#ResearchResources – Recent Articles and Books (July 2021)

#ResearchResources – Recent Articles and Books (July 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Phil Haun, ‘Winged Victory: How the Great War Ended: The Evolution of Giulio Douhet’s Theory of Strategic Bombing,’ War in History (2021). doi:10.1177/09683445211027596.

A war’s conclusion can impact strategic thinking even when the outcome is misinterpreted or an outlier. For a century, Giulio Douhet in Command of the Air, 1921 and a 1926 revision, has been the prophet for the utilitarian morality of bombing cities to gain decisive victory. His earlier work, Winged Victory: How the Great War Ended, written in 1918, has been ignored where he argued for the interdiction of enemy lines of communication. His theory changes by how the Great War ends with the collapse of the German population’s will. Had it ended differently, he could have reached a different conclusion that could have impacted the development of air power theory in the twentieth century.

Colin Tucker, ‘The Effect of Aerial Bombardment on Insurgent Civilian Victimization,’ Security Studies (2021), DOI: 10.1080/09636412.2021.1951834

Little is known about how air strikes influence insurgent behavior toward civilians. This study provides evidence that air strikes against the Islamic State of Iraq and Syria (ISIS) by counterinsurgency forces were a contributing factor in its civilian victimization. I theorize that air strikes expanded the distribution of insurgent fatalities to include higher-echelon membership and, at the same time, imposed psychological impairments on its fighters. As a consequence, these changes relaxed restraints on civilian abuse at the organizational and individual levels. This theory is informed by interviews of ISIS defectors and translations of ISIS documents and tested through a statistical analysis of granular-level data on air strikes and one-sided violence during ISIS’s insurgency. These findings contribute to our knowledge of insurgent behavior and provide important policy implications in the use of air strikes as a counterinsurgency (COIN) tool.

Books

James Corum, Norway 1940: The Luftwaffe’s Scandinavian Blitzkrieg (Oxford: Osprey Publishing, 2021).

The Campaign for Norway in 1940 was a pivotal moment in modern warfare. It was the first modern joint campaign that featured not only ground and naval operations, but also airpower as an equal element of all operations. Indeed, Norway was the first campaign in history where air superiority, possessed by the Germans, was able to overcome the overwhelming naval superiority, possessed by the British. German success in Norway was not pre-ordained. At several times in the opening weeks of the campaign the Norwegian and Allied forces could have inflicted a major defeat on the Germans if their operations had been effectively supported. It was, in fact, the superior German use of their air force that gave the Germans the decisive margin of victory and ensured the failure of the Allied counteroffensive in central Norway in April and May of 1940.

The Norwegian campaign featured some firsts in the use of airpower including the first use of paratroops to seize key objectives and the first sinking of a major warship by dive bombers. All aspects of airpower played important roles in the campaign, from air reconnaissance to strategic bombing and ground-based air defenses. The British employed their Bomber Command in long-distance strikes to disrupt the German air and naval bases and the Germans used their bomber force to carry out long-range support of their ground forces. The German ability to transport large numbers of troops by air and the ability to supply their ground and air forces over great distances gave the Germans their first major campaign victory over the Western Allies.

Covering the first true joint campaign in warfare, this book provides a complete view of a compelling turning point in World War II. Featuring an analysis of the cooperation of ground, naval and air forces, this book is intended to appeal to a broad range of readers interested in World War II, and specifically to those interested in the role airpower played in the strategic and operational planning of the Campaign for Norway.

Bill Norton, 75 Years of the Isreali Air Force – Volume 3: Training, Combat Support, Special Operations, Naval Operations, and Air Defences, 1948-2023 (Warwick: Helion and Company, 2021).

The Israeli Air Force grew from humble beginnings to one of the largest and most experienced air combat teams in the world. This came through several major and minor wars with its Arab neighbors, almost continuous military actions short of war, and preparation for power-projection operations unusual for so small a nation. The 75-year history of the Israeli Air Force is, then, a fascinating study of a relatively small military organization working to meet shifting obligations under multiple impediments while being repeatedly tested in combat. Many factors over the decades shaped the air fighting capability, not the least being the demands of the evolving battlefield, uncertain funding, available weapons, and quality of personnel. Tactics and doctrine were, in turn, shaped by government policies, international pressures, and confronting adversaries likewise evolving. When the trials in war or combat short of war came, success was a measure in relevance of the service’s weapons, adequacy of training, and experience of personnel.

As a companion to Volumes 1 and 2 giving the chronological history of the Israeli Air Force, this third volume details special topics underscoring the service’s capability growth. These richly illustrated topics are flight training, photo reconnaissance, aerial refueling, electronic warfare, support of Special Forces, support of the Navy, and the Air Defence Forces. A summary of aircraft that served with the Israeli Air Force is provided, with a photograph of each type and major models. A summary of all IAF air-to-air “kills” is also included. 

Written at a time of historical changes for the air force, and the Israel Defense Forces as a whole, this volume informs understanding of the service emerging and operating in future years. Backed by official and unofficial histories published in the last 20 years, and the unprecedented openness in the past few decades, the author has worked to make this account more accurate and complete than those of the past. It also stands apart from many other books in performing this examination in a more dispassionate and critical manner, without the common hyperbole.

Harry Raffal, Air Power and the Evacuation of Dunkirk: The RAF and Luftwaffe During Operation Dynamo, 26 May – 4 June 1940 (Bloomsbury Publishing: London, 2021).

The evacuation of Dunkirk has been immortalised in books, prints and films, narrated as a story of an outnumbered, inexperienced RAF defeating the battle-hardened Luftwaffe and protecting the evacuation. This book revives the historiography by analysing the air operations during the evacuation. Raffal draws from German and English sources, many for the first time in the context of Operation DYNAMO, to argue that both sides suffered a defeat over Dunkirk. 

This work examines the resources and tactics of both sides during DYNAMO and challenges the traditional view that the Luftwaffe held the advantage. The success that the Luftwaffe achieved during DYNAMO, including halting daylight evacuations on 1 June, is evaluated and the supporting role of RAF Bomber and Coastal Command is explored in detail for the first time. Concluding that the RAF was not responsible for the Luftwaffe’s failure to prevent the evacuation, Raffal demonstrates that the reasons lay elsewhere.

#ResearchResources – Recent Articles and Books (June 2021)

#ResearchResources – Recent Articles and Books (June 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Cynthia Buchanan, ‘Mexicans in World War II: America’s Ally of the Air,’ Air Power History 68, no. 2 (2021).  

No abstract available.

William Cahill, ‘Fly High, Fly Low: SAC Photographic Reconnaissance in Southeast Asia,’ Air Power History 68, no. 2 (2021). 

No abstract available.

Yin Cao, ‘The Last Hump: The Lahore Elementary Flying Training School, the Chinese Civil War, and the final days of the British Raj,’ Modern Asian Studies (2021). doi: 10.1017/S0026749X21000081.

This article centres on the evacuation of the Lahore Elementary Flying Training School, which was built in 1943 to train Chinese pilots and mechanics. It details the British and Chinese authorities’ concerns over the school and how the chaotic situation in India during the final days of the British Raj influenced its evacuation back to China. This article locates the story within the broad context of the British withdrawal from India and the Chinese Civil War, and it uses this case to uncover the links between the two most significant events in the history of modern India and China. In so doing, it puts forward an integrated framework for studying modern Indian and Chinese history.

Jonna Doolittle Hoppes, ‘Gene Deatrick: An Appreciation,’ Air Power History 68, no. 2 (2021).

No abstract available.

James Greenhalgh, ‘The Long Shadow of the Air War: Composure, Memory and the Renegotiation of Self in the Oral Testimonies of Bomber Command Veterans since 2015,’ Contemporary British History (2021), DOI: 10.1080/13619462.2021.1906654

The following article examines oral testimonies collected by the International Bomber Command Centre project since 2015. The study considers the challenges posed by post-war discourses that contest the morality of bombing and contemporary constructions of Britishness to Bomber Command veterans making account of their lives. The contested nature of bombing’s position within narratives of the Second World War creates a discursive environment where veterans struggle to assemble satisfying life stories. Despite using a set of similar narrative frameworks to counter questions concerning the morality or purpose of bombing, veterans found limited opportunities to demonstrate personal agency or achieve emotional composure. The interviews illustrate unresolved and challenging feelings stemming from a discourse that has proved inimical to creating satisfying selfhoods. In addition, the difficulty of integrating the story of Bomber Command into narratives of Britain’s wartime myth proved to be a source of considerable discomfort for the interviewees. In their attempts to situate themselves within longer trajectories of Britain and its military in the twenty-first century, the testimonies are thus revealing of the importance to Britain of its wartime past in forming current identities and the ongoing conflict in how Britishness should confront more complex versions of its history.

K.A. Grieco and J.W. Hutto, ‘Can Drones Coerce? The Effects of Remote Aerial Coercion in Counterterrorism,’ International Politics (2021). https://doi.org/10.1057/s41311-021-00320-5

Weary of costly on-the-ground military interventions, Western nations have increasingly turned to “Remote Warfare” to address the continued threat of terrorism. Despite the centrality of drone strikes to the practice of Remote Warfare, we still know relatively little about their effectiveness as instruments of coercion. This article offers a conceptual framework for assessing their coercive efficacy in counterterrorism. We argue that remote control drones are fundamentally different from traditional airpower, owing to changes in persistence, lethality, and relative risk. Critically, these technological characteristics produce weaker coercive effects than often assumed. While persistent surveillance combined with lethal, low-risk strikes renders armed drones highly effective at altering the cost–benefit calculations of terrorists, these same technological attributes cause them to be less effective at clear communication, credibility, and assurance—other key factors in coercion success. Overall, drone strikes are poor instruments of coercion in counterterrorism, underscoring some potential limitations of Remote Warfare.

Ron Gurantz, ‘Was Airpower “Misapplied” in the Vietnam War? Reassessing Signaling in Operation Rolling Thunder,’ Security Studies (2021). DOI: 10.1080/09636412.2021.1915585.

Operation Rolling Thunder’s failure has been widely blamed on the strategy of using force to send “signals.” It discredited the associated theory of coercion among a generation of military officers and scholars. In this paper I show that, whatever its other failures, Operation Rolling Thunder did successfully signal a threat. I rely on the latest research to demonstrate that Hanoi believed the bombing would eventually inflict massive destruction. I also show that Washington accurately ascribed the failure of the threat to North Vietnam’s resolve and continued the operation for reasons other than signaling. These findings show that Operation Rolling Thunder can be productively understood as an exercise in both signaling and countersignaling. Rather than discrediting the theory of coercion, these findings modify it. They show that failed threats can be informative and that coercive campaigns can become prolonged for reasons other than a lack of credibility.

Heather Hughes, ‘Memorializing RAF Bomber Command in the United Kingdom,’ Journal of War & Culture Studies (2021), DOI: 10.1080/17526272.2021.1938840

This article traces the ways in which RAF Bomber Command has been memorialized in the UK since the 1940s, focusing on those who have organized memorials and associated commemorations. Distinct phases can be identified. Until the 1970s, the Command was accorded a prominent role in official memorial and ceremonial activities. Veterans’ activities reflected this acknowledgement. From the 1980s, in the face of debates about the morality of area bombing of German cities, however, veterans’ organizations and families began to articulate the view that Bomber Command’s wartime contribution had been overlooked. In consequence, they embarked upon activities to revise official memory. This included distinctive forms of memorial activity on the part of veterans and the postmemory generation, including the widespread appearance of ‘small memorials’ and, in the twenty-first century, two large-scale memorial sites, in London and in Lincoln.

John A. Schell, ‘The SA-2 and U-2: Secrets Revealed,’ Air Power History 68, no. 2 (2021). 

No abstract available.

James Shelley, ‘The Germans and Air Power at Dieppe: The Raid and its Lessons from the ‘Other Side of the Hill,’ War in History (2021), DOI: 10.1177/0968344521995867

Despite the vast academic and popular interest in the Dieppe raid of 19 August 1942, there remains a curious oversight of the German side of the story. This contribution interrogates German sources in order to explore the Dieppe air battle and its consequences from the perspective of the German armed forces. The paper ultimately demonstrates that the Germans learnt much about the role of air power in coastal defence from their experiences at Dieppe, but that the implementation of those lessons was lacking.

Samuel Zilincik, ‘Technology is awesome, but so what?! Exploring the Relevance of Technologically Inspired Awe to the Construction of Military Theories,’ Journal of Strategic Studies (2021), DOI: 10.1080/01402390.2021.1923919.

Military theories are thoughts explaining how armed forces are to be used to achieve objectives. These thoughts are often influenced by emotions, yet the influence of emotions on military theory-crafting remains underexplored. This article fills the gap by exploring how awe influences military theorising. Awe is an emotion associated with the feeling of transcendence. Several military theorists felt that way about the technologies of air power, nuclear power and cyber power, respectively. Consequently, their theories became narrowly focused, technocentric and detached from the previous theories and military history. Understanding these tendencies can help improve military theorising in the future.

Books

Bojan Dimitrijevic and Jovica Draganić, Operation ALLIED FORCE: Air War over Serbia 1999 – Volume 1 (Warwick: Helion and Company, 2021).

On 24 March 1999, the North Atlantic Treaty Organisation (NATO) launched Operation Allied Force against Serbia.

Lasting 78 days, this was an unusual conflict fought at several levels. The campaign was fought at the negotiation tables, in the media, and via cyber warfare. In the air, NATO sought to destroy or at least minimise the capability of the Serbian forces, while on the ground the Serbian forces fought the Kosovo-Albanian insurgency. It had an unusual outcome, too: without NATO losing a single soldier in direct action, they still forced the Serbian authorities and armed forces to withdraw from Kosovo, which in 2008 then proclaimed its independence. In turn, the war inflicted serious human and material losses upon the Serbian’s and the air force was particularly devastated by air strikes on its facilities. Nevertheless, many within NATO subsequently concluded that the skies over Serbia were as dangerous on the last night of this conflict as they were on its first.

Largely based on cooperation with the joint commission of the Serbian Air Force and the U.S. Air Force in Europe (USAFE), Volume 1 of Operation Allied Force provides a detailed overview of NATO’s aerial campaign, including reconstructions of operations by ‘stealth’ aircraft such as the F-117A and B-2A, and the only loss of an F-117A in combat. Volume 1 of Operation Allied Force also offers a detailed reconstruction of the planning and conduct of combat operations by the Serbian Air Force and Air Defence (Ratno vazduhoplovstvo i protivvazdušna odbrana, RV i PVO) with a special emphasis on the attempts of its sole MiG-29 squadron and its surface to air missile batteries to challenge enemy strike packages.

Adrien Fontanellaz, Tom Cooper, and José Augusto Matos, War of Intervention in Angola – Volume 4: Angolan and Cuban Air Forces, 1985-1987 (Warwick: Helion and Company, 2021).

War of Intervention in Angola, Volume 4, continues the coverage of the operational history of the Angolan Air Force and Air Defence Force (FAPA/DAA) as told by Angolan and Cuban sources, in the period 1985-1987.

