drones hope that the upcoming series of articles from a variety of perspectives can help move that discussion forward.

Dr Michael Hankins is Professor of Strategy at the USAF Air Command and Staff College eSchool, and former Instructor of Military History at the U.S. Air Force Academy. He earned his PhD from Kansas State University in 2018 with his dissertation, ‘The Cult of the Lightweight Fighter: Culture and Technology in the U.S. Air Force, 1964-1991.’ He completed his master’s thesis at the University of North Texas in 2013, titled “The Phantom Menace: The F-4 in Air-to-Air Combat in the Vietnam War.” He has a web page here and can be found on Twitter at @hankinstien.

Header Image: A USAF Douglas A-26C Invader loaned to France during the Indochina War. This aircraft was loaned to France from March 1952 to November 1955. (Source: Wikimedia)

[1] Robert M. Citino, Blitzkrieg to Desert Storm: The Evolution of Operational Warfare (Lawrence, KS: The University of Kansas Press, 2004), 254.

[2] For insightful studies of the memory of the Vietnam-American War, see Christian G. Appy, American Reckoning: The Vietnam War and Our National Identity (New York: Viking Press, 2015); Patrick Hagopian, The Vietnam War in American Memory Veterans, Memorials, and the Politics of Healing (Amherst, MA: University of Massachusetts Press, 2012); and Gregory Daddis, ‘The Importance of the Vietnam War’s Tet Offensive,’ War on the Rocks, 29 January 2018.

[3] Determining whether Ho Chi Minh was primarily a nationalist or a communist has been a major point of contention in the literature. Olsen and Roberts argue that he was in fact both, and that for him, those concepts cannot be separated.

[4] See Earl Tilford, ‘Linebacker II: The Christmas Bombing,’ The VVA Veteran, January/February 2014. This quote from LeMay is widely cited in many works.

[5] An earlier form of this book is available as a free download from AU Press under the title Setup: What the Air Force Did and Why.

[6] On the subject of air-to-air combat in Vietnam, see the author’s MA Thesis, ‘The Phantom Menace: The F-4 in Air Combat in Vietnam’ (MA Thesis, University of North Texas, 2013).

Christmas #Airpower Reading List

Christmas #Airpower Reading List

By the From Balloons to Drones team

Merry Christmas and Happy Holidays from the team at From Balloons to Drones. It has been an excellent year for the advancement and study of air power, and it has been a remarkable year for the website as well. We added three co-editors to the site and surpassed our 50,000-hit mark!

As we enter the holiday season, we know that our readers either have some time off coming up or are looking for some recommendations to add to their holiday shopping lists. So, we thought it would be a good idea to have our editors put together a short list of their favourite books from our year of reading and reviewing. However, before we get onto the list here are the top five articles published by From Balloons to Drones during 2018:

  1. Michael Hankins, ‘Inventing the Enemy: Colonel Toon and the Memory of Fighter Combat in Vietnam’;
  2. Wing Commander André Adamson and Colonel Matthew Snyder, ‘The Challenges of Fifth-Generation Transformation’;
  3. Michael Hankins, ‘A Discourse on John Boyd: A Brief Summary of the US Air Force’s Most Controversial Pilot and Thinker’;
  4. Lieutenant Colonel Tyson Wetzel, ‘#HistoricBookReview – Sierra Hotel: Flying Fighters in the Decade After Vietnam’;
  5. Thomas Withington, ‘Bringing It All Back Home: How one sortie by the No. 1474 Flight RAF in December 1942 helped save the lives of countless aircrew.’

Now onto our Christmas air power reading list…

Dr Ross Mahoney

41IVdzZMc4L._SX331_BO1,204,203,200_

James Pugh, The Royal Flying Corps, the Western Front and the Control of the Air, 1914-1918 (Abingdon: Routledge, 2017). I must admit it has been a slow year for me reading wise and the titles here will be reviewed in the new year. However, onto my list and first up we have James Pugh’s excellent study of the Royal Flying Corps in the First World War and its understanding of the concept of control of the air. Control of the air remains a central tenant of modern air power thinking; however, the ideas surrounding this concept go back much further. In this study, Pugh provides an excellent analysis of the development of British thinking about control of the air with specific reference to the RFC and the war over the Western Front. It is a much-needed addition to the literature and worth a read.

Broken Wings

Stephen Renner, Broken Wings: The Hungarian Air Force, 1918-45 (Bloomington, IN: Indiana University Press, 2016). Ok, this one dates to 2016, but I have only just finished it after reading it on an off since it came out. However, this is an essential study for two reasons. First, small air forces tend to be overlooked in the literature concerning the early development of air power and secondly, there is little in English on-air forces from central and eastern Europe. As such, even for just these reasons, Renner’s book is a welcome addition to the literature. Furthermore, however, Renner provides an excellent study into the challenges faced by the Hungarians in this period, which makes for fascinating reading.

fearless_cvr4

Adam Claasen, Fearless: The Extraordinary Untold Story of New Zealand’s Great War Airmen (Auckland: Massey University Press, 2017). The First World War centenary has seen many books published of which some are good and some not so good. Many of the works on air power have remained firmly camped in the ‘Knights of the Air’ trope that has become so common. Thankfully, however, we have also seen works such as Claasen’s work on New Zealand airmen appear. In this book, Claasen’s firmly places the experience of the around 850 New Zealanders who served in Britain’s air services within their imperial context. In this respect, Claasen’s follows on from the work of S.F. Wise on the Canadians and Michael Molkentin’s more recent work on Australia and is a welcome addition to our understanding of the imperial composition of Britain’s air services in the early twentieth century.

