A Unified Framework for Air Power Studies

A Unified Framework for Air Power Studies

By Major Jaylan Haley

What is air power? How do we study it? How do we use it? Do previous characterisations sufficiently capture the concept? Perhaps. This article contends that prior attempts to put meat on the bone towards a framework to study air power scholarship are insufficient.

Moreover, we must appreciate the richness of our inquiries if we – scholars and professionals, such as political scientists, historians, policymakers, practitioners and users – want to understand better the concept of air power to help answer important questions. These questions may be:  how do civilian airline pilots and training schools contribute to a nation’s ‘air power?’ Can peacetime control of airspace access constitute a form of air power? To what extent does air information, such as weather, the electromagnetic environment, knowledge of space weather, constitute a form of air power? Furthermore, more, importantly, how do these questions and related concepts orient to each other.  As such, this article argues that air power is the domain-agnostic admixture of personalities, outcomes, organisations, technologies, ideas and events to do or, that do, something in or for, the air.[1]

This definition is unique in that it explicitly and parsimoniously joins together the breadth of military and civilian endeavours. It highlights the ‘stickiness’ of related topics and contends that air power is not an inherently military pursuit, though its application almost always manifests as such. The definition provides more form to the general, varied ideas of military thinkers about essential elements of air power.[2] This article begins the discussion on the topic of how we structure air power studies across various academic fields and cordons a more robust dissection of the topic in future publications. Furthermore, this article details the constituent components of air power to clarify meaning. Then, it uses this perception of air power to explain its evolution throughout history. Finally, briefly, it discusses our current air power disposition to make sense of what component will drive innovation in the coming decades — organisations.  So, how have we come to envisage this elusive thing we call air power?

Definition and Components of Air Power

In the Age of Airpower, Martin Van Creveld explored about 250 years of the concept. Among others, he highlighted the work of people with simple, yet elegant definitions of air power, such as that of Brigadier General William ‘Billy’ Mitchell who viewed it as doing ‘something in the air.’[3] Other writers such as Mark Clodfelter provided more angles: breaking the concept of air power into direct and indirect applications.[4]  For Clodfelter, direct air power generally involves kinetic outcomes such as bombing and indirect presumes more non-kinetic capabilities, such as intelligence, surveillance and reconnaissance (ISR).

Billy_Mitchell_at_his_court-martial
A scene from William ‘Billy’ Mitchell’s court-martial in 1925. (Wikimedia)

Meanwhile, organisations such as the US Air Force (USAF) define air power based on its organisational experience and conceptual refinement. The latest iteration of USAF Basic Doctrine defines the concept as ‘the ability to project military power or influence through the control and exploitation of air, space, and cyberspace to achieve strategic, operational, or tactical objectives.’[5] So, how do we break air power down for study?

While Mitchell’s definition is more parsimonious, adding a little complexity provides the explanatory muscle to how we think about air power and thus how we can consider the concept’s change over time. Foundationally, one should recognise that to do something in the air does not necessarily mean that the activity must originate in or from the air.[6] For instance, a ballistic missile launch originates from the land, traverses through the air and maybe space, and then strikes somewhere on land. This example demonstrates the potential of the agnosticism of the air domain. Furthermore, a more robust definition allows for careful, coordinated forecasting of future air power applications using clear and structured links within and across the subject’s elements.  For instance, air power researchers studying C-17 humanitarian assistance capabilities may be linked to those studying procedurally based command and control organisations as well as those studying the political effects of humanitarian assistance to optimise future disaster response towards national priorities.

Conceiving of air power as an admixture of component concepts: each noteworthy, though not equal, in characterising the ability to do something in the air is vital for several reasons. One benefit is to have more structured research programs that allow thinkers to situate their contribution to the subject area. Another is to generalise debates on air power concepts that link military and civilian theory and application. A generalisation can help guard against what seems to be a tendency to overly militarise air power thought, evoking the coercive and persuasive elements of the concept. The benefits are similar to those of academic fields like history or political science though air power studies can best be described as an interdisciplinary subfield or topical field.

Importantly, to be useful, the components must be defined. First, personalities may be individuals or groups that have a profound impact on the development of the notion. For instance, Mitchell vocally and publicly advanced the idea of a separate US military service despite the misgivings of more senior leaders, including President Calvin Coolidge.[7] In part, the general’s 1925 court-martial resulted from agitation for a separate US air service. However, the spectacle thrust air power into America’s national dialogue. He challenged the US Army – then overseeing land-based air forces – stating that their leaders were negligent for not building an air service capable of national defence. Mitchell is credited by many as being the original maverick in pursuing an idea of independent military air power that was largely sidelined at the time.  Mitchell’s persona, in part, catalysed the existence of organisations critical to the development of air power.

