#ResearchResources – Recent Articles and Books

#ResearchResources – Recent Articles and Books

Editorial note: In this new series of posts, From Balloons to Drones plans to highlight research resources available to researchers. Contributions will range from discussions of research at various archival repositories through to highlighting new publications. As part of this series, we plan to bring you a monthly precis of new articles and books published in the field of air power history. This precis will not be exhaustive but will highlight key new works published in the preceding month. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Kwong Chi Man, “Debating ‘Douhetism’: Competing Airpower Theories in Republican China, 1928–1945,’ War in History 28, no. 1 (2021).

This article sheds lights on the difficulty faced by the minor powers when they were trying to build an effective air force during the interwar period (1919–1939) and the Second World War, using the experience of Chinese military aviation as an example. It argues that the Chinese were heavily influenced by the ideas of decisive action and strategic bombing, as well as similar ideas that were attributed (sometimes incorrectly) to the Italian General and air proponent Giulio Douhet. Only the harsh lessons of the war gradually persuaded the Chinese to adopt a more realistic approach to using air power.

Dan Ellin, ‘A ‘Lack of Moral Fibre’ in Royal Air Force Bomber Command and Popular Culture,’ British Journal for Military History 6, no. 3 (2020).

Royal Air Force aircrew endured mental and physical stresses during bombing operations. Their chances of completing a tour of operations unscathed were around one in four, and many were aware the chances were slim. Some who refused to fly were accused of ‘lacking moral fibre’ (LMF). Although this was not a medical diagnosis it is frequently viewed through the lens of mental health and reactions to trauma and it has become a powerful and important cultural phenomenon. This article re-examines LMF in the culture of the wartime Royal Air Force, before considering how and why LMF is remembered by veterans and in popular histories since the war.

James Halstead, ‘Air Power and Allenby’s Army: Arms in Palestine 1917–1918,’ War in History, (2020).

Historians have overlooked the important role played by airpower in combined arms during the Palestine Campaign, 1917–1918. This article argues the Egyptian Expeditionary Force adopted Western Front command structures, successfully integrating airpower within their command and control systems. Tactical and strategic airpower provided intelligence which allowed Corps and Army Headquarters to control the tempo of operations, while ground attack operations disrupted Ottoman command and control arrangements. This integration made a clear contribution to the success of the Egyptian Expeditionary Force at the crucial battles of Third Gaza and Megiddo.

William Head, ‘The Triangle of Iron and Rubber: Ground Actions and Airpower during Operation Attleboro,’ Air Power History 67, no. 4 (2020).

No abstract provided.

Christian Moldjord, Paal Frederiksen, and Larry Browning, ‘Fear and Pride Among Fighter Pilots: Combat Emotions During a Bombing Campaign,’ Armed Forces & Society, (2021), doi:10.1177/0095327X20986925.

This article analyzes the combat emotions of Royal Norwegian Air Force Fighter pilots (hereafter RNoAF) during their bombing campaign over Libya in 2011. Using grounded theory in our interviews with them, we identified 12 categories of their emotions and behaviors, with variations in pride and fear emerging as the two key themes. We show how those two emotions thread through the literature of emotions in combat, and show further how our data, and the resulting matrix from an analysis of it, both apply to and extend that literature. We also show how the high and low variations of pride and fear interact to both support and counter each other. Our findings thus make an important contribution to the combat emotions literature on the action and behavior of fighter pilots.