Runner-up:

Hanbook of Air Power

John Andreas Olsen (ed.), Routledge Handbook of Air Power (Abingdon: Routledge, 2018).  I reviewed this one here, so I shall not say too much more apart from to reiterate that if you are looking for a good introductory overview about air power, then this is an excellent addition to the library. Olsen has, as usual, brought together an outstanding line-up of scholars to consider critical issues related to air power.

Alexander Fitzgerald-Black

One in a thousand

Graham Broad, One in A Thousand: The Life and Death of Captain Eddie McKay, Royal Flying Corps (Toronto: University of Toronto Press, 2017). The First World War centenary is behind us, but it has left great historiographical additions for us to pour over. Graham Broad’s excellent microhistory of one of Canada’s first aces is three books in one. It is also a how-to book of best practices for historical research and analysis as well as an insightful commentary on the philosophy of history. You will enjoy the author’s engaging narrative as he traces Captain McKay’s life from the rugby pitch to the Wright Brothers School of Aviation, to his fleeting fame and eventual death in the contested and deadly skies above the Western Front. History teachers, especially at the senior undergraduate and graduate level, will also find the book an exceptional resource for training the minds of budding historians.

Beyond

Stephen Bourque, Beyond the Beach: The Allied War Against France (Annapolis, MD: Naval Institute Press, 2018). I picked up this book for two reasons. First, I was recently hired at the Juno Beach Centre, Canada’s Second World War Museum on the D-Day beaches. Second, with the upcoming 75th anniversary of the invasion of Normandy, it was about time that we had a detailed English-language study of the cost suffered by the French people in that great invasion. Readers will appreciate Bourque’s approach in dealing with General Dwight Eisenhower and his air commanders’ lines of action (effort). These targets included everything from airfields and ports to French towns or cities and the bridges, marshalling yards, and factories therein. As we move into this anniversary, it is important to remember that while the Allies were on the right side of history, 60,000 French civilians paid a dear price for their country’s freedom.

Gooderson

Ian Gooderson, Air Power at the Battlefront: Allied Close Air Support in Europe, 1943-1945 (London: Frank Cass, 1998). This one is not recent, but I was thrilled to discover that my university library owns a copy. I was struck by just how comprehensive Gooderson’s analysis is, and I found some of his evidence and conclusions comfortably surprising. For instance, although the Allied air forces assumed armed reconnaissance to be safer than close air support, the opposite was true. At the same time, air support was probably of greater value beyond the battlefront (greater opportunity comes with greater danger). The book also impressed upon me the importance of timing air strikes carefully and air power’s psychological effects, for better or worse.

Runner-up:

Why Air Forces Fail

Robin Higham and Stephen J. Harris (eds.), Why Air Forces Fail: The Anatomy of Defeat, Revised and Expanded Edition (Lexington, KT: University Press of Kentucky, 2016). This was one of the first scholarly history books I ever read as a high school student. Its engaging chapters about how various air forces across the decades have failed to meet their objectives offer complex answers to a simple question: why did they fail? Although, as Randall Wakelam noted, he had hoped for more from the new edition, though newcomers will find the book a valuable addition to any aviation history library.

Dr Mike Hankins

AlwaysMelvin Deaile, Always at War: Organizational Culture in Strategic Air Command, 1946-62 (Annapolis, MD: Naval Institute Press, 2018). This book is not only an excellent summary of the formative years of Strategic Air Command during the early Cold War, but Deaile gives us a close look at what it felt like to be there. What was the culture like? What was the daily life like for these pilots? What made SAC so unique and such a key component of American defence during the Cold War? Moreover, why is General Curtis LeMay such a big deal? This book gives excellent, substantive answers to all these questions.

Problem

Timothy P. Schultz, The Problem with Pilots: How Physicians, Engineers, and Airpower Enthusiasts Redefined Flight (Baltimore, MD: Johns Hopkins University Press, 2018). Flying is hard–much harder than we give it credit for today. The capabilities of modern aircraft all came with difficult times of dangerous experimentation in the fields of medicine, engineering, and technology. The human body was not made to fly, and the limiting factor on advanced aircraft designs has always been humans. How we solved those problems and made complicated, advanced aircraft possible is the fascinating story of this book about integrating man and machine in increasingly sophisticated ways.