Mitchell’s calls for an independent air service bring us to the second component — organisations, which are administrative and operational systems that foster ideas, leverage people and exploit technologies towards some outcome. An exemplar is the USAF’s Strategic Air Command (SAC) under Major-General Curtis LeMay’s tutelage. SAC pursued the idea of ‘strategic’ air power, discussed later, towards its outcome of long-range conventional and nuclear bombing. SAC oversaw most of the US nuclear deterrent and development of bomber capabilities for the USAF. The organisation came to personify air power in the US and for much of the world during the Cold War.[8] Albeit an unfair approximation, civilians and military personnel alike were lent the idea of air power’s ability to render an outcome of total enemy devastation embodied by SAC’s long-range bombers and, later, ballistic missiles.[9]

In our context, outcomes are the effects, assessments and results by which military and civilian leaders come to associate air power. For instance, after the Second World War, both military and civilian leaders came to associate air power with the unconditional surrender of the enemy evoked by the use of nuclear weapons.[10] This idea created problems during the Korean and Vietnam Wars, where expectations outpaced the new reality of limited, non-nuclear warfare.[11]  Limited warfare lends itself to more technical means — leaving technology to be the more tangible, driving component of air power.

As a component, technology includes all the capabilities, research, design, development and testing that allow practitioners to do things in the air. For instance, a significant component of the US’ advancements in stealth technology originated with the Skunk Works team under Kelly Johnson’s orchestration, among others.[12] The team’s research and design techniques led to advances like the SR-71 Blackbird and the F-117 Nighthawk.[13] These technologies, along with other capabilities-related advances, influenced expectations such as those discussed above: enabling the limited, non-nuclear warfare that became characteristic of vast swaths of America’s recent history.[14] However, while technology is sometimes the easiest to translate as an air power component, though not always easy to grasp, it is ideas that sometimes generate change.

SR-71_taxi_on_ramp_with_engines_powered_up
An SR-71 taxing on the ramp with engines powered up, c. 1995. (Source: Wikimedia)

Doctrine, strategy, theories, policies and politics combine to form air power’s conceptual component. These ideas embody how personalities can use other components. Reciprocally, all the other components can help thinkers conceive of new ways to conceptualise air power. To demonstrate, during Operation EL DORADO CANYON, President Reagan and his national security team viewed air power as a punitive instrument of national security policy.[15] Existent technologies in the 1980s allowed Reagan’s response to state-sponsored terrorism with a long-range, airstrike on targets tailored to the perceived offence.[16] Reagan’s team shepherded the technology component in a way that had not yet been explored to its fullest. They updated strategic attack doctrine; tested theories of international relations; set new international policies; and ignited the politics of air-driven limited, military interventions.

Events like Op EL DORADO CANYON also constitutes the last element of air power. Our understanding of past campaigns, battles and historical milestones enables a fuller appreciation of air power and the possibility of modifying its future use. Unfortunately, these so-called understandings can sometimes lead to misapplications of history and, ultimately, to disaster.[17] For instance, the counterinsurgency in Iraq that began almost immediately after the invasion in 2003 required a different application of air power than previously practised, but it would take multiple Secretaries of Defense to enforce this understanding upon the military, as evidenced by the explosion of unmanned technologies among others.[18]  The components of air power – personalities, organisations, outcomes, technologies, ideas and events – provide the critical infrastructure for the study of air power.  We can use this infrastructure to help us understand various aspects of the topic, like what elements may be more important at various times in history.  This understanding can help us orient ourselves in history relative to the seemingly dominant feature of our time so that those who study, and practice air power can best allocate resources, whether academically or practically.

Epochs of Air Power

In this section, this article now considers the prominence of the above elements as determinants of historical periods in air power’s evolution.  A short walkthrough of air power’s epochal changes rooted in the above-defined elements illuminates current and the future application of air power. Geoffrey Barraclough, in An Introduction to Contemporary History, provided an idea about ‘spots and jumps’ that define historical periods and transitions.[19] He used the timeframe 1880-1960 to discuss the shift between modern and contemporary history based primarily on economic and geopolitical factors.[20] Using a similar conception of eras punctuated by ‘spots and jumps,’ rooted in the components of air power to characterise the shifts, this section divides the evolution of air power into five timeframes. Importantly, during shifts between the timeframes, changes in predominant component concepts of air power led to changes in our concept of air power.

