#BookReview – Strategy: Context and Adaptation from Archidamus to Airpower

#BookReview – Strategy: Context and Adaptation from Archidamus to Airpower

By Dr Peter Layton

Richard J. Bailey, James W. Forsyth Jr. and Mark O. Yeisley (eds), Strategy: Context and Adaptation from Archidamus to Airpower. Annapolis, MD: Naval Institute Press, 2016. Notes. Bibliography. Index. Hbk. xii + 279 pp.

Strategy

It may seem somewhat odd to be reviewing a book about thinking strategically on a website concerning air power and history. But not so. This book is written by past and present faculty members of the US Air Force’s (USAF) School of Advanced Air and Space Studies (SAASS) located within the Air University at Maxwell AFB, Alabama. Air power thus permeates the book, running in parallel with the notion that history is a particularly useful discipline when educating future strategists.

For From Balloons and Drones readers though there is a deeper interest. With all the hubris of a fast jet aviator Richard Bailey tells us that SAASS is the ‘premier strategy school in the US Department of Defense (if not the country at large)’ (p. 1).[1] Arguably, make that ‘the world at large’, at least regarding influence on air power thinking. The USAF dominates modern air power theory and practice. This book nicely illuminates the culture that underpins such dominance.

Strategy: Context and Adaptation comprises 11 main chapters each written by a different faculty member. Academics are notoriously averse to standardisation, delighting in holding differing opinions and employing diverse writing techniques. This book accepts this and seeks to make it a virtue, with each chapter entirely different regarding structure, content, style, and tone. Coherence and unity of purpose are then meant to be achieved not at the chapter level but in the book overall. The book’s design is meant to take the reader along an ‘optimal arc’ so that they complete ‘an intentional full circle academic journey’ (p. 3). Does it work? For me, not quite. The book seems more a compilation of disparate articles – all insightful, many outstanding, most cutting-edge – that is somewhat less than the sum of its parts.

StrategyBook

The book’s subtitle is ‘context and adaptation,’ both good threads to discuss its contents. There is much made of the need for individual strategies to be developed appropriate to the context within which they are to be implemented. Understanding context, getting ‘to know the key actors, relationships, factors and challenges’ is seen as the first step in ‘doing strategy’ (p. 241).

The argument is though considerably more sophisticated than it may first appear. The notion is developed that strategy and context interact, continually changing each other and simultaneously evolving together. Everett Dolman writes ‘so now we are all constructivists, of course’ (p. 33). A somewhat surprising statement given that the American armed forces strategic culture overall is often seen as being realist, so privileging relative material power rather than ideas.

For air power thinkers and historians there is some importance to this reflectivist notion as made clear in Jeffrey Smith’s excellent chapter. Smith develops the idea that the USAF has generally been tardy in adapting its strategy, force structure and training in the context of the times.

Air Corps Tactical School
The Air Corps Tactical School (created as the Air Service Field Officers School in 1920) went beyond its mandate of training officers to also become an engine for air power theory development in the interwar period. (Source: US Air Force Air University)

The interwar Air Corps Tactical School (ACTS) devised the strategy of precision daylight bombing of vital industrial targets, but this was found wanting when employed in the context of a capable air defence system and needed adaptation. In the nuclear age post-Second World War, the strategy of large-scale nuclear strikes using long-range bombers dominated but was again found wanting in the context of the Vietnam conflict, a limited war fought with conventional munitions. In the post-9/11 era of small wars and insurgencies, the strategy of short-range fighters delivering precision-guided weapons was again found wanting in a context where population security was deemed key and the enemy elusive. Smith argues that in each case ‘translating the theory into a feasible strategy [was] flawed because it failed to consider, understand, or incorporate the full context in which it would be applied’ (p. 139). Adaptation then became necessary to achieve success, but this was often too slow, proving costly in blood and treasure.

Smith then extends this insight from history to the future of air power. He argues that contemporary air power theories, strategies, force structures and training may prove inadequate in the future context in which they are applied. It seems adaptation will be required again albeit with nuance.

Dolman considers (p. 32) that it is not perfect adaptation to the context that is key but rather having a diverse range of force capabilities available that become progressively useful however the context changes. As Smith notes, fast jets were perfect for 1991’s Desert Storm but inadequate for the different operational contexts later encountered. The importance of Dolman’s conceptual call for diversity is nicely illustrated by Smith’s outline of post 9/11 air operations that required ‘tactical airlift, special operations, ISR [intelligence, surveillance and reconnaissance], close air support and tightly integrated action with ground forces’ (p. 145) not high-flying strike packages comprising mainly supersonic fighters.

SAASS

This step from historical analysis to tomorrow’s battles reflects the SAASS motto of From the Past, the Future (p. 129). When one considers that the ACTS’ motto of the 1920s was Proficimus More Irretenti (We Progress Unhindered by Tradition) (p. 115) you can get a sense of how modern USAF strategic education has evolved, or as airmen might say, of its current vector.

Richard Muller’s chapter on using history to educate strategists explores this aspect further. The USAF, born after the Second World War straight into the revolutionary new nuclear age determined that military history be mostly irrelevant; technology studies and current affairs accordingly dominated the Air University’s curricula. In the wake of the Vietnam War though doubts arose and the study of history crept in. After some travails, this inclination became institutionalised following some vigorous prodding from the US Congress and the activism of the remarkable Ike Skelton (D-MO). SAASS was one of the results albeit it should be highlighted that the use of history at this school has a decidedly utilitarian flavour.

When this book was written in 2015, only two out of 11 SAASS courses were ‘explicitly historical in orientation’ (p. 129) with emphasis placed instead on the curriculum being interdisciplinary. Muller usefully sets out four ways history should be used to educate airmen (pp. 123-5). Firstly ‘to instil corporate spirit and foster awareness of airpower’s rich heritage’; secondly ‘to illustrate or even legitimise current doctrine, operational concepts, organisational reforms or weapon systems’; thirdly as part of the ‘systematic attempt to extract useful insights from a thorough examination of previous wars, campaigns or other historical events’; and lastly ‘to inculcate the ability to think in terms of cause and effect or to work through complex interactions of personalities, contextual factors, friction and so on’. As Muller himself notes, professional historians would be aghast about the first two somewhat proselytising functions.

The last function, however, that of developing critical thinking skills, is particularly noteworthy given that air forces are culturally inherently technocratic organisations. This essential characteristic needs some balancing when conflict erupts and the need for successful strategising arises. Steven Wright (pp. 234-6) considers most air force personnel are linear thinkers that excel at getting things done correctly but that this is not enough. Air forces also need abstract thinkers that excel at understanding what the correct things are that need to be done. Studying history can help improve people’s abstract thinking skills by giving them an understanding of how to think about context and its relationship to strategy. History then helps people understand what the correct things are to be doing and is accordingly an indispensable element in a strategist’s education.

Strategy: Context and Adaptation from Archidamus to Airpower is a snapshot of SAASS at a specific time in history, after the 9/11 wars and before the emerging era of contested skies. The book is excellent in guiding the reader to think more thoughtfully about strategy, what it is and how it should be made while providing an interesting window into contemporary USAF senior staff college education. Eclectic by design, the book offers much for military professionals, academics and all concerned with deeply understanding the business of strategising and its teaching.

Dr Peter Layton is a Visiting Fellow at the Griffith Asia Institute, Griffith University. His PhD is in grand strategy, and he has taught on this at the US National Defense University. He is the author of the book ‘Grand Strategy’.

Header Image: Austin Hall at Maxwell AFB. Austin Hall was the home of the Air Corps Tactical School before the Second World War. (Source: Wikimedia)

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

[1] While Bailey is not a fast-jet aviator, this reviewer used to be one and so feels able to use such an analogy shamelessly.

The Rise of Armed Unmanned Aircraft – Part Two

The Rise of Armed Unmanned Aircraft – Part Two

By Dr Peter Layton

Editorial Note: In the second part of a two-part article, Dr Peter Layton explores the evolution of the armed unmanned aircraft from its first use in the Second World War through to the First Gulf War. The first part of this article can be found here.

In retrospect, during the Cold War, the dice were stacked against armed unmanned aircraft.  Improving aircrew survivability in a major war – the primary requirement – involved operating in a very hostile, sophisticated air environment in the presence of extensive jamming that could defeat the data links necessary to control unmanned aircraft. Furthermore, the computers, aircraft systems and onboard sensors needed to make such an aircraft work were all big, cumbersome, unreliable and costly. Even when cost was not an issue as in the case of Advanced Airborne Reconnaissance System project of the late Cold War, the unmanned aircraft designs ended up being very large, technically challenging, of doubtful effectiveness and somewhat inflexible in operation.

In the 1990s the stars radically realigned to favour armed unmanned aircraft. In the early 1990s, armed violence erupted in Yugoslavia. The conflict was slow paced with a need for protracted surveillance rather than episodic reconnaissance, but none of the existing systems seemed quite right. Manned aircraft lacked persistence while satellites had predictable orbits and known overhead times, could not easily be repositioned to survey new areas and were impacted by bad weather. Meeting the new requirements driven by the wars in the Balkans was however eased somewhat by the air environment now being permissive with little threat from air defences. In the winter of 1992, the US Joint Staffs and the Office of the Secretary of Defense initiated a quick reaction program for a long-endurance unmanned aircraft. First flight came within six months of contract award, and a year later the General Atomics Predator unmanned aircraft was in operations over Bosnia.

Seemingly quick, the Predator’s rapid entry into service exploited some 15 years of DARPA experiments, trials, partial successes and utter failures. The overall airframe design was point-optimised for the particular mission with a slender fuselage with pusher configuration, long sailplane-like wings, inverted V-tails and a ventral rudder. The engine was a horizontally-opposed, liquid-cooled, four-stroke, geared piston engine with a minimal frontal area that offered high power at a moderate rpm, very low fuel consumption and very low vibration. The Vietnam-era unmanned jet aircraft saved weight by not being fitted with an undercarriage but were difficult to launch and recover. Predator’s used a tall, lightweight fixed undercarriage that gave considerable ground clearance.  This design meant that the Predator had a maximum speed of only some 120kts, but they could loiter for almost a day flying at 70kts at an altitude of 12-15,000 ft. This performance was adequate – if not sparkling – for the new requirement for long persistence albeit useless for the earlier Cold War type missions where survivability was critical.

In design terms, the airframe and engine were skillful but somewhat primitive having more in common with the 1944 TDR-1 unmanned aircraft (see Part One here) than a 1990s military aircraft. The real innovations that addressed the big technological challenge – how to fly and operate an unmanned aircraft in combat for 24 hours or more without on-board humans – lay in the electronics. Computer advances now allowed dramatic increases in computing power, speed and reliability while communication advances connected the Predator literally to the world, changing everything.

Controllability was addressed using a purpose-built flight control computer more powerful than that used in the F-16 fighters of the time. This made the Predator stable in flight in all weathers and easy to control remotely especially during the problematic take-off and landing phases. Navigation was addressed using the satellite-based Global Positioning System (GPS). Earlier unmanned aircraft had significant navigation problems with Vietnam era aircraft often missing their planned target by some 10-12 kilometres. GPS was a real breakthrough that provided an off-board, ubiquitous, highly accurate navigation method. However, it was new communications technology that made armed unmanned aircraft practical.

Over its first few years of operational service, the Predator system took advantage of and was integrated into, the rapidly advancing online world. It broke away from being dependent on line of sight control with the fitment of high bandwidth satellite communication data links. This has made the armed unmanned aircraft both remarkably flexible and remarkably useful.

Remote Split Operations endowed remarkable flexibility. A small team at a forward airbase launched a Predator using a line-of-sight wireless link and then transferred control to operators located anywhere globally who used satellite communications links. These remote operators then flew the long-duration operational part of each sortie, changing crews throughout the mission as necessary. After the mission, the Predator was handed back to the small forward deployed team which landed the aircraft and turned it around for the next mission. This way of operating meant the forward team was small, requiring only very limited support and minimising the people and equipment needed to be deployed.

The second aspect – that of being remarkably useful – was made possible using modern communications technology that allowed data from the unmanned aircraft to be sent worldwide in near-real-time.

By the late 1990s, sensor technology had considerably advanced allowing relatively small high-quality daylight and night television systems to be made for an affordable cost. Moreover, these, when combined with a laser rangefinder and the onboard GPS navigation system, allowed an unmanned aircraft to now very accurately determine the location of the object being looked at. Such pictures and the position data though were of limited use if access to them had to wait for the aircraft’s return to base. Now with high-bandwidth satellite communication systems, full-motion video tagged with its accurate location could be sent to distant locations. Multiple users worldwide could access real-time imagery of events as they occurred.

The impact of this was that not just the aircrew controllers could see the video and make use of it. Now local land, sea and air commanders could have instant access to the imagery allowing more active command and control of assigned forces. High-level commanders and government ministers at home could also gain an appreciation of the tactical events unfolding. These live feeds from the world’s battlefield were compelling viewing; the term ‘Predator Porn’ was coined – you cannot take your eyes off it.

As importantly, imagery analysts and other exploitation specialists at locations worldwide could now bring their expert skills to bear to provide instantaneous advice on niche aspects to the complete command chain, including the operators controlling the Predator. The satellite communications links allowed many skilled people to be ‘onboard’ the unmanned aircraft flying in some distant theatre of operations, making its operations much more useful than a manned aircraft traditionally could be.