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Steven A. Fino, Tiger Check: Automating the US Air Force Fighter Pilot in Air-To-Air Combat, 1950-1980 (Baltimore, MD: John Hopkins University Press, 2017). Fighter pilots are a strange breed–they have a unique culture all their own. However, how does that culture evolve when it is faced with new technologies that threaten to automate tasks that fighter pilots hold dear? Former F-15 pilot Steve Fino explores just that in this incredible book. Examining the F-86 Sabre, the F-4 Phantom II, and the F-15 Eagle, Fino explores the evolving relationship between man and machine in the cockpit of jet-age fighter planes. You can find my review of this book here.

Runner-up:

Bloody

Peter Fey, Bloody Sixteen: The USS Oriskany and Air Wing 16 during the Vietnam War (Lincoln, NE: Potomac Books, 2018). The USS Oriskany had the highest loss rates of any navy air unit in the Vietnam War. In addition to two massive fires, it was the boat from which Jim Stockdale and John McCain (among many others) became POWs for years. Peter Fey’s accessible, exciting narrative traces the Oriskany throughout its multiple tours and gives a palpable sense of what it was like to be on board and in the cockpit of the A-4 Skyhawks, F-8 Crusaders, and other planes the ship carried. The book is not perfect, but it is an engaging read especially aimed at a general audience.

Dr Brian Laslie

Origins of American Strategic Bombing Theory

Craig Morris, The Origins of American Strategic Bombing Theory (Annapolis, MD: Naval Institute Press, 2017). This book is ‘a twisting tale of individual efforts, organizational infighting, political priorities, and technological integration.’ It is also a book that places the development of American bombing theory firmly in the context of its time and rightly puts individuals into their proper place. Gone is the Billy Mitchell-centric view of air power development to be (rightly) replaced with an emphasis on Benjamin Foulois, Mason Patrick, William Sherman, Lord Tiverton, and others who worked tirelessly on the theories and doctrines of air power. In my opinion, the single best volume on American air power in the inter-war years.

aerial

Frank Ledwidge, Aerial Warfare: The Battle for the Skies (Oxford: Oxford University Press, 2018). I wrote about this book earlier in the year for The Strategy Bridge and called it ‘the single finest primer on air power covering every aspect from if you’ll excuse me, balloons to drones.’ I stand by that statement. This is the perfect primer for the history of air power. I cannot imagine someone interested in our profession not owning this book. I wish I had copies to serve as stocking stuffers…

Phantom

David R. Honodel, The Phantom Vietnam War: An F-4 Pilot’s Combat over Laos (Denton, TX: University of North Texas Press, 2018). This is a ‘there I was’ and ‘shoot the watch’ book, but it is also an amazingly poignant and honest look about learning to survive in a war the American people were unaware was occurring. It is in the best of its class at conveying the transformation a person can take in the crucible of a forgotten war over the skies of Laos. ‘Buff’ Honodel passed away earlier this year, and as I count my blessings this year, one of them will be for a man like Buff.

Runner-up:

Brooke-Popham

Peter Dye, “The Man Who Took the Rap”: Sir Robert Brooke-Popham and the Fall of Singapore (Annapolis, MD: Naval Institute Press, 2018). This one landed on my desk rather late in the year but intrigued me almost immediately. As someone who has recently written a biography of a relatively unknown figure myself, I was excited to dive into this one, and it does not disappoint. As air power scholarship continues to expand, it has become an enjoyable pastime of mine to read about lesser-known, but equally important contributors to air power development. This book also fills a void for me in expanding my knowledge and understanding of other nation’s air power efforts.

As well as providing you with our Christmas reading list, we would like to recognise the various presses and our social media friends who have been hard at work this year publishing the books above and some not strictly related to air power, but would make great gifts such as Redefining the Modern Military, edited by Tyrell Mayfield and Nathan Finney, and The Colour of Time: A New History of the World, 1850-1960 by Marina Amaral.

Our favourite military and air power related presses include Naval Institute Press and University Press of Kentucky who keeps on adding some excellent titles to their lists. Keep a lookout to the site in 2019 as we embark on expanding our writing on space power and space exploration a lot of which will be coming from the NASA Office of History and the University Press of Florida.

Finally, we would like to thank our contributors and readers. Without them, this site would not exist so thank you. If you want to write for us, then find out how to contribute here.

Header Image: A Royal Navy McDonnell Douglas Phantom FG.1 from 892 Naval Air Squadron aboard the aircraft carrier HMS Ark Royal (R09). (Source: Wikimedia)

2018: An Australian Space 2.0 Odyssey

2018: An Australian Space 2.0 Odyssey

By Squadron Leader Michael Spencer

These spacecraft are able to gather remote sensing information with radios and cameras, and are the sort of innovative space capability that can help meet many ground-based needs in ways that make sense for Australia. Because they have re-programmable software defined radios on board, we can change their purpose on the fly during the mission, which greatly improves the spacecraft’s functional capabilities for multiple use by Defence.[1]

Professor R Boyce, Chair for Space Engineering, UNSW Canberra (2017)