Samuel Oyewole, ‘Struck and killed in Nigerian Air Force’s campaigns: Assessment of airstrike locations, targets and impacts in internal security operations,’ African Security Review, (2021) DOI: 10.1080/10246029.2020.1859394

The involvement of the air force in a series of Joint Task Force (JTF) arrangements, which were initiated to neutralise various security threats, accounted for a growing record of air campaigns in Nigeria. Although there is growing public attention for airpower in Nigeria, its operational relevance and associated concerns have received inadequate academic attention. Accordingly, the understanding of recent developments in Nigeria’s air campaigns to neutralise targeted threats against security across the country remains largely limited and incoherent. This study, therefore, seeks to examine trends in air campaigns, with emphasis on cases, locations, targets and impacts of airstrike, in Nigeria. For this purpose, 241 cases of airstrike with 3,210 fatalities and 273 cases of air/land operations with 2,186 fatalities that were recorded across Nigeria in the last two decades were assessed. This is expected to contribute to a growing body of knowledge on air campaigns of the Nigerian Air Force (NAF) as well as their relevance to neutralise targeted threats and associated human rights concerns in internal security operations.

Matthew Powell, ‘Debate, Discussion, and Disagreement: A Reassessment of the Development of British Tactical Air Power Doctrine, 1919–1940,’ War in History 28, no. 1 (2021).

This article investigates the work conducted by the Royal Air Force (RAF) in the development of tactical air power in the interwar period. It analyses the RAF’s theoretical doctrinal thinking during the period along with exercises conducted on a joint Service basis to further develop these ideas in practice. It will argue that, rather than neglecting tactical air power during this period as is the accepted view, much good theoretical work was done that formed a theoretical and intellectual basis for the further development of tactical air power in the light of operational experience during the Second World War.

Theo Van Geffen, ‘The Air War against North Vietnam: the Thanh Hoa Railroad and Highway Bridge (Part 6, Conclusion),’ Air Power History 67, no. 4 (2020).

No abstract provided.

Darrel Whitcomb, ‘1972 – US Army Air Cavalry to the Rescue in Vietnam,’ Air Power History 67, no. 4 (2020).

No abstract provided.

James Young, ‘The U.S. Air Force’s Long Range Detection Program and Project MOGUL,’ Air Power History 67, no. 4 (2020).

No abstract provided.

Books

Frank Blazich, “An Honorable Place in American Air Power” Civil Air Patrol Coastal Patrol Operations, 1942–1943 (Maxwell, AL: Air University Press, 2020).

Author Frank Blazich has spent years researching and compiling disparate records of Civil Air Patrol’s short-lived–but influential–coastal patrol operations of World War II, which he synthesizes into the first scholarly monograph that cements the legacy of this unique and vital wartime civil-military cooperative effort.

Benjamin Lambeth, Airpower in the War against ISIS (Annapolis, MD: Naval Institute Press, 2020).

Airpower in the War against ISIS chronicles the planning and conduct of Operation Inherent Resolve by U.S. Central Command (CENTCOM) from August 2014 to mid-2018, with a principal focus on the contributions of U.S. Air Forces Central Command (AFCENT). Benjamin S. Lambeth contends that the war’s costly and excessive duration resulted from CENTCOM’s inaccurate assessment of the Islamic State in Iraq and Syria (ISIS), determining it was simply a resurrected Iraqi insurgency rather than recognizing it as the emerging proto-state that it actually was. This erroneous decision, Lambeth argues, saw the application of an inappropriate counterinsurgency strategy and use of rules of engagement that imposed needless restrictions on the most effective use of the precision air assets at CENTCOM’s disposal. The author, through expert analysis of recent history, forcefully argues that CENTCOM erred badly by not using its ample air assets at the outset not merely for supporting Iraq’s initially noncombat-ready ground troops but also in an independent and uncompromising strategic interdiction campaign against ISIS’s most vital center-of-gravity targets in Syria from the effort’s first moments onward.

Richard Mead, Dambuster-in-chief: The Life of Air Chief Marshal Sir Ralph Cochrane (Barnsley: Pen and Sword, 2020).