161208-F-YX485-100
A US Air Force MQ-9 Reaper awaits maintenance 8 December 2016, at Creech Air Force Base. The MQ-1 Predator has provided many years of service, and the USAF is transitioning to the more capable MQ-9 exclusively and will retire the MQ-1 in 2018 to keep up with the continuously evolving battlespace environment. (Source: US Department of Defense)

The final technological piece in the armed unmanned aircraft jigsaw came together with the fitment of air-to-ground weapons. On operations in the Balkans in the 1990s, Predator’s provided imagery that was used to cue manned aircraft to essential targets, so they could deliver weapons on them. This worked well but sometimes the manned aircraft were not readily available and hours might elapse before they were overhead. This delay meant that hostile forces could group and attack civilians or friendly forces before defensive measures could be taken.  To overcome this, lightweight, small-warhead Hellfire missiles were fitted to the Predators that could be fired by the remote aircrew controllers against time-urgent targets. The range of weapons that could be fitted greatly expanded in later Predator developments but the fundamental constraint of needing to be lightweight to allow the unmanned aircraft to fly long-duration missions remained. Manned aircraft were still necessary for the battlefield situations and targets that required large warhead weapons.

In the early part of the 21st Century, armed unmanned aircraft finally came of age. This occurred with the coming together of several factors. Firstly, in the operational circumstances of the time, the air environment was much less hostile allowing simple aircraft to survive and potentially undertake meaningful roles. Secondly, there was now a pressing operational need for persistent surveillance; a task manned aircraft were unable to meet. Thirdly, aircraft technology has sufficiently mature to allow an unmanned aircraft to be controllable, navigate successfully, carry suitable sensors and incorporate satellite communications equipment. Lastly, in the internet age, once a video stream was received anywhere, it could be sent worldwide to allow anybody with an authorised computer terminal to access and use it.

After more than half-century of development, the aircraft was the easy bit. It was the electronics onboard and overboard, the ground controlling equipment, the complex support base and the large numbers of skilled staff involved at every level that made the whole operation work. It was not surprising then that defence forces pivoted to talk less of unmanned aircraft and towards terminology such as Unmanned Air Systems. Predators and their ilk were a system of systems, mostly ground-based but with one element that flew.

Dr Peter Layton is a Visiting Fellow at the Griffith Asia Institute, Griffith University. His PhD is in grand strategy, and he has taught on this at the US National Defense University. He is the author of the book Grand Strategy.

Header Image: An MQ-1 Predator, armed with AGM-114 Hellfire missiles, on a combat mission over southern Afghanistan, c. 2008. (Source: Wikimedia)

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

The Rise of Armed Unmanned Aircraft – Part One

The Rise of Armed Unmanned Aircraft – Part One

By Dr Peter Layton

Editorial Note: In the first part of a two-part article, Dr Peter Layton explores the evolution of the armed unmanned aircraft from its first use in the Second World War through to the First Gulf War.

In the Solomon Islands off Australia’s northern shores, on the 19 October 1944, a US Navy flown, Interstate Aircraft-built TDR-1 dropped a mix of ten 100lb and 500lb bombs against Japanese gun emplacements on Ballale Island.  This was the first operational armed unmanned aircraft attack in history.

The twin-engined unmanned aircraft involved was just one of some fifty sent into combat in late 1944 with Special Task Air Group One. The armed unmanned aircraft took off under radio control that was then transferred to accompanying manned TBM-1C Avenger control aircraft for the long transit to the target area. The control aircraft remained some 8-12 kilometres outside of the ground defences while using a data linked real-time video picture displayed on a cockpit mounted television screen for close-in guidance. Few of the Air Group personnel involved had even seen a television set before they joined the unit. Their feats would not be replicated until early in the 21st century.

In truth, while after 1944-armed unmanned aircraft continued to attract considerable interest and at times funding, the technology available was too immature. The crucial issue was to find technological solutions that could overcome the many problems arising from not having a person in the aircraft. Finding the right blend of complex technological solutions took several decades, but this was not enough to see armed unmanned aircraft fly again in combat. There had to be a compelling operational need only they could best meet.

Curiously enough, the next armed unmanned aircraft was again operated by the US Navy. In the 1950s, the US Navy was concerned that the Soviets were building submarines faster than it could build anti-submarine warfare (ASW) destroyers. The solution was to upgrade a large number of old Second World War vessels, but these were too small to operate manned ASW helicopters from. Soviet submarines of the time could fire on ASW destroyers at longer ranges than the destroyers could fire back. A helicopter that could drop homing torpedoes was necessary to allow them to engage first. The answer was the small QH-50 Drone Anti-Submarine Helicopter controlled by the ship’s crew through a line-of-sight data link and able to deliver two MK-44 ASW homing torpedoes where and when required. There were numerous problems and many crashes, but hundreds were built and saw service throughout the 1960s.

QH-50 enthusiasts consider the more pressing operational demands arising from the worsening Vietnam War prematurely killed the unmanned helicopter off, and in this, they may be right. In the second half of the 1960s, there was a significant air war almost daily over North Vietnam. Attacking US Air Force (USAF) and US Navy strike aircraft were pitched against a continually improving Soviet-equipped integrated air defence system featuring the latest SA-2 and SA-3 Surface-to-Air Missile systems. Bomb damage assessment was a real problem; bad weather and the heavy defences made manned aircraft reconnaissance problematic.

QH-50C_DD-692_1969
A QH-50C anti-submarine drone hovers over the destroyer USS Allen M. Sumner during a deployment to the Mediterranean Sea in 1969. (Source: Wikimedia)

The solution was a fast jet, unmanned aircraft and again hundreds were built, and thousands of sorties flown. These Ryan Lightning Bugs were launched from modified C-130 transport aircraft, flew pre-planned missions and were then recovered using a parachute that was caught in mid-air by a large helicopter. This was an inflexible and expensive way to do business that only fitted the oddities of the Vietnam air environment. With the war’s end in 1975, interest also faded albeit after some trials of armed unmanned aircraft carrying bombs and missiles.

The USAF’s focus shifted to the European Central front then characterised by strong air defences, long-range fighters, a harsh electromagnetic environment and extensive jamming. Launching and recovering unmanned aircraft using slow, vulnerable C-130 transports and CH-53 helicopters in such a hostile air environment looked both very unappealing and most probably operationally ineffective.

The need that drove TDR-1 development however remained. When attacking well-defended targets in a significant war, aircrew survivability was still a real concern. In the late 1970s, the aircrew losses in a new major European War looked as though they would be exceptionally heavy, but there would not be time to bring newly trained aircrews into service as in the Second World War: what should be done? Could armed unmanned aircraft meet the need? After much thought and numerous experiments, the answer adopted instead was to invest sizable funds into high performance manned aircraft equipped with stand-off precision-guided weapons that lowered the sortie numbers required to inflict the necessary damage, field a fleet of electronic warfare attack aircraft able to defeat hostile SAM systems and build secret stealth bombers, the F-117 fleet. This approach was stunningly validated in the short very successful air campaign of the 1991 Gulf War.

Unmanned aircraft lost out not because of aviator biases as some assume but because of their technological immaturity, their relative operational ineffectiveness and their prohibitive costs. Other systems were just plain better. Unmanned aircraft were left as a potential solution in search of a mission. However, the world was about to change.

Dr Peter Layton is a Visiting Fellow at the Griffith Asia Institute, Griffith University. His PhD is in grand strategy, and he has taught on this at the US National Defense University. He is the author of the book Grand Strategy.

Header Image: An Interstate TDR-1 at the National Museum of Naval Aviation, Pensacola, Florida. (Source: Wikimedia)

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

The Challenges of Fifth-Generation Transformation

The Challenges of Fifth-Generation Transformation

By Wing Commander André Adamson and Colonel Matthew Snyder

Plan Jericho, published in 2015, outlined a strategy that would transform the Royal Australian Air Force (RAAF) into a fifth-generation air force by 2025 which, if delivered on schedule, would make it the world’s first. This transformation is not based on merely the possession of the next generation of aircraft technology including the F-35A, P-8 Poseidon, EA-18G Growler and E-7A Wedgetail, but on a reconceptualisation of the RAAF as an integrated, networked force. Significantly, this new operating concept is based on working in a highly collaborative manner with the Australian Army, Royal Australian Navy, industry, and allies – especially partners in the F-35 programme – to achieve the full potential of the new technologies, and to ensure that the networked force can work effectively with them.

The Australian plan has given many air forces pause for thought. That an air force comprising fewer than 15,000 regular personnel is seeking to transition to an entirely fifth-generation air force within the next decade to meet its strategic and security objectives demonstrates an undertaking to conduct future air operations in a conceptually different way. The commitment to a similar transformation among other F-35 partners is firmly underway – both the US Air Force (USAF) and Royal Air Force (RAF) have pledged to transition to fifth-generation air forces.[1] In contrast, for air forces that are not committed to a fifth-generation programme, or the transformational concepts that underpin it, the time is rapidly approaching where a hard-nosed evaluation and decision will need to be made on where they want to be as an air force in the next 10-15 years. The choice is tactical, strategic, and political.

20180126raaf8165233_022
An E-7A Wedgetail from No. 2 Squadron RAAF sits on the tarmac at Nellis Air Force Base, Nevada, during Exercise Red Flag 18-1. (Source: Australian Department of Defence)

Since the inception of the Joint Strike Fighter (JSF) precursor of the F-35 in the mid-1990s, there has been a broad, often polarised, and inevitably highly charged debate surrounding the programme. Over the past decade, as the first prototypes took to the air, this debate focused on cost – perhaps unavoidably given that it is the most expensive military project in history. As the aircraft subsequently moved into its production phase, attention shifted to technical problems with engines, software, and its data fusion capabilities. More recently, however, supporters of the F-35, not least the international partners themselves, have highlighted successes that indicate that the programme may have now turned a corner. These successes include the declaration of initial operating capability (IOC) by the US Marine Corps and USAF, production rates steadily increasing, encouraging feedback from the increasing number of F-35 pilots, and an impressive performance in exercises.

Although these positive developments may not entirely amount to a ‘game changer’, they arguably represent significant steps forward in the delivery of the fifth-generation capability. It is, therefore, useful to frame the debate regarding a new template: that of a capability that is, if not yet fully validated, nonetheless in the process of being delivered to partners, tested in increasingly challenging scenarios, and moving towards full operational capability (FOC). This article analyses some of the stakes involved as this capability increasingly acts as a driver for fifth-generation transformation, and to consider some of the implications for air forces that have committed to fifth-generation programmes and, perhaps more significantly, for those that have not.

Defining Fifth Generation

Most people are now familiar with the term fifth-generation as the naming convention most often used when discussing this next generation of fighter aircraft. Although there is no specific or formal definition of what constitutes a fifth-generation fighter, it is routinely accepted that those aircraft that are designed and capable of operating in highly contested operational environments. To be able to do so it is accepted that the platforms must have not only low-observable features inherent in the design of the aircraft but also onboard radar and sensor features that include low-probability of intercept and low-probability of detection. They also must possess highly sophisticated self-protection and jamming systems combined with advanced avionics and powerful computers. This integration has allowed the evolution of a capability to fuse both onboard and off-board data without the involvement of the pilot. These aircraft are, therefore, able to feed real-time information autonomously into the joint operational network, significantly increasing the awareness and reducing the decision time of commanders. It is, therefore, essential to define a fifth-generation system not just as a fighter but as a system able to operate in a networked and integrated manner. Fifth-generation systems fundamentally revolve around powerful fusion capabilities which enable fusion of data to create a highly accurate picture of the battlespace independently of an operator.

These new systems present clear operational advantages over older platforms. In the ever-increasing high-threat environment characterised by modern integrated air-defence systems (IADS), fifth-generation platforms can operate where non-fifth-generation platforms cannot. Their ability to work cooperatively and talk with other platforms in the battlespace transforms even a limited number of assets into significant force multipliers and force enablers. Thus, the F-35 is not only an air asset; it is also a collection platform which can interact with, and provide data to, both ground and maritime forces. However, possession of such an advanced platform comes at a considerable price. It is complicated to take a non-stealth platform and make it stealthy. Therefore, not only does a country need to sign up to make a significant financial commitment to purchase a fifth-generation platform such as the F-35, but significant investment is required elsewhere, such as in new maintenance facilities and the robust data networks that are necessary to exploit its full capabilities. It is worth briefly reviewing the reasons for the decision to commit to the F-35 programme for those states that have joined.