The Royal Australian Air Force (RAAF) and Defence Science Technology Group (DST) of the Australian Department of Defence have separately established partnerships with University of New South Wales (UNSW) Canberra which has resulted in a space program with one DST space mission already in orbit, one RAAF mission about to be launched. Additional follow-on missions are planned for each of RAAF and DST for launch in the near future. A combination of disruption in space technology, associated with ‘Space 2.0’ that makes space more accessible, and a commitment by UNSW Canberra to develop a space program, has delivered M1 as the first Australian space mission for the RAAF. These small satellite missions will provide research that will give a better understanding, for the current and future Defence workforce, of the potential opportunities for exploiting the space domain using Space 2.0 technology. As such, this article explores the move away from Space 1.0 to Space 2.0. While discussed in more detail below, broadly speaking, Space 2.0 relates to the reduced costs of accessing space and conducting space missions with commercial-off-the-shelf satellite components for lower-cost small satellites and mission payloads.

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A lunch-box sized satellites (CubeSats) for the Buccaneer and Biarri space missions. (Source: Australian Department of Defence)

The objective of the ADF’s employment of the space domain is to support a better military situation for the joint force in operations planned and conducted in the air, sea, ground, and information domains. Currently, ADF joint warfighting operations are critically dependent on large and expensive satellites that are owned and operated by commercial and allied service providers. As such, a Defence-sponsored university program is currently underway to explore the potential benefits of employing microsatellites as a lower-costing option to augment the capabilities traditionally fulfilled by the large-sized satellites. Furthermore, orbiting space-based sensors can view much larger areas of the Earth in a single scan than are possible with airborne sensors. Thus, a space-supported force element can observe, communicate, and coordinate multiple force elements dispersed over large areas in multiple theatres of operations. Finally, the transmission of signals above the atmosphere enables better communications between satellites, performed over long distances over the horizon without atmospheric attenuation effects, to enable better inter-theatre and global communications.

In the twentieth century, space missions were only affordable through government-funded projects. Government sponsored organisations and missions continued to grow in size and their capabilities. In retrospect, government agencies and space industry now refer to these large-sized, expensive, and complex mission systems as ‘Space 1.0’ technology.[2] As national space agendas drove the development of bigger space launch vehicles able to carry and launch larger payloads with one or more large satellites, changes in government funding priorities away from space lift services began to stifle innovation in space technology which remained as high-end and expensive technology. Recently, in the twenty-first century, the large government agencies looked to commercial industries to find ways to innovate and develop cheaper alternatives for launching and operating space missions. This resulted in the commercialisation of affordable access to space, now commonly referred to as Space 2.0; an industry-led evolution that is generating more affordable commercial alternatives for space launch services and operations management, reusable space launch vehicles and, significantly, miniaturised satellite technology.[3] For example, in 1999, California Polytechnic State University, San Luis Obispo, and Stanford University’s Space Systems Development Lab developed the CubeSat standard, prescribed for the pico- and nanosatellite classes of microsatellites.[4] The CubeSat initiative was initially pursued to enable affordable access to reduce the barriers for university students to access space. CubeSat was initially designed to offer a small, inexpensive, and standardised satellite system to support university student experiments.

CubeSat modules are based on building up a satellite with a single or a multiple number of the smallest unitary 10cm cube module, referred to as a ‘1U’ CubeSat, i.e. a picosatellite.[5] This basic building block approach has enabled a standardisation in satellite designs and launchers. Each 1U can weigh up to 1.5 kg[6]; a ‘6U’ CubeSat, i.e. a nanosatellite, measures 30cm x 20cm x 10cm, six times a 1U and weighs up to twelve kilograms[7]. Microsatellites are typically comprised of a standardised satellite chassis and bus loaded with an onboard computer, ‘star tracker’ subsystem to measure satellite orientation, hardware to control satellite attitude and antenna pointing in orbit, solar power subsystem, communications subsystem, a deployable mechanism actuator for unfolding the solar panels and antennas, and the mission payload, i.e. mission-related sensors, cameras, radio transmitter/receiver and the suchlike.

Microsatellite projects exploit commonly available Commercial-Off-The-Shelf (COTS) technology to reduce costs and development schedules, even in military mission systems. The use of COTS technology enables a simplified plug-and-play approach to microsatellite engineering and design. By having pre-made, interchangeable and standardised components, microsatellite designs can be rapidly assembled, tested, evaluated, and modified until an acceptable solution is realised. Agile manufacturing methods such as 3D printing can further reduce the time taken to engineer and manufacture a viable operational microsatellite design.[8]

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The Buccaneer miniature satellite CubeSat at the UNSW Canberra satellite research laboratory at the Australian Defence Force Academy in Canberra on 17 October, 2016.(Source: Australian Department of Defence)

The CubeSat model has become a commonly accepted standard for low-cost, low-altitude orbit, and short duration space missions. Microsatellites are relatively cheaper, more flexible in mission designs, and can be built more rapidly when compared to larger satellites, and can be replaced on-orbit more frequently, thereby taking advantage of recent technological innovation. Their small size can also exploit spare spaces in the payload section of the launch vehicles that are scheduled and funded mainly for larger satellites. This is commonly referred to as a ‘rideshare’ or ‘piggyback.’ The challenge for the designers of such ‘piggyback’ missions is to find a suitable launch event with a date and planned orbit that matches the readiness and mission of the microsatellite.