Ralph Cochrane was born in 1895 into a distinguished naval family. After joining the Royal Navy, he volunteered in 1915 to serve with the RNAS in airships and was an early winner of the Air Force Cross. In 1918 he transferred to the fledgling RAF and learnt to fly, serving in Iraq as a flight commander under ‘Bomber’ Harris. His inter-war career saw him as a squadron commander in Aden before he became the first Chief of Air Staff of the Royal New Zealand Air Force. During the Second World War he served mainly in Bomber Command and commanded 5 Group from early 1943. He formed 617 Squadron and was instrumental in planning the legendary Dambuster Raid, the most spectacular of the War, as well as the sinking of the battleship Tirpitz. An inspirational leader, he trained 5 Group in low level target marking skills. Post war Cochrane held a string of senior appointments commanding Transport Command, Flying Training Command and finally as Vice Chief of Air Staff, retiring in 1952. He died in 1977.

Steven Paget (ed.), Allies in Air Power: A History of Multinational Air Operations (Lexington, KT: The University Press of Kentucky, 2020).

In the past century, multinational military operations have become the norm; but while contributions from different nations provide many benefits — from expanded capability to political credibility — they also present a number of challenges. Issues such as command and control, communications, equipment standardization, intelligence, logistics, planning, tactics, and training all require consideration. Cultural factors present challenges as well, particularly when language barriers are involved.

In Allies in Air Power, experts from around the world survey these operations from the birth of aviation to the present day. Chapters cover conflicts including World War I, multiple theaters of World War II, the Korean War, the Vietnam War, the Gulf War, Kosovo, the Iraq War, and various United Nations peacekeeping missions. Contributors also analyze the role of organizations such as the UN, NATO, and so-called “coalitions of the willing” in laying the groundwork for multinational air operations.

While multinational military action has become commonplace, there have been few detailed studies of air power cooperation over a prolonged period or across multiple conflicts. The case studies in this volume not only assess the effectiveness of multinational operations over time, but also provide vital insights into how they may be improved in the future.

Randall Wakelam, David Varey, and Emanuele Sica (eds.), Educating Air Forces: Global Perspectives on Airpower Learning (Lexington, KT: The University Press of Kentucky, 2020).

Compared to armies and navies, which have existed as professional fighting services for centuries, the technology that makes air forces possible is much newer. As a result, these services have had to quickly develop methods of preparing aviators to operate in conditions ranging from peace or routine security to full-scale war. The first book to address the history and scope of air power professionalization through learning programs, Educating Air Forces offers valuable new insight into strategy and tactics worldwide.

Here, a group of international experts examine the philosophies, policies, and practices of air service educational efforts in the United States, France, Italy, Germany, Australia, Canada, and the UK. The contributors discuss the founding, successes, and failures of European air force learning programs between the Great War and World War II and explore how the tense Cold War political climate influenced the creation, curriculum, and results of various programs. They also consider how educational programs are adapting to soldiers’ needs and the demands of modern warfare.

Featuring contributions from eminent scholars in the field, this volume surveys the learning approaches globally employed by air forces in the past century and evaluates their effectiveness. Educating Air Forces reveals how experiential learning and formal education are not only inextricably intertwined, but also necessary to cope with advances in modern warfare.

Darrel Whitcomb, Moral Imperative: 1972, Combat Rescue, and the End of America’s War in Vietnam (Lawrence, KS: University Press of Kansas, 2021).

In 1972, America was completing its withdrawal from the long and divisive war in Vietnam. Air power covered the departure of ground forces, and search and rescue teams from all services and Air America covered the airmen and soldiers still in the fight. Day and night these military and civilian aircrews stood alert to respond to “Mayday” calls. The rescue forces were the answer to every mans prayer, and those forces brought home airmen, sailors, marines, and soldiers downed or trapped across the breadth and depth of the entire Southeast Asia theater. Moral Imperative relies on a trove of declassified documents and unit histories to tell their tales.