The Partners and Why they Joined the F-35 Programme

Nine countries originally signed up as partners to the JSF programme, the precursor to the F-35: the US; the UK; Australia; Canada; Italy; The Netherlands; Norway; Turkey; and Denmark. Three others committed through Foreign Military Sales: Israel; Japan; and South Korea. As the most expensive military development and procurement plan in history, the F-35 has attracted a great deal of controversy since the development contract was signed in November 1996. From its conception, the JSF was to be an international co-development programme, a decision that was driven by several factors. All the partners were either NATO countries and/or close US allies, and there was, from the outset, a clear imperative for interoperability and interconnectivity in coalition-based air operations. The partners had been operating a range of different platforms of varying levels of capability, and the F-35 enabled them to operate the same aircraft with all the evident advantages that it brings regarding interoperability, training, logistics, among others. Furthermore, the partners were all involved, to varying degrees, in the design, building and testing of the aircraft. This was a unique element of the programme that helped maintain domestic hi-tech military industries. The UK, for example, was the only Tier 1 partner and is responsible for 15 percent of the aircraft, worth an estimated £30 billion over the lifetime of the programme sustaining 24,000 jobs. The European F-35 production facility in Cameri, Italy, is projected to bring $15.8 billion of economic benefit to the Italian economy.[2]

The F-35 programme and the cooperative and industrial advantages it confers are, however, as described above, more than the next-generation platform conceived at the outset of the JSF programme. The F-35 represents a commitment by the partner air forces to exploiting a range of new, highly advanced capabilities that constitute a step change in the gathering, processing, and sharing of information, particularly in contested environments. Indeed, it is the recalibration of strategic and operational thinking that has been driven by the requirement to operate in those increasingly contested environments, and against near-peer adversaries, which has proved so persuasive in winning the argument for the fifth-generation partners. It has required a shift in thinking and a reconceptualisation of the conduct of air operations in the joint and combined environment through the significantly enhanced surveillance, command and control, and information sharing that fifth-generation capabilities provide. It also compels fifth-generation air forces to integrate and network with land and maritime forces in an unprecedented way – next-generation air forces will require next-generation joint forces.

F-35 sortie
An F-35 Lightning II performs a maneuvre on 12 September 2016 over Luke Air Force Base. This sortie marked the 10,000th flying hour for the F-35 program at Luke. (Source: US Department of Defense)

The countries that committed to the F-35 programme did so over 15 years ago following the first flight of the prototype X-35B. As described above, motivations at the time were primarily centred on the requirement of those air forces to replace their legacy fleets, or to run those fleets alongside platforms that exploited the latest technological developments, including stealth. The potential of those technologies has evolved significantly over the subsequent years, often beyond the original expectations and understanding, and those air forces which are part of the programme are now beginning to take delivery of a capability that represents a genuine generational change. The geopolitical context has also evolved over that period and, following 15 years of assumed air superiority in Iraq and Afghanistan and the counterinsurgency operations that followed, the air forces that will be using the F-35 are discovering that they have a capability that is credible in contested environments. However, most of those air forces have equally begun to realise that having a fifth-generation aircraft does not merely equate to having a fifth-generation capability as defined above. Although the US Marine Corps declared IOC in 2015 and the USAF in August 2016, there are still significant challenges to be addressed, both technically and conceptually, before the declaration of a genuinely fifth-generation FOC. Furthermore, there are undoubtedly continuous and continuing problems in the development of the F-35 itself, as might be expected in a programme of such size and complexity and the programme is, by some order of magnitude, the costliest in the Department of Defense’s history.[3]

Implications for F-35 Partners of Integrating Fourth- and Fifth-Generation Fighters

F-35 deliveries are now firmly underway with over 200 jets flying, most of the partners operating their aircraft and production rates scheduled to exceed 60 per year soon. This puts considerable pressure on those partner countries and Foreign Military Sales customers to prioritise the elements that will allow them to realise the full force-multiplier potential of the aircraft. This includes the enhanced data management, connectivity and bandwidth upgrades required to operationalise and fully exploit the capability that fifth-generation aircraft offers for information-centric warfare and cross-platform connectivity.

In this regard, the F-35 has a ‘forcing function’ for militaries looking to adopt a fifth-generation standard. Naval and ground forces stand to benefit significantly from the network-centric, cross-platform, multiple-shooter concept of operations of which the F-35 will form such a significant element. As Justin Bronk suggested, given the almost unlimited scope of connecting the F-35 to every system in the battlespace, joint force commands will be compelled to invest in the connectivity and bandwidth for the platforms that stand to provide the most significant increase in combat power and flexibility.[4] This will drive the development of fifth-generation joint forces, a concept that has significant potential, particularly in contested environments. It also is a critical element of underpinning programmes such as Plan Jericho – the transformation to an integrated networked joint force that has combat power much more significant than the sum of its parts.

Whereas the RAAF is looking to upgrade its entire legacy fleet over the next decade, most of the F-35 partners, including the USAF, will need to run their legacy fleets alongside their fifth-generation platforms for some years beyond that. The RAF and Italian Air Force, for example, possess the highly capable Typhoon, a fourth-generation aircraft with high performance, an active scan radar, Link 16, and a comprehensive air-to-air and air-to-ground weapons suite. As Bronk pointed out, in such cases investment in the F-35 and Typhoon should not be seen as a binary choice as ‘each aircraft offer strengths to complement the other’s capabilities. The combination of F-35 and Typhoon can be far more potent than a force composed entirely of either type in many operational scenarios’.[5]

As a US-led, but highly collaborative, programme, development of the F-35 has drawn the partners together. The sharing of technologies, concepts, tactics, training, maintenance, logistics, and procedures represent a significant opportunity for fifth-generation air forces. With the F-35 being operated by so many states there are also substantial prospects for tactical, technical, and conceptual innovation which will allow the aircraft to be highly ‘future-proof’ without compromising issues such as sovereignty, national defence industries or strategic autonomy. All these elements contribute to powerful forces drawing the F-35 partners into what might be described as a fifth-generation ‘club’. The level of international cooperation is unprecedented, with pilots training together at the F-35 multinational pilot training centre at Luke Air Force Base in Arizona, maintenance facilities being developed in Italy, Turkey, Norway and The Netherlands, and a global logistics supply chain. The result is a deepening of cooperation between the partner air forces, many of whom already possess a strong ability to do so through links forged over the years through NATO and operating in coalitions since the end of the Cold War.

Implications of Integrated Fourth- and Fifth-Generation Air Forces for Countries that are not F-35 Partners

Air forces that have not yet committed, or do not have current plans to transition to fifth-generation systems, will need to consider the operational and strategic implications of such decisions. Four areas should be considered considering future military operations: the ability to engage near-peer adversaries in a high-intensity environment; the military status and political parity with allied countries; the integration and collaboration capabilities with partner forces; and the potential limitation of the depth and breadth of defence technological innovation.

45157751
One of the UK’s first F-35B Lightning II aircraft takes off from Eglin Air Force Base, c. 2014. (Source: UK Ministry of Defence)

As previously discussed, fifth-generation systems are not merely about employing stealth attributes, but rather about harnessing the substantial advancements in processing ability and data fusion capabilities inherent in such systems. Tellingly, the aim is to create and operate a networked environment where the lines are seamless between sensors, shooters, and operators. As a result, air forces that do not possess these capabilities are likely to find themselves increasingly relegated to a supporting rather than a leading role in planning for, and executing, future contingency operations. Countries that are not able to contribute and operate effectively in high-threat environments will potentially find themselves not on an equal footing with their coalition partners, a position that may compromise their role in military operations and, increasingly, political decision-making. Except for Australia, all the original nine partner countries are NATO members, allowing the smaller air forces of the Alliance – such as Spain and Belgium – to mitigate the limitations of their continued reliance on fourth-generation assets by optimising the capabilities of the F-35 with their legacy platforms in a NATO context. For larger Western countries not in the F-35 programme – such as France and Germany – there will be pressure to prioritise the optimisation of their existing platforms with the capabilities of the F-35. France faces the challenge of preserving its much-valued strategic autonomy, continued global aspirations and protection of its defence industrial base in the context of fifth-generation transformation. In his evidence to French MPs last year the Chief of the French Air Force, General Lanata, warned that, in less than five years, the F-35 would become the standard for operating in the most demanding operational scenarios, and that it would bring to a head the decision as to whether an air force can engage in those scenarios in the future.[6]  In short, without fifth-generation aircraft, an air force risks being in a supporting role in a coalition air environment and will require a fifth-generation partner to provide mission success against a near-peer adversary.

Finally, the benefits of privileged access to the highest level of military technology enjoyed by the F-35 are substantial. The highly collaborative nature of the programme ensures that technology transfer occurs at an unprecedented scale and provides a wealth of opportunities for hi-tech defence industries across the partner countries. The fact that so many states will operate the F-35 will also boost the opportunities for innovation in disciplines such as engineering and avionics, as well as tactics and concepts. For air forces outside of the programme, technological advances can, of course, be pursued at the national level but they will not benefit from the exchange of ideas, concepts and innovation that are generated by this collaborative programme.

Conclusion

This article has articulated some of the critical implications for air forces committed to a fifth-generation programme centred on the F-35 and for those that have not. After a decade and a half of delays, setbacks, and bad press, the F-35 programme and the technological advancements linked to it are gathering momentum. The programme is driving the partner states not just to unprecedented levels of military cooperation and convergence but also developing the networked joint forces necessary to operate in an increasingly contested environment. For states that have chosen to not participate in the fifth-generation programme, the challenges will be tactical, strategic, and political.

At a tactical level, operators of legacy fleets will struggle to interoperate effectively with the F-35 and other fifth-generation assets and indeed may degrade the effectiveness of coalition operations centred on fifth-generation systems. Furthermore, they may well be restricted to operating only in semi-permissive environments with a low IADS threat. At a strategic level, air forces that do not operate fifth-generation platforms may face the challenge of not being considered on an equal footing with the F-35 partners who, within a decade, are likely to have developed means to fuse, process, distribute and exploit data that will out-pace anything that even updated legacy fleets can match. At a political level, the range of credible options available to a national executive in the context of a highly contested environment against a peer competitor risk being limited. There will, therefore, be an increasing onus on air forces not operating fifth-generation platforms to articulate a credible and conceptually coherent ‘offer’, what they can contribute to a fifth-generation-led coalition, for example, to justify their status at each level. This will be a point that will not be lost on many who look to avoid the risk of fourth-generation air forces being restricted to a supporting role in the air environment against a near-peer.

Furthermore, partners in fifth-generation system development are pushing the boundaries of collaborative networked systems and transforming military operations. The ‘forcing function’ – the incentives generated by the F-35 for further technological developments and integration – provides a potent impetus for change and innovation among the fifth-generation partners. Conversely, countries not actively involved in fifth-generation transformation are starting to face a capability gap that will only continue to widen over the next decade. Other means – political, financial, or industrial – will be needed to drive the change necessary to mitigate the divergence or offset its effects. Set against these challenges, these air forces might argue that their national security priorities over the next 10-15 years are perfectly well met by remaining outside the F-35 programme and the fifth-generation capabilities of which it is a core element. An approach such as this relies on updating fourth-generation assets in the short term and developing other solutions either nationally or in collaboration with other partners for deployment beyond the 2035 timeframe. They might also credibly contend that legacy assets are inherently less vulnerable to disruption of the networks on which fifth-generation platforms rely and that the significant costs associated with the programme could be more effectively apportioned elsewhere to meet those national priorities.

The arguments presented in this article suggest, however, that the implications of this approach in the longer-term are potentially severe and that there will be, eventually, a cost regarding capability, operational effectiveness, technological superiority, and status. Writing in 1989, William Lind et al. wrote that ‘whoever is first to recognize, understand, and implement a generational change can gain a decisive advantage. Conversely, a nation that is slow to adapt to generational change opens itself to catastrophic defeat.’[7] Although he was writing in the context of the end of the Cold War, Lind’s observation remains apposite and is at the core of the conceptual leap being undertaken by Australia, the US, the UK and the other F-35 partners. These are increasingly clear strategic choices that will have implications for all air forces, and they will soon discover whether the price will have been worth paying.

N.B. This article is derived from the author’s work as published in The RUSI Journal. See: André Adamson and Matthew Snyder, ‘The Challenges of Fifth-Generation Transformation,’ The RUSI Journal, 164:4 (2017), pp. 60-6.

Wing Commander André Adamson is an officer in the RAF and was until recently liaison officer for the Plans Bureau with the French Air Staff in Paris. Colonel Matthew Snyder is an officer in the USAF and strategic partnership exchange officer for the Plans Bureau with the French Air Staff in Paris. The views and opinions expressed in this article are those of the authors and do not represent the official position of their respective organisations.

Header Image: An F-35 Lightning II departs RAAF Base Amberley for the Avalon Air Show, c. 2017. (Source: Australian Department of Defence)

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

[1]  The RAF has decided to refer to a ‘next generation’ air force in its recently published strategy to emphasise the concept of integration and to reduce the risk of the strategy being seen to be platform based. See RAF, Royal Air Force Strategy: Delivering a World-Class Air Force, (London: Royal Air Force, 2017).

[2] PWC, ‘Italian F-35 Lightning II Program: Economic Impact Assessment,’ February 2014.

[3] By way of comparison, the estimated cost of the US Navy’s first four new Gerald R Ford-class nuclear-powered aircraft carriers will cost approximately $50 billion and the costs for modernising all three components of US nuclear forces will cost approximately $350 billion over the next decade. See, Congressional Budget Office, ‘Projected Costs of U.S. Nuclear Forces, 2017 to 2026,’ February 2017.

[4] Justin Bronk, ‘Maximum Value from the F-35: Harnessing Transformational Fifth-Generation Capabilities for the UK Military,’ RUSI Whitehall Reports, 1-16 (February 2016), p. viii.

[5] Ibid.

[6] Franck Delétraz, ‘Le cri d’alerte du général Lanata,’ Présent, 8 August 2017.

[7] William S. Lind, Colonel Keith Nightengale (USA), Captain John F. Schmitt (USMC), Colonel Joseph W. Sutton (USA), and Lieutenant Colonel Gary I. Wilson (USMCR), ‘The Changing Face of War: Into the Fourth Generation,’ Marine Corps Gazette, (October 1989), p. 22.