Space 2.0 evolution has realised commercial alternatives to the traditional space mission designs that used heavy satellites launched from heavy rockets. These smaller and cheaper rockets have been specifically designed to launch lighter payloads of microsatellites. In 2017, an Indian Polar Satellite Launch Vehicle using a PSLV-C37 heavy-lift rocket set a world record in lifting 104 small satellites into orbit in a single space launch event. As the Times of India reported:

India scripted a new chapter in the history of space exploration with the successful launch of a record 104 satellites by ISRO’s [Indian Space Research Organisation] Polar Satellite Launch Vehicle in a single mission. Out of the total 104 satellites placed in orbit, 101 satellites belonged to six foreign countries. They included 96 from the US and one each from Israel, the UAE, the Netherlands, Switzerland and Kazakhstan.[9]

The growing maturity and expanding capabilities of CubeSat systems have seen a growing acceptance beyond university users. For example, DST and UNSW Canberra are designing, building, and testing microsatellite designs for space missions to meet Defence needs in Australia.

Space 2.0 standards and microsatellites are not intended to replace the traditional large satellites deployed into higher altitude orbit missions. Large and small-sized satellites each offer different benefits and limitations. Large satellites can collect information with higher fidelity when configured with bigger optical and radiofrequency apertures, with room available for better pointing control subsystem, larger and more powerful on-board computing systems, and multiple mission, all needing a larger power subsystem. Alternatively, disaggregating space missions across different small satellites, deployed into a large constellation, may be more survivable to environmental hazards and resilient to interference in a contested environment.

Small satellite missions can now fulfil the potential mission needs of military, commercial operators, scientists and university students. Microsatellites have already been employed for communications, signals intelligence, environmental monitoring, geo-positioning, observation and targeting. They can perform similar functions as larger satellites, albeit with a much smaller power source and reduced effective ranges for transmitters and electro-optical devices. They are easier and cheaper to make and launch for a short-term, low-Earth orbit mission. This is ideal for employing space missions to improve ADF capabilities on the ground.

Defence has partnered with UNSW Canberra, including ‘UNSW Canberra Space’ – a team of space academics and professionals – to collaborate in space research, engineering, and mission support services with Space 2.0 satellite technology in space missions for DST and RAAF. When combined with new and agile manufacturing techniques, these microsatellite missions provide the ADF with opportunities to test and evaluate potential options for operationally responsive space capabilities.

UNSW Canberra has already built the ‘Buccaneer Risk Mitigation Mission’ (BRMM) as its inaugural microsatellite space mission, in partnership with DST.[10] In November 2017, NASA successfully launched BRMM from Vandenberg Air Force Base in California. BRMM is a collaboration, in both the project engineering project and space mission management, between DST and UNSW Canberra to jointly fly and operate the first Australian developed and operated defence-science mission. BRMM is currently operational in low-Earth orbit, at a height above the ionosphere which is a dynamic phenomenon that changes with space weather effects and the Sun’s position.

The importance of this orbit is that the RAAF is dependent on the ionosphere to enable functioning of its Jindalee Operational Radar Network (JORN) systems, which is a crucial component of a national layered surveillance network that provides coverage of Australia’s northern approaches.[11] The JORN coverage and system performance are critically dependent on the ionosphere. The BRMM satellite is configured with a high-frequency receiver to measure the JORN signal that passes through the ionosphere. These signal measurements allow DST scientists and engineers to study the quality of JORN’s transmitted beam and signal, and the propagation of High Frequency (HF) radio waves that pass skywards through the ionosphere. BRMM was planned with a one-year mission-life but could stay in orbit for up to five years, depending on space weather effects and atmospheric drag.[12] BRMM is also a risk reduction activity for the ‘Buccaneer Main Mission’ (BMM) as a follow-on space mission.[13] BRMM will provide space data on how spacecraft interact with the orbital environment, to improve the satellite design for BMM, and also provide mission experience that can be used to improve the operation of the BMM. The BMM will also be used to calibrate the JORN high-frequency signals but will use an improved payload design, based on a heritage of BRMM. BMM is planned for a launch event in 2020.

This space odyssey pursued by UNSW Canberra is also bringing direct benefits to RAAF. The UNSW Canberra space program includes parallel efforts to develop three CubeSats, funded by RAAF, for two separate missions in separate events. These space missions will support academic research into the utility of microsatellites, configured with a small-sized sensor payload, for a maritime surveillance role. The first mission, ‘M1,’ will deploy a single CubeSat, currently scheduled to share a ride with a US launch services provider in mid-November 2018.[14] UNSW Canberra will continue the program and develop a second mission, ‘M2,’ which is planned to deploy two formation-flying, with inter-satellite communications, in a single space mission in 2019. The M1 and M2 missions will support research and education for space experts in Defence, and UNSW Canberra, to further explore and realise new possibilities with Space 2.0 technologies.