Before 1783 – The Age of Imagination

Air power before 1783 can be viewed as an ‘Age of Imagination’ or ideas. There were no bounds except those imposed by humanity’s evolving understanding of terrestrial physics. Some of the earliest human records depict mystical flying or lobbing objects through the air as weapons. In their way, our ancestors from around the world gave us our first concept of air power. They conceived of divinity by drawing and storytelling of gods that could defy gravity unassisted, a fruitless pursuit for mere mortals that dates to Greek, Roman and Chinese mythology. While ancient and pre-industrial humans did not themselves defy gravity, humankind created things to help defend themselves, such as arrows and trebuchet missiles. These weapons are essential to the study of air power because the idea of projectiles travelling large distances to destroy an enemy finds its roots here.  These weapons emerged over thousands of years, sometimes a crowning achievement of empires such as Persia and the Mongols. Nonetheless, the wild-eyed dreams of fantasy came to a relatively abrupt end in 1783 when the Montgolfiers floated their first balloon. The brothers’ flights began the period of the ‘Origins of Air Power.’

1783 to 1903 – The Origins of Air Power

Between 1783 and 1903, changes in the concept of air power resulted from slow changes in technologies. For instance, a new class of ‘aeronauts’ proliferated workable ballooning technologies that ended up in the hands of Napoleon Bonaparte, though his use is not the first use on the battlefield. He used available technologies when and where he could to enhance reconnaissance and direct artillery strikes. In 1798 Bonaparte used balloons to try to overawe the Egyptians in a campaign to subdue the Middle East and North Africa.  After an unsuccessful display, Napoleon ordered the balloon unit’s disbandment. Undoubtedly a balloon would have come in handy in 1815 when Napoleon looked for Grouchy to spot and crush Blucher’s flanking movement at Waterloo.[21] Nearly a half-century later, professionals continued to struggle with the concept of air power: conceiving of it as an unproven, unpredictable and unusable conglomeration of technologies and techniques, such as gas-producing machines for balloons, telegraphs and airborne mapmaking. Such was Thaddeus Lowe’s disposition in bringing air power to fruition during the American Civil War.[22]  Thus, it would be until the turn of the twentieth century.

1903 to 1945 – The Douhetian Epoch

From 1903 to 1945, ‘strategic’ air power and its offshoots was the idea that drove changes in the conception of air power as something more than an observational or auxiliary tool for ground forces. The idea of independent air power came to full fruition in August 1945 with the dropping of the atomic bomb over Hiroshima, Japan. To begin, in December 1903 the Wright Brothers brought heavier-than-air flight to reality. Driving the science of aeronautics were ideas like those refined by Giulio Douhet in the early part of the 20th century. Theorists like Douhet opined that wars could be won by striking at city centres from the air to break the will of a people, forcing them to surrender.[23] Douhet’s original Italian publication in 1921 would not get immediately translated into English; however, people like Hugh Trenchard, the first Royal Air Force commander, articulated similar thoughts and organised, trained and equipped his military forces towards those ends.[24] Sir Arthur ‘Bomber’ Harris would make use of Trenchard’s advancements during the Second World War over German cities such as Hamburg, Dresden and Berlin.[25] Though it would take the American military time to adopt the British model of indiscriminate bombing, this idea came to epitomise air power for the period.

Importantly, this was also the timeframe during which commercial air travel in lighter- and heavier-than-air vessels took root. Though the ‘golden’ age of commercial air travel would come later, concepts like air routes, navigating via beacons, airports and other ideas began to solidify. These concepts had both military and civilian applications and technologies that enabled further development of the idea of air assets used over long distances. However, the military would continue to dominate ideas about air power as a ‘strategic’ concept even as these ideas came into contact with a significant theoretical challenge:  limited warfare in an age of potentially unlimited destruction from thermonuclear weapons.

F-80Cs_8th_FBS_over_Korea_c1950
US Air Force Lockheed F-80C Shooting Star fighter-bombers from the 8th Fighter-Bomber Squadron during the Korean War in 1950-51. The aircraft are equipped with ‘Misawa’ long-range tanks. (Wikimedia)

1945 to 2001 – The Era of Immaculate Effects

The next era, roughly spanning 1945 to 2001 is the maturation of strategic bombing extremes enabled by high technology. Militarily, the era is marked by the rise of a more immaculate, precise warfare with limited aims to mitigate aircrew losses, fulfil more specific international obligations and for operational efficiency among other goals. There was a change in the concept of air power because of what it was perceived to have achieved during the Second World War and the idea that the same outcome could be realised even in the face of more limited warfare.[26] By the beginning of this timeframe, the USAF sidelined more tactically-minded airmen like Pete Quesada to ensure adoption of strategic bombing as a vehicle to solidify the association with air power.[27] In part because of his prestige as a tactical aviation adherent, the ‘bomber generals’ defanged Quesada and the organisation he led, Tactical Air Command, after WWII.[28] There was no room for anyone but true believers in the strategic attack mindset, but this would change after the experiences of Korea and Vietnam in the 1950s, 60s and 70s. Only later in the period would Quesada’s tactical aviation and more precise attack legacy permeate military circles.[29]