NORAD at 60

NORAD at 60

By Dr Brian Laslie

NTS
NORAD tracks Santa (Source: Author)

Editorial Note: This weekend, 12 May, the North American Aerospace Defense Command (NORAD), the Bi-National defense command between the United States and Canada (and yes, the same organization that tracks Santa every Christmas Eve) is celebrating its 60th Anniversary. As such, we here at From Balloons to Drones wanted to share a portion of the history of this unique organization. The following comes to you from the NORAD History Office and our Assistant Editor Dr Brian Laslie, who is also a historian at NORAD.

With the beginning of the Cold War, American defence experts and political leaders began planning and implementing a defensive air shield, which they believed was necessary to defend against a possible attack by long-range, manned Soviet bombers. By the time of its creation in 1947, as a separate service, it was widely acknowledged the Air Force would be the centre point of this defensive effort. Under the auspices of the Air Defense Command (ADC), first created in 1948, and reconstituted in 1951 at Ent Air Force Base (AFB), Colorado, subordinate US Air Force (USAF) commands were given responsibility to protect the various regions of the United States. By 1954, as concerns about Soviet capabilities became graver, a multi-service unified command was created, involving US Navy, US Army, and USAF units – the Continental Air Defense Command (CONAD). USAF leaders, most notably Generals Benjamin Chidlaw and Earle Partridge, guided the planning and programs during the mid-1950s. The USAF provided the interceptor aircraft and planned the upgrades needed over the years. The USAF also developed and operated the extensive early warning radar sites and systems which acted as ‘tripwire’ against air attack. The advance warning systems and communication requirements to provide the alert time needed, as well as command and control of forces, became primarily a USAF contribution, a trend which continued as the nation’s aerospace defence matured.

DF-ST-82-08601
Four US Air Force Convair F-106A Delta Dart fighters from the 5th Fighter Interceptor Squadron, Minot AFB, fly over Mount Rushmore, on 27 July 1981. (Source: Wikimedia)

As USAF leaders developed plans and proposed warning system programs, they became convinced of the logical need for extended cooperation with America’s continental neighbour, Canada. US-Canada defence relationships extended back to the Second World War when the two nation’s leaders formally agreed on military cooperation as early as 1940 with the Ogdensburg Declaration. These ties were renewed in the late 1940s with further sharing of defence plans in light of increasing Soviet military capabilities and a growing trend of unstable international events, such as the emergence of a divided Europe and the Korean War.

Defence agreements between Canada and the United States in the early 1950s centred on the building of radar networks across the territory of Canada – the Mid- Canada Line (also known as the McGill Fence), the Pinetree Line, and the famous Dew Line. This cooperation led to a natural extension of talks regarding the possible integration and execution of air defence plans. The Royal Canadian Air Force (RCAF) and USAF exchanged liaison officers and met at critical conferences to discuss the potential of a shared air defence organisation. By 1957, the details had been worked out, and the top defence officials in each nation approved the formation of the NORAD, which was stood up on 12 September at Ent AFB, in Colorado Springs, Colorado, home of the US CONAD and its subordinates, including USAF ADC. General Earl Partridge, USAF, who was both the ADC and CONAD Commander, also became commander of NORAD, and the senior Canadian RCAF official, Air Marshal Roy Slemon, who had been the critical Canadian delegate in most of the cooperation talks, became deputy commander, NORAD. Nine months after the operational establishment of the command, on 12 May 1958, the two nations announced they had formalised the cooperative air defence arrangements as a government-to-government bilateral defence agreement that became known as the NORAD Agreement. The NORAD Agreement and its associated terms of reference provided the political connections which would make possible the longevity of the Canadian-US aerospace defence relationship into the future years. The NORAD Agreement, with its requirement for periodic review, ensured flexibility to adapt to a changing defence environment as would be evident by the events that would soon face the fledgeling command.

NORAD Map 1960s

Within one year of its establishment, NORAD began the process of adapting its missions and functions to ‘a new and more dangerous threat.’ During the 1960s and 1970s, the USSR focused on creating intercontinental and sea-launched ballistic missiles and developed an anti-satellite capability. The northern radar-warning networks could, as one observer expressed it, ‘not only [be] outflanked but literally jumped over.’ In response, the USAF built a space-surveillance and missile-warning system to provide worldwide space detection and tracking and to classify activity and objects in space. When these systems became operational during the early 1960s, they came under the control of the NORAD.

In NORAD’s 60-year history, perhaps the most notable symbol of the command has been the Cheyenne Mountain Operations Center (CMOC), often referred to as simply ‘Cheyenne Mountain.’ This vast bunker complex, which became fully operational in 1966, sat more than 1,500 feet underground and consisted of 15 buildings, which comprised the central collection and coordination facility for NORAD’s global-sensor systems.

North-Portal_large
Entrance to Cheyenne Mountain Operations Center complex. (Source: Author)

Throughout the 1970s, the ballistic missile threat caused policymakers to reassess the effectiveness of the air defence system. This meant the potential demise of the arguments for enhanced traditional air defence and moved NORAD to focus on such challenges as an improved warning of missile and space attack, defence against the ICBM, and more significant protection and survival of command, control and communication networks and centres. This resulted in a reduction of the USAF interceptor forces and closure of various portions of the radar network. Modernization of air defence forces became a hard argument. Because of changes in US strategic policy, which had come to accept the concept of mutual vulnerability to ICBM attack, the need to spend about $1 billion a year on air defence was challenged. In 1974, Secretary of Defense James Schlesinger stated the primary mission of air defence was to ensure the sovereignty of airspace during peacetime. There followed further reductions in the size and capability of the air defence system. By the late 1970s, the remaining components – some 300 interceptors, 100 radars and eight control centres – had become obsolescent and uneconomical to operate.

Over the years, the evolving threat caused NORAD to expand its mission to include tactical warning and assessment of possible air, missile, or space attacks on North America. The 1975 NORAD Agreement acknowledged these extensions of the command’s mission. Consequently, the 1981 NORAD Agreement changed the command’s name from the North American ‘Air’ Defense Command to the North American ‘Aerospace’ Defense Command.

canyon-1
NORAD Commanders have even turned up in the funny pages! Here the NORAD commander, who bore a striking resemblance to actual NORAD commander General Laurence Kuter, briefs Steve Canyon (Source: Author)

The 1980s brought essential improvements for the aerospace defence mission. Again, NORAD demonstrated adaptability to meet these changes. In 1979, the US Congress ordered the USAF to create an air defense master plan (ADMP). The ADMP, modified and upgraded, became the US administration’s outline for air defence modernisation and the foundation for NORAD cost-sharing discussions between Canada and the United States. The modernization accords signed in 1985 called for the replacement of the DEW Line radar system with an improved arctic radar line called the North Warning System (NWS); the deployment of Over-the-Horizon Backscatter radar; greater use of USAF Airborne Warning and Control System (AWACS) aircraft; and the assignment of newer USAF aircraft, specifically F-15s, F-16s, and CF-18s, to NORAD.

The late 1980s witnessed another expansion of the NORAD mission. On 29 September 1988, President Ronald Reagan signed legislation that involved the US Department of Defense, and specifically NORAD, in the campaign against drug trafficking. The command’s role in this mission was to detect and track aircraft transporting drugs and then report them to law enforcement.

On 11 September 2001, terrorists hijacked four passenger airliners, two of which obliterated the World Trade Center, in New York City, while another shattered part of the Pentagon. One of the four aircraft crashed in Pennsylvania before hitting its target, apparently either the US Capitol or the White House. The event made it clear that attacks on the homeland would not necessarily come only from across the poles and oceans which buffered the North American continent.

In the immediate aftermath of the 9/11 attacks, NORAD began Operation NOBLE EAGLE. The purpose of this still-ongoing air patrol mission was to defend the United States against terrorist aggression originating from either within or outside the nation’s air borders. NOBLE EAGLE missions were executed primarily by the USAF First Air Force, a NORAD unit under the command of the Continental NORAD Region (CONR), located at Tyndall AFB, in Florida. By June 2006, NORAD had responded to more than 2,100 potential airborne threats in the continental United States, Canada, and Alaska, as well as flying more than 42,000 sorties with the support of USAF AWACS and air-to-air refuelling aircraft.

NOBLE EAGLE’s response has become institutionalised into daily plans and NORAD exercises through which the command ensures its capability to respond rapidly to airborne threats. USAF units of NORAD have also assumed the mission of the integrated air defence of the National Capital Region, providing ongoing protection for Washington, D.C. Also, as required, NORAD forces have played a critical role in air defence support for National Special Security Events, such as air protection for the NASA shuttle launches, G8 summit meetings, and even Superbowl football events.

In recognition of the changing threat environment of the post-9/11 world, the United States Department of Defense stood up, in October 2002, US Northern Command (USNORTHCOM) as a joint service command to execute the mission of homeland defense across all domains. With NORAD already executing the air defense mission of North America, it was a logical step to co-locate the headquarters of NORAD and USNORTHCOM in Colorado Springs, Colorado, and to retain a dual-hatted commander relationship between NORAD and the new US joint command.

As NORAD looked to the future, past threats re-emerged. In 2014, Russian long-range aviation and maritime activity reached levels not seen since the Cold War: more sorties, supported by more tankers, and more sophisticated linkages between air and maritime intelligence collection than ever before. This activity underscored an aggressive Russian military enjoying new prosperity, proficiency, and ever improving capabilities that had NORAD focused on the Russian Bear once more. NORAD’s three operational regions in Alaska, Canada, and the Continental United States, routinely responded to incursions by Russian long-range aviation aircraft entering the North American Air Defense Identification Zone (ADIZ) or the Canadian Air Defense Identification Zone (CADIZ).

norad

As NORAD celebrates its 60th this weekend, we here at From Balloons to Drones send a very ‘Happy Anniversary’ to both America and Canada and to the Command itself for providing 60 plus years of aerospace warning, control, and defense to the Homeland. We know that you have the watch!

Dr Brian Laslie is a US Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). A 2001 graduate of The Citadel and a historian of air power studies, he received his Masters’ from Auburn University Montgomery in 2006 and his PhD from Kansas State University in 2013. He is the author of Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force (2017) and The Air Force Way of War (2015). The latter book was selected for the Chief of Staff of the Air Force’s 2016 professional reading list and the 2017 RAF Chief of the Air Staff’s reading list. He can be found on Twitter at @BrianLaslie.

Header Image: A USAF F-22 Raptor of the 3rd Wing escorts a Russian Air Force Tu-95 Bear bomber near Nunivak Island, c. 2007. This was the first intercept of a Bear bomber for an F-22, which was alerted out of Joint Base Elmendorf-Richardson’s Combat Alert Center. (Source: US Department of Defense Images)

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

#HistoricBookReview – Sierra Hotel: Flying Fighters in the Decade After Vietnam

#HistoricBookReview – Sierra Hotel: Flying Fighters in the Decade After Vietnam

By Lieutenant Colonel Tyson Wetzel

C.R. Anderegg, Sierra Hotel: Flying Fighters in the Decade After Vietnam. Washington DC: US Air Force History and Museums Program, 2001. Notes. Illustrations. Appendices. Glossary. Bibliographic Notes. Index. xvii + 210 pp.

Sierra Hotel

When From Balloons to Drones put out a call for reviews of historic air power books, I immediately thought of my favourite book on United States Air Force (USAF) history, Sierra Hotel: Flying Air Force Fighters in the Decade After Vietnam by C.R. Anderegg. I presented this book to each of my mentees that graduated from the USAF Weapons School with the same message; this book shows the power of a small group of dedicated and highly competent officers, and their ability to change the Air Force for the better fundamentally. The officers that receive top billing in Anderegg’s book are young combat veterans; virtually all of whom were Captains and Majors at the time. These men took the hard lessons of Vietnam and turned them into the ideas and concepts that revolutionised USAF training and employment and can be rightly given much of the credit from the phenomenally successful DESERT STORM air campaign.

090810-F-1234O-013
Gun camera photo showing a North Vietnamese fighter. (Source: National Museum of the United States Air Force)

The period between the end of the Vietnam War and the beginning of DESERT STORM is my favourite era of USAF history to study. The USAF was embarrassed by its lacklustre performance in Vietnam, and it embarked on an aggressive reform path that recapitalised the fighter force, procured revolutionary aircraft and weapons, developed new standards for tactical employment, and most importantly, revamped the way pilots were trained for combat. This period in USAF history has been studied and written about extensively. Notably, Brian Laslie’s The Air Force Way of War is the definitive text on the birth and growth of the RED FLAG exercise while Steve Davies’ Red Eagles is a key source on the clandestine MiG squadron flying out of Tonopah Test Range Airfield at the time. Ben Rich’s Skunk Works described the fascinating history of the origins of the F-117 and the stealth revolution, and most recently, Steven Fino’s Tiger Check detailed the development of the fighter pilot and fighter tactics during this period. Anderegg’s work focused on the people who were at the centre of the tactics and training revolution that had its epicentre at Nellis Air Force Base. According to Anderegg:

[t]his book is about the young officers, the line pilots, and weapons system operators (WSOs), whose innovation, devotion to duty, intelligence, flying skills, and sheer determination made indelible marks on combat capability. (p. xi)

Anderegg began Sierra Hotel by detailing the myriad of problems that plagued the USAF in Vietnam. There was a litany of reasons for the service’s poor performance, but Anderegg concluded (p. 71) that ‘the most important one was training. Air-to-air, or dogfight, training, though, was poor to nonexistent.’ Young combat veterans returned from Vietnam frustrated and angry at the lack of preparation they received before combat. They were determined to remake their service to ensure fighter pilots were never again so unprepared for aerial combat. A group of young, combat proven, pissed off, and supremely talented aviators set about remaking fighter tactics and training:

Fighter pilots returning from Vietnam to the peacetime Air Force did not come home with their tails between their legs […] They were proud of the effort they put forth under difficult circumstances […] They also knew that the things that were wrong needed repair, and that the things that had gone right probably would not work in the next war anyhow. For creative tacticians like John Jumper, Ron Keys, Joe Bob Phillips, and Earl Henderson there was only one direction to go – forward. (p. 181)

The revolution in tactics and training began from the ground up at Nellis, the ‘Home of the Fighter Pilot.’ An unwritten axiom in the USAF is that ‘as Nellis goes, so goes the Air Force.’ Sierra Hotel looks at the base at the height of its influence on the service. Anderegg also introduced the reader to a generation of officers who left a legacy on not their service, but truly the history of air combat.