To conclude, the advent of Space 2.0 has reduced cost barriers and complexity to make access to space missions and space lift more affordable for more widespread uses. The increased affordability of space technology has helped to demystify mission systems and increase the interests and understanding of the potential opportunities for Space 2.0 missions as alternatives to more expensive and more complex space missions. Additionally, Space 2.0 enables agility in the design phase for the rapid development of new and viable concepts for space missions hitherto not possible with Space 1.0 technology. Space 2.0 evolution makes it possible for ADF to consider affordable space options; UNSW Canberra’s knowledge and technical achievements in space engineering and operations, with DST for Buccaneer and RAAF for M1 and M2, will provide critical research for considering the potential for new space missions for Australia.

Squadron Leader Michael Spencer is an Officer Aviation (Maritime Patrol & Response), currently serving in the RAAF Air Power Development Centre, analysing potential risks and opportunities posed by technology change drivers and disruptions to the future employment of air and space power. His Air Force career has provided operational experiences in long-range maritime patrol, aircrew training, and weaponeering, and management experiences in international relations, project management in air and space systems acquisitions, space concepts development, and joint force capability integration. He is an Australian Institute of Project Management certified project manager and also an Associate Fellow of the American Institute of Aeronautics & Astronautics.

Disclaimer: The views expressed in this document are those of the author and do not necessarily reflect the official policy or position of the Department of Defence, Royal Australian Air Force, or the Government of Australia. The Commonwealth of Australia will not be legally responsible in contract, tort or otherwise, for any statements made in this document.

Header Image: Lunch-box sized satellites (CubeSats) used for the Buccaneer and Biarri space missions. (Source: Australian Department of Defence)

[1] UNSW Sydney, ‘RAAF invests $10 million in UNSW Canberra Space missions,’ UNSW Newsroom (2017).

[2] F. Burke, ‘Space 2.0: bringing space tech down to Earth,’ The Space Review, 27 April 2009.

[3] Ibid.

[4] NASA, ‘CubeSat 101 – Basic Concepts and Process for First-Time CubeSat Developers,’ NASA CubeSat Launch Initiative, NASA Website, 2017.

[5] ‘What are SmallSats and CubeSats?,’ NASA Website, 2015.

[6] Cubesat, 1U-3U CubeSat Design Specification, Revision 13, The CubeSat Program, 2014.

[7] Cubesat, 6U CubeSat Design Specification, Revision 1.0, The CubeSat Program, 2018.

[8] European Space Agency, ‘Ten Ways 3D Printing Could Change Space,’ Space Engineering & Technology, 2014.

[9] U. Tejonmayam, ‘ISRO creates history, launches 104 satellites in one go,’ The Times of India, 15 February 2017.

[10] H. Kramer, ‘Buccaneer CubeSat Mission,’ eoPortal Directory, 2017.

[11] Royal Australia Air Force, ‘Jindalee Operational Radar Network,’ 2018.

[12] Kramer, loc cit.

[13] Ibid.

[14] UNSW Canberra, ‘M1 satellite on track for September launch,’ 2018.

The Role of History in Educating Air Power Strategists

The Role of History in Educating Air Power Strategists

By Dr Ross Mahoney

Editorial Note: On 19 September 2018, our editor, Dr Ross Mahoney delivered a paper on the subject of ‘The Role of History in Educating Air Power Strategists’ at a seminar organised by the Royal Australian Air Force’s (RAAF) Air Power Development Centre in Canberra. A precis of this paper was published in the Pathfinder bulletin issued by APDC, which can be found here. The Pathfinder series covers a range of issue from strategy, historical analyses, operations, administration, logistics, education and training, people, command and control, technology to name a few. Irrespective of the subject though, Pathfinders will always be focused on the relevance to air power; they are not intended to be just a narrative but deliver a measure of analysis. Apart from the addition of some minor changes to make this precis applicable to From Balloons to Drones as well as the inclusion of footnotes and further reading suggestions, this article appears as published in Pathfinder. We are grateful to APDC for permission to re-publish the piece, and the views in this article and the associated Pathfinder are not necessarily those of the RAAF.

‘[t]he study of military history lies at the foundation of all sound military conclusions and practice.’

Rear-Admiral A.T. Mahan, ‘The Naval War College,’ The North American Review, (1912)[1]

‘The word history carries two meanings […] It refers both to what actually happened in the past and to the representation of that past in the work of historians.’

John Tosh, The Pursuit of History, Third Edition, (1999)[2]

What is history? What is its relevance to an air power strategist? These are important questions; however, as Richard Muller, a senior member of the faculty at the US Air Force’s School of Advanced Air and Space Studies, reflected in 2016, ‘as a rule air forces have not embraced historical study to the same extent as have their army or navy counterparts.’[3] Nevertheless, in 1912, a year after an Italian aeroplane dropped the first ‘bomb’ over Libya, noted US naval historian and strategist Alfred Thayer Mahan reflected on the link between military history and ‘sound military conclusions.’ However, history does not provide clear lessons. Nevertheless, the study of the past does offer a lens through which to analyse, understand and reflect on the challenges currently faced by modern air forces.