 

In civilian aviation, technology-fueled huge leaps in air power. National airspace, global navigation capabilities and air-containerised freight were concepts that would hold vast military and civilian applications. It is during this time that military and civilian aircraft started to compete for airspace for things like training, exercises and navigating various corridors. Another critical advance was the widespread implementation of the instrument landing system that allowed commercial aircraft to land in increasing levels of degraded atmospheric conditions. Again, precision enabled by technology characterised this era.

2000 and Beyond – Flexible Niche

The most recent period begins at around the turn of the millennium. This is the epoch as ‘Flexible Niche’ because it involved the use of existing or new technologies for a variety of activities dependent on how organisations are positioned to leverage them. Beginning in the late 1980s, formalisation of the contemporary Air Operations Center (AOC) is an early indicator of the present epoch. This organisation enabled the focused air campaign during Operations INSTANT THUNDER and DESERT STORM that, in part, led to ultimate victory for coalition forces in 1991. It was no longer enough to think of air power as just a capability or bringing about the strategic defeat of an enemy via the limits of destructive power or achieving national objectives with as few civilian casualties as possible. The organisation became the template for how to leverage air power across a wide area and from multiple sources. A contemporary view of air power considers the construct of how and which organisations best leverage technologies, ideas and people towards a given outcome, which may be a military one. There are a variety of concepts that the United States military is exploring, including the Multi-Domain Operations Center and Defense Innovation Unit, in addition to the standup of a Space Force among other initiatives.

Civil aviation is undergoing a similar bout with organisations, especially in the United States, as the Federal Aviation Administration (FAA) grapples with how best to control airspace with the rise of unmanned technologies, especially in congested metropolitan areas.  Should the FAA continue to hold all the cards or is the organisation in need of decentralisation of authorities to states and localities?  Technologies may forestall the organisational decision, but this era’s solutions seem to be organisationally related rather than technically.

For the new century and beyond, it will not necessarily be which countries and industries have the best technologies or smartest people or best ideas that define the development of air power: it will be the organisations that can best leverage the other components that will determine how we conceive of air power.  To summarise, again, air power is the domain-agnostic ability to do something in the air resulting from an admixture of personalities, outcomes, organisations, technologies, ideas and events. These components, at various times, represent reasons why our concept of air power changes over time.

Conclusion

The use of epochs allows us to generally discuss how components of air power drive thinking and successful pursuits of the concept over time, which is why it is useful to develop a unified framework for their study. Moreover, as opposed to the more traditional commentary of air power, linking military and civilian advancements in the same epoch demonstrates that air power is not an inherently military concept. This article serves as an overview of the start of a more robust discussion about the development of air power and a characterisation of what will likely temper that development for the 21st century — organisations. Future topics will involve civilian efforts to deal with drones and swarms, the importance of civil aviation and commercial space efforts in air power development, and the exploration of the idea that organisations will be the defining issue of this era.

Given all of this, air power is the domain-agnostic admixture of personalities, outcomes, organisations, technologies, ideas and events to do or, that do, something in or for, the air. Moreover, these components at various times have influenced significant shifts in our conception of air power over at least five critical epochs. Scholars and professionals must acknowledge the military and civilian dimensions of air power to live up to the concept’s full potential. Hence, to conclude, there is a need for a unified framework for the study of air power to promote the integration of military and civilian issues with the field.

Major Jaylan M. Haley is a career USAF Intelligence Officer. Currently, he is a student at the USAF School of Advanced Air and Space Power Studies at Air University. Over 14 years, he served in a variety of intelligence-related positions from the strategic to the tactical levels.  During Operations ENDURING FREEDOM and INHERENT RESOLVE, he served as an Intelligence, Surveillance and Reconnaissance Liaison Officer to multiple US Army Divisions and US Marine Expeditionary Forces in both Afghanistan and Iraq. Most recently he was an Air University Fellow, serving as an Instructor in the Department of International Security at the USAF Air Command and Staff College. He is a PhD Candidate in the Kansas State University Security Studies program with research focused on leverage air power as a tool of national policy.