In Sierra Hotel, Anderegg described the cultural influence of then-Major Larry Keith, a Vietnam veteran hand-picked to reform the F-4 Fighter Weapons School (FWS), which he did first as the Operations Officer, and then the Commander of the 414th Fighter Weapons Squadron. Keith, who retired as a Brigadier General, led a ‘murderers row’ of USAF legends to be who were instructors at the FWS in the mid-1970s. For example, Richard ‘Dick’ Myers went on to become the fifteenth Chairman of the Joint Chiefs of Staff, John Jumper would eventually serve as the seventeenth Chief of Staff of the Air Force, and Ronald ‘Ron’ Keys retired as the Commander of Air Combat Command. These men, though destined for greatness, were simply ‘Iron Majors’ at the time; pilots determined to improve the tactics and training of their service.

Anderegg detailed the role a young John Jumper played in the revolution in pilot training. Jumper wrote a series of watershed articles on fighter training, describing a ‘Building Block Approach’ to instruction that was revolutionary at the time but is used today to train not just fighter pilots, but every combat speciality at the USAF Weapons School, successor to the FWS. Anderegg recapped the fight Moody Suter had to convince USAF leaders to accept greater risk in aerial combat training in a large force employment exercise that became RED FLAG. Pilots who are lesser known today also play a major role in Sierra Hotel. Randy O’Neill, an early and passionate advocate for a squadron of dissimilar aircraft to be used as adversary training, a radical idea that was the genesis of the Aggressor squadrons of today, is mentioned. While Roger Wells, whose determination to pry open the doors of the intelligence community to release its treasure trove of data on Soviet pilots led to a ground-breaking brief on Soviet fighter pilots of the day, is also cited. These officers risked their careers pushing ideas that were not always embraced by USAF senior leaders. Anderegg described their courage in fighting for change:

[s]howing the same determination and heroism they had in the skies of Vietnam, the young fighter pilots pressed on, dismissing the risks to their careers to build a better Air Force. (p. 78)

Anderegg’s depiction of this period is made even more vivid since he was a peer with these men, a fellow instructor at the F-4 FWS.

Northrop F-5E
A formation of seven F-5E aggressors of the 57th Fighter Weapons Wing, 4 January 1985. (Source: National Museum of the United States Air Force)

As a bonus, Anderegg’s two appendices are required reading for any USAF member or aficionado and are a good enough reason to pick up the book. If you have ever gulped down a shot of Jeremiah Weed and asked yourself how this God-awful excuse for bourbon became a fighter pilot and USAF tradition, you can read the origin story in Appendix A, told by someone that was there. Or, if you have heard about Ron Keys’ original ‘Dear Boss’ resignation letter, in which he told the Commander of Tactical Air Command that he was sick of the USAF and was hanging it up because of the incompetence he saw throughout the Air Force, or have seen one of the many copycat letters in the four decades since, you can read the original in Appendix B and marvel at its applicability to today’s Service.

Anderegg’s book is an easy read and good fun. More importantly, however, it fills a critical role in describing the USAF’s post-Vietnam era. The ‘Iron Majors’ at Nellis drove the revolution in USAF tactics and training:

During those ten years, fighter pilots fundamentally changed the way they trained, how they employed weapons, even how they thought about themselves. Essentially, they built a new culture and the anvil upon which the success of Desert Storm would be forged another decade later. (p. xi)

There are clear parallels between the post-Vietnam era in USAF history and today. Frustrated combat veterans are convinced the service must improve rapidly if it is to win a future high-intensity conflict. Sierra Hotel provides a roadmap for institutional change; embrace the disruptive thinking of the ‘Iron Majors,’ those who have seen the errors made over the past 17-years of non-stop combat, those who can envision a better way of doing business. If the USAF is going to position itself to dominate air, space, and cyberspace in future conflicts, it must listen to those young and innovative thinkers who believe they do not have a voice and cannot affect service-wide change. War winning ideas are percolating in their minds, being printed in blogs, and being debated in the squadron bars over Jeremiah Weed shots. Anderegg’s lesson is that the service must listen to those voices, nurture those future leaders, and take some risk in implementing their ideas. Nothing less than the USAF’s ability to dominate future conflicts is at stake.

Tyson Wetzel is a Lieutenant Colonel in the United States Air Force, an intelligence officer, a graduate of the United States Air Force Weapons School where he was also an instructor, and the U.S. Marine Corps Command and Staff College. Tyson has deployed multiple times in support of Operations IRAQI FREEDOM, ENDURING FREEDOM, NEW DAWN, and NOBLE EAGLE. He is currently assigned to the Joint Staff at the Pentagon. He tweets @gorillawetzel.

Header Image: A flight of Aggressor F-15 Eagles and F-16 Fighting Falcons fly in formation, 5 June 2008, over the Nevada Test and Training Ranges. The jets are assigned to the 64th and 65th Aggressor Squadrons at Nellis Air Force Base. (Source: US Department of Defense)

Unpacking the Black Box: Air Force Culture and #HighIntensityWar

Unpacking the Black Box: Air Force Culture and #HighIntensityWar

By Dr Ross Mahoney

Editorial Note: Between February and April 2018, The Central Blue and From Balloons to Drones, will be publishing a series of articles that examine the requirements of high-intensity warfare in the 21st Century. These articles provide the intellectual underpinnings to a seminar on high-intensity warfare held on 22 March by the Williams Foundation in Canberra, Australia. In this last article in the series, Dr Ross Mahoney, editor of From Balloons to Drones, considers the need to understand the culture of air forces as a starting point for analysing the challenges they face in preparing for future warfare.

To say that ‘culture eats strategy for breakfast’ is a hackneyed quote is an understatement. Indeed, the critical problem here is that the phrase is used so often that it has increasingly lost any meaning to be useful as a lens through which to analyse organisational behaviour. What do we mean by culture? Why does it eat strategy for breakfast? What is the relevance of culture to air forces and how can we conceptualise its meaning for a force structure seeking to grapple with the challenge of high-intensity warfare.

Broadly speaking culture is the values, beliefs and assumptions that shape the behaviour of a group. Culture exists at several levels and finds its outgrowth in both ideational and materialist areas. Regarding levels of culture, authors often discuss strategic, organisational, sub- and countercultures as critical areas of analysis, though not often together. However, while understanding the culture of an organisation is useful for conceptualising the ideas that underpin the behaviour of a group, the term is not without its challenges. Primarily, the issue of definition remains contested, and the term culture has become malleable and nebulous. Added to this is the unwillingness of some to engage deeply with the anthropological origins of culture.  Nonetheless, several of the articles in this joint high-intensity war series run by From Balloons to Drones and The Central Blue have alluded to the importance of establishing the ‘right’ culture in an organisation. As such, this article, which forms part of a larger project by the author on the culture of small air forces, seeks to offer some thoughts on the meaning of culture and unpack its ‘black box’ of tricks.[1]

Sources of Culture

Broadly, military culture is derived from two sources. ‘First, culture is derived from what individuals bring to the military from broader society and second, it is a consequence of military experience and training.’[2] Concerning the former; social, educational, and economic backgrounds are essential frames of reference. For example, due to the social background of its officer class, many of the ideas underpinning early Royal Air Force (RAF) culture, such as honour, strength of character, sympathy, resolution, energy, and self-confidence found parallels with those present in public schools of the period. This was because it was from this source that the RAF sought its preferred recruits. The latter issue of operational experience is especially critical for small air forces, such as the Royal Australian Air Force (RAAF), as they typically operate in a coalition context. As such, it is axiomatic that large air forces with whom small air forces operate will have influenced their cultural evolution. Indeed, in the RAAF, and other Commonwealth air forces, we see a degree of mimetic isomorphism in their evolution at both the ideational and materialist levels with regards to the influence of the RAF. However, in more recent years, the US military has become a more pervasive influence, and this is especially noticeable in areas such as the such as operating American military hardware.

2005-S0347_04
F-111s from No. 6 Squadron, RAAF Base Amberley, arrive over Melbourne on the eve of the Australian International Airshow at Avalon, c. 2005. (Source: Australian Department of Defence)

As well as societal factors and experience, broader environmental considerations also influence culture. Specifically, the environment in which air forces operate has helped shaped their culture. As Ian Shields reflected, the conception of time and space by air force personnel is different from those of the other services, in part, because of the nature of the air domain. Characteristics such as speed, reach and height are seen as defining the use of the air domain, and factors such as the large area of operations, flexibility, tempo, and the number of personnel directly involved in the delivery of air power continue to shape the culture of many air forces.[3] While it is possible to suggest that this is a parochial single service observation, it is worth considering that this is not limited to air force personnel. For example, Roger Barnett, a retired US Navy Captain, has suggested that the US Navy thinks different to its sister services, in part, because of its maritime context.[4] However, while differences do exist, there are often shared aspects of culture between the services, which have been underexamined.

A Transnational Air Force Culture?

National air forces have, like any other organisation, their own inherent culture and ethos. The ideas underpinning air force culture frames the way in which air forces view their role in a countries national security structures. It is the values and ethics of these organisations that make them distinct. These values are often derived from a countries national character and influenced by sources such as social background. For example, in 1919, Air Marshal Sir Hugh Trenchard espoused the RAF’s values as that of the ‘Air Force spirit.’[5] Underpinning this value was a recognition that for the RAF to develop and survive, there was a need to generate a culture commiserate with the organisation’s defence mission. For Trenchard, central to this process was the development of the RAF’s social capital through the ‘Extreme Importance of Training.’

While national character and environmental factors have influenced the values of air forces, it is possible to suggest that there are several broad ideas that can be seen to transcend national barriers when it comes to discussing the culture of air forces. Specifically, the belief in command of the air and assumption of independence pervades the structure of air forces to a greater or lesser degree depending on national proclivities. Command of the air stems from the belief that to enable the effective use of the battlespace requires control of the air. This view is as much cultural as it is conceptual as it resonates with the idea that to command air power efficiently requires a force well versed in the employment of aviation at the strategic level. However, this is an idea that increasingly became associated with strategic bombing rather than a broader conception of the strategic use of the air domain to achieve effect. This is unfortunate as while bombing may have for a time been seen as the means through which to employ air power it ignores broader thinking on its application often evident in doctrine. Indeed, if doctrine is not only a guide on how to apply military force but also an illustration of how military organisations think, then a careful analysis of these critical ‘stories’ illustrates a more nuanced way of thinking than often suggested. For example, AP1300, the RAF’s capstone doctrine of the interwar years, dealt with more than just bombing. Moreover, while written in the context of a period when the RAF provided Britain’s strategic nuclear deterrent, the fourth edition of AP1300, published in 1957, recognised the need for a balanced air force to deal with different contingencies.[6]

The assumption of independence has become the cornerstone of most air forces and has been a contentious area for debate amongst the services and external parties. Indeed, some have viewed the emergence of independent air forces as an impediment to national security. For example, as Robert Farley has written, ‘The United States needs air power, but not an air force.’[7] While it is true that the emergence of a third service in many countries has generated tension between the services, it is overstating the argument to lay much of this blame at the door of air forces. For example, many of the interwar debates between the RAF and its sister services can be seen as an issue of control and the desire of the British Army and Royal Navy to see returned what they perceived as their air arms. However, if military aviation is to be efficiently utilised in any future conflict, then there is a need to have personnel well versed and educated in the strategic application of air power who can sell its relevance and use in the joint sphere to both the other services and policymakers. Indeed, in many respects, it is this idea that underpins recent developments in the Royal Canadian Air Force (RCAF). It can be argued that since unification in 1968, while Canada had military aviation, it did not do air power thinking at the strategic level.[8] This has begun to change.