Many accounts of this conflict – better known in the West as the ‘Border War’ or the ‘Bush War’, as named by its South African participants – consider the operations of the FAPA/DAA barely worth commentary. At most, they mention a few air combats involving Mirage F.1 interceptors of the South African Air Force (SAAF) in 1987 and 1988, and perhaps a little about the activity of the FAPA/DAA’s MiG-23s. However, a closer study of Angolan and Cuban sources reveals an entirely different image of the air war over Angola in the 1980s: indeed, it reveals the extent to which the flow of the entire war was dictated by the availability – or the lack – of air power. These issues strongly influenced the planning and conduct of operations by the commanders of the Angolan and Cuban forces.

Based on extensive research with the help of Angolan and Cuban sources, War of Intervention in Angola, Volume 4, traces the Angolan and Cuban application of air power between 1985-1987 – during which it came of age – and the capabilities, intentions, and the combat operations of the air forces in support of the major ground operations Second Congress and Salute to October.

Alexander Howlett, The Development of British Naval Aviation, 1914–1918 (London: Routledge, 2021).

The Royal Naval Air Service (RNAS) revolutionized warfare at sea, on land, and in the air. This little-known naval aviation organization introduced and operationalized aircraft carrier strike, aerial anti-submarine warfare, strategic bombing, and the air defence of the British Isles more than 20 years before the outbreak of the Second World War. Traditionally marginalized in a literature dominated by the Royal Flying Corps and the Royal Air Force, the RNAS and its innovative practitioners, nevertheless, shaped the fundamentals of air power and contributed significantly to the Allied victory in the First World War. The Development of British Naval Aviation utilizes archival documents and newly published research to resurrect the legacy of the RNAS and demonstrate its central role in Britain’s war effort.

David Nicolle and Gabr Ali Gabr, Air Power and the Arab World, 1909-1955 – Volume 4: The First Arab Air Forces, 1918-1936 (Warwick: Helion and Company, 2021).

Volume 4 of Air Power and the Arab World, 1918-1936, continues the story of the men and machines of the first half century of military aviation in the Arab world.  The earliest of the Arab air forces to be established trace their histories back to the 1920s and 1930s when the overwhelming majority of Arab countries, and an even larger majority of the Arabic-speaking people, were ruled or dominated by four European powers.  This volume continues with the story of the period from 1918 to 1936.

The role, organisational structure and activities of the first Arab air forces are described based on decades of consistent research, newly available sources in Arabic and various European languages, and is richly illustrated with a wide range of authentic photography.  These air forces ranged from dreams which never got off the ground, to small forces which existed for a limited time then virtually disappeared, to forces which started very small then grew into something more significant. Even so, the successful air forces of Iraq and Egypt would only have a localised impact within the frontiers of their own states.

#ResearchResources – Recent Articles and Books (February 2021)

#ResearchResources – Recent Articles and Books (February 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, are bringing you a monthly precis of new articles and books published in the field of air power history. This precis will not be exhaustive but will highlight key new works published in the preceding month. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Kenneth W. Allen, Brendan S. Mulvaney and James Char, ‘Ongoing organizational reforms of the People’s Liberation Army Air Force,’ Journal of Strategic Studies 44, no. 2 (2021)

Since the Chinese Communist Party’s (CCP) Central Military Commission launched a major reorganization of the entire People’s Liberation Army (PLA) in early 2016, the PLA Air Force (PLAAF) has followed up with its own reforms at all levels. In February 2016, the changes entailed ‘above the neck’ reforms at PLAAF Headquarters and reduced the number of Military Region Air Force Headquarters from 7 to 5, renaming them Theatre Command Air Forces. Changes in 2017 focused on ‘below the neck’ reforms by creating a ‘base-brigade’ structure by reforming several command posts into bases; abolishing fighter, fighter-bomber, and ground attack aircraft air divisions; replacing air regiments with brigades; as well as changing the name of its former 15th Airborne Corps to Airborne Corps. Whilst the PLA leadership has moved ahead with pushing the PLAAF towards becoming a modern air force with enhanced aerial power alongside greater interoperability with the other PLA services, the reconstitution of its organizations has nevertheless led to a fallout due to policy changes concerning its rank-and-file.

David Devereux, ‘Jets across the Atlantic?: Britain and its civil aviation industry, 1945–63,’ Journal of Transatlantic Studies (2021). https://doi.org/10.1057/s42738-020-00065-8

Britain emerged from the Second World War with a huge aviation industry dedicated primarily to military production. During the war, in agreement with the USA, Britain used US transport aircraft, thereby giving the USA a huge potential advantage in post-war civil aviation. Nevertheless, during the war Britain charted a course of aircraft development that would allow new, competitive civil aircraft to be in place by 1950. Under the Labour government of 1945–51, Britain imposed a “Fly British” policy to encourage production of civil aircraft and required the national airlines to buy British aircraft. However, American competition, the demands of rearmament and the tightly controlled ordering process for civil and military aircraft made the production of British civil aircraft costly and uncompetitive. Faced with changing technology, rising costs and the development of US jet aircraft, the British aviation industry was forced into a radical consolidation by the Macmillan government.

Liam Kane, ‘Allied air intelligence in the South West Pacific Area, 1942-1945,’ Journal of Intelligence History, (2021). DOI: 10.1080/16161262.2021.1884793

This article provides the first account of air intelligence in the South West Pacific Area during the Second World War. Centring on the organisational aspects of intelligence-gathering, analysis, and dissemination, it brings the Directorate of Intelligence within the combined Royal Australian Air Force-US Army Air Force Allied Air Forces into sharp focus. This article argues that Australian-American cooperation in air intelligence was shaped by strategic circumstances, the balance of Allied air forces in the theatre, and personal relations between intelligence personnel. Though cooperation in air intelligence largely ended on a sour note in late 1944 when the Australians were largely excluded from the US-led second Philippines campaign and the Directorate of Intelligence was essentially dissolved, this article demonstrates that the Directorate became a sophisticated, if under-appreciated, intelligence organisation by mid-1943.

Andrew Williams, ‘French airmen and the challenges of post-war order: francophone literary figures during the second world war,’ Journal of Transatlantic Studies (2021). https://doi.org/10.1057/s42738-020-00062-x

This paper will examine the political thought of a selection of literary figures who fought in the Free French air forces during the Second World War: Romain Gary, Joseph Kessel and Antoine de St Exupery, all of whom fought under the Free French colours in the Royal Air Force. I intend to show how the literary output of these writers all, in their different ways, reflected the feelings of humiliation felt by the French in exile about the defeat of 1940, and how they suggested ways for France to recover in the post-war era. Their thinking about French domestic politics, their Allies (especially the British) and the future of Europe are all dominant themes. The writings of all of these personalities also reflect a strong belief in a future European détente in which the British and Americans have a lesser role than the one they often envisaged for themselves in the Washington-based ‘post-war planning’ process.

Books

Jan Forsgren, The Fieseler Fi 156 Storch: The First STOL Aircraft (Stroud: Fonthill Media, 2021). 

First flown in May 1936, the Fieseler Fi 156, or Storch (Stork) as it was better known, was designed in answer to a request from the Luftwaffe for a short-range reconnaissance aircraft.

For its time, the Fi 156 had amazing performance and flight characteristics for what today is known as STOL (Short Take-Off and Landing). It could take-off from a lawn considerably smaller than a football field.

During the Second World War, the ubiquitous Storch was the airborne eyes of the German Wehrmacht (Army) and was also used on daring missions, including the rescue of Mussolini, the Italian dictator.

One of the last flights into Berlin was made in a Storch. Many were sold to Germany’s allies while one was used by Churchill after D-Day to observe the progress of the invasion. Others were used by the RAF as squadron ‘hacks’ with one being flown off an aircraft carrier.

The STOL concept was copied by many countries, including France, Japan and the USSR. Post-war, production continued in Czechoslovakia, France and Romania with more than 3,000 built. Some are still today flying.

Mark Lardas, Battle of the Atlantic 1942-45: The climax of World War II’s greatest naval campaign (Oxford: Osprey Publishing, 2021).

As 1942 opened, both Nazi Germany and the Allies were ready for the climactic battles of the Atlantic to begin. Germany had 91 operational U-boats, and over 150 in training or trials. Production for 1942-44 was planned to exceed 200 boats annually. Karl Dönitz, running the Kriegsmarine’s U-boat arm, would finally have the numbers needed to run the tonnage war he wanted against the Allies.

Meanwhile, the British had, at last, assembled the solution to the U-boat peril. Its weapons and detection systems had improved to the stage that maritime patrol aircraft could launch deadly attacks on U-boats day and night. Airborne radar, Leigh lights, Magnetic Anomaly Detection (MAD) and the Fido homing torpedo all turned the anti-submarine warfare (ASW) aircraft into a submarine-killer, while shore and ship-based technologies such as high-frequency direction finding and signals intelligence could now help aircraft find enemy U-boats. Following its entry into the war in 1941, the United States had also thrown its industrial muscle behind the campaign, supplying VLR Liberator bombers to the RAF and escort carriers to the Royal Navy. The US Navy also operated anti-submarine patrol blimps and VLR aircraft in the southern and western Atlantic, and sent its own escort carriers to guard convoys.

This book, the second of two volumes, explores the climactic events of the Battle of the Atlantic, and reveals how air power – both maritime patrol aircraft and carrier aircraft – ultimately proved to be the Allies’ most important weapon in one of the most bitterly fought naval campaigns of World War II.

Colin Pateman, Arming for Accuracy: RAF Bomb Aimers of the Second World War (Stroud: Fonthill Media, 2021).

During the Second World War, Bomber Command witnessed the large four-engine ‘heavy bombers’, namely the Handley Page Halifax, Short Stirling and Avro Lancaster develop into significant bomb-carrying platforms.

Arming for Accuracy: RAF Bomb Aimers During the Second World War studies the origin of bomb aimers, their training and the complexity of dropping many types of ordinance. Technical and scientific developments are examined to provide an understanding that enabled the bomb-aimers wing to be awarded to the men who volunteered.

Accounts of dangerous operational flying will be revealed by bomb aimers in numerous aircraft. This book will examine true accounts that took place, and many are based upon personal flying logbooks and other unique material originating from the aircrew.

David Stumpf, Minuteman: A Technical History of the Missile that Defined American Nuclear Warfare (Fayetteville, AR: University of Arkansas Press, 2020).       

In Minuteman: A Technical History of the Missile That Defined American Nuclear Warfare, David K. Stumpf demystifies the intercontinental ballistic missile program that was conceived at the end of the Eisenhower administration as a key component of the US nuclear strategy of massive retaliation. Although its nuclear warhead may have lacked power relative to that of the Titan II, the Minuteman more than made up for this in terms of numbers and readiness to launch—making it the ultimate ICBM.

Minuteman offers a fascinating look at the technological breakthroughs necessary to field this weapon system that has served as a powerful component of the strategic nuclear triad for more than half a century. With exacting detail, Stumpf examines the construction of launch and launch control facilities; innovations in solid propellant, lightweight inertial guidance systems, and lightweight reentry vehicle development; and key flight tests and operational flight programs—all while situating the Minuteman program in the context of world events. In doing so, the author reveals how the historic missile has adapted to changing defense strategies—from counterforce to mutually assured destruction to sufficiency.

Becca Wasser, Stacie L. Pettyjohn, Jeffrey Martini, Alexandra T. Evans, Karl P. Mueller, Nathaniel Edenfield, Gabrielle Tarini, Ryan Haberman, and Jalen Zeman, The Air War Against The Islamic State: The Role of Airpower in Operation Inherent Resolve (Santa Monica, CA: RAND Corporation, 2021).

Airpower played a pivotal role in the U.S.-led fight against the Islamic State in Iraq and Syria (ISIS) from 2014 to 2019 and contributed to the success of Operation Inherent Resolve. This report sheds light on the impact of the air operations in Operation Inherent Resolve and whether airpower could have been applied differently to achieve faster, more-sustainable outcomes. The authors incorporate interviews with U.S. and coalition personnel, primary-source documents, and U.S. and coalition strike and sortie data to document the operational history of the air war, assess the relationship between airpower effects, and analyze the strategic and operational impact of airpower in Operation Inherent Resolve.

The authors find that, although airpower played an essential role in combating ISIS, airpower alone would not have been likely to defeat the militant organization. Instead, the combination of airpower and ground forces—led by Iraqi and Syrian partners—was needed to destroy the Islamic State as a territorial entity. The overarching strategy of Operation Inherent Resolve, which put ground-force partners in the lead, created several challenges and innovations in the application of airpower, which have implications for future air wars. To be prepared to meet future demands against nonstate and near-peer adversaries, the U.S. Air Force and the joint force should apply lessons learned from Operation Inherent Resolve.

Brent Ziarnick, To Rule the Skies: General Thomas S. Power and the Rise of Strategic Air Command in the Cold War (Annapolis, MD: Naval Institute Press, 2021).

To Rule the Skies: General Thomas S. Power and the Rise of Strategic Air Command in the Cold War fills a critical gap in Cold War and Air Force history by telling the story of General Thomas S. Power for the first time. Thomas Power was second only to Curtis LeMay in forming the Strategic Air Command (SAC), one of the premier combat organizations of the twentieth century, but he is rarely mentioned today. What little is written about Power describes him as LeMay’s willing hatchet man—uneducated, unimaginative, autocratic, and sadistic. Based on extensive archival research, General Power seeks to overturn this appraisal.Brent D. Ziarnick covers the span of both Power’s personal and professional life and challenges many of the myths of conventional knowledge about him. Denied college because his middle-class immigrant family imploded while he was still in school, Power worked in New York City construction while studying for the Flying Cadet examination at night in the New York Public Library. As a young pilot, Power participated in some of the Army Air Corps’ most storied operations. In the interwar years, his family connections allowed Power to interact with American Wall Street millionaires and the British aristocracy. Confined to training combat aircrews in the United States for most of World War II, Power proved his combat leadership as a bombing wing commander by planning and leading the firebombing of Tokyo for Gen. Curtis LeMay. After the war, Power helped LeMay transform the Air Force into the aerospace force America needed during the Cold War. A master of strategic air warfare, he aided in establishing SAC as the Free World’s “Big Stick” against Soviet aggression. Far from being unimaginative, Power led the incorporation of the nuclear weapon, the intercontinental ballistic missile, the airborne alert, and the Single Integrated Operational Plan into America’s deterrent posture as Air Research and Development Command commander and both the vice commander and commander-in-chief of SAC. Most importantly, Power led SAC through the Cuban Missile Crisis in 1962. Even after retirement, Power as a New York Times bestselling author brought his message of deterrence through strength to the nation.

Ziarnick points out how Power’s impact may continue in the future. Power’s peerless, but suppressed, vision of the Air Force and the nation in space is recounted in detail, placing Power firmly as a forgotten space visionary and role model for both the Air Force and the new Space Force. To Rule the Skies is an important contribution to the history of the Cold War and beyond.