Focusing on 1972, Darrel Whitcomb combines stories of soldiers cut off from their units, advisors trapped with allied forces, and airmen downed deep in enemy territory, with the narratives of the US Air Force, Army, Navy, Marines, contract pilots, and special operations teams ready to conduct rescues in Laos, Cambodia, North Vietnam, and South Vietnam. All of these missions occur against the backdrop of our withdrawal from the war and our diplomatic efforts to achieve a lasting peace. In detail, Whitcomb shows how American rescue forces supported the military response to the North Vietnamese’s massive three-pronged invasion of South Vietnam, America’s subsequent interdiction operations against North Vietnam, and ultimately the strategic bombing of Linebacker II.

#BookReview – Why Air Forces Fail: The Anatomy of Defeat

#BookReview – Why Air Forces Fail: The Anatomy of Defeat

By Dr Randall Wakelam

Robin Higham and Stephen J. Harris (eds.), Why Air Forces Fail: The Anatomy of Defeat, Revised and Expanded Edition. Lexington, KT: University Press of Kentucky, 2016. Images. Footnotes. Bibliography. Index. 454 pp.

Why Air Forces Fail

Editorial Note: In 2006, University Press of Kentucky published an edited volume that sought to examine the question of why air forces fail. Edited by the late Robin Higham and Stephen J. Harris, Why Air Forces Fail has become an essential volume as air power specialists seek to understand the reasons why some air forces are more successful than others. As one reviewer noted in the Journal of Military History regarding the first edition of this work, ‘one of the more interesting and better books on military aviation to appear in the last few years.’[1] As such, does this new edition add anything to the original volume?

When the first edition of Why Air Forces Fail was published in 2006, it immediately caught my attention. The title itself was intriguing for here was a work that was going to look not at why, or how, air forces succeed, but why air power at certain times and in certain places and circumstances has failed to deliver victory. Robin Higham was a greatly respected air power historian and had flown in the Royal Canadian Air Force (RCAF) in the Second World War, and Stephen Harris was and is the Director of History and Heritage for the Canadian Forces and had authored the Bomber Command section of the official history of the RCAF. It seemed that there were many good reasons in this Canadian reviewer’s mind for looking at the collection they had assembled.

PL 8096
A shot down Dornier ‘flying pencil.’ Two members of the German crew were killed, and two others were taken, prisoner. (Source: © IWM (PL 8096))

Higham’s introduction was particularly thought-provoking. He (1st Ed., p. 1) posited that ‘other things being equal’ it seemed that the best technology generally won. These other things included a series of complex factors which could however greatly impact the effectiveness of air power. Higham looked at and where necessary modified all of the factors upon which A.T. Mahan had conducted his analysis of sea power: national borders, a nation’s physical conformation, aircraft industry, size of the population, characteristics of the population, and nature of government. To these, he added:  location and sufficiency of air bases, the terrain being overflown during operations, capabilities of the aircraft and air weapons, and management of war decisions – ends, ways and means. Once these factors were explained to readers, Higham (1st Ed., p. 5) asked two central questions:

Did the loss of air superiority, if it ever existed, cause the collapse of the nation’s defenses?  And was that the sole cause [of the nation’s defeat]?

Higham drew his introduction to a close with an attempt to identify lessons or trends but did not attempt to present precise deductions. One had to turn to the conclusion of the collection for a summation of the editors’ thinking. There Higham and Harris posited that the simple presence of air assets does not, in fact, guarantee a victory. The last sentence (1st Ed., p. 354) of the book seems both appropriate and applicable to all nations and military services:

These [observations] suggest that the fall of an air force is the result of long-term failings, not an immediate failure ‘on the day’ by an air arm that is essentially ready for its allotted role.