Header Image: A US Navy Grumman F-14A Tomcat intercepts a Soviet Tupolev Tu-95 ‘Bear D’ reconnaissance-bomber over the Pacific Ocean on 21 November 1984. The F-14 was assigned to fighter squadron VF-51 aboard the USS Carl Vinson and was deployed to the Western Pacific and the Indian Ocean from 18 October 1984 to 24 May 1985. (Source: Wikimedia)

[1] Domains include air, space, cyberspace (or electromagnetic), land and sea. Domain agnosticism disregards a specific domain towards the application of a specific concept. For instance, intelligence collection is domain agnostic. This means that intelligence collection can come from any of the domains-air, space, cyberspace, land or sea.

[2] ‘Strategic Implications for the Aerospace Nation’ in Philip Meilinger (ed.), Air War: Essays on Its Theory and Practice (Abingdon: Franck Cass, 2003), pp. 217-30.

[3] Martin Van Creveld, Martin, The Age of Airpower (New York: PublicAffairs, 2011), p. 71; William Mitchell, Winged Defense: The Development and Possibilities of Modern Air Power (New York: Dover Publications, 1988), p. xii.

[4] Mark Clodfelter, The Limits of Air Power: The American Bombing of North Vietnam (Lincoln, NE: University of Nebraska Press, 1989), p. 213.

[5] United States Air Force, Core Doctrine, Volume 1 – Basic Doctrine (Maxwell AFB, LeMay Doctrine Center, 2015).

[6] Robert Smith, ‘Maneuver at Lightspeed: Electromagnetic Spectrum as a Domain,’ Over the Horizon: Multi-Domain Operations & Strategy, 5 November 2018. Importantly, the so-called warfighting domains of air, space, land, navy and now cyber – or perhaps more aptly electromagnetic – all interface with the air domain and provide a medium through which something can happen in the air.

[7] Douglas Waller, A Question of Loyalty (New York: HarperCollins Publishers, 2004), pp. 21-2.

[8] Donald Mrozek, Air Power & the Ground War in Vietnam (Virginia, VA: Pergamon-Brassey’s International Defense Publishers, 1989), pp. 14-5.

[9] Conrad Crane, American Airpower Strategy in Korea: 1950-1953 (Lawrence, KS: University Press of Kansas, 2000), pp. 16-22.

[10] Ibid, p. 23, 27.

[11] Ibid, pp. 175-9.

[12] Ben Rick and Leo Janos, Skunk Works: A Personal Memoir of My Years at Lockheed (Boston, MS: Little, Brown and Company, 1994), p. 7, 39.

[13] David Robarge, Archangel: CIA’s Supersonic A-12 Reconnaissance Aircraft (Washington, D.C., Center for the Study of Intelligence, 2012), p. 1.

[14] Reuben Brigety II, Ethics, Technology and the American Way of War (London: Routledge, 2007).

[15] Joseph Stanik, El Dorado Canyon: Reagan’s Undeclared War with Qaddafi (Annapolis, MD: Naval Institute Press, 2003), p. ix.

[16] Ibid.

[17] Richard Neustadt and Ernest May, Thinking in Time: The Uses of History for Decision Makers (New York: The Free Press, 1986), p. xv, 233-4.

[18] Robert Gates, Duty: Memoirs of a Secretary at War (New York: Alfred Knopf, 2014), pp. 128-9; Donald Rumsfeld, Known and Unknown: A Memoir (New York, Penguin Group, 2011), p. 648.

[19] Barraclough’s ideas about history are not universally accepted in the field of history.

[20] Geoffrey Barraclough, An Introduction to Contemporary History (Baltimore, Penguin Books, 1964), p. 11.

[21] Van Creveld, The Age of Airpower, p. 6.

[22] Stephen Poleski, The Balloonist: The Story of T.S.C. Lowe: Inventor, Scientist, Magician and Father of the U.S. Air Force, (Savannah, GA: Frederic Beil, 2007).

[23] Guido Douhet, Command of the Air (Pickle Partners Publishing, 2014), p. 21.

[24] Tami Davis Biddle, Rhetoric and Reality in Air Warfare: The Evolution of British and American Ideas About Strategic Bombing, 1914-1945 (Princeton: Princeton University Press, 2002), pp. 73-4, 79.

[25] Richard Overy, The Bombers and the Bombed: Allied Air War Over Europe, 1940-1945 (New York: Penguin Books, 2013), 58.

[26] Crane, American Airpower Strategy in Korea, p. 184.

[27] Brian Laslie, The Air Force Way of War: U.S. Tactics and Training After Vietnam (Lexington, KY:, The University Press of Kentucky, 2015), p. 34.