#DesertStorm30 – Lessons Taught, Lessons Forgotten

#DesertStorm30 – Lessons Taught, Lessons Forgotten

By Dr Benjamin S. Lambeth

Editorial Note: 2021 marks the 30th anniversary of Operation DESERT STORM. To mark this anniversary, during 2021, From Balloons to Drones will be publishing a series of articles that examine various aspects of DESERT STORM’s air campaign. We will be publishing pieces throughout 2021, and if you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here. The official call for submissions can be found here.

From Balloons to Drones is pleased to be working in conjunction with the Mitchell Institute for Aerospace Studies to publish a series of articles on various aspects of the DESERT STORM air campaign. These articles were initially published as part of a Mitchell Institute of Aerospace Studies special report, Desert Storm: 30 Years Later – Lessons from the 1991 Air Campaign in the Persian Gulf War. These article were originally presented at a day-long Mitchell Institute program on the DESERT STORM air campaign held on 19 March 2016, You can download the report here.

In this latest instalment, we are pleased to present a piece by Dr Benjamin Lambeth of the Centre for Strategic and Budgetary Assessment. In this article, Lambeth discusses some of the lessons learnt and forgotten from the DESERT STORM air campaign and their influence on more recent operations.

It is a special honor for me to have been invited to share the podium with this symposium’s roster of distinguished speakers to offer some final thoughts on what I believe we all would agree still remains even today – a quarter of a century later – the most epic American combat experience since Vietnam. Having now heard all of the preceding presentations this afternoon, I believe that my charter for my concluding remarks is to try to reinforce the most important and memorable recollections that were voiced earlier by those who were actually there in the fight—both in the war zone in Southwest Asia and back here in Washington.

A Combat First

To begin with, as most of you all will remember, not long after Operation Desert Storm ended, then-Secretary of the Air Force Don Rice commissioned the Gulf War Air Power Survey, or GWAPS as it is more commonly called for short. That was an in-depth, five-volume assessment of the air war modeled on the U.S. Strategic Bombing Survey conducted after World War II. Professor Eliot Cohen at the Johns Hopkins School of Advanced International Studies here in Washington led it.

In the preface to their unclassified synopsis of the GWAPS effort, Eliot and his co-author Tom Keaney wrote that one important purpose of the exercise had been to provide ‘an analytical and evidentiary point of departure for future studies of the air campaign.’ Inspired by that enticement, I subsequently sought to try my best to make broader sense of the Gulf War and its meaning in a substantial study of American air power’s evolution since Vietnam that was sponsored by General Ron Fogelman during his tenure as Air Force chief of staff. That study was eventually published as a commercial book by Cornell University Press in 2000. After much careful consideration, I finally chose as its title, The Transformation of American Air Power. I did so, I will now admit, before what I later came to disparage as the ‘T-word’ became so popularized and devalued by the Rumsfeld Pentagon that it eventually ended up meaning almost anything one might want it to mean. But I still have no regrets over having made that title choice, since, if used with all due discretion and discipline, ‘transformation’ remains an uncommonly powerful word. My dictionary defines ‘to transform’ as ‘to change the nature or character of something radically.’ And that is exactly what I believe happened to the substantially improved American air posture after Vietnam that we finally took to war against Saddam Hussein in 1991.

A F/A-18C Hornet strike-fighter VMFA-232 of the US Marine Corps taxies on the runway before a mission in support of Operation DESERT STORM. (Source: US National Archives and Records Administration)

Transformed Airpower in Action

We have already heard abundant first-hand testimony this afternoon as to the main details of the air component’s performance throughout the campaign, so I will not waste time recapitulating any of those events in my own remarks. Let me just say that after the campaign’s cease-fire went into effect, there was no doubt in anyone’s mind about the determining influence that the initial air attacks had in producing the subsequent course and outcome of Desert Storm. Those attacks against Iraq’s air defenses and command and control facilities were uniformly effective, with initially, more than 600 strike sorties launched in radio silence against the country’s most significant targets the first night and with just one coalition aircraft lost to enemy fire—a Navy F/A-18, presumably to a lucky long-range infrared-guided air-to-air missile fired from an Iraqi MiG-25 that had somehow escaped being detected and identified by our E-3 Airborne Warning and Control System (AWACS) aircraft that was operating on station nearby. Over the next three days, the air war struck at the entire spectrum of Iraq’s military assets, gaining unchallenged control of the air and the needed freedom to operate with near-impunity against Iraq’s airfields, ground forces, and other targets of interest. In one of the first serious assessments of the campaign’s air offensive to have appeared in print after the dust settled, the United Kingdom’s most respected commentator on air warfare, retired RAF Air Vice-Marshal Tony Mason, aptly characterized it as ‘the apotheosis of 20th-century air power.’

Perhaps the single most important point to be made about the planning approach that underlay Desert Storm’s air effort has to do with its having sought and achieved desired combat effects as a major departure from our earlier targeting practice. For example, there was no assessed need for the air component of U.S. Central Command (CENTCOM) that conducted the campaign to destroy each and every last Iraqi acquisition and tracking radar and surface-to-air missile (SAM) site. It was enough for it simply to be so effective in its initial SAM-suppression attacks that Iraq’s SAM operators were intimidated from turning on their radars and engaging the coalition’s attacking aircraft, since they had quickly learned from the first-hand experience of others that if they did, they would invite a high-speed anti-radiation missile (HARM) shot down their throats with the certainty of sunrise.

And, by the same token, there was no assessed need for the air component to destroy each and every last Iraqi fighter aircraft. The coalition was so totally dominating in the air-to-air arena that the Iraqi Air Force soon lost any incentive to turn a wheel. Before long, it was said by some inside observers of the ongoing air war that the three most fearsome words to an Iraqi fighter pilot were ‘cleared for takeoff.’

An aerial view of four hardened aircraft shelters at Kuwait International Airport that were attacked by coalition air forces seeking to destroy Iraq aircraft during Operation DESERT STORM. (Source: US National Archives and Records Administration)

What Made it Possible?

To sum it all up in brief, American airpower showed during Operation Desert Storm that it had finally matured in its ability to deliver the kinds of outcome-determining results that its early visionaries had promised in vain years before. Thanks to our exploitation of the latest technology, our pursuit of more realistic aircrew training, and our development of better strategies and concepts of operations after Vietnam, American airpower in all services underwent a nonlinear growth in capability as a result of the advent of stealth and our ability to attack targets consistently with high accuracy around the clock. Only later, of course, with the subsequent advent of the satellite-aided Joint Direct Attack Munition (JDAM), could it do so in any weather conditions as well.

But by the time of Desert Storm, our air assets had finally gained what they needed by way of combat wherewithal to set the conditions for victory in high-intensity warfare. They also ever more steadily came to supplant the traditional role of our ground forces in contributing the bulk of heavy lifting toward achieving joint-force combat objectives, with friendly ground forces now fixing enemy ground troops and air power doing most of the killing of them rather than the other way around, as had been the case in all previous joint air and land operations.

To offer just two examples of this momentous combat role reversal, during the pre-campaign Operation Desert Shield buildup of allied forces in the war zone, CENTCOM shipped nearly 220,000 rounds of M1A1 Abrams main battle tank ammunition to the forward area, of which less than 2 percent were actually fired in combat. For its part, the air component dropped more than 23,000 bombs on Iraq’s ground forces, making for 67 percent of the campaign’s overall air effort.

By the same token, fast-forwarding to the three-week major combat phase of Operation Iraqi Freedom in early 2003, the U.S. Army flew only two deep-attack missions with fewer than 80 of its AH-64 Apache attack helicopters, and it fired only 414 of its high-end MGM-140 Army Tactical Missile Systems (ATACMS) in support of its march northward from Kuwait to the heart of Baghdad. In contrast, CENTCOM’s air component during the same three weeks flew more than 20,000 strike sorties, using 735 fighters and 51 bombers to attack, with devastating effect, more than 15,000 Iraqi target aim points in direct facilitation of CENTCOM’s land offensive, but also mostly ahead of and independent of any friendly ground-force action.

Perhaps the most compelling testimony to what that air capability allowed in Operation Iraqi Freedom came from Lieutenant Nate Fick, a Marine Corps platoon commander during CENTCOM’s land offensive, who later wrote in his book One Bullet Away:

For the next hundred miles, all the way to the gates of Baghdad, every palm grove hid Iraqi armor, every field an artillery battery, and every alley an antiaircraft gun or surface-to-air missile launcher. But we never fired a shot. We saw the full effect of American air power. Every one of those fearsome weapons was a blackened hulk.

Later Airpower Successes

With respect to the air component’s successful performance in beating down Iraq’s ground forces in the Kuwaiti Theater of Operations (KTO) in just a little more than a month to a point where they no longer presented a major threat to the coalition’s final four-day land push, some observers tended for a time afterwards to dismiss that performance as nothing more than a one-off anomaly. It was, they said dismissively, the open desert setting, or the unusual vulnerability of Iraq’s armored forces to precision attacks from above, or any number of other unique circumstances that somehow made the air war an exception to the familiar time-honored rule that it takes friendly ‘boots on the ground’ in large numbers, and ultimately in head-to-head close combat, to defeat well-endowed enemy forces in high-intensity warfare.

To many people, that argument sounded reasonable enough when American and allied air power’s rapid rout of the Iraqi army was something the world had never seen before. Yet in the 12 years that followed Desert Storm, allied air power prevailed again in four widely dissimilar subsequent cases, starting with NATO’s two air-dominated wars over the Balkans in 1995 and 1999 and followed soon thereafter by Operation Enduring Freedom against the Taliban and al-Qaeda in Afghanistan in late 2001 and then by the major combat phase of Operation Iraqi Freedom in March and April 2003. True enough, in none of those five cases, with the one exception of Kosovo, did air power produce the sought-after result all by itself. Yet one can fairly say that in each instance a mature air component was the main enabler of all else that followed by way of producing the desired outcome at such a low cost in friendly and noncombatant enemy lives lost. In so doing, American air power showed to the world that it had finally come of age, at least for high-intensity wars against well-equipped enemy forces.

A US Air Force F-15 Eagle from the 494th Fighter Squadron taxis for take-off for an airstrike against a Bosnian Serb target during Operation DELIBERATE FORCE. (Source: US National Archives and Records Administration)

Airpower’s Triumphant Years

In the wake of that uninterrupted succession of air warfare achievements, the first twelve years that followed Desert Storm looked for the entire world like an unqualified air power success story. Thanks to its preeminent role in the 1991 Gulf War, it seemed to many that the air weapon had finally become the tool of first choice for U. S. Joint Task Force (JTF) commanders. That impression was further reinforced by the similarly preeminent role played by air power in shaping the equally successful outcomes of Operations Deliberate Force and Allied Force in 1995 and 1999. Indeed, as Loren Thompson of the Lexington Institute remarked at the turn of the 21st century, by the time the second Bush administration took office in January 2001, ‘not only did it look like air power could win wars, but there was a new crop of policymakers ready to embrace that message,’ starting with Secretary of Defense Donald Rumsfeld.

That view was further reinforced by the outcomes of the major combat phases of Operations Enduring Freedom and Iraqi Freedom in late 2001 and early 2003, both of which were also largely enabled by the effective use of air power in making possible the unimpeded ground operations that brought an early end to the existing regimes in Afghanistan and Iraq. In all, by the end of major combat in Iraq in April 2003 after just three weeks of sustained allied air and land operations, the evolved capabilities offered by transformed American air power seemed finally to have heralded a new style of war for the United States and its coalition partners, at least with respect to high-intensity combat against conventional forces like the ones that Saddam Hussein had fielded.

A New Insurgent Challenge

Unfortunately for that fact-based and well-founded conviction, however, the end of major combat in Iraq heralded a new era of warfare for Americans in not just one way but in two. Just as the Iraqi Freedom experience confirmed our final mastery of high-intensity combat, it also confronted us with a newly emergent wave of counterinsurgency fighting for the first time since Vietnam. That second challenge, for which we were totally unprepared, became clear within just days of the occupation’s onset as coalition ground forces were shown to have been both completely untrained and un-resourced to meet the needs of post-campaign stabilization. A similar challenge arose in Afghanistan after the Bush team took its eye off the ball there, opening up a chance for the Taliban to move back into the ensuing power vacuum in an attempt to regain control of the country.

Before our initial successes in Afghanistan and Iraq went sour and morphed into prolonged land-centric wars of attrition, the main focus of the American defense debate in Washington had been on the relative merits of air power versus ground power in joint high-intensity combat. By the time we were ready to take on Iraq in 2003, the American ‘boots on the ground’ community had clearly become the more beleaguered of the two in the continuing inter-service tug-of-war over roles and resources. However, the insurgencies that soon thereafter consumed us in Iraq and Afghanistan for half a decade and more entailed enemy wartime conduct of a quite different sort—designed to avoid our greatest strengths and instead to make the most of our vulnerabilities and weaknesses. As a result, the U.S. Army and U.S. Marine Corps gained a new lease on life after 2003 as the challenges of combating newly-emergent insurgencies moved the spotlight from air power to our ground forces as those bearing the brunt of daily combat losses and accordingly those in greatest need of daily sustenance and funding.

Lessons Forgotten in the Fight Against ISIS

Looking now at our current effort against the Islamic State in Iraq and Syria (ISIS), it has already been under way at a lethargic pace for more than two years, with still no end in sight or any truly significant progress achieved so far, yet at a cost of more than $5 billion in sunk cost to date, to say nothing of the additional cost in reduced service life for our jets that have flown so many combat sorties for so little gain. To my mind, it has been more than disheartening to see just how far we seem to have regressed in the 25 years since the first President Bush told us after Desert Storm that “we’d finally kicked the Vietnam syndrome.” We are now back to Vietnam all over again, it appears, with the return of the daily body count and CENTCOM’s daily recital of the number of sorties flown, bombs dropped, and targets attacked in the absence of any more meaningful metrics of performance to show how effectively we are actually faring.

I am reminded too in this regard of how we seem to have forgotten the wise counsel of the classic Prussian military philosopher Carl von Clausewitz, who stressed the criticality of correct situation assessment and of duly fighting the war one is actually in rather than the war one believes one is in or would prefer to be in. In that respect as well, it is hardly surprising that a U.S. Army-dominated CENTCOM that has been so deeply habituated to counterinsurgency warfare as a daily diet for more than a decade would naturally roll into this latest fight against ISIS as though it were just a continuation of the counterinsurgency war in Iraq. That unthinking approach has, among other things, occasioned the draconian no-civilian-casualties rules of engagement that have so badly hampered our air effort since it began ever so haltingly in early August 2014.

But ISIS is not an insurgency. On the contrary, it is a self-avowed emerging nation state that is replete with coherent leadership, territory, an infrastructure, an economy, a central nervous system, and the beginnings of a capable conventional army, all of which are eminently targetable by precision air power. Accordingly, it should be engaged by our air assets as such and not in the more gradualist and ineffectual way in which CENTCOM has pursued the Obama administration’s half-hearted campaign so far.

Two US Navy E/A-18G Growlers and two US Marine Corps F/A-18C Hornets fly in formation over the US Central Command area of responsibility in support of Operation INHERENT RESOLVE, 25 September 2020. (Source: US Department of Defense)

Has Airpower Paid a Price for Its Precision?