Air Corps Tactical School
The Air Corps Tactical School (created as the Air Service Field Officers School in 1920) went beyond its mandate of training officers to also become an engine for air power theory development in the interwar period. (Source: US Air Force Air University)

This article considers some of the issues related to applied military history beginning with an outline of the purpose of history and the challenges of applying the past to the present. It also considers how air forces have used the study of the past as a tool for education while concluding with some tentative thoughts on how history can be used to educate strategists in the continuing challenge to achieve professional mastery.[4]

To start with, the term ‘education’ is used in this narrative in a broad context and incorporates both formal and informal learning. Similarly, the term ‘strategist’ is used in a collegiate manner and assumes that modern air forces seek personnel who are professional masters, well-versed in the core knowledge that underpins the application of air power.

As the British historian John Tosh reflected, the term history is ambiguous at best. Is history a collection of facts related to what has happened or is it the scholarly discussion and representation of the past? If the latter statement is accepted as being correct, then it can also be assumed that the interpretation of the past is an argument without an end. While a hackneyed observation, history is a dynamic field of study, one where historians continually re-examine evidence and reinterpret the past. Linked to this is the extent of historical information available to historians and, by default, strategists who seek to apply lessons from the past to the present. The archival records and evidence that underpin the interpretation of the past are normally incomplete. For example, the National Archives of Australia only preserves a small amount of the material generated by the Australian Government.

Moving beyond the above understanding of history, the field of military history can be split into three subfields: popular, academic, and applied history.[5] There is a degree of overlap between the latter two. The main criticism of applied military history is that it is a form of weaponising the past to cater for the present.[6] Underpinning this criticism is a view that those writing such history do so without sufficient understanding of the context in seeking to deduce lessons learnt. Unfortunately, this criticism is currently directed at academics working at institutions delivering professional military education. These institutions use history to illuminate and provide context to the ambiguous challenges that officers attending them are likely to confront in the future.

Historically, the criticism of weaponising the past does carry some weight, and therefore air power strategists could be criticised for the poor use of history to support their arguments. Indeed, as Sir Michael Howard, a distinguished military historian, noted in his 1961 lecture on ‘The Use and Abuse of Military History’:

[W]hen great [interwar] pioneers of air war…advocated striking at the homeland and at the morale of the enemy people…they were basing their conclusions on their interpretation of past wars’. (emphasis added)[7]

Warden

More recently, Colonel (retired) John Warden III’s book, The Air Campaign, has been criticised for his use of a selective reading of history to fit the theory being propounded in it.[8] Admittedly, Warden is not a historian. However, such selective use of history becomes problematic to the broader task of delivering professional education when such texts appear in, for example, Staff College reading lists where they can reinforce a narrow, and at times wrong, understanding of some of the officers they are meant to educate. Despite this criticism, it is clear that many air power thinkers have recognised the value of a broad reading of history. For example, in a 1921 article on ‘Strategy and Air Strategy,’ Group Captain John Chamier of the Royal Air Force reflected on the challenge of deducing appropriate principles for the use of air power given the brief history of air warfare till then. Nevertheless, Chamier recognised that ‘strategic principles are derived from the study of history’, and he recognised that examples from ‘naval and military strategy’ could provide the necessary framework for a discussion of ‘air strategy.’[9]

While history and the application of its lessons by air forces is fraught with challenges, its importance as a didactic tool for the military cannot be underestimated. Indeed, the study of history has been, and remains, an element of the curricula at educational establishments of most air forces. However, considered in a broad manner, the study of history has been unbalanced. For example, in the late-1940s and 1950s, history and related subjects featured little on the curriculum at the RAAF College. As Alan Stephens has noted, the RAAF of this period identified itself as a ‘narrow technocracy’ with knowledge of the Air Force’s core business to be deduced from its ‘technical components’ rather than a ‘study of its history and ideas.’[10]

To conclude, there are several areas where the contemporary study of history plays a key role in the education of air power theorists and strategists. Perhaps most important is that a deep and contextual study of history provides an important understanding for military personnel seeking to gain professional mastery of the profession of arms. Indeed, if it is accepted that the aim of learning is to develop the cognitive ability to understand and deal with ambiguity, rather than to provide clear-cut answers to current problems, then the study of history has a role to play.

The skills associated with historical analysis refines human cognitive areas such as the ability to make considered judgements. An important contributor to the effectiveness of this learning process has been the increasing civilianisation of the academic delivery at institutions catering to professional military education. At a practical level, the use of Staff Rides as a learning tool could also ensure that history could be used as a means to explore ideas outside of the confines of the traditional education environment. However, this process also has its own challenges.[11] In the final analysis, Lieutenant General Sir John Kiszely’s remark that the study of history needs to form an essential part of a ‘balanced diet’ of education for the military professional in order for them to develop the knowledge to be effective, rings completely true.[12]

Key Points

  1. Even though history may not provide clear lessons, the study of the past offers a lens through which to analyse, understand and reflect on the challenges currently faced by modern air forces;
  2. History could be considered a rather dynamic field of study, one where historians continually re-examine evidence and re-interpret the past;
  3. It is recognised that ‘strategic principles are derived from the study of history.’