[28] Ibid.

[29] Ibid., p. 131.

Call for Contributions – High-Intensity Warfare in the 21st Century

Call for Contributions – High-Intensity Warfare in the 21st Century

Since the end of the Cold War, the West’s militaries have been engaged in a series of protracted and persistent low-intensity counterinsurgency campaigns. For air forces, this has broadly meant involvement in campaigns where there have been few serious challenges to control of the air and air dominance was assumed. However, as we move further into the twenty-first century, that scenario is likely to change with the likelihood of peer-on-peer high-intensity conflict increasing. In such conflicts, air dominance will have to be fought for, and maintained, to utilise the full spectrum of capabilities afforded by the exploitation of the air domain.

Aim

The Central Blue and From Balloons to Drones seeks to commission a series of articles that examine critical themes related to the challenge of preparing modern air forces for the possibility of high-intensity conflict as they transform into 5th generation forces. As well as informing broader discussions on the future of conflict, these articles will provide the intellectual underpinnings for a Williams Foundation seminar on the subject of the requirement of high-intensity conflict to be held in Canberra, Australia in March 2018.

Themes

The editors seek contributions that provide a variety of perspectives on the following key themes:

Strategy and Theory | Future Roles | Emerging Threats | Air Force Culture

Force Structure | Technology and Capabilities | Ethical and Moral Challenges

Doctrinal Trends | Education | Training

Articles can range from historical discussions of the above themes through to contemporary perspectives. Perspectives can also come from a number of related disciplines including history, strategic studies, international relations, law, and ethics.

Submission Guidelines

Articles framed around one of the above themes should be c. 2,000 words. Submissions should be submitted in Word format and emailed to the addresses below with ‘SUBMISSION – HIGH-INTENSITY WARFARE’ in the subject line. Also, please include a 50-100-word biography with your submission. Please be careful to explain any jargon. Publication will be entirely at the discretion of the editors. These articles will appear on the websites of The Central Blue and From Balloons to Drones simultaneously. We will be publishing articles from the middle of February 2018 onwards.

Keen to write but need some guidance? Email us, and we can link you up with a mentor-editor who can assist you before formal submission.

Contact Information

For more information, please contact Wing Commander Travis Hallen (Co-editor, The Central Bluecentralblue@williamsfoundation.org.au) or Dr Ross Mahoney (Editor, From Balloons to Dronesairpowerstudies@gmail.com).

Header Image: An RAF Harrier waits in a hangar at Kandahar, Afghanistan prior to departure, c. June 2009. (Source: Defence Imagery MoD)

From Balloons to Drones – One Year On

From Balloons to Drones – One Year On

By Dr Ross Mahoney

It has just been over a year since From Balloons to Drones was established as a platform for the discussion of air power broadly defined. Since our first post, we have published 40 pieces on a variety of subjects ranging from the historical to the contemporary. We have had articles dealing with issues related to the efficacy of air power, the topic of military education and the future of air power. We have also recently started a new series, Air War Books, that explores the books that have influenced air power writers. Contributors have come from around the globe including contributions from Finland and Australia. I am grateful to those who have contributed to the site. Without them, there would not be much here. However, most of all, we have received regular traffic from people interested in reading what we have written, and for that we are grateful.

Just as a bit of fun, here are the top five posts by views:

  1. ‘Changing the USAF’s Aerial ‘Kill’ Criteria’ by Major Tyson Wetzel;
  2. ‘Arrows from the Ground – Or how an incident on 17 March 2017 may change the relationship between ground and air forces’ by Dr Jacob Stoil and Lieutenant Colonel Kyle C. Burley;
  3. ‘Commentary – The RAF and the F-117’ by Dr Ross Mahoney;
  4. ‘Supporting the Secret War: T-28s over Laos, 1964-1973 – Part 1: Training’ by Jeff Schultz;
  5. ‘‘Integrating’ the Italian Air Force after the Armistice’ by Dr Ross Mahoney.

These are just a selection of the articles that have appeared over the past year, and we look forward to adding regular content as we continue to develop. To do this, we need to expand our list of contributors continually and if you are interested in writing about air power issues – both historical and contemporary – then you can find out how here. If you have any questions, then please leave a comment here or emails us at airpowerstudies@gmail.com.