In that regard, before turning to my final reflections on Desert Storm, it behooves us to ask first how the current fight against ISIS may offer the latest telling example of how our very ability to avoid causing noncombatant casualties in warfare almost routinely has increasingly rendered air power a victim of its own success since 1991. People like most of us in the audience here whose formative images of air power were steeped in Vietnam had our eyes opened during the first few nights of Desert Storm by watching cockpit weapon system video clips on the nightly TV news showing laser-guided bombs homing down the air shafts of Iraqi bunkers one after the other with unerring precision. Thanks to that substantially improved capability that was first pioneered in Vietnam, avoiding unintended civilian casualties in the course of conducting air strikes naturally became a goal that air campaign planners sought to bend every effort to strive for in future conflicts.

But by the time of Operation Deliberate Force against the Bosnian Serbs in 1995, just four scant years after Desert Storm, American political leaders and rank-and-file citizens alike had become so habituated to such accuracy that what campaign planners once strove for in good faith, because air power could now generally permit it, had become not just expected but was now a binding precondition for getting an approval to drop a bomb or strafe a target. Even one inadvertent civilian fatality as the result of an errant air attack was now likely to become front-page news, as it has been ever since our would-be air war against ISIS began in early August 2014.

True enough, air power’s heightened ability to minimize unintended civilian casualties in warfare has brought along with it a new responsibility on the part of airmen to make the most of that ability in their target planning in good faith. But at the same time, it has also levied a new challenge on our most senior leaders, both civilian and uniformed, to do better at managing public expectations when even the most stringent Laws of Armed Conflict are not as exacting as our own self-imposed rules of engagement have lately become. Otherwise, collateral damage avoidance will continue to trump mission accomplishment in priority, which is tantamount to the tail wagging the dog in the conduct of war.

What Made Desert Storm Unique

With all of that by way of background, how can we best summarize the main takeaways to be drawn from the 1991 Persian Gulf War? For my money, American air power between the end of the Vietnam War and the start of Operation Desert Storm had finally evolved to a point where it had become truly strategic in its character, thanks to its by-then proven ability to produce outcome-determining effects. That was not the case before the advent of low observability to enemy radar, precision target attack capability, and vastly better real-time battlespace situation awareness in the American air posture. Earlier air wars were limited in the combat successes they could achieve because it simply took too many aircraft and too many losses to achieve too few results at too high a cost. But by 1991, American air power had finally arrived at a point where it could make its presence felt quickly and could impose effects on an enemy from the very outset of fighting that could have a determining influence on the subsequent course and outcome of a campaign. How? In large part by enabling almost unopposed friendly ground maneuver and thereby establishing the needed conditions for achieving a JTF commander’s campaign goals fairly quickly. Or, put more simply, by granting JTF commanders and their subordinate forces freedom from attack and freedom to attack.

This breakthrough in capability, however, was not just about technology. As Congressman Les Aspin rightly remarked after the Gulf War ended when he was still chairman of the House Armed Services Committee: ‘One, the equipment worked and was vindicated against its critics.’ But also, he added: ‘Two, we know how to orchestrate it and use it in a way that makes the sum bigger than all the parts.’ His second point in that statement was really the more important of the two by far. For if Desert Storm’s ultimate successfulness heralded any ‘revolution’ in warfare, then it was as a result of the campaign’s effective exploitation of all the inputs discussed earlier this afternoon, including the critically important and unquantifiable intangibles like training, tactics, proficiency, skilled leadership, concepts of operations, and boldness in execution in addition to all the technology magic that Americans usually fixate on when considering the main ingredients of military capability.

What the Gulf War Bequeathed to Us

In light of all the foregoing, it is long past time for airmen to stop seeking their intellectual guidance from such outmoded prophets as the Italian general Giulio Douhet, who advocated for air power at a time in the early 1920s when it was still embryonic and had virtually nothing in common with what it has since become today. If we need to identify new sources of such guidance for tomorrow’s still-evolving air weapon, then they should be drawn instead from the successor generation of American airmen whose path breaking insights into force employment allowed the example set by airpower’s more recently acquired performance capabilities in 1991. For in Operation Desert Storm, air power showed, for the first time ever, its ability to achieve strategic effects directly through its increased survivability and lethality. In earlier years, air forces sought to impose the greatest possible pain on enemy populations and industry, as was done against Germany and Japan in World War II and even against North Vietnam toward that war’s end in 1972, because such a strategy was the only one that air power could then underwrite with any hope of achieving success. Today, however, there is so much more one can do with air power to produce combat outcomes that more directly affect an enemy’s ability—not his will, but his ability—to continue fighting.

Of course, all force elements, including ground forces, have the opportunity in principle to seek the effects of mass without actually having to mass by leveraging modern technology to the fullest in quest of greater precision in force employment. But what was unique about modern air power as it first showed its hand in 1991 was that it had finally pulled well ahead of surface forces in its relative ability to do this, thanks not only to its newly-gained advantages in stealth, target-attack accuracy, and battlespace awareness, but also to its long-standing and enduring characteristics of speed, range, and flexibility. That, I would suggest, is the main legacy of air power’s transformation since Vietnam that we saw demonstrated for the first time in Operation Desert Storm.

Dr Benjamin S. Lambeth is a Non-Resident Senior Fellow at the Centre for Strategic and Budgetary Assessments in the US. He assumed this position in July 2011 after a 37-year career as a Senior Research Associate at the RAND Corporation, where he remains an adjunct associate. Before joining RAND in 1975, he served in the Office of National Estimates at the Central Intelligence Agency. A civil-rated pilot, Lambeth has flown or flown in more than 40 different types of fighter, attack, and jet trainer aircraft with the U.S. Air Force, Navy, Marine Corps, and with eight foreign air forces worldwide. He also attended the USAF’s Tactical Fighter Weapons and Tactics Course and Combined Force Air Component Commander Course, the Aerospace Defense Command’s Senior Leaders’ Course, and portions of the Navy Fighter Weapons School (TOPGUN) and Marine Aviation Weapons and Tactics Instructor’s Course. In 2008, Lambeth was appointed by the Secretary of Defense to serve an eight-year term as a member of the Board of Visitors of Air University, which he completed in 2016. He is a member of the Council on Foreign Relations, the Air Force Association, the U.S. Naval Institute, the Association of Naval Aviation, the Red River Valley Fighter Pilots Association, and the Editorial Advisory Boards of Air and Space Power Journal and Strategic Studies Quarterly. He is the author of numerous books including The Transformation of American Air Power (2000), which won the Air Force Association’s Gill Robb Wilson Award for Arts and Letters in 2001. His most recent book is Airpower in the War against ISIS (2021).

#ResearchResources – Recent Articles and Books

#ResearchResources – Recent Articles and Books

Editorial note: In this new series of posts, From Balloons to Drones plans to highlight research resources available to researchers. Contributions will range from discussions of research at various archival repositories through to highlighting new publications. As part of this series, we plan to bring you a monthly precis of new articles and books published in the field of air power history. This precis will not be exhaustive but will highlight key new works published in the preceding month. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Kwong Chi Man, “Debating ‘Douhetism’: Competing Airpower Theories in Republican China, 1928–1945,’ War in History 28, no. 1 (2021).

This article sheds lights on the difficulty faced by the minor powers when they were trying to build an effective air force during the interwar period (1919–1939) and the Second World War, using the experience of Chinese military aviation as an example. It argues that the Chinese were heavily influenced by the ideas of decisive action and strategic bombing, as well as similar ideas that were attributed (sometimes incorrectly) to the Italian General and air proponent Giulio Douhet. Only the harsh lessons of the war gradually persuaded the Chinese to adopt a more realistic approach to using air power.

Dan Ellin, ‘A ‘Lack of Moral Fibre’ in Royal Air Force Bomber Command and Popular Culture,’ British Journal for Military History 6, no. 3 (2020).

Royal Air Force aircrew endured mental and physical stresses during bombing operations. Their chances of completing a tour of operations unscathed were around one in four, and many were aware the chances were slim. Some who refused to fly were accused of ‘lacking moral fibre’ (LMF). Although this was not a medical diagnosis it is frequently viewed through the lens of mental health and reactions to trauma and it has become a powerful and important cultural phenomenon. This article re-examines LMF in the culture of the wartime Royal Air Force, before considering how and why LMF is remembered by veterans and in popular histories since the war.

James Halstead, ‘Air Power and Allenby’s Army: Arms in Palestine 1917–1918,’ War in History, (2020).

Historians have overlooked the important role played by airpower in combined arms during the Palestine Campaign, 1917–1918. This article argues the Egyptian Expeditionary Force adopted Western Front command structures, successfully integrating airpower within their command and control systems. Tactical and strategic airpower provided intelligence which allowed Corps and Army Headquarters to control the tempo of operations, while ground attack operations disrupted Ottoman command and control arrangements. This integration made a clear contribution to the success of the Egyptian Expeditionary Force at the crucial battles of Third Gaza and Megiddo.

William Head, ‘The Triangle of Iron and Rubber: Ground Actions and Airpower during Operation Attleboro,’ Air Power History 67, no. 4 (2020).

No abstract provided.

Christian Moldjord, Paal Frederiksen, and Larry Browning, ‘Fear and Pride Among Fighter Pilots: Combat Emotions During a Bombing Campaign,’ Armed Forces & Society, (2021), doi:10.1177/0095327X20986925.

This article analyzes the combat emotions of Royal Norwegian Air Force Fighter pilots (hereafter RNoAF) during their bombing campaign over Libya in 2011. Using grounded theory in our interviews with them, we identified 12 categories of their emotions and behaviors, with variations in pride and fear emerging as the two key themes. We show how those two emotions thread through the literature of emotions in combat, and show further how our data, and the resulting matrix from an analysis of it, both apply to and extend that literature. We also show how the high and low variations of pride and fear interact to both support and counter each other. Our findings thus make an important contribution to the combat emotions literature on the action and behavior of fighter pilots.

Samuel Oyewole, ‘Struck and killed in Nigerian Air Force’s campaigns: Assessment of airstrike locations, targets and impacts in internal security operations,’ African Security Review, (2021) DOI: 10.1080/10246029.2020.1859394

The involvement of the air force in a series of Joint Task Force (JTF) arrangements, which were initiated to neutralise various security threats, accounted for a growing record of air campaigns in Nigeria. Although there is growing public attention for airpower in Nigeria, its operational relevance and associated concerns have received inadequate academic attention. Accordingly, the understanding of recent developments in Nigeria’s air campaigns to neutralise targeted threats against security across the country remains largely limited and incoherent. This study, therefore, seeks to examine trends in air campaigns, with emphasis on cases, locations, targets and impacts of airstrike, in Nigeria. For this purpose, 241 cases of airstrike with 3,210 fatalities and 273 cases of air/land operations with 2,186 fatalities that were recorded across Nigeria in the last two decades were assessed. This is expected to contribute to a growing body of knowledge on air campaigns of the Nigerian Air Force (NAF) as well as their relevance to neutralise targeted threats and associated human rights concerns in internal security operations.

Matthew Powell, ‘Debate, Discussion, and Disagreement: A Reassessment of the Development of British Tactical Air Power Doctrine, 1919–1940,’ War in History 28, no. 1 (2021).

This article investigates the work conducted by the Royal Air Force (RAF) in the development of tactical air power in the interwar period. It analyses the RAF’s theoretical doctrinal thinking during the period along with exercises conducted on a joint Service basis to further develop these ideas in practice. It will argue that, rather than neglecting tactical air power during this period as is the accepted view, much good theoretical work was done that formed a theoretical and intellectual basis for the further development of tactical air power in the light of operational experience during the Second World War.

Theo Van Geffen, ‘The Air War against North Vietnam: the Thanh Hoa Railroad and Highway Bridge (Part 6, Conclusion),’ Air Power History 67, no. 4 (2020).

No abstract provided.

Darrel Whitcomb, ‘1972 – US Army Air Cavalry to the Rescue in Vietnam,’ Air Power History 67, no. 4 (2020).

No abstract provided.

James Young, ‘The U.S. Air Force’s Long Range Detection Program and Project MOGUL,’ Air Power History 67, no. 4 (2020).

No abstract provided.

Books

Frank Blazich, “An Honorable Place in American Air Power” Civil Air Patrol Coastal Patrol Operations, 1942–1943 (Maxwell, AL: Air University Press, 2020).

Author Frank Blazich has spent years researching and compiling disparate records of Civil Air Patrol’s short-lived–but influential–coastal patrol operations of World War II, which he synthesizes into the first scholarly monograph that cements the legacy of this unique and vital wartime civil-military cooperative effort.

Benjamin Lambeth, Airpower in the War against ISIS (Annapolis, MD: Naval Institute Press, 2020).

Airpower in the War against ISIS chronicles the planning and conduct of Operation Inherent Resolve by U.S. Central Command (CENTCOM) from August 2014 to mid-2018, with a principal focus on the contributions of U.S. Air Forces Central Command (AFCENT). Benjamin S. Lambeth contends that the war’s costly and excessive duration resulted from CENTCOM’s inaccurate assessment of the Islamic State in Iraq and Syria (ISIS), determining it was simply a resurrected Iraqi insurgency rather than recognizing it as the emerging proto-state that it actually was. This erroneous decision, Lambeth argues, saw the application of an inappropriate counterinsurgency strategy and use of rules of engagement that imposed needless restrictions on the most effective use of the precision air assets at CENTCOM’s disposal. The author, through expert analysis of recent history, forcefully argues that CENTCOM erred badly by not using its ample air assets at the outset not merely for supporting Iraq’s initially noncombat-ready ground troops but also in an independent and uncompromising strategic interdiction campaign against ISIS’s most vital center-of-gravity targets in Syria from the effort’s first moments onward.

Richard Mead, Dambuster-in-chief: The Life of Air Chief Marshal Sir Ralph Cochrane (Barnsley: Pen and Sword, 2020).

Ralph Cochrane was born in 1895 into a distinguished naval family. After joining the Royal Navy, he volunteered in 1915 to serve with the RNAS in airships and was an early winner of the Air Force Cross. In 1918 he transferred to the fledgling RAF and learnt to fly, serving in Iraq as a flight commander under ‘Bomber’ Harris. His inter-war career saw him as a squadron commander in Aden before he became the first Chief of Air Staff of the Royal New Zealand Air Force. During the Second World War he served mainly in Bomber Command and commanded 5 Group from early 1943. He formed 617 Squadron and was instrumental in planning the legendary Dambuster Raid, the most spectacular of the War, as well as the sinking of the battleship Tirpitz. An inspirational leader, he trained 5 Group in low level target marking skills. Post war Cochrane held a string of senior appointments commanding Transport Command, Flying Training Command and finally as Vice Chief of Air Staff, retiring in 1952. He died in 1977.

Steven Paget (ed.), Allies in Air Power: A History of Multinational Air Operations (Lexington, KT: The University Press of Kentucky, 2020).

In the past century, multinational military operations have become the norm; but while contributions from different nations provide many benefits — from expanded capability to political credibility — they also present a number of challenges. Issues such as command and control, communications, equipment standardization, intelligence, logistics, planning, tactics, and training all require consideration. Cultural factors present challenges as well, particularly when language barriers are involved.