The Need for Strategic Builders

CH 10979
Marshal of the Royal Air Force Lord Trenchard visiting Royal Canadian Air Force Fighter squadrons at their airfields in the UK, c. 1943. Left to right – Group captain D.M Smith, Squadron Leader R.A Dick Ellis, Wing Commander E.H Moncrieff, Trenchard, Air Vice-Marshal W.F Dickson, Squadron Leader H.P ‘Herbie’ Peters. (Source: © IWM (CH 10979))

While the ideas underpinning the culture of an air force has many sources, senior leaders are central to driving the development of the organisation. A crucial role of the senior leader is that of the strategic builder, in that they set the vision and pace for an organisation’s development. Senior leaders provide the necessary architecture that ensures an organisation moves in a consistent direction and is fit for purpose.[9] The clearest example of a strategic builder in the development of an air force’s culture comes from the experience of Marshal of the Royal Air Force Viscount Trenchard. When Trenchard returned as the RAF’s Chief of the Air Staff (CAS) in 1919, he had to deal with several crucial strategic challenges as the Service transitioned from wartime to peace. First, Trenchard had to deal with demobilisation, which linked to the second challenge of establishing the permanency of the RAF. This, of course, was also linked to the final issue of finding a peacetime role for the RAF. Trenchard quickly recognised the utility of aerial policing in the British Empire as a means of ensuring the final challenge. However, to ensure the longevity of the RAF, Trenchard espoused the value of the ‘Air Force spirit,’ which focused and the development of the Service’s personnel. Central to this was the establishment of three key institutions that helped transfer the RAF’s culture and ethos. These were the RAF (Cadet) College at Cranwell, the RAF Staff College and the apprentice scheme at RAF Halton. Through these institutions and other schemes such as Short Service Commissions, Trenchard ensured the RAF’s independence. As the RAF noted in 1926 a ‘spirit of pride in [the RAF] and its efficiency permeates all ranks.’[10] However, this was not without its problems.

Modern air forces also face numerous challenges in a disruptive world ranging from issues of retention to dealing with the changing geostrategic environment while still operating in persistent counterinsurgency operations. To deal with these challenges, air forces such as the RAF, RCAF, and the RAAF have launched several initiatives to reinvigorate themselves and promote cultural change in their organisations. For example, the RAAF’s Plan Jericho, launched in 2015, seeks to:

[t]ransform [the RAAF] into a fifth-generation enabled force that is capable of fighting and winning in 2025; a modern, fully integrated combat force that can deliver air and space power effects in the information age.[11]

Such a forward-looking aim will not only need to see a change in the way the RAAF works and operates but also supportive strategic builders who will provide the support and architecture that will lead the project to fruition and success. Indeed, Trenchard’s advantage over his modern-day counterparts is that he served as CAS for just over a decade and was able to leave the RAF when he felt it was safe to do so. In the modern era, no air force chief serves for such a tenure. As such, it will be necessary for the successive chiefs to buy into the vision created by their predecessors to ensure cultural change is not only generated but becomes established in the way air forces think and operate. For example, the ideas promulgated this series on the need for Australian expeditionary air wings and exploitation of the electromagnetic spectrum will require the support of senior leaders who not only support such ideas but can communicate their effectiveness to the other service and government departments. This, as Randall Wakelam suggested, will need air force officers who emerge into senior leadership positions to be well educated in the profession of arms and air power.

Power and Consent

The maintenance of a culture that allows air forces to fulfil their stated defence mission requires not only strategic builders but also the development of a power and consent relationship between the many ‘tribes’ that make up these organisations. Air forces consist of several different subcultures, or tribes, such as pilots, aircrew, and ground crew. The emergence of such cultures can potentially affect the performance of air forces. As such, it is a crucial role of strategic builders to ensure that the challenges created by the existence of these different ‘tribes’ in air forces are managed to ensure the organisation is fit for purpose. All personnel need to feel as if they are members of the same organisation seeking to achieve shared goals. It is arguably for this reason why we have seen the emergence of management phrases such as the ‘Whole Force’ in modern air forces such as the RAF. However, such constructs are made challenging by the dominance of pilots who only make up a small proportion of air force personnel but dominate senior leadership positions. As Air Marshal Sir John Curtiss reflected, ‘It’s a pilots air force,’ and ‘pilots have always been more equal than others.’[12] Curtiss was the Air Commander during the Falklands War and a navigator in RAF Bomber Command during the Second World War. Curtiss’ reflection neatly sums up the ethos of the RAF and many other air forces with their focus on pilots and flying. For the RAF, this ethos was codified by the emergence of the General Duties Branch in the interwar years and that, apart from professional branches, officers had to be pilots and then specialise.[13] While this model became increasingly untenable and a bifurcation of the RAF branch system emerged, pilots remain the Service’s preferred senior leaders. This remains true of many air forces. For example, while the RAAF have had an engineer as their CAS, Air Marshal Sir James Rowland was required to transfer to the General Duties (aircrew) Branch to take up his position thus illustrating the power of this construct.[14] Rowland had also served as a pilot during the Second World War. The United States Air Force has taken this model even further with senior leaders being broadly split between the so-called ‘Bomber Barons’ during the Service’s early years and then the emergence of the ‘Fighter Generals’ after the Vietnam War.

CF 248
Pilots of No. 67 Squadron RAF sitting in a jeep in front of ‘Mary Ann,’ the commanding officer’s Supermarine Spitfire Mark VIII, at Akyab, Burma, on the day after a section led by the OC shot down five Nakajima Ki 43s from a force of Japanese aircraft which attacked the port following its reoccupation. (Source: © IWM (CF 248))

There are undeniable examples, such as in the early years of the RAF, where the development of an ethos framed around pilots and flying was essential both for the maintenance of independence and for maintaining the focus of air forces on the delivery of air power. However, a critical question that needs to be asked by modern air forces is whether this ethos needs to change so that they remain effective in the twenty-first century. While having an aviator as the professional head of an air force makes a degree of sense, that person need not necessarily be a pilot. They need to have experience in the delivery of air power and have professional mastery of the subject but does the number of hours flown make them well suited for senior positions? Also, are aviators, in general, the right people to run, for example, the personnel department of an air force? Indeed, there is a need to change the organisational models used by air forces to broaden the base of power and consent and diversify the opportunities for all tribes by efficiently managing talent. This will require a change in culture to ensure air forces remain effective.

Summary – Why does this Matter?

Culture remains a complex and contested area of study, and some might argue whether it matters in the modern world. However, in a disruptive world where military forces are called on to operate in increasingly complex environments, having the right culture is paramount. Moreover, while this series of articles have focused on the requirements of so-called high-intensity warfare, the reality is that while future warfare is likely to be a case of Another Bloody Century, conflicts will be conducted in and across all domains utilising both conventional and unconventional means. Additionally, as the UK Ministry of Defence’s Future Air and Space Operating Concept noted in 2012, the ‘future operating environment is likely to be congested, cluttered, contested, connected and constrained.’[15] As such, air forces will need to adapt to the changing character of warfare and ask some complicated questions about both their culture and organisation to be effective and fit for purpose. For example, should air forces be the controlling agencies for the overall management of the space and cyber domains? Alternatively, does the management of these domains by air forces move them away from their primary task of generating air power? To answer these questions, it is imperative that air forces understand their culture and from whence it comes as it shapes how they confront and adapt to emerging challenges. This is not something that air forces, and the military more broadly, has been good at and that needs to change.

Dr Ross Mahoney is an independent historian specialising air power and the history of air warfare. He is the editor of From Balloons to Drones, an online platform that seeks to provide analysis and debate about air power history, theory, and contemporary operations. Between 2013 and 2017, he was the resident Historian at the Royal Air Force Museum in the United Kingdom, and he is a graduate of the University of Birmingham (MPhil and PhD) and the University of Wolverhampton (BA (Hons) and PGCE). To date, he has published several chapters and articles, edited two books, and delivered papers on three continents. In 2016, he was elected as a member of the Royal Historical Society, and in 2011 he was a West Point Fellow in Military History at the United States Military Academy as part of their Summer Seminar in Military History programme. He is an Assistant Director of the Second World War Research Group

Header Image: RAF Remotely Piloted Air System ‘Wings’, which differ from the current RAF pilot badge by having blue laurel leaves to identify the specialisation. (Source: UK MoD Defence Imagery)

[1] For this author’s discussion of early RAF culture, see: Ross Mahoney, ‘Trenchard’s Doctrine: Organisational Culture, the ‘Air Force spirit’ and the Foundation of the Royal Air Force in the Interwar Years,’ British Journal for Military History, 4:2 (2018), pp. 143-77.

[2]Ibid, p. 146.

[3] Ole Jørgen Maaø, ‘Leadership in Air Operations – In Search of Air Power Leadership,’ RAF Air Power Review, 11:3 (2008), pp.39-50.

[4] Roger Barnett, Navy Strategic Culture: Why the Navy Thinks Differently (Annapolis, MD: Naval Institute Press, 2009).

[5] The National Archives, UK (TNA), AIR 8/12, [Cmd. 467], Permanent Organization of the Royal Air Force, A Note by the Secretary of State for Air on a Scheme Outlined by the Chief of the Air Staff, 11 December 1919, p. 4.

[6] AP1300 – Royal Air Force Manual: Operations, Fourth Edition (London: Air Ministry, 1957), p. 24.

[7] Robert Farley, Grounded: The Case for Abolishing the United States Air Force (Lexington, KT: University Press of Kentucky, 2014), p. 1.

[8] Brad Gladman et al, ‘Professional Airpower Mastery and the Royal Canadian Air Force: Rethinking Airpower Education and Professional Development,’ Royal Canadian Air Force Journal, 5:1 (2016), p. 10.

[9] David Connery, ‘Introduction’ in David Connery (ed.), The Battles Before: Case Studies of Australian Army Leadership after the Vietnam War (Newport, NSW: Big Sky Publishing, 2016), pp. x-xi.

[10] TNA, AIR 8/97, The Organisation of the Royal Air Force, 1919-1926, p. 5.

[11] Anon, Jericho: Connected, Integrated (Canberra, ACT: Royal Australian Air Force, 2015), p. 3.

[12] Air Marshal Sir John Curtiss, ‘Foreword to the First Edition’ in Wing Commander (ret’d) C.G. Jefford, Observers and Navigators: And Other Non-Pilot Aircrew in the RFC, RNAS and RFC, Updated and Expanded Edition (London: Grub Street, 2014), p. vii.

[13] The RAF did at one point have airman pilots in the interwar years and during the Second World War.

[14] Alan Stephens, The Australian Centenary History of Defence: Volume II – The Royal Australian Air Force (Melbourne, VIC: Oxford University Press, 2001), p. 296.

[15] Development, Concept and Doctrine Centre, Joint Concept Note 3/12 – Future Air and Space Operating Concept (London: Ministry of Defence, 2012), para. 202.

#highintensitywar and the Realistic Training Paradigm: Red Flag and Aerial Warfare

#highintensitywar and the Realistic Training Paradigm: Red Flag and Aerial Warfare

By Dr Brian D. Laslie

Editorial Note: Between February and April 2018, The Central Blue and From Balloons to Drones, will be publishing a series of articles that examine the requirements of high-intensity warfare in the 21st Century. These articles provide the intellectual underpinnings to a seminar on high-intensity warfare being held on 22 March by the Williams Foundation in Canberra, Australia. In this article, Dr Brian Laslie discusses the introduction of Exercise Red Flag by the United States Air Force (USAF) as a response to the Service’s experience of high-intensity warfare during the Vietnam War. This article illustrates the importance of realistic training scenarios as a critical tool in honing the preparation of air forces for the challenges they might meet in the future.

In November 1975, the USAF began an exercise designed to prepare its pilots to face the realities of combat in a simulated, and yet very realistic, training exercise.

Since that first exercise, the USAF has continued to train its pilots for air combat under the Red Flag banner. I recently travelled to discuss the exercise’s origins with a squadron preparing to head to the Nellis ranges in early 2018. The unit wanted me to discuss how Red Flag got started, but perhaps more importantly, why the exercise is the single most important military training event for USAF aircrews, sister service air components, and allied air forces, today.

20180123raaf8165233_073
An RAAF EA-18G Growler at Red Flag 18-1. (Source: Australian Department of Defense)

No matter what statistical, empirical, or subjective measurement you use, the American experience in the Vietnam War was not a good one. This was no less true for the USAF than the other branches of the US military. Pilots and senior leaders were less than impressed with their results during combat. The most significant critique came from the line pilots who felt they went into combat ill-prepared to face the enemy. Issues such as how to attack surface-to-air missile (SAM) sites, what an incoming MiG might look like, how to fight that MiG once it was identified, and the proper altitude to get through anti-aircraft artillery (AAA) were not priorities for pilot preparation before the war. In addition to these threats, pilots had to contend with working with complex and sometimes unreliable radar and missile systems all while engaged in high-intensity, manoeuvring aerial combat. In short, American pilots were not properly trained for combat. After the Vietnam War ended, the USAF set about righting these problems through a massive overhaul of existing training paradigms. The changes made in the wake of the Vietnam War fundamentally altered the USAF’s way of war.

As the conflict in Vietnam progressed, the USAF commissioned a series of reports to study every aerial engagement with an enemy aircraft. The so-called Red Baron reports captured the problems in painful detail. Fighter aircraft had to contest with densely-packed SAM sites, enemy MiGs, and a very potent AAA threat. Although AAA was by far the most common cause of aircraft damage and loss, dealing with the SAMs and MiGs was perhaps more stressful as the latter, in particular, would seemingly come out of nowhere. One of the major findings from the reports was that American pilots often did not know enemy MiG aircraft were present until they fired. According to a later RAND study, MiGs were 100 times more likely to close to dogfighting proximity than initially anticipated. To deal with this MiG threat, US fighter pilots had only two options: engage or attempt to escape. If the American pilot did enter into a dogfight, odds were this was the first time he had ever fought against a dissimilar aircraft. An F-4 pilot, for example, might have trained against other F-4s, but he had never practised combat against anything resembling an enemy aircraft.