Header Image: English Electric Lightnings of No. 56 Squadron RAF during an Armament Practice Camp at Akrotiri, c.1963. In the foreground, a technician is preparing a Firestreak missile for loading. (Source: Defence Imagery MoD)

The Aero Club Which Never Was: Gentlemanly Aeronauts versus The New Breed

The Aero Club Which Never Was: Gentlemanly Aeronauts versus The New Breed

By Dr Michele Haapamaki

The accepted anecdote is that the Aero Club of Great Britain was imagined during a hot air balloon outing over the lush countryside of Kent in 1901. Its instigators were Frank Hedges Butler, officially a partner in his family wine merchant business but more of a gentleman adventurer, his daughter Vera Butler, and the young Hon. Charles Rolls – who would lend his name to the famous automotive company and become one of the first licensed pilots in Britain. The organisation they founded would serve as a sort of gentleman’s club for aviators and gained the patronage of the King in 1910 – thereafter referred to as the Royal Aero Club.

Besides establishing some of the first training fields for flyers, the Aero Club was the sole body tasked with granting pilot’s licenses prior to the First World War. All the men who would join the newly formed Royal Flying Corps or naval flight units first obtained this qualification at their own expense. In the postwar years, the Club was the political and social centre of British flying, hosting annual dinners for the winner of the King’s Cup Air Race. The heydey of the Aero Club is now identified with the apex of British aerial achievement in the interwar years. The early Club, however, invested little energy promoting new technical or scientific developments in the direction of heavier-than-air flight, instead of fulfilling its initial brief as a leisure and sport-oriented ballooning for gentleman amateurs. Hedges Butler seemed preoccupied with rural ballooning competitions and his hobby-horse idea of a volunteer Army Balloon Corps, which initially gained half-hearted endorsement by the War Office but was scuttled prior to the First World War.

large_0000002
The Wright brothers aircraft at Farnborough being inspected by a small group of soldiers, c. 1910. (Source:  © IWM (RAE-O 615))

A little-known controversy over the Aero Club and a rival club which was never formed is a fascinating way to access larger questions about the development of heavier-than-air flight in early British aviation. Aviation historians will be familiar with the debate over whether ‘official’ Britain – be it government or quasi-official institutions – exhibited a characteristic, haphazard approach to the development of national aviation. Critics, both contemporary and historical, have argued that this lassitude allowed British ‘wings’ to fall behind other nations. Among other shortcomings, the British government may have been amateur in efforts to contact the Wright Brothers or probe their technology.[1] Hugh Driver, in his detailed history of early British military aviation, argued that the lengthy emphasis on ballooning by the Aero Club had ‘a material effect on the development of aviation generally’.[2]

Prior to the inception of the Hedges Butler Club, motor engineer and founder of the Automobile Club of Great Britain and Ireland, Frederick Simms, was the first to distribute a prospectus for an aeronautical club based on the existing French model. Its primary goal was directed towards the pursuit of heavier-than-air flight and in support of inventors. (Though it should be noted that at the time the French Aero Club also had an early emphasis on ballooning and dirigibles.) Simms was also a successful businessman who acquired rights to the UK manufacture of the internal combustion engine. He founded several eponymous companies, developing the magneto spark plug. As outlined by Driver, ‘Simms had the prior claim to found an aero club as such’.[3] Not only was he the founder of the Automobile Club in 1897, but he was also interested in heavier-than-air flying machines as early as 1896 – cooperating with Hiram Maxim’s attempt to build a steam-driven aeroplane.

His proposed group – the ‘Aero Club of Great Britain and Ireland’ – was intended as a spur to the development of ‘aerial navigation’. With characteristic enthusiasm, he claimed:

I am convinced that it only wants a Club or Society on modern lines to bring together the many British enthusiasts [to solve] this great problem.[4]

The Aeronautical Society, in existence since 1866, would have seemed – at least in theory – to fit the bill. However, it too was established as a ballooning Society and was in a somewhat moribund state at the turn of the century. At the time of Simms prospectus there indeed was a perceivable gap in organised enthusiasm for flight. After several acrimonious exchanges, Simms’ idea lost out to rival Aero Club. Simms and Hedges Butler were probably already acquainted, the latter having been appointed an honorary treasurer of the Automobile Club in 1898. It is therefore doubly unfortunate that the acrimony over the Club remained unresolved.

Class identity was one of the most salient characteristics of the Aero Club. In short, the emphasis was understood to be on the ‘club’ aspect of the name. It consciously modelled itself on the gentleman’s clubs of Pall Mall and St. James and acquired grand premises to match. Stanley Spencer, the aeronaut who piloted the three founders on the balloon outing when they conceived of the Club, was barred from membership due to his status as a ‘professional’. Many engineers, such as Simms, did not adapt readily to the image of an Aero Club man. He was an uneasy attendee at the first meeting of the Club on 3 December 1901 and was not placed on either the Organising or Balloon committees. The hierarchy and direction of the club were firmly established, ensuring that Simms was effectively sidelined from the new organisation, with the result that his prodigious energy (and those of like-minded men) for aeroplane flight was not utilised. To add insult to injury, Simms was asked for a £10 contribution to a balloon fund which he, understandably, refused.