In Allies in Air Power, experts from around the world survey these operations from the birth of aviation to the present day. Chapters cover conflicts including World War I, multiple theaters of World War II, the Korean War, the Vietnam War, the Gulf War, Kosovo, the Iraq War, and various United Nations peacekeeping missions. Contributors also analyze the role of organizations such as the UN, NATO, and so-called “coalitions of the willing” in laying the groundwork for multinational air operations.

While multinational military action has become commonplace, there have been few detailed studies of air power cooperation over a prolonged period or across multiple conflicts. The case studies in this volume not only assess the effectiveness of multinational operations over time, but also provide vital insights into how they may be improved in the future.

Randall Wakelam, David Varey, and Emanuele Sica (eds.), Educating Air Forces: Global Perspectives on Airpower Learning (Lexington, KT: The University Press of Kentucky, 2020).

Compared to armies and navies, which have existed as professional fighting services for centuries, the technology that makes air forces possible is much newer. As a result, these services have had to quickly develop methods of preparing aviators to operate in conditions ranging from peace or routine security to full-scale war. The first book to address the history and scope of air power professionalization through learning programs, Educating Air Forces offers valuable new insight into strategy and tactics worldwide.

Here, a group of international experts examine the philosophies, policies, and practices of air service educational efforts in the United States, France, Italy, Germany, Australia, Canada, and the UK. The contributors discuss the founding, successes, and failures of European air force learning programs between the Great War and World War II and explore how the tense Cold War political climate influenced the creation, curriculum, and results of various programs. They also consider how educational programs are adapting to soldiers’ needs and the demands of modern warfare.

Featuring contributions from eminent scholars in the field, this volume surveys the learning approaches globally employed by air forces in the past century and evaluates their effectiveness. Educating Air Forces reveals how experiential learning and formal education are not only inextricably intertwined, but also necessary to cope with advances in modern warfare.

Darrel Whitcomb, Moral Imperative: 1972, Combat Rescue, and the End of America’s War in Vietnam (Lawrence, KS: University Press of Kansas, 2021).

In 1972, America was completing its withdrawal from the long and divisive war in Vietnam. Air power covered the departure of ground forces, and search and rescue teams from all services and Air America covered the airmen and soldiers still in the fight. Day and night these military and civilian aircrews stood alert to respond to “Mayday” calls. The rescue forces were the answer to every mans prayer, and those forces brought home airmen, sailors, marines, and soldiers downed or trapped across the breadth and depth of the entire Southeast Asia theater. Moral Imperative relies on a trove of declassified documents and unit histories to tell their tales.

Focusing on 1972, Darrel Whitcomb combines stories of soldiers cut off from their units, advisors trapped with allied forces, and airmen downed deep in enemy territory, with the narratives of the US Air Force, Army, Navy, Marines, contract pilots, and special operations teams ready to conduct rescues in Laos, Cambodia, North Vietnam, and South Vietnam. All of these missions occur against the backdrop of our withdrawal from the war and our diplomatic efforts to achieve a lasting peace. In detail, Whitcomb shows how American rescue forces supported the military response to the North Vietnamese’s massive three-pronged invasion of South Vietnam, America’s subsequent interdiction operations against North Vietnam, and ultimately the strategic bombing of Linebacker II.

#DesertStorm30 – Call for Submissions: DESERT STORM Revisited

#DesertStorm30 – Call for Submissions: DESERT STORM Revisited

In 2021, From Balloons to Drones will run a series that examines the use of air power during Operation DESERT STORM in 1991.

A Royal Air Force Jaguar aircraft is serviced on the flight line as a US Air Force F-15E Eagle aircraft taxis in the background during Operation Desert Shield. (Source: Wikimedia)

2021 is the 30th anniversary of Operation DESERT STORM, which sought to liberate Kuwait from Iraqi occupation. DESERT STORM has long been considered a significant turning point in the use of air power. As Richard Hallion reflected the 1990s, ‘[s]o profound [was] the change in warfare exemplified by what occurred in Desert Storm, that, for the United States, aerospace power [was] now de facto accepted as the natural and logical form of crisis intervention.’ In many respects, much of the rhetoric that had characterised air power thinking during the 20th century arguably coalesced in 1991. Nevertheless, the use and impact of air power both during the conflict and in the years afterwards, has remained controversial. As such, From Balloons to Drones is seeking submissions for a series of articles that examine the varied use of air power during DESERT STORM as well its impact on the conduct of military operations since 1991. Themes to be explored might include, but are not limited to:

Strategy, Theory and Doctrine | Organisation and Policy | Roles

Operations – Kinetic and Non-Kinetic | Tactics, Training and Procedures

Strategic and Operational Effect | Technological Developments

Ethical and Moral Issues | National, International and Transnational Experiences | Personal Experiences

We are looking for articles of between 500 to 4,000 words, though we will accept larger pieces and we reserve the right to publish them in parts. To understand the types of articles published by From Balloons to Drones, please visit our submissions page. As well as scholarly articles, we are keen to publish personal reflections on the use of air power by those who served during DESERT STORM. We would also be interested in potentially conducting interviews with veterans.

We plan to begin running the series in January 2021, and it will continue for as long as we receive potential contributions. We will also be looking at publishing extended versions of selected articles in an edited volume. We welcome and encourage submissions from academics, policymakers, service personnel, and relevant professionals. We also welcome submissions written from diverse academic disciplines.

Submissions should be submitted in Word format and emailed to the address below with ‘SUBMISSION – DESERT STORM Revisited’ in the subject line. Also, please include a 50-100-word biography with your submission. Footnotes can be used, and please be careful to explain any jargon. If you are not sure if your idea fits our requirements, then please email us with ‘POTENTIAL SUBMISSION – DESERT STORM Revisited’ in the subject line to discuss.

If you are interested in contributing, please email our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or contact us via our contact page here.

Header Image: Two US Air Force McDonnell Douglas F-4G Phantom II aircraft of the 35th Tactical Fighter Wing pass over the Saudi desert while on a training flight during Operation Desert Shield on 11 January 1991. The aircraft are carrying external fuel tanks on their outboard wing pylons and AGM-88 HARM high-speed anti-radiation missiles on their inboard wing pylons. (Source: Wikimedia)

#Podcast – Interview with Dr Peter Westwick

#Podcast – Interview with Dr Peter Westwick

Editorial Note: From Balloons to Drones is pleased to announce our new podcast series. Led by our Editor Dr Mike Hankins, the series builds on the success of From Balloons to Drones, and provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here.

In this episode, we interview Dr Peter Westwick, Director of the Huntington-USC Aerospace History Project, about his new book Stealth: The Secret Contest to Invent Invisible Aircraft. We talk about the design process of stealth planes like the F-117 and B-2 at Lockheed and Northrop and answer the tough questions, like why did stealth research seem to be focused on California? What role did Russian research play in stealth development? And of course, how is Disney connected to all this?

You can find a review of Westwick’s book here.

Dr Peter Westwick is a research professor of history at the University of Southern California and Director of the Aerospace History Project at the Huntington-USC Institute on California and the West. He is the author or editor of several books, including Into the Black: JPL and the American Space Program, 1976-2004, which won book prizes from the American Institute of Aeronautics and Astronautics and the American Astronautical Society.

Header Image: The Lockheed F-117 Nighthawk stealth fighter flying over Nellis Air Force Base in 2002. (Source: US Air Force)

From Defence of the Baltic to the Airspace above Kosovo: The Transformation of the Royal Danish Air Force, 1989-1999

From Defence of the Baltic to the Airspace above Kosovo: The Transformation of the Royal Danish Air Force, 1989-1999

By Dr Søren Nørby

The 30th of May 1999 is an important date in the history of the Royal Danish Air Force (RDAF). On this day, Danish General Dynamics F-16s dropped bombs against a hostile target for the first time in its history. The target was in Serbia; a country located more than 1,500 kilometres from Denmark, and with which Denmark was not legally at war. Instead, what the RDAF participated in was a ‘humanitarian intervention’ that was supposed to stop a potential Serbian genocide in the province of Kosovo.

RDAF participation in the intervention against Serbia in 1999 was the end of a period fundamental transformations of the Air Force after the end of the Cold War. In this period, almost every aspect of the RDAF began to change – its doctrine, technology, and central mission. This article explores those changes by looking at the role of the RDAF during the post-Cold War conflicts in Yugoslavia between 1992-1995 and Serbia in 1999.[1]

In 1989, the RDAF was small but versatile. It consisted of more than 100 aircraft, a force of ground-based air defence centred around eight mobile missile batteries (I-HAWKs), seven large airbases, and a well-developed command-and-control-system that maintained a constant aerial picture of Denmark and the surrounding area. Its peacetime force was approximately 8,200 personnel, which could be increased to 17,500 in wartime. The RDAF was well integrated into NATO, and its main task was the defence of the western part of the Baltic Sea in case of an attack from the Warsaw Pact.[2] This was a role the RDAF undertook in conjunction with other NATO partners.

From ‘Peace-dividends’ to the Civil War in Yugoslavia

The fall of the Berlin Wall in November 1989 was one of the most momentous events in the modern history of the Danish defence policy. It prompted a shift away from the low-profile approach that had been the cornerstone of Danish policy since the end of the Second World War. In September 1990 the Danish government deployed the corvette, Olfert Fischer, as part of Operation DESERT SHIELD, the United Nations (UN) sanctioned military operation against Iraq, following the occupation of Kuwait. This deployment illustrated to Danish politicians that there was political capital to be gained from participating in such operations, far from Danish shores. At the same time, the Danish Defence Command, which coordinated and controlled the Danish military, realised that operations far from Denmark were a way to stay relevant and to avoid the hard cuts to the defence budget that some Danish politicians wanted, now that the enemy – the Warsaw Pact – had disappeared.

In 1992, the UN set up a peacekeeping force for the civil war in the former Yugoslavia. The Danish government decided to participate with approximately 940 soldiers – a large contingent by Danish standards. Initial problems with recruiting the needed number of soldiers resulted in a change in Danish military law that now stipulated that members of the Danish military were required to accept participating in missions outside Denmark’s borders. Approximately five per cent of the men and women employed by the Royal Danish Army, the Royal Danish Navy and RDAF chose not to accept this and left the military.[3]

In 1993, the Danish government strengthened the Danish contribution to the UN operation in Yugoslavia by deploying ten main battle tanks. Denmark thus became the first country to deploy such heavy weapons in a UN operation. When Danish politicians voiced concern that the deployment of the Danish tanks would be perceived as a dramatic escalation of UN involvement in the civil war in Yugoslavia, the Danish Armed Forces decided that the tanks should be painted white, giving them the nickname ‘The Snow Leopards.’

The deployment of Danish Leopard 1 tanks to the Former Yugoslavia in 1992 marked an important turning point in Denmark’s defence policy. (Source: Author)

Pressure from International Organisations

The RDAF was initially not deployed on the international stage, other than a single Lockheed C-130 Hercules, which in 1992 flew ten trips as part of the emergency assistance provided to the Yugoslav city of Sarajevo.[4] The pressure to change the RDAF contribution came from NATO, which had begun its transformation towards a smaller, but more flexible organisation, capable of faster response times. This process had already begun before the fall of the Berlin Wall, but it gained further momentum in the 1990s.

In 1991, NATO created two new forces: the Immediate Reaction Forces (IRF), capable of deploying within a few days, and the Rapid Reaction Forces (RRF) with a deployment time of a few weeks. Here the Danish government decided that that the RDAF’s Squadron 730 should be Denmark’s contribution to the IRF.[5]

The contribution of Squadron 730 to NATO’s IRF marked a shift in focus for the RDAF. During the Cold War era, NATO-planning envisaged that British and American squadrons would reinforce the RDAF.[6] NATO had planned to reinforce the RDAF with one Royal Air Force squadron of Hawker Harriers and two squadrons of SEPECAT Jaguars. United States Air Force (USAF) reinforcements were to consist of one squadron of McDonnel-Douglas F-15s, three F-16 squadrons, and one squadron of Republic A-10 Thunderbolts.

The 1990s, however, saw the RDAF shift to an expeditionary role whereby it contributed to the safety of others outside of Denmark’s borders. As such, the importance of making Squadron 730 available for NATO’s IRF cannot be overstated. Squadron 730 became the ‘flagship’ unit of the RDAF.

NATO’s involvement in the Civil War in Yugoslavia

In parallel with the above developments, during the first years of the 1990s, NATO became increasingly involved in the civil war in Yugoslavia. A UN ordered No Fly Zone had to be enforced by NATO, and in February 1994, this led to aircraft from the Alliance coming into action for the first time when US aircraft downed four Bosnian-Serbian fighter jets over Bosnia-Herzegovina.

A Royal Danish Air Force F-35 Drakken aircraft taxis into takeoff position during Exercise OKSBOEL ’86. (Source: Wikimedia)

On several occasions, the Danish government considered contributing Danish aircraft to NATO operations over Yugoslavia. Such a move was, however, hampered by Danish politicians, who in 1991 had decided to scrap all of the RDAF’s Saab Draken aircraft. This meant that the Air Force’s ability to perform close air support had been downgraded to the degree that meant that Danish aircraft was unfit to perform their intended tasks over Yugoslavia. Therefore, despite pressure from NATO, the Danish government had to decline NATO’s request to deploy Danish aircraft over Yugoslavia. This was embarrassing for the Danish government and meant an increased focus on the close air support task. This meant procuring new equipment, such as the Low Altitude Navigation Targeting Infrared for Night laser targeting pods (LANTIRN) that would eventually enable the RDAF’s F-16s to use precision-guided munitions (PGM). However, the acquisition and introduction of such equipment was a long process, and the LANTIRNs were not operational until 2001.

In the Line of Fire – Yugoslavia

On 29 April 1994, while the debate over a possible deployment of RDAF F-16s was ongoing, a Danish tank force became involved in combat operations against Serbian forces near Tuzla in Bosnia and Herzegovina. The Danish tanks were ambushed, resulting in a firefight lasting approximately 45 minutes. The episode was the first time since 1943 that troops under the Danish flag had fought in battle. While the Danes did not suffer any losses, the Bosnian Serbs subsequently acknowledged that they had nine killed and 15 wounded. The battle, known under the name Operation Bøllebank (Operation Hooligan Bashing), became just as important to the Danish military as the deployment of the Olfert Fischer four years earlier. It showed that Danish soldiers were ready to put military power behind international engagement and were able to fight.