Further Reading

  • Gray, Peter, ‘Why Study Military History?,’ Defence Studies, 5:1 (2005), pp. 151-64.
  • Muller, Richard R., ‘The Airpower Historian and the Education of Strategists’ in Bailey Jr., Richard J., Forsyth Jr., James W., and Yeisley, Mark O., (eds.), Strategy: Context and Adaptation from Archidamus to Airpower (Annapolis, MD: Naval Institute Press, 2016).
  • Murray, Williamson, and Sinnreich, Richard Hart (eds.), The Past as Prologue: The Importance of History to the Military Profession (Cambridge: Cambridge University Press, 2006).

Dr Ross Mahoney is the editor and owner of From Balloons to Drones as well as being an independent historian and defence specialist based in Australia. He is a graduate of the University of Birmingham (MPhil and PhD) and the University of Wolverhampton (PGCE and BA). His research interests include the history of war in the twentieth and twenty-first centuries, air power and the history of air warfare, and the social and cultural history of armed forces. To date, he has published several chapters and articles, edited two books, and delivered papers on three continents. He is an Assistant Director of the Second World War Research Group. He can be found on Twitter at @airpowerhistory.

Header Image: An Architect’s perspective drawing of the proposed RAF (Cadet) College at Cranwell. (Source: © IWM ((MOW) C 1081))

[1] Rear-Admiral A.T. Mahan, ‘The Naval War College,’ The North American Review, 196:680 (1912), p. 78.

[2] John Tosh, The Pursuit of History: Aims, Methods and New Directions in the Study of Modern History, Third Edition (Harlow: Pearson Education, 1999), p. viii.

[3] Richard R. Muller, ‘The Airpower Historian and the Education of Strategists’ in Richard J. Bailey Jr., James W. Forsyth Jr., and Mark O. Yeisley (eds.), Strategy: Context and Adaptation from Archidamus to Airpower (Annapolis, MD: Naval Institute Press, 2016), p. 113.

[4] On professional mastery in air forces, see: Sanu Kainikara, ‘Professional Mastery and Air Power Education,’ Working Paper, 33 (Canberra: RAAF Air Power Development Centre, 2011).

[5] John A. Lynn III, ‘Breaching the Walls of Academe: The Purposes, Problems, and Prospects of Military History,’ Academic Questions, 21:1 (2008), p. 20.

[6] Kim Wagner, ‘Seeing Like a Soldier: The Amritsar Massacre and the Politics of Military History,’ in Martin Thomas and Gareth Curless (eds), Decolonization and Conflict: Colonial Comparisons and Conflicts (Bloomsbury Academic, 2017), pp. 25-7.

[7] Michael Howard, ‘The Use and Abuse of Military History (lecture),’ Journal of the Royal United Service Institution, 107:625 (1962), p. 10.

[8] John Andreas Olsen, John Warden and the Renaissance of American Air Power (Washington DC: Potomac Books, 2007), pp. 78-9. In a similar vein to Warden, Colonel John Boyd’s work ‘cherry-picked’ history ‘to provide illustrations and empirical validation for patterns he observed in combat.’ However, it should be recognised that Boyd was an airman who was a general strategist rather than an air power thinker per se, though his ideas do have applicability to the air domain. See: Frans Osinga, ‘The Enemy as a Complex Adaptive System: John Boyd and Airpower in the Postmodern Era’ in John Andreas Olsen (ed.), Airpower Reborn: The Strategic Concepts of John Warden and John Boyd (Annapolis, MD: Naval Institute Press, 2015), pp. 53-4.

[9] Group Captain J.A. Chamier, ‘Strategy and Air Strategy,’ Journal of the Royal United Service Institution, 66 (1921), p. 641.

[10] Alan Stephens, The Australian Centenary History of Defence: Volume II – The Royal Australian Air Force (Melbourne: Cambridge University Press, 2001), p. 188.

[11] On the challenges associated with staff rides, see: Brigadier R.A.M.S. Melvin British Army, ‘Contemporary Battlefield Tours and Staff Rides: A Military Practitioner’s View,’ Defence Studies, 5:1 (2005), pp. 59-80,Nick Lloyd, ‘Battlefield Tours and Staff Rides: A Useful Learning Experience?,’ Teaching in Higher Education, 14:2 (2009), pp. 175-84.

[12] John P. Kiszely, ‘The Relevance of History to the Military Profession: A British View’ in Williamson Murray and Richard Hart Sinnreich (eds.), The Past as Prologue: The Importance of History to the Military Profession (Cambridge: Cambridge University Press, 2006), p. 32.