Since North Vietnamese pilots were known to fly using Soviet tactics, the USAF was forced to reconsider its approach. If USAF pilots fared so poorly against Soviet-trained pilots, how would they fare against the Soviets themselves? In 1972, the USAF took a step towards crafting a better answer to that question by creating dedicated Aggressor Squadrons, pilots trained specifically to emulate the Soviet style of aerial warfare. The mission of the newly created 64th and 65th Aggressor squadrons was to be a ‘professional adversary force conducting a program of intense dissimilar air combat training’ to teach Air Force pilots how to engage and destroy Soviet fighters. One fighter pilot said:

In 1972, when the Aggressors were formed, and DACT [Dissimilar Air Combat Training] became a word you could say openly the biggest deficiency we had in air-to-air capability was human performance. Our tactical BFM [Basic Fighter Maneuvers] skills were weak…by 1975 DACT and four Aggressor squadrons equipped with new F-5Es were the hottest game in town. Moreover, what did those Aggressors do? They taught BFM […] Even as Soviet tactics simulation quickly grew as an Aggressor mission, BFM was still the heart of every debriefing.

The Aggressor squadrons travelled from base to base and introduced fighter squadrons to combat with the Soviet Air Force. Aggressor pilots were often hand-picked for a specific skill set. After arriving at Nellis, they underwent an indoctrination process into the history, culture, and training of the Soviet fighter pilot. They also had the opportunity to get hands-on with Soviet equipment. When flying, Aggressors used Soviet tactics to an extent, typically to ‘the merge’ or the point where the fighters became locked in a visual, turning dogfight. At that point, the ‘gloves came off.’ The creation of the Aggressor squadrons was a significant step forward for American pilots, but it still was not enough. Since a USAF pilot in Vietnam had an exponentially better survival rate after completing ten combat missions, Pentagon planners needed a way to expose junior pilots to those first ten missions under safer conditions. Red Flag was the answer.

Red Flag 16-3 hits full throttle
An F-16C Fighting Falcon from the 64th Aggressors Squadron banks off toward the Nevada Test and Training Range to participate in a training sortie during Red Flag 16-3, 19 July 2016. (Source: United States Air Force)

Red Flag was the creation of Lieutenant Colonel Richard ‘Moody’ Suter.[1] Although the ‘iron majors’ provided Red Flag with its intellectual underpinnings and conducted the brunt of the leg-work necessary to get the exercise started. Suter and the other action officers enjoyed great support from Tactical Air Command (TAC) and senior USAF leaders in the Pentagon. When Suter pitched Red Flag to TAC Commander General Robert Dixon, the General loved the idea at once and set about making it a reality. This was no small feat considering Dixon’s reputation for being tough on staff officers and his reputation as the ‘Tidewater Alligator.’ General George Brown, the Chief of Staff of the USAF (CSAF), enthusiastically supported the exercise as well and told Dixon to get it going. The following CSAF, General David Jones also supported the exercise. The Air Staff’s intelligence directorate created a new intelligence unit solely to support Red Flag and began work to move Soviet equipment, including MiG fighters, to Nellis to provide a ‘hands on’ approach to fighting Soviet machinery. Overall, this lightning-quick response led to the first Red Flag taking place only four months after Suter’s initial pitch to TAC.

Red Flag was designed to combine ‘good basic fighter skills’ with ‘realistic threat employment’ to enhance pilot proficiency and readiness for future combat operations. Red Flag I began in November 1975. The primary unit was the 49th Tactical Fighter Wing flying F-4s. Support elements included OV-10s, F-105s, and CH-53s. Red Flag II in early 1976 had increased support elements, and Red Flag III was larger still, seeing the first participation of the new F-15 and the first-night operations as participants flew nearly 1,000 sorties. These early Red Flags drew tremendous praise from participants and requests for more aggressors and more threats, so subsequent exercises increased in size and scope. By the late 1970s, units from the US Pacific Air Forces and the USAF in Europe were travelling to Nellis to take part.

Throughout the 1980s Red Flags became increasingly realistic and, by extension, more difficult for the participating aircrews. As technology advanced, so did the exercise. Gone were the days of tape-recording a mission, and in were the days of the Red Flag Mission Debriefing System, Air Combat Maneuvering Instrumentation, and Nellis Air Combat Training System. Allied nations began taking part as well, and by the end of the 1980s, more than 30 countries had flown in or observed a Red Flag, meaning foreign aircraft were just as likely to be seen in the skies over southern Nevada as American ones. Red Flag expansion continued through the during the 1980s. The April 86 Tactical Analysis Bulletin focused on improvement to existing training methods:

Acknowledging and defining the increased capabilities and advances in Soviet technology is the first step in improving our own training programs.

Even today, a typical Red Flag runs for two weeks with two ‘goes’ each day. Individual squadron briefs follow a mass brief before aircrew step to their aircraft. As the exercise goes on, the missions get progressively harder, forcing pilots and mission planners to work together to accomplish their objectives. Each Red Flag has a mix of fighter and bomber aircraft along with supporting electronic attack, aerial refuelling, airborne battle management, surveillance, and cargo aircraft. Sister service and foreign participation also occur on a regular basis, letting all experience the realities of air-to-air and air-to-ground combat across the joint and combined force. They learn the ‘golden rules’ of BFM lost before Vietnam: ‘lose sight, lose fight,’ manoeuvring in relation to the adversary, and nose position of their aircraft versus energy. They learn:

BFM is used by the pilot to place himself in a piece of sky from which he can launch lethal ordnance, or to keep from becoming a star on the side of somebody else’s jet.

From start to finish, Red Flag prepares pilots to conduct air operations as part of a larger force.

Sukhoi2
An Indian Air Force Sukhoi SU-30 during Red Flag 08-4 in 2008. (Source: Wikimedia)

Saddam Hussein’s invasion of Kuwait offered the perfect opportunity for USAF operators to employ the tactics and doctrine they had been perfecting for the previous decade and a half. Red Flag, Prized Eagle, and numerous other large force employment exercises had prepared American airmen well for the enemy they were going to face in combat, primarily on night one, of Operation Desert Storm. While technological marvels such as the F-117 had a direct impact on combat operations and an even larger one on the American media and public, it was the pilots in the multi-role fighters, bombers, and special operations aircraft who ensured air superiority and thus unhindered freedom of manoeuvre for the land component forces.

With an estimated 44 kills during Desert Storm, American pilots demonstrated they were unmatched when it came to aerial combat. The training changes employed by the USAF after Vietnam went a long way in allowing American pilots to engage and destroy the enemy even when their technology came up short or rules of engagement prohibited them from employing their weapons beyond visual range. As one American fighter pilot said of his time in Desert Storm,‘[T]he Red Flag experience prepared me for combat operations.’

Two dogfights, one from Vietnam and one from Desert Storm, capture the impact of Red Flag. In April 1965, a two-ship of F-4s engaged 4 MiG-17s in a protracted dogfight that ended in a ‘probable kill’ of one MiG-17. In total the F-4s attempted to fire six missiles: two did not guide, three motors did not fire, one hung on the rails, and a MiG successfully evaded the one missile that both fired and tracked. In a similar case, on 19 January 1991, two F-15s engaged two MiG-25s. One F-15 fired two AIM-7s and two AIM-9s, the other fired one AIM-9 and one AIM-7 for a total of six missiles, but, in this case, two confirmed kills. These two air engagements indicate that if technology and weapons were similar, then there must be another explanatory factor in success during Desert Storm. That factor was the training revolution. The link between training exercises and real-world events can be somewhat subjective, but numerous pilots interviewed said their participation at Red Flag was of fundamental importance as they entered combat. One MiG-killer of Desert Storm went so far as to say that the primary difference between himself and his opponent was that he had been in hundreds of dogfights at Red Flag.

USAF success continued throughout the 1990s in the skies over the Balkans where American pilots continued to show just how well their training prepared them to face the enemy. Even as this article is published, Red Flag 18-1 has recently finished. Beyond that, those trained at numerous Red Flag exercises are, even now, plying their trade in the skies over Syria and Iraq, performing close air support, combat air patrols, and interdiction missions. These men and women have a distinct training advantage not only over their current enemy but against any aerial or ground opponent they might face. Although created forty years ago this year, Red Flag remains enormously crucial in training aircrews for combat. Red Flag and the Aggressors still provide a realistic threat environment, and the exercise continues to expand with the inclusion of non-kinetic, cyber, and other threat replications. The most recent Red Flag went ‘virtual’ to increase the size and complexity of the threats faced by the flyers. Red Flag remains the single most complex and comprehensive training exercise in the world, and it provides a combat edge to participants that other countries simply cannot or do not replicate.

Dr Brian Laslie is a US Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). He is also an Assistant Editor of From Balloons to Drones. A 2001 graduate of The Citadel and a historian of air power studies, he received his Masters’ from Auburn University Montgomery in 2006 and his PhD from Kansas State University in 2013. He is the author of Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force (2017) and The Air Force Way of War (2015). The latter book was selected for the Chief of Staff of the Air Force’s 2016 professional reading list and the 2017 RAF Chief of the Air Staff’s reading list. He can be found on Twitter at @BrianLaslie.

Header Image: An F-15C Eagle assigned to the Oregon Air National Guard’s 123rd Fighter Squadron approaches an in-flight refueling boom during Red Flag 18-1, 7 February 2018. Units from across the US along with members from the Royal Air Force and Royal Australian Air Force participated as Blue Forces in this year’s first Red Flag exercise.

[1] On the development of Red Flag, see: Brian D. Laslie, The Air Force Way of War: U.S. Tactics and Training after Vietnam (Lexington, KT: The University Press of Kentucky, 2015).

#BookReview – Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force

#BookReview – Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force

By Alexander Fitzgerald-Black

Brian D. Laslie, Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force. Lexington, KT: The University Press of Kentucky, 2017. Notes. Bibliography. Index. 21 b/w Photos. Hbk. 236 pp.

Architect of Air Power Cover

With Architect of Air Power Brian D. Laslie, Deputy Command Historian at NORAD and US Northern Command and an Adjunct Professor at the US Air Force Academy had two mutually supporting goals. The first is to offer readers a biography of General Laurence S. Kuter, one of the select few US Air Force (USAF) officers to serve the majority of his 35-year career as a general officer (the others were Generals Curtis LeMay, Lauris Norstad, and Hoyt Vandenberg). The second is to acknowledge that Kuter’s

[c]areer dovetailed with the rise of an adolescent air power and ended with a fully grown and mature air force capable of global monitoring and response. (p. xi)

In other words, Kuter was an architect of the USAF. Many of the modern USAF’s principles and methods owe their origins to his work.

The biography is organised chronologically, beginning with Kuter’s adolescence and time at West Point and ending with his service as a four-star general commanding the Pacific Air Forces (PACAF) and North American Air Defense Command (NORAD), retirement, and passing. Laslie has assembled an impressive array of sources to discuss Kuter’s life and career. He draws on Kuter’s incomplete autobiography, collections at the USAF Academy library (including Kuter’s papers and those of several his contemporaries), oral histories, diaries, and letters. One highlight of the book is how Laslie captures Kuter’s relationship with his high school sweetheart and wife, Ethel Kuter (née Lyddon). Ethel’s diary was slowly overtaken by references to Kuter beginning in 1922, and the pair wrote over 1,000 letters to each other during his time at West Point.

Laslie takes his readers on a mission to understand why so little has been written about Kuter. One reason is that Kuter did not make a name for himself with flying exploits or by leading air formations into battle. Kuter did not join the US Army Air Corps because of romantic visions of flight. Instead, he joined to be a better artillery officer. Only later did he become fully immersed in exploring a new kind of warfare – mainly at the operational rather than tactical level. In August 1941, Kuter became one of the authors of AWPD-1, the first comprehensive plan for winning the war against Germany through aerial bombardment. In the early months of America’s Second World War, Brigadier General Kuter (one of the youngest general officers in the US Army) was a go-between for General George C. Marshall and Lieutenant General Henry H. Arnold. He also had a significant hand in setting up the latter’s Air Staff as the US Army Air Forces achieved autonomy. Kuter made a name for himself with his organisational skills rather than his combat command ability.

Recognising this, Arnold sent Kuter to Europe in late 1942 to gather command experience. Kuter commanded the Eighth Air Force’s 1st Bombardment Wing under Brigadier General Ira Eaker. One of Eaker’s assistants, James Parton, later claimed that Eaker had fired Kuter for declining to fly on combat missions. Laslie has proven these accusations to be unquestionably false. In fact, while Eaker gave Kuter the worst performance reviews of his career, he also tried to retain Kuter’s services. Laslie believes Eaker did this to provide Kuter with more time to prove himself; he had served under Eaker for only five weeks.

© IWM (CNA 408)
Senior Allied Air Commanders gathered at the Headquarters of the North African Tactical Air Force, Ain Beida, Algeria. Left to right: Air Marshal Sir Arthur “Mary” Coningham, Air Office Commanding, NATAF, Major General C A Spaatz, Commanding General, North-west African Air Forces, Air Chief Marshal Sir Arthur Tedder, Air Officer Commanding-in-Chief, Mediterranean Air Command, and Brigadier General L S Kuter, Deputy Commander, NATAF. (Source: © IWM (CNA 408))

This is another of the reasons for the lack of attention afforded Kuter. He never stayed in one place long enough to make a name for himself. Kuter’s next stop was North Africa. He would serve as the deputy to Air Marshal Sir Arthur Coningham, commander of the Northwest African Tactical Air Force. He served in this position for only four months, but he still made immense contributions to the war effort and the future of the US air power. Kuter’s brainchild was FLAX, a well-planned and executed operation to destroy the Axis air bridge between Sicily and Tunisia. He also learned how to implement a proper ground support system in the field. When he returned to Washington to work under Arnold his experiences in North Africa were codified in Field Manual 100-20. This document is considered both the air force’s ‘declaration of independence’ and the basis for the USAF’s tactical air power concepts to this day.