Bøllebank also showed the soldiers, airmen and sailors in the Danish military that post-Cold War UN-operations were fundamentally different from the peaceful UN-missions that Denmark had participated in before 1989. It became clear to the Danish military that personnel deployed on such a mission could be called on to undertake combat operations. Finally, Bøllebank also illustrated a high degree of political and popular support for the Danish participation in the UN-operations, which subsequently helped to expand the Armed Forces’ maneuvering room in connection with these operations.[7]

RDAF Pressure for Change

During the 1990s the RDAF tried on numerous occasions to convince Danish politicians to deploy Danish planes to the civil war in Yugoslavia. This was driven by a fear that the RDAF’s lack of an international profile would make it difficult to secure funding for new equipment. The various professional heads of the RDAF in this period all wanted to make the entire Air Force deployable, including such elements as the Hawk missile system and radars. Following recommendations from the Danish Defence Command, Danish politicians decided to invest much money in new and more mobile equipment, and the RDAF’s Hercules and Gulfstream transport aircraft were equipped with, among other things, missile warning equipment to enable them to operate in dangerous areas.[8]

The RDAF also devoted resources to developing a Danish doctrine for the operational use of air power. The RDAF was inspired by USAF Colonel John Warden’s theories regarding the strategic use of air power, especially his 5-ring model of the enemy as a system. These ideas were used to set the direction for the development of the RDAF and to provide inspiration for how Danish aircraft could be used in the event of a conflict.[9]

From Operation DELIBERATE FORCE to Operation ALLIED FORCE

Following Operation DELIBERATE FORCE, the NATO air campaign over Bosnia and Herzegovina between 30 August and 20 September 1995, the civil war in Bosnia was stopped with the so-called Dayton Agreement. This peace deal ended a civil war that had cost more than 100,000 lives and driven more than four million people from their homes. Thanks to the deployment of a UN peacekeeping force of 60,000 personnel, Bosnia and Croatia have since been mostly peaceful.[10]

In the shadow of the civil war, however, another conflict lurked. Within the Federal Republic of Yugoslavia, which after 1995 consisted of Serbia and Montenegro, a significant minority of ethnic Albanians constituted much of the population of the southern Serbian province of Kosovo. The conflict between the ethnic Serbs minority and the ethnic-Albanian majority in Kosovo dated back hundreds of years but escalated in 1989 when Yugoslav President Slobodan Milosevic deprived Kosovo of the expanded autonomy enjoyed by the region since 1974.

During the 1990s, the political environment in Kosovo gradually grew worse, and by 1998 large parts of the province were no longer under Serbian control. The Serbian military and police, therefore, initiated a particularly hard-fought effort in Kosovo to restore control of the province – preferably by cleansing the province of ethnic Albanians.[11]

Among other things, because of the experience of the Srebrenica massacre in 1995, the world community could not let the Serbs pursue a campaign of ethnic cleansing in Albania. An American-led attempt to find a peaceful solution was therefore made, and the American diplomat Richard Holbrooke was given the task of trying to negotiate a solution.

Operation DETERMINED FALCON

To put pressure on the Serbian president, on 14 June 1998, NATO gathered a force of approximately 80 fighter jets from 12 countries. In Operation DETERMINED FALCON, these aircraft flew along the Serbian border and illustrated to the Serbian President that NATO was ready to use military power if the Serbs did not halt the ethnic cleansing in Kosovo.

For this operation, Denmark provided three F-16 aircraft (two plus one in reserve) at just two days’ notice. At 17:30 on 15 June 1998, Danish F-16s, together with a C-130 Hercules carrying support personnel and ammunition, flew to the Italian airbase at Villafranca. The next morning two Danish F-16s took part in the operation along the southern Serbian border to Macedonia and Albania. After a successful operation, the Danish aircraft returned to Denmark.[12]

During the summer of 1998, Richard Holbrooke managed to reach an agreement including the withdrawal of some Serbian forces from Kosovo. Whether DETERMINED FALCON played a role in that agreement or not is unclear.[13] However, the agreement did not last, and in September 1998, up to 300,000 Kosovo Albanians were once again on the run in Kosovo. These refugees threatened to destabilise the entire region and create a flow of refugees in Europe, such as those the world had witnessed during the 1997 collapse of Albania. The European authorities were very aware of this, and the European Union put much effort into stopping the Serbian cleansing of the ethnic Albanian population of Kosovo.

Towards Operation ALLIED FORCE

Concurrent with this process, NATO began planning a military operation. On the 8 October 1998, the Danish government made available six F-16s (four operational plus two reserve aircraft) and support personnel, totalling 120 men, for a NATO operation named OPLAN 10601 ALLIED FORCE. This operation was designed to compel the Serbs to return to the negotiating table and ensure that the Serbian forces left Kosovo by the 16 October.

One of the six RDAF F-16s deployed as part of Operation ALLIED FORCE in 1999. (Source: Author)

The Danish F-16s and most of the personnel initially came from Squadron 730. At the time, however, the RDAF had only 36 pilots with current operational experience on the F-16 aircraft. This figure included pilots serving at the RDAF headquarters as staff officers. The Danish contribution to ALLIED FORCE required six pilots in Italy, six on standby in Denmark and six for other operations, including those on leave at home in Denmark. The deployment thus required half of the RDAF’s available F-16 pilots. This problem was further exacerbated by the fact that all the deployed pilots had to be certified for the weapons systems that were expected to be used during the operation.

ALLIED FORCE, therefore, put much pressure on the entire fighter structure and operations of the RDAF. This pressure meant that all tasks that did not directly relate to air policing the skies over Denmark or ALLIED FORCE were discontinued. For example, among other things, Squadron 727 suspended the training of new pilots, while most of its pilots were deployed to Italy. In the long run, this would ultimately have an impact on the RDAF’s ability to meet its readiness level.[14]

Thanks to political and military pressure, in February 1999, it proved possible to persuade both representatives of the Kosovar rebel movement Kosovo Liberation Army and the Serbian government to initiate negotiations about the future of Kosovo. These took place at the French president’s summer residence at Chateau de Rambouillet, southwest of Paris. On the 18 March, however, it became clear that the negotiations would not lead to a deal, and with the negotiation options exhausted, NATO Secretary-General Javier Solana had no other options than on the 23 March to initiate Operation Allied Force. At 19:00 the following night, NATO began launching airstrikes against Serbian targets in Kosovo and Serbia.

The Danish Experience

RDAF F-16s participated in ALLIED FORCE from day one; however, the operation came at an unfortunate time. In addition to the aforementioned pilot issue, the RDAF was in the middle of a midlife update of its F-16s, and the number of operational aircraft was significantly reduced. Initially, the RDAF only had 14 F-16s capable of participating in the air campaign. This meant that the aircraft deployed during the air campaign worked up so many flight hours that had they operated in peacetime they would have had to be sent home to Denmark for inspection. To alleviate this issue, the RDAF’s Tactical Command issued exemptions from the rules to keep the aircraft flying.

For most of the air campaign, Danish F-16s operated in the defensive role. This was a necessary part of ALLIED FORCE. The Air Force of Yugoslavia – even though most of its fighter jets were of an older design – posed a potential threat to NATO had they chosen to resist the Alliance’s attack. However, after having lost four jets during the first days, the Air Force of Yugoslavia chose to keep most of its aircraft on the ground. Nevertheless, political demands from NATO-member states meant that approximately 33 per cent of Alliance aircraft were devoted to the air defence role against potential attacks by the Air Force of Yugoslavia.[15]

On these combat air patrols, Danish F-16s operated in pairs. Initially, their patrol zones were located over the Adriatic Sea, where the essential air tankers operated. As NATO became more confident that Serbian forces would not try to counter NATO operations, the patrol zones moved to the area over Albania and Macedonia and later also Hungary. This allowed the American jets, which had until then patrolled these areas, to be transferred to offensive operations.

Since Danish F-16 pilots were not equipped with night-vision-goggles, they were used in daylight operations. During one patrol over Kosovo, a Danish F-16 was fired at by a Serbian ground-to-air missile, which did not, however, successfully hit its intended target.[16]

Danish Offensive Air Power

While Danish F-16s primarily focused on the air defence role, in the final days of the air campaign, the RDAF aircraft became involved in offensive operations against Serbian targets.

The first Danish bombs were dropped on the 30 May. The details of the attack are still classified, but what is known is that the target was a radio mast in northern Kosovo and that the two F-16s each dropped six MK-82 bombs. From an altitude of 11,000 feet, the pilots visually observed the bombs hitting the target area. For the attack, the Danish planes used ‘dumb’ bombs. The primary reason for this was that it was not necessary to use a more expensive laser-guided bomb (LGB) on the target. Secondly, an attack with an LGB would have required ‘buddy’ lasing. This technique involved one aircraft illuminating the target with a laser and guiding the LGB, dropped from a second aircraft, towards the target. As well as the above, there was also uncertainty about which pilot was responsible for the bomb if it caused collateral damage. The RDAF, therefore, chose to use dumb bombs where there was no doubt that the Danish F-16s were fully responsible for weapons released.

According to one of the pilots involved in the 30 May attack, the target area had visible bomb damage before the Danish attack. The Danish bombs hit close to the target, but due to the uncertainty about the target’s condition before the attack, the military value of the attack was uncertain. For the RDAF, however, the attack was a significant event as it was the first time Danish aircraft had dropped bombs on an adversary.[17]

For the RDAF, its participation in ALLIED FORCE was a test of whether the Air Force had achieved the transformation that the leaders of the Air Force had wanted. The RDAF’s goal in the 1990s had been to create an air force capable of participating in an air campaign alongside its NATO-allies as well as executing the same type of missions as the USAF or the RAF. The RDAF’s conclusion following ALLIED FORCE was that this goal had not been met.

While participation in ALLIED FORCE was historic, with Danish aircraft bombing hostile targets for the first time in its history, the air campaign showed that the RDAF had fallen behind technologically when compared with Denmark’s NATO allies and especially the United States. The RDAF therefore, subsequently initiated a process to catch up with these technological deficiencies. Thus, ALLIED FORCE accelerated the RDAF’s transformation into an ‘expeditionary air force’ tailored for international operations.

A critical element of this transformation was a focus on precision-guided munitions to avoid collateral damage. The effect of participation in ALLIED FORCE was the acceleration in the acquisition of new equipment, such as LANTIRN, and ammunition for the Danish F-16s. When the RDAF deployed in support of US forces in Afghanistan following the terrorist attacks on the 11 September 2001, the Air Force’s technology level had been significantly improved.

Conclusion – From Defense of the Baltic to Global Reach

The transformation described in this article meant that the RDAF in 2000, compared with 1989, had been reduced by the following: a 50 per cent reduction in air stations; a 50 per cent reduction in fighter pilots; the number of Hawk squadrons had been reduced by 25 per cent; and the number of fighter aircraft in the RDAF inventory had reduced by 35 per cent. Similarly, the peacetime force had been reduced by 17 per cent to approximately 7,900, while the wartime force had been reduced by 26 per cent to 14,800. These cuts had not only hit the RDAF, but the overall number of personnel in the Danish armed forces had been reduced from 39,000 to 33,200, while the wartime force had fallen from 103,000 to 81,200.

The RDAF had, however, at the same time managed to survive the loss of the Warsaw Pact as its enemy, and had shown Danish politicians that improvements in the RDAF’s capabilities allowed it to participate in international operations far from Denmark. The lack of success in the skies above Kosovo in 1999 was therefore not seen as a failure for the RDAF but as evidence that the Danish politicians needed to spend more money on the Air Force in order to reap the benefits of participating in international operations. This policy eventually showed its merit during the air war over Libya in 2011-2012, where Danish F-16s dropped 923 bombs on Gadhafi’s military forces and showed that they were able to work closely together with the USAF and other allies – a prerequisite today for being on the front line during international missions.

Dr Søren Nørby is a researcher and lecturer at the Royal Danish Defense College in Copenhagen. He earned his PhD from Syddansk Universitet in 2018. He specialises in naval history and is the author of 25 books and more than 50 articles. For more information see www.noerby.net.

Header Image: Based on the experience of the operations over the former Yugoslavia during the 1990s, the RDAF underwent a number of critical transformations. One of these transformations was the introduction of new technologies to improve capabilities, such as the LANTIRN pod for use of on the F-16 that came into service in 2001. (Source: Author)

[1] This article is based on the author’s book Når Fjenden Forsvinder. Det danske flyvevåbens udvikling 1989 – 1999 (When the enemy disappears. The transformation of the Danish Air Force 1989-1999) (Odense, 2019).

[2] ’Fakta om Forsvaret 1990,’ København, 1990.

[3] Forsvarskommandoen, Ved Forenede Kræfter (Vedbæk, 2000), p. 210; H. Hækkerup, På Skansen. Dansk forsvarspolitik fra Murens fald til Kosovo (København 2002), p.. 103.

[4] ’Rapport fra Udvalget vedrørende forsvarets materiel’, København 1998, p. 164.

[5] Ringsmose, Danmarks NATO-omdømme. Fra Prügelknabe til duks (Dansk Institut for Militære Studier 2007), p. 19; ‘Årlig Redegørelse 2004’, København 2005, pp. 34-5.

[6] Ved Forenede Kræfter, p. 171.

[7] L. Møller, Det danske Pearl Harbor. Forsvaret på randen af sammenbrud (København, 2008), p. 57; R. Petersen, ’Den bedste ambassadør – civil-militære relationer og demokratisk kontrol i Danmark 1991-2011’ (Phd Thesis, Roskilde Universitet, 2012), p. 207ff; R. Petersen, ’Danske sneleoparder i Bosnien,’ Militært Tidsskrift, 2010; P.V. Jakobsen, Fra ferie til flagskib. Forsvaret og de internationale operationer (København, 2009), p. 9; P.V. Jakobsen, ’The Danish Libya campaign: Out in front in pursuit of pride, praise and position,’ Upubliceret artikel, 2016, p. 195; K.S. Kristensen, Danmark i krig: Demokrati, politik og strategi i den militære aktivisme (København, 2013), p. 38; L. From, ’Da et kampvognsslag ændrede danskernes syn på krig,’ Jyllands-Posten, 3 May 2015; ’Balkan har reddet det danske forsvar,’ FOV Nyhedsbrev 7/2002.

[8] S. Hartov and J.E. Larsen, Forsvarets fly efter 1945 (Flyvevåbnets Specialskole, 1995),  p. 36ff.

[9] John Warden III, The Air Campaign. Planning for Combat (Washington 1988).

[10] M.O. Beale, ‘Bombs over Bosnia. The role of airpower in Bosnia-Herzegovina’ (Thesis, USAF School of Advanced Airpower Studies, 1997), pp. 33-4; Christian Anrig, The quest for relevant air power: continental European Responses to the air power challenges of the post-cold war era (Maxwell, AL, 2011), p.. 32, 179; M. Juul and S.W. Nielsen, 12 år på Balkan (København 2004), p. 46; John Olsen (ed.), Air Commanders (Dulles, VA, 2013), p. 356ff; C. Axboe, Vi troede ikke, det kunne ske her – Jugoslaviens sammenbrud 1991-1999 (København, 2018), p. 227-53.

[11] Axboe (2018), p. 275.

[12] I. Daalder and M. O’Hanlon, Winning Ugly. NATO’s War to Save Kosovo (Brookings Institution Press, 2001), pp. 32-3; G. Schaub, Learning from the F-16 (København, 2015), p. 19ff.; M. Vilhelmsen, ’Operation Allied Force (AOF): Da Flyvevåbnet med voksent,’ Upubliceret. Vojens, 2010, p.. 2; ’Rapport vedr. dansk flyvevåben deltagelse i Operation Allied Force,’ 12 november 1999, B2-B3; Årlig Redegørelse 1998, pp.. 33-6.