Minutes of early Aero Club meetings, indeed, provide little indication of interests beyond ballooning. A certain Mr A. Verdon Roe was elected to membership in 1906, only for the name to be soon withdrawn. The Club did institute a ‘Technical Committee’ later that year with Charles Rolls, Simms, and John Moore-Brabazon as members. The latter was to become one of the best-known among the early generation of British aviators, though he learned more from time spent in Paris among French pioneers.

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British Army Aircraft I during the first sustained flight. Cody began building the British Army Aircraft I in 1907 with the design similar to the kites and glider that he had successfully flown. Cody made the first sustained flight (lasting 27 seconds and for a distance of around 1390 feet) on the 16th October 1908. (Source: © IWM (RAE-O 995))

It is, however, one thing to make observations about the Aero Club and its early focus and yet another to conclude that they had any substantial impact on the larger course of British aircraft pioneering. There are substantial points to be made for a counterview. David Edgerton is well-known for his consistently presented case that the British aeronautical industry was thriving and well-supported in the Edwardian years and prior to the First World War.[5] Some evidence for this is the fact that the first flight on British soil, by the flamboyant American showman Samuel Cody, was in an army aircraft produced by the Balloon Factory at Farnborough.

Others have suggested that British aviation needed to take its own course in its own time, and in fact benefited from a lack of meddling from ‘boosters’ of different varieties. For the most part, no amount of progress was ever enough for some aviation buffs who tended to be of strong and unmoderated feeling; it could be argued that the hand-wringing was merely that. Aviation journalists, such as C.G. Grey of The Aeroplane, traded on histrionics over the fate of the British nation due to some aerial oversight or another by both government and, on occasion, private industry.

There is also the view that there was little of concrete import that an Aero Club could have produced in the pursuit of heavier-than-air flight in the early 1900s. Indeed, when it did become a reality on European soil with the 1908 demonstrations of the Wright brothers at Le Mans, France, the Club soon pursued these capabilities. They established one of the first aerodromes at the Isle of Sheppey, near the mouth of the Thames, and partnered with the Short Brothers – who brought characteristic British inventiveness to the manufacture and testing of new aircraft.

One conclusion we may reach is that discussion about the omissions of the organisations such as the Aero Club, both then and now, suffice to highlight the level of anxiety within British aviation circles – whether the basis for these worries was real or imagined. Was it inevitable that any such Club conceived during the Edwardian years would be (at least initially) unimaginative, snobbish, and genteel? Perhaps so. The episode of the duelling Clubs does provide an illuminating insight into the early world of British aviation, which the self-taught engineers and inventors were just on the cusp of breaking into. Those of the Hedges Butler ilk would soon be superseded by a new aviation elite which was, while not entirely a meritocracy, certainly closer to it than the sporting aeronauts would have imagined.

Dr Michele Haapamaki obtained her PhD from McMaster University (Hamilton, Canada) and is the author of The Coming of the Aerial War: Culture and the Fear of Airborne Attack in Inter-war Britain (I.B. Tauris, 2014). She is currently writing a book on culture and early British aviation. She Tweets @IdleHistorian.

Header Image: A close-up of Cody in the cockpit of Cody aircraft mark IB. The cloth seat as opposed to a plough seat along with the control that Cody is moving differentiate this from the other marks of aircraft that Cody built. According to the caption, this was the aircraft that Cody intended to fly from London to Manchester in. Due to a mechanic failing to close a tap between the sump and the freshly filled oil tank the engine ceased up after fifteen minutes of flight. Fortunately, Cody was able to land safely. Shortly afterwards this aircraft was scrapped and Cody started work on a new one. (Source: © IWM (RAE-O 1075))

[1] See; Alfred Gollin, No Longer an Island: Britain and the Wright Brothers, 1902-1909 (Stanford: Stanford University Press, 1984) and The Impact of Air Power on the British People and their Government, 1909-14 (London: Macmillan Press, 1989)

[2] Hugh Driver, The Birth of Military Aviation: Britain, 1903-1914 (Woodbridge, Suffolk: The Boydell Press, 1997), p. 32.

[3] Ibid, p. 33.

[4] Ibid.

[5] David Edgerton, England and the Aeroplane: An Essay on a Militant and Technological Nation (Basingstoke, Hampshire: Macmillan, 1991).