Kuter’s next command opportunity overseas was in the Pacific. Now a Major General, Kuter was quickly replaced in a reshuffling of officers following the defeat of Nazi Germany in May 1945. He then moved to Air Transport Command, where he supported General Douglas MacArthur’s buildup in Japan following the island nation’s surrender. After less than a month, Kuter once again returned to Washington. As Laslie notes, ‘as soon as [Kuter] established and organized the flow of men and material, he was pulled from the theater.’ (p. 122)

Another reason Laslie offers us for Kuter’s relative obscurity is the man’s level-headedness. People want to write about innovators and controversial figures, not respectable architects. Laslie makes this observation early in the book: ‘If the famous early aviators – men like Curtis LeMay and Jimmy Doolittle – were cowboys, then Kuter represented the first-generation lawman who came to town to impose order.’ (p. 18) One of the arduous tasks Kuter had to handle while working under Arnold in 1942 were the requests from various theatre commanders for more and better aircraft and properly trained crews. At the time, there just were not enough aircraft to train crews in the United States and supply US Army Air Forces in Europe, North Africa, and the Pacific. President Roosevelt had also promised the Royal Air Force a share of American aircraft production. This added strain was worth it since many British Commonwealth pilots already had combat experience. Although the theatre commanders could be quite forceful in their requests, Kuter never let it get the better of him, and his level-headedness set him apart from many of his contemporaries. Perhaps, therefore, when Arnold could not attend the Yalta Conference in February 1945, Kuter attended in his place. In doing so, Kuter jumped the queue in front of three-star generals.

Continental_Defense_Warning_Systems
Continental defense warning systems of the North America. (Source: Wikimedia)

Kuter’s Cold War career is equally fascinating. He never held or coveted the positions of Chief of Staff or Vice Chief of Staff of the USAF (perhaps another factor in his relative obscurity). His work establishing the USAF Academy and achieving accreditation for the Air University were architectural moves that produce new generations of air force officers that continue to mould the modern USAF. As a four-star general, Kuter commanded America’s aviation in the Pacific theatre, consolidating these forces under one command: PACAF. He also oversaw NORAD as it dealt with growing Soviet missile offensive capability in the late 1950s and early 1960s.

In his preface, Laslie notes the difficulty associated with writing biography suggesting that:

Historians must tread the perilous course of being objective while at the same time proclaiming why subject needs individual attention in the first place. (p. xi)

Laslie has played this balancing act marvellously. He pulls no punches, willingly calling out Kuter when his ideas or actions were wrong, especially his belief in strategic air bombardment as a war-winning approach. Laslie carefully provides the reader with enough context so that he or she may understand why Kuter made these errors. In fact, it is these very moments, so well captured by Laslie, that make Kuter and the history of the USAF such a fascinating subject.

Alexander Fitzgerald-Black has a Master of Arts in Military History from the University of New Brunswick and is a Master of Arts in Public History candidate at the University of Western Ontario. Alex’s first book, Eagles over Husky: The Allied Air Forces and the Sicilian Campaign, 14 May to 17 August 1943, will be published in early 2018. His research interests include air power in the Second World War, with a particular focus on the Mediterranean, and Canadian military history. He operates his blog at alexfitzblack.wordpress.com and can be reached on Twitter @AlexFitzBlack.

Header Image: Republic of Korea Air Force Lieutenant General Cho Won Kun flies with the 35th Fighter Squadron out of Kunsan Air Base, c. 2009. The 35th Fighter Squadron forms part of the 8th Operations Group of the 8th Fighter Wing. The 8th Fighter Wing is assigned to the Seventh Air Force, which reports to PACAF. (Source: Wikimedia)

#BookReview – Airpower Applied: U.S., NATO, and Israeli Combat Experience

#BookReview – Airpower Applied: U.S., NATO, and Israeli Combat Experience

By Dr Brian Laslie

John Andreas Olsen (ed.), Airpower Applied: U.S., NATO, and Israeli Combat Experience. Annapolis, MD: Naval Institute Press, 2017. Notes. Bibliography. Index. Hbk. 432 pp.

airpower applied

In the most recent work to focus exclusively on air power combat operations, Colonel John Andreas Olsen of the Royal Norwegian Air Force and a visiting professor at the Swedish Defence University in Stockholm, presents a thoroughly researched, persuasive, and insightful work on the study of air power that ranges from large-scale state-on-state actions to the more abundant (some might say most likely) asymmetric fights of the late Twentieth and early Twenty-First Century. Olsen’s name should be more than familiar to anyone with a passing interest in the history of air power. He is the author/editor of numerous works including John Warden and the Renaissance of American Air Power, A History of Air Warfare, Airpower Reborn, Air Commanders, European Air Power, and Global Air Power. Aside from his prolific output, Olsen also has the ability to bring together the most respected names in air power studies to provide chapters in his edited works. The same is true for his latest book, Airpower Applied: U.S., NATO, and Israeli Combat Experience. The purpose of the book, as the title suggests, is to provide a valuation of the American, NATO, and Israeli combat experience from World War II to present campaigns. It is broken into five chapters that cover a total of twenty-nine separate air campaigns or operations. Olsen’s thesis is that ‘knowledge of operational history helps political leaders and military professionals to make better-informed decisions about the use of force.’ Thus, this work is not about ‘lessons learned’ as much as it is a learning tool used to provoke thought and create questions amongst professionals.

Richard Hallion provides the first chapter on ‘America as a Military Aerospace Nation: From Pearl Harbor to Desert Storm.’ Hallion admits that much of America’s advancement during the Cold War was owed to ‘emulation and innovation [rather] than to invention.’ That being said, American air power has moved to the forefront of technology, invention, innovation, and execution in the post-Vietnam era leading up to the dramatic successes of air power during the First Gulf War. Before this Hallion covers many previous aerial campaigns, whose success and failures led to the triumph of Operation DESERT STORM: The Second World War, the Berlin Airlift, Korea, Vietnam, ELDORADO CANYON and JUST CAUSE. Hallion’s contribution here is the best single chapter on the history of American air power from the Second World War to DESERT STORM. However, he, unfortunately, omits any discussion of the failings of Operation EAGLE CLAW, missing an opportunity to discuss the genesis of true air power jointness; this might be forgiven considering that most consider EAGLE CLAW a Special Forces operation with little to do with actual air power. Hallion also misses the mark on his discussion about the use of the F-117 in its combat debut during the operation in Panama. Hallion states ‘The F-117 strike at Rio Hato […] succeeded in stunning the PDF [Panamanian Defense Forces] defenders.’  This, however, is disputed by the Joint History Office’s report on operation JUST CAUSE which stated that ‘[D]espite radio broadcasts and the use of F-117As and other weapons to stun and intimidate them, most PDF units fought harder than expected before surrendering or fleeing.’[1]

Hallion’s belief in the efficacy of air power is apparent when he states that ‘In the gulf it took one bomb or one missile’ to destroy a target (p. 93). This is an oversimplification and poses a danger to those who would believe it. This view of air power as scalpel needs to be tempered. Bombs and missiles miss and many targets in Iraq had to be repeatedly attacked. There is an oft-repeated axiom that they are called missiles and not hittles for a reason. That being said, Hallion’s chapter represents a concise and persuasive argument detailing just why America has become the eminent air power nation in the Twentieth and Twenty-First Centuries and transitions nicely into the next chapter on air power since DESERT STORM.

Allied Force
A US Air Force B-2 Spirit stealth bomber refuels from a KC-135 Stratotanker on April 6, 1999, during an air strike mission in support of NATO Operation ALLIED FORCE. (Source: Wikimedia)

Benjamin Lambeth provides the second chapter on ‘American and NATO Airpower Applied: From Deny Flight to Inherent Resolve.’ Lambeth demonstrates that air power in ALLIED FORCE was a ‘textbook illustration of airpower in action not to “win a war” but rather to achieve a discrete and important campaign goal short of full-fledged war’ (p. 133). However, when looked at through Hallion’s view of ROLLING THUNDER as a ‘naïve intent,’ there arises an internal inconsistency in the application of air power to achieve limited ends, something that all scholars of air power still struggle to contend with (p. 53). It seems that when air power is used for a limited goal and ‘works,’ air power scholars tend to use it as a good example and when it is used towards a limited end and fails, i.e. ROLLING THUNDER, we use that as an example of why air power should not be used towards limited ends.

Lambeth goes one bridge too far in his admittedly unfinished assessment, of the role of air power in attacking ISIS in Operation INHERENT RESOLVE. Readers in 2017 have something Lambeth did not have when he penned his chapter in 2014/2015, namely three more years of data, which seem to finally indicate that the tide against ISIS has turned and that coalition air power with the support of Iraqi and other forces on the ground have driven ISIS out of the sanctuary cities of Raqqa, Sirte, and Mosul. These campaigns, as part of the most precise air campaign in history, and while limiting civilian casualties, took time. Ironically, nearly precisely the amount of time called for by government officials in 2014 that Lambeth decried in his chapter.

The book shifts its focus here away from the NATO and American experience to two chapters on Israeli Air Force (IAF) combat operations. First, Alan Stephens writes ‘Modeling Airpower: The Arab-Israeli Wars of the Twentieth Century’ detailing the First Arab-Israeli War to the First Lebanon War in 1982. Stephens provides balance by indicating upfront that these conflicts were not only about survival for the country of Israel but the displaced Palestinians as well. Focusing more on the air power side of the conflict, Stephens asks upfront, ‘Why were the Israelis so good and the Arabs so bad?’ The answer soon becomes clear, ‘airpower is very expensive’ (p. 274). Israel exploited an ‘educated workforce, rigorous standards, advanced technology and […] exemplary training’ (p. 276). Arab air forces did not, as history, economics, and culture hindered them.

Raphael Rudnik’s and Ephraim Segoli’s next chapter, ‘The Israeli Air Force and Asymmetric Conflicts, 1982-2014,’ looks at the myriad of smaller conflicts Israel has fought since 1982. The chapter also provides linkages to conflicts Lambeth discussed, thus linking the American, NATO, and Israeli conflicts into an overarching air power learning environment. In other words, those who execute air power struggle with the same problems. Namely, as Rudnik and Segoli stated when discussing Israeli air strikes against Hezbollah, ‘[T]he large gap between its [the IAF] improved assault capabilities and its ability to identify viable targets’ in conflicts where an expressed desire of governments is minimising civilian casualties against increasingly urban enemies (p. 294). This highlights the difficulties faced by the IAF and the USAF, namely the need to prepare for ‘traditional’ air force missions versus the asymmetric conflicts of the 21st Century.

041003-F-3188G-247
A pair of U.S. Marine Corps AV-8B Harriers fly over Iraq at sunset during a mission in support of Operation IRAQ FREEDOM, c. 2004. (Source: Wikimedia)

Colonel John Warden provides a final chapter that looks at ‘The Airpower Profession.’ From a certain point of view, Warden still seems to be litigating his arguments from the First Gulf War by focusing not on fielded forces, but rather on parallel warfare against the five rings, which can also be found in his work, The Air Campaign. Warden also decries the ‘cult of jointness’ (p. 343) and believes that ‘surface officers have far less motivation to concern themselves with direct strategic effects than do air professionals’ (p. 346). Warden’s real value is added when he describes the many areas needed to be understood truly by air power professionals, but more importantly, the attendant ability to articulate the importance of air power. So, what does the education of an air power professional look like? Warden casts a wide net of topics worthy of study including classical and modern military history and strategy but also includes more nuanced fields including economics, secular and religious philosophy, fiction, marketing, and advertising.

Any disagreements this author might have over omissions or discrepancies with this work are relatively minor to the overall importance and continued relevance of this well-written, eloquently argued, and nuanced study of air power operations. If one aspect of air power becomes clear, it is that the U.S., NATO, and Israel have proven their ability in large-scale state-on-state conflict, but the ability to use air power in the asymmetric fight is still being argued, some might say conceived. What is needed is more discussion and a better understanding by those in the military and national security communities on the merits and limits of air power operations in what will only become a more contested environment in the future. From the integration of unmanned aerial vehicles to peer-on-peer conflict, aerial operations will only increase, and a deep understanding of what air power can and cannot provide can only be accomplished through continued works like Airpower Applied.

Dr Brian Laslie is an Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). A 2001 graduate of The Citadel and a historian of air power studies, he received his Masters’ from Auburn University Montgomery in 2006 and his PhD from Kansas State University in 2013. His first book The Air Force Way of War (2015) was selected for the Chief of Staff of the Air Force’s 2016 professional reading list. He lives in Colorado Springs. He can be found on Twitter at @BrianLaslie.

Header Image: A two-ship of Israeli Air Force F-16s from Ramon Air Base, Israel, head out to the Nevada Test and Training Range, July 17 during Red Flag Exercise 09-4, c. 2009. (Source: Wikimedia)

[1] Ronald H. Cole, Operation Just Cause: The Planning and Execution of Joint Operations in Panama, February 1988-January 1990 (Joint History Office, Office of the Chairman of the Joint Chiefs of Staff: Washington, D.C., 1995), p. 41