[13] Nørby (2019), p. 131-7.

[14] Hammerkasterne: Historien om Eskadrille 727 gennem 50 Ar (Skrydstrup, 2005), p. 162-3; ’Flugten er stoppet – men stadig mangel på F-16 piloter,’ Berlingske Tidende, 7 May 1999; ’Rapport vedr. dansk flyvevåben deltagelse i Operation Allied Force,’ 12 November 1999, p.. B-11 og D-10. TTJ og ’F-16 planlægningsmøde vedr. evt. overgang til anvendelse af F-16 MLU i f.m. Flyvevåbnets deltagelse i Operation Allied Force,’ 8 March 1999.

[15] Olsen (2010), p. 233.

[16] Forsvarskommandoens Presse- og Informationssektion 2001, pp. 12-5.

[17] Schaub (2015), p. 10: Vilhelmsen (2010), pp.. 3-4; ’Danske jagere bomber Milosevic,’ Ekstra Bladet, 28. May 1999; T. Kristensen, Kysser Himlen (København, 2017), pp. 179-180.

#BookReview – No Fly Zones and International Security: Politics and Strategy

#BookReview – No Fly Zones and International Security: Politics and Strategy

Reviewed By Dr Peter Layton

Stephen Wrage and Scott Cooper, No Fly Zones and International Security: Politics and Strategy. Abingdon: Routledge, 2019. Tables. Illustrations. Notes. Bibliography. Index. Hbk. xi + 166 pp.

51yFbrZlPhL._SX313_BO1,204,203,200_

This is an excellent little book on no-fly zones. No Fly Zones and International Security is arguably the seminal work on the subject, but it may be on a subject whose time has passed. The book may be both the first word and the last on this particular type of air power operation.

No Fly Zones and International Security falls within the genre of strategic studies but does not use any particular theoretical framework. Instead, the authors opt to integrate history, current affairs, technology and the operational level of war into a most comprehensive analysis. In this process, the two authors bring a wealth of knowledge and experience having been involved with no-fly zone issues and their study for decades. Stephen Wrage is a Professor at the US Naval Academy and specializes in American foreign policy and strategies. Scott Cooper flew EA-6Bs for the USMC including in most of the no-fly zone operations this book explores.

No-fly zones are explained as seizing another country’s airspace and applying to the airspace specific rules and regulations. So understood, no-fly zones are a form of occupation more akin to naval blockades or maritime exclusion zones than to the placing of ground forces in another country. This means no-fly zones are somewhat out of sight both to the population of the country impacted and to the country employing them. Their impact on the domestic politics of either country is accordingly somewhat muted, making their lifting less pressing; they can continue for many years. No-fly zones are a way of exerting military pressure, but they do so in a quasi-benign manner that places the onus to escalate to direct conflict on the state whose airspace has been seized. No-fly zones are then a soft form of coercive diplomacy, a military power tool or method that lies somewhere between economic sanctions and war in the conflict continuum.

The book initially delves into the doctrine, nature, types, tactics, strategies, and ethics of no-fly zones. This provides the background necessary for in-depth analysis and careful assessments of the no-fly zones in Iraq, Bosnia, and Libya. The Iraq chapter covers mostly Northern and Southern watch; the former when labelled Provide Comfort I was where no-fly zones originated. The Bosnia chapter is more expansive, moving from the short-lived 1992-93 Operation Sky Monitor to the major air campaign over Kosovo in 1999. Libya is even more so with the no-fly zone only fleetingly appearing before turning into a significant military intervention albeit conducted almost entirely by air.

The inclusion of much more discussion than solely about no-fly zones in the Bosnia and Libya sections does highlight that the history of no-fly zones is somewhat meagre. On the other hand, including such information directly related to air power helpfully places no-fly zones into context. The three history chapters also end with a useful lessons learned section that nicely summaries the issues for busy people and policymakers.

The book’s last chapter looks forward to whether no-fly zones have a future. As part of this, it also discusses no-fly zones that could have happened in Darfur and Syria and explains why they were not implemented. This highlights that the relationship between no-fly zones and strategy is worth exploring.

The book is at some pains to not claim no-fly zones are a strategy instead of seeing them as ‘an option, a tactic or a tool.’ As such, they offer states a relatively low-cost way to ‘do something’ without becoming deeply involved while retaining the ability to modulate air operations as necessary and withdraw very quickly if needs be. This brings to mind Eliot Cohen’s 1994 comment that ‘[a]ir power is an unusually seductive form of military strength, in part because, like modern courtship, it appears to offer gratification without commitment.’

F-15C_during_Operation_Deny_Flight
A US Air Force McDonnell Douglas F-15C Eagle from the 53rd Fighter Squadron is met by maintenance personnel at Aviano air base, Italy, after a mission over Bosnia to enforce the No-Fly Zone on 1 June 1993. (Source: Wikimedia)

In terms of gratification, the book makes it clear that no-fly zones by themselves can achieve little; they need to be part of a much larger and aggressive joint campaign to have a decisive impact. In this, no-fly zones can realistically have no real strategic objective in and of themselves. At best, they can be a conflict management tool that freezes in place the status quo. At least so far, they have been used only in intra-state conflicts.

In intra-state conflicts, no-fly zones arose and have been used mainly for humanitarian protection purposes. This cuts back to the ‘do something’ imperative liberal states feel when the global media discerns significant human rights violations occurring. Since Iraq and then Afghanistan, military interventions by Western powers have become less appealing, but this has not made doing nothing in the face of genocide and mass atrocities suddenly attractive. States still feel a moral obligation, and under the Responsibility to Protect (R2P) norm, some international pressure, to respond. No-fly zones can signal an interest in an issue, but as the book makes clear, they do not in themselves prevent or stop humanitarian disasters.

R2P is starting to appear as a rather quaint notion of a gentler, kinder time. No-fly zones were an American idea carried out with allied support to mildly enforce particular Western rules, albeit the United Nations generally endorsed these. Rising great power China is unattracted to supporting such humanitarian interventions as they involve intervening against authoritarian governments mistreating their people. China under Xi Jinping is increasingly more likely to aid authoritarian governments than stop them committing human rights abuses as its endorsement of Syria’s Assad regime reveals.

Russia, the perennial troublemaker of the modern era, is similarly inclined. Indeed, had a Syrian no-fly zone been implemented, Russia would have been one of the nations it would have been directed against. No-fly zones may now simply be an anachronistic artifact of a liberal rules-based order that has crumbled.

The book concludes on a sombre note in arguing that the Russian use of surface-to-air missiles systems in the Donbass in shooting down Malaysian Airlines flight MH17 and 19 Ukrainian military aircraft created and then policed a no-fly zone, that has since been ratified under a cease-fire agreement. China has now extended this innovation by installing similar missile systems on its newly created islands in the South China Sea. There are now effectively no-fly zones above and for 12 nautical miles (the claimed territorial limit) around these new artificial constructs.

No-fly zones started out as a device associated with humanitarian protection during civil wars. They may now be morphing into a device whereby authoritarian states can make territorial land grabs.

No Fly Zones and International Security makes an outsized contribution to what is admittedly a small field and not just in terms of discussing no-fly zones. It is one of the few books discussing in a comprehensive, balanced, insightful and well-argued way the application of contemporary air power. The book offers much for military professionals, academics and all concerned with deeply understanding the business of applying air power in the modern world.

Dr Peter Layton is a Visiting Fellow at the Griffith Asia Institute, Griffith University. His PhD is in grand strategy, and he has taught on this at the US National Defense University. He is the author of the book Grand Strategy.

Header Image: A US Air Force EF-111 Raven from the 429th Electronic Combat Squadron flies over the Alps of Northern Italy while on a mission during Operation DENY FLIGHT in 1995. (Source: Wikimedia)

A Unified Framework for Air Power Studies

A Unified Framework for Air Power Studies

By Major Jaylan Haley

What is air power? How do we study it? How do we use it? Do previous characterisations sufficiently capture the concept? Perhaps. This article contends that prior attempts to put meat on the bone towards a framework to study air power scholarship are insufficient.

Moreover, we must appreciate the richness of our inquiries if we – scholars and professionals, such as political scientists, historians, policymakers, practitioners and users – want to understand better the concept of air power to help answer important questions. These questions may be:  how do civilian airline pilots and training schools contribute to a nation’s ‘air power?’ Can peacetime control of airspace access constitute a form of air power? To what extent does air information, such as weather, the electromagnetic environment, knowledge of space weather, constitute a form of air power? Furthermore, more, importantly, how do these questions and related concepts orient to each other.  As such, this article argues that air power is the domain-agnostic admixture of personalities, outcomes, organisations, technologies, ideas and events to do or, that do, something in or for, the air.[1]

This definition is unique in that it explicitly and parsimoniously joins together the breadth of military and civilian endeavours. It highlights the ‘stickiness’ of related topics and contends that air power is not an inherently military pursuit, though its application almost always manifests as such. The definition provides more form to the general, varied ideas of military thinkers about essential elements of air power.[2] This article begins the discussion on the topic of how we structure air power studies across various academic fields and cordons a more robust dissection of the topic in future publications. Furthermore, this article details the constituent components of air power to clarify meaning. Then, it uses this perception of air power to explain its evolution throughout history. Finally, briefly, it discusses our current air power disposition to make sense of what component will drive innovation in the coming decades — organisations.  So, how have we come to envisage this elusive thing we call air power?

Definition and Components of Air Power

In the Age of Airpower, Martin Van Creveld explored about 250 years of the concept. Among others, he highlighted the work of people with simple, yet elegant definitions of air power, such as that of Brigadier General William ‘Billy’ Mitchell who viewed it as doing ‘something in the air.’[3] Other writers such as Mark Clodfelter provided more angles: breaking the concept of air power into direct and indirect applications.[4]  For Clodfelter, direct air power generally involves kinetic outcomes such as bombing and indirect presumes more non-kinetic capabilities, such as intelligence, surveillance and reconnaissance (ISR).

Billy_Mitchell_at_his_court-martial
A scene from William ‘Billy’ Mitchell’s court-martial in 1925. (Wikimedia)

Meanwhile, organisations such as the US Air Force (USAF) define air power based on its organisational experience and conceptual refinement. The latest iteration of USAF Basic Doctrine defines the concept as ‘the ability to project military power or influence through the control and exploitation of air, space, and cyberspace to achieve strategic, operational, or tactical objectives.’[5] So, how do we break air power down for study?

While Mitchell’s definition is more parsimonious, adding a little complexity provides the explanatory muscle to how we think about air power and thus how we can consider the concept’s change over time. Foundationally, one should recognise that to do something in the air does not necessarily mean that the activity must originate in or from the air.[6] For instance, a ballistic missile launch originates from the land, traverses through the air and maybe space, and then strikes somewhere on land. This example demonstrates the potential of the agnosticism of the air domain. Furthermore, a more robust definition allows for careful, coordinated forecasting of future air power applications using clear and structured links within and across the subject’s elements.  For instance, air power researchers studying C-17 humanitarian assistance capabilities may be linked to those studying procedurally based command and control organisations as well as those studying the political effects of humanitarian assistance to optimise future disaster response towards national priorities.

Conceiving of air power as an admixture of component concepts: each noteworthy, though not equal, in characterising the ability to do something in the air is vital for several reasons. One benefit is to have more structured research programs that allow thinkers to situate their contribution to the subject area. Another is to generalise debates on air power concepts that link military and civilian theory and application. A generalisation can help guard against what seems to be a tendency to overly militarise air power thought, evoking the coercive and persuasive elements of the concept. The benefits are similar to those of academic fields like history or political science though air power studies can best be described as an interdisciplinary subfield or topical field.

Importantly, to be useful, the components must be defined. First, personalities may be individuals or groups that have a profound impact on the development of the notion. For instance, Mitchell vocally and publicly advanced the idea of a separate US military service despite the misgivings of more senior leaders, including President Calvin Coolidge.[7] In part, the general’s 1925 court-martial resulted from agitation for a separate US air service. However, the spectacle thrust air power into America’s national dialogue. He challenged the US Army – then overseeing land-based air forces – stating that their leaders were negligent for not building an air service capable of national defence. Mitchell is credited by many as being the original maverick in pursuing an idea of independent military air power that was largely sidelined at the time.  Mitchell’s persona, in part, catalysed the existence of organisations critical to the development of air power.

Mitchell’s calls for an independent air service bring us to the second component — organisations, which are administrative and operational systems that foster ideas, leverage people and exploit technologies towards some outcome. An exemplar is the USAF’s Strategic Air Command (SAC) under Major-General Curtis LeMay’s tutelage. SAC pursued the idea of ‘strategic’ air power, discussed later, towards its outcome of long-range conventional and nuclear bombing. SAC oversaw most of the US nuclear deterrent and development of bomber capabilities for the USAF. The organisation came to personify air power in the US and for much of the world during the Cold War.[8] Albeit an unfair approximation, civilians and military personnel alike were lent the idea of air power’s ability to render an outcome of total enemy devastation embodied by SAC’s long-range bombers and, later, ballistic missiles.[9]

In our context, outcomes are the effects, assessments and results by which military and civilian leaders come to associate air power. For instance, after the Second World War, both military and civilian leaders came to associate air power with the unconditional surrender of the enemy evoked by the use of nuclear weapons.[10] This idea created problems during the Korean and Vietnam Wars, where expectations outpaced the new reality of limited, non-nuclear warfare.[11]  Limited warfare lends itself to more technical means — leaving technology to be the more tangible, driving component of air power.

As a component, technology includes all the capabilities, research, design, development and testing that allow practitioners to do things in the air. For instance, a significant component of the US’ advancements in stealth technology originated with the Skunk Works team under Kelly Johnson’s orchestration, among others.[12] The team’s research and design techniques led to advances like the SR-71 Blackbird and the F-117 Nighthawk.[13] These technologies, along with other capabilities-related advances, influenced expectations such as those discussed above: enabling the limited, non-nuclear warfare that became characteristic of vast swaths of America’s recent history.[14] However, while technology is sometimes the easiest to translate as an air power component, though not always easy to grasp, it is ideas that sometimes generate change.

SR-71_taxi_on_ramp_with_engines_powered_up
An SR-71 taxing on the ramp with engines powered up, c. 1995. (Source: Wikimedia)

Doctrine, strategy, theories, policies and politics combine to form air power’s conceptual component. These ideas embody how personalities can use other components. Reciprocally, all the other components can help thinkers conceive of new ways to conceptualise air power. To demonstrate, during Operation EL DORADO CANYON, President Reagan and his national security team viewed air power as a punitive instrument of national security policy.[15] Existent technologies in the 1980s allowed Reagan’s response to state-sponsored terrorism with a long-range, airstrike on targets tailored to the perceived offence.[16] Reagan’s team shepherded the technology component in a way that had not yet been explored to its fullest. They updated strategic attack doctrine; tested theories of international relations; set new international policies; and ignited the politics of air-driven limited, military interventions.

Events like Op EL DORADO CANYON also constitutes the last element of air power. Our understanding of past campaigns, battles and historical milestones enables a fuller appreciation of air power and the possibility of modifying its future use. Unfortunately, these so-called understandings can sometimes lead to misapplications of history and, ultimately, to disaster.[17] For instance, the counterinsurgency in Iraq that began almost immediately after the invasion in 2003 required a different application of air power than previously practised, but it would take multiple Secretaries of Defense to enforce this understanding upon the military, as evidenced by the explosion of unmanned technologies among others.[18]  The components of air power – personalities, organisations, outcomes, technologies, ideas and events – provide the critical infrastructure for the study of air power.  We can use this infrastructure to help us understand various aspects of the topic, like what elements may be more important at various times in history.  This understanding can help us orient ourselves in history relative to the seemingly dominant feature of our time so that those who study, and practice air power can best allocate resources, whether academically or practically.

Epochs of Air Power

In this section, this article now considers the prominence of the above elements as determinants of historical periods in air power’s evolution.  A short walkthrough of air power’s epochal changes rooted in the above-defined elements illuminates current and the future application of air power. Geoffrey Barraclough, in An Introduction to Contemporary History, provided an idea about ‘spots and jumps’ that define historical periods and transitions.[19] He used the timeframe 1880-1960 to discuss the shift between modern and contemporary history based primarily on economic and geopolitical factors.[20] Using a similar conception of eras punctuated by ‘spots and jumps,’ rooted in the components of air power to characterise the shifts, this section divides the evolution of air power into five timeframes. Importantly, during shifts between the timeframes, changes in predominant component concepts of air power led to changes in our concept of air power.

Before 1783 – The Age of Imagination

Air power before 1783 can be viewed as an ‘Age of Imagination’ or ideas. There were no bounds except those imposed by humanity’s evolving understanding of terrestrial physics. Some of the earliest human records depict mystical flying or lobbing objects through the air as weapons. In their way, our ancestors from around the world gave us our first concept of air power. They conceived of divinity by drawing and storytelling of gods that could defy gravity unassisted, a fruitless pursuit for mere mortals that dates to Greek, Roman and Chinese mythology. While ancient and pre-industrial humans did not themselves defy gravity, humankind created things to help defend themselves, such as arrows and trebuchet missiles. These weapons are essential to the study of air power because the idea of projectiles travelling large distances to destroy an enemy finds its roots here.  These weapons emerged over thousands of years, sometimes a crowning achievement of empires such as Persia and the Mongols. Nonetheless, the wild-eyed dreams of fantasy came to a relatively abrupt end in 1783 when the Montgolfiers floated their first balloon. The brothers’ flights began the period of the ‘Origins of Air Power.’

1783 to 1903 – The Origins of Air Power

Between 1783 and 1903, changes in the concept of air power resulted from slow changes in technologies. For instance, a new class of ‘aeronauts’ proliferated workable ballooning technologies that ended up in the hands of Napoleon Bonaparte, though his use is not the first use on the battlefield. He used available technologies when and where he could to enhance reconnaissance and direct artillery strikes. In 1798 Bonaparte used balloons to try to overawe the Egyptians in a campaign to subdue the Middle East and North Africa.  After an unsuccessful display, Napoleon ordered the balloon unit’s disbandment. Undoubtedly a balloon would have come in handy in 1815 when Napoleon looked for Grouchy to spot and crush Blucher’s flanking movement at Waterloo.[21] Nearly a half-century later, professionals continued to struggle with the concept of air power: conceiving of it as an unproven, unpredictable and unusable conglomeration of technologies and techniques, such as gas-producing machines for balloons, telegraphs and airborne mapmaking. Such was Thaddeus Lowe’s disposition in bringing air power to fruition during the American Civil War.[22]  Thus, it would be until the turn of the twentieth century.

1903 to 1945 – The Douhetian Epoch

From 1903 to 1945, ‘strategic’ air power and its offshoots was the idea that drove changes in the conception of air power as something more than an observational or auxiliary tool for ground forces. The idea of independent air power came to full fruition in August 1945 with the dropping of the atomic bomb over Hiroshima, Japan. To begin, in December 1903 the Wright Brothers brought heavier-than-air flight to reality. Driving the science of aeronautics were ideas like those refined by Giulio Douhet in the early part of the 20th century. Theorists like Douhet opined that wars could be won by striking at city centres from the air to break the will of a people, forcing them to surrender.[23] Douhet’s original Italian publication in 1921 would not get immediately translated into English; however, people like Hugh Trenchard, the first Royal Air Force commander, articulated similar thoughts and organised, trained and equipped his military forces towards those ends.[24] Sir Arthur ‘Bomber’ Harris would make use of Trenchard’s advancements during the Second World War over German cities such as Hamburg, Dresden and Berlin.[25] Though it would take the American military time to adopt the British model of indiscriminate bombing, this idea came to epitomise air power for the period.

Importantly, this was also the timeframe during which commercial air travel in lighter- and heavier-than-air vessels took root. Though the ‘golden’ age of commercial air travel would come later, concepts like air routes, navigating via beacons, airports and other ideas began to solidify. These concepts had both military and civilian applications and technologies that enabled further development of the idea of air assets used over long distances. However, the military would continue to dominate ideas about air power as a ‘strategic’ concept even as these ideas came into contact with a significant theoretical challenge:  limited warfare in an age of potentially unlimited destruction from thermonuclear weapons.

F-80Cs_8th_FBS_over_Korea_c1950
US Air Force Lockheed F-80C Shooting Star fighter-bombers from the 8th Fighter-Bomber Squadron during the Korean War in 1950-51. The aircraft are equipped with ‘Misawa’ long-range tanks. (Wikimedia)

1945 to 2001 – The Era of Immaculate Effects

The next era, roughly spanning 1945 to 2001 is the maturation of strategic bombing extremes enabled by high technology. Militarily, the era is marked by the rise of a more immaculate, precise warfare with limited aims to mitigate aircrew losses, fulfil more specific international obligations and for operational efficiency among other goals. There was a change in the concept of air power because of what it was perceived to have achieved during the Second World War and the idea that the same outcome could be realised even in the face of more limited warfare.[26] By the beginning of this timeframe, the USAF sidelined more tactically-minded airmen like Pete Quesada to ensure adoption of strategic bombing as a vehicle to solidify the association with air power.[27] In part because of his prestige as a tactical aviation adherent, the ‘bomber generals’ defanged Quesada and the organisation he led, Tactical Air Command, after WWII.[28] There was no room for anyone but true believers in the strategic attack mindset, but this would change after the experiences of Korea and Vietnam in the 1950s, 60s and 70s. Only later in the period would Quesada’s tactical aviation and more precise attack legacy permeate military circles.[29]

 

In civilian aviation, technology-fueled huge leaps in air power. National airspace, global navigation capabilities and air-containerised freight were concepts that would hold vast military and civilian applications. It is during this time that military and civilian aircraft started to compete for airspace for things like training, exercises and navigating various corridors. Another critical advance was the widespread implementation of the instrument landing system that allowed commercial aircraft to land in increasing levels of degraded atmospheric conditions. Again, precision enabled by technology characterised this era.

2000 and Beyond – Flexible Niche

The most recent period begins at around the turn of the millennium. This is the epoch as ‘Flexible Niche’ because it involved the use of existing or new technologies for a variety of activities dependent on how organisations are positioned to leverage them. Beginning in the late 1980s, formalisation of the contemporary Air Operations Center (AOC) is an early indicator of the present epoch. This organisation enabled the focused air campaign during Operations INSTANT THUNDER and DESERT STORM that, in part, led to ultimate victory for coalition forces in 1991. It was no longer enough to think of air power as just a capability or bringing about the strategic defeat of an enemy via the limits of destructive power or achieving national objectives with as few civilian casualties as possible. The organisation became the template for how to leverage air power across a wide area and from multiple sources. A contemporary view of air power considers the construct of how and which organisations best leverage technologies, ideas and people towards a given outcome, which may be a military one. There are a variety of concepts that the United States military is exploring, including the Multi-Domain Operations Center and Defense Innovation Unit, in addition to the standup of a Space Force among other initiatives.

Civil aviation is undergoing a similar bout with organisations, especially in the United States, as the Federal Aviation Administration (FAA) grapples with how best to control airspace with the rise of unmanned technologies, especially in congested metropolitan areas.  Should the FAA continue to hold all the cards or is the organisation in need of decentralisation of authorities to states and localities?  Technologies may forestall the organisational decision, but this era’s solutions seem to be organisationally related rather than technically.

For the new century and beyond, it will not necessarily be which countries and industries have the best technologies or smartest people or best ideas that define the development of air power: it will be the organisations that can best leverage the other components that will determine how we conceive of air power.  To summarise, again, air power is the domain-agnostic ability to do something in the air resulting from an admixture of personalities, outcomes, organisations, technologies, ideas and events. These components, at various times, represent reasons why our concept of air power changes over time.

Conclusion

The use of epochs allows us to generally discuss how components of air power drive thinking and successful pursuits of the concept over time, which is why it is useful to develop a unified framework for their study. Moreover, as opposed to the more traditional commentary of air power, linking military and civilian advancements in the same epoch demonstrates that air power is not an inherently military concept. This article serves as an overview of the start of a more robust discussion about the development of air power and a characterisation of what will likely temper that development for the 21st century — organisations. Future topics will involve civilian efforts to deal with drones and swarms, the importance of civil aviation and commercial space efforts in air power development, and the exploration of the idea that organisations will be the defining issue of this era.

Given all of this, air power is the domain-agnostic admixture of personalities, outcomes, organisations, technologies, ideas and events to do or, that do, something in or for, the air. Moreover, these components at various times have influenced significant shifts in our conception of air power over at least five critical epochs. Scholars and professionals must acknowledge the military and civilian dimensions of air power to live up to the concept’s full potential. Hence, to conclude, there is a need for a unified framework for the study of air power to promote the integration of military and civilian issues with the field.

Major Jaylan M. Haley is a career USAF Intelligence Officer. Currently, he is a student at the USAF School of Advanced Air and Space Power Studies at Air University. Over 14 years, he served in a variety of intelligence-related positions from the strategic to the tactical levels.  During Operations ENDURING FREEDOM and INHERENT RESOLVE, he served as an Intelligence, Surveillance and Reconnaissance Liaison Officer to multiple US Army Divisions and US Marine Expeditionary Forces in both Afghanistan and Iraq. Most recently he was an Air University Fellow, serving as an Instructor in the Department of International Security at the USAF Air Command and Staff College. He is a PhD Candidate in the Kansas State University Security Studies program with research focused on leverage air power as a tool of national policy.

Header Image: A US Navy Grumman F-14A Tomcat intercepts a Soviet Tupolev Tu-95 ‘Bear D’ reconnaissance-bomber over the Pacific Ocean on 21 November 1984. The F-14 was assigned to fighter squadron VF-51 aboard the USS Carl Vinson and was deployed to the Western Pacific and the Indian Ocean from 18 October 1984 to 24 May 1985. (Source: Wikimedia)

[1] Domains include air, space, cyberspace (or electromagnetic), land and sea. Domain agnosticism disregards a specific domain towards the application of a specific concept. For instance, intelligence collection is domain agnostic. This means that intelligence collection can come from any of the domains-air, space, cyberspace, land or sea.

[2] ‘Strategic Implications for the Aerospace Nation’ in Philip Meilinger (ed.), Air War: Essays on Its Theory and Practice (Abingdon: Franck Cass, 2003), pp. 217-30.

[3] Martin Van Creveld, Martin, The Age of Airpower (New York: PublicAffairs, 2011), p. 71; William Mitchell, Winged Defense: The Development and Possibilities of Modern Air Power (New York: Dover Publications, 1988), p. xii.

[4] Mark Clodfelter, The Limits of Air Power: The American Bombing of North Vietnam (Lincoln, NE: University of Nebraska Press, 1989), p. 213.

[5] United States Air Force, Core Doctrine, Volume 1 – Basic Doctrine (Maxwell AFB, LeMay Doctrine Center, 2015).

[6] Robert Smith, ‘Maneuver at Lightspeed: Electromagnetic Spectrum as a Domain,’ Over the Horizon: Multi-Domain Operations & Strategy, 5 November 2018. Importantly, the so-called warfighting domains of air, space, land, navy and now cyber – or perhaps more aptly electromagnetic – all interface with the air domain and provide a medium through which something can happen in the air.

[7] Douglas Waller, A Question of Loyalty (New York: HarperCollins Publishers, 2004), pp. 21-2.

[8] Donald Mrozek, Air Power & the Ground War in Vietnam (Virginia, VA: Pergamon-Brassey’s International Defense Publishers, 1989), pp. 14-5.

[9] Conrad Crane, American Airpower Strategy in Korea: 1950-1953 (Lawrence, KS: University Press of Kansas, 2000), pp. 16-22.

[10] Ibid, p. 23, 27.

[11] Ibid, pp. 175-9.

[12] Ben Rick and Leo Janos, Skunk Works: A Personal Memoir of My Years at Lockheed (Boston, MS: Little, Brown and Company, 1994), p. 7, 39.

[13] David Robarge, Archangel: CIA’s Supersonic A-12 Reconnaissance Aircraft (Washington, D.C., Center for the Study of Intelligence, 2012), p. 1.

[14] Reuben Brigety II, Ethics, Technology and the American Way of War (London: Routledge, 2007).

[15] Joseph Stanik, El Dorado Canyon: Reagan’s Undeclared War with Qaddafi (Annapolis, MD: Naval Institute Press, 2003), p. ix.

[16] Ibid.

[17] Richard Neustadt and Ernest May, Thinking in Time: The Uses of History for Decision Makers (New York: The Free Press, 1986), p. xv, 233-4.

[18] Robert Gates, Duty: Memoirs of a Secretary at War (New York: Alfred Knopf, 2014), pp. 128-9; Donald Rumsfeld, Known and Unknown: A Memoir (New York, Penguin Group, 2011), p. 648.

[19] Barraclough’s ideas about history are not universally accepted in the field of history.

[20] Geoffrey Barraclough, An Introduction to Contemporary History (Baltimore, Penguin Books, 1964), p. 11.

[21] Van Creveld, The Age of Airpower, p. 6.

[22] Stephen Poleski, The Balloonist: The Story of T.S.C. Lowe: Inventor, Scientist, Magician and Father of the U.S. Air Force, (Savannah, GA: Frederic Beil, 2007).

[23] Guido Douhet, Command of the Air (Pickle Partners Publishing, 2014), p. 21.

[24] Tami Davis Biddle, Rhetoric and Reality in Air Warfare: The Evolution of British and American Ideas About Strategic Bombing, 1914-1945 (Princeton: Princeton University Press, 2002), pp. 73-4, 79.

[25] Richard Overy, The Bombers and the Bombed: Allied Air War Over Europe, 1940-1945 (New York: Penguin Books, 2013), 58.

[26] Crane, American Airpower Strategy in Korea, p. 184.

[27] Brian Laslie, The Air Force Way of War: U.S. Tactics and Training After Vietnam (Lexington, KY:, The University Press of Kentucky, 2015), p. 34.

[28] Ibid.

[29] Ibid., p. 131.