Such was the first edition but what of this volume? Harris has related to me that Higham had negotiated the second edition, but that much of what he intended passed with him and as such there is little for those returning to the work to note that differs from the original. What the returning reader will find is two additional chapters, one by Harris dealing with RAF Bomber Command’s strategic operations against Germany. Harris focuses on the electronic warfare campaigns, including electronic countermeasures and electronic counter-countermeasures, waged by Bomber Command and by the Luftwaffe’s air defenders. This chapter shows that the RAF could not produce enough technicians to offset German capabilities. The second new chapter by Kenneth Werrell deals with the US services application of air power in the Vietnam conflict and how a range of factors prevented the American flying services from achieving the results sought by military and civilian leaders, particularly in the face of effective opposition. Other than these there is nothing new in the second edition other than two short commentaries on Harris’ and Werrell’s chapters. These remarks are added to the original conclusion along with two additional paragraphs commenting on the growing complexity of aircraft design and procurement in one case and the other the implicit failure of those involved in air power decisions to learn from history. Also, there is a very short, easily missed, dedication to Higham in the front piece of the volume. Why the publishers have taken this very understated approach to acknowledge Higham on the one hand, and the changes to the new edition on the other is baffling.

All this to say, I had hoped for more in this new edition. However, for those who have not read the first edition, this expanded version remains a valuable study of air power and of how and why it cannot guarantee success in conflict.

Dr Randall Wakelam teaches military and air power history at the Royal Military College of Canada. After graduating from RMC in 1975 he flew helicopters for the Army, becoming CO of 408 Tactical Helicopter Squadron in 1991. Along the way, he also had staff appointments in aircraft procurement and language training policy. Since 1993 he has been an educator, first in uniform at the Canadian Forces College in Toronto and now at RMC. His research and publishing focus on air power and military education.

Header Image: F-100Ds of the 481st Tactical Fighter Squadron over South Vietnam in February 1966. Early F-100s were unpainted when they arrived in Southeast Asia like the foreground aircraft, but all eventually received camouflage paint like the aircraft in the back. (Source: National Museum of the US Air Force)

[1] Kenneth P. Werrell, ‘Book Review – Why Air Forces Fail,’ The Journal of Military History, 70:3 (2006), pp. 887-8.

#AirWarBooks – Dr Randall Wakelam

#AirWarBooks – Dr Randall Wakelam

Editorial Note: In the fourth instalment of ‘Air War Books,’ Dr Randall Wakelam discusses the ten books that have influenced and shaped his writing as an air power historian. If you are interested in contributing to this series or From Balloons to Drones more generally, find out how here.

Since joining the Air Force more than 45 years ago, I have found that professional education for those working with air power has not been a forte of Canada’s Air Force. Much of what I have learned, I have done so out of curiosity and by selecting graduate courses and by doing graduate research that allowed me to satisfy my curiosity and develop a better understanding of air power. While I am critical of this circumstance in Canada I do not think it is unique; there are too many editorials, op-eds and notes from chiefs of service that attempt to get aviators to read if not write.

Having taught air power at the Canadian Forces College and now at an undergraduate and graduate level to officer cadets and civilian students, I continue to learn. In this teaching, I think I am comfortable with the notion that air power concepts introduced a century ago have now reached maturity regarding what air power effects can be applied and how. What is constantly in flux is the larger Geopolitical context of why and when one wants to apply air power effects.

The one other factor that I would want to bring into the formulation of this list is my desire to get inside the thinking processes of those who have developed air power concepts and then applied them. Thus, several the titles that you will see below are either biographies or studies of the human condition. In the case of biographies, I fully recognise that looking at the life stories of some of these actors comes with risks. Case studies of human and personnel questions are perhaps less risky but not without risk.

And now to the list, which is most certainly too short to do justice to the many other works that I have found important to me.

Philip Meilinger (ed.), The Paths of Heaven: The Evolution of Airpower Theory (Maxwell AFB, AL: Air University Press, 1997). This volume is without question the one work that I keep going back to. Admittedly written from a United States Air Force (USAF) perspective I have found the work balanced and useful in seeing the ‘long duree’ of air power thought and its application. I first read the book just after it came out but even now, twenty years later, do not find it particularly dated. Of great value is I.B. Holley’s summary and commentary. His criticism that the work ignores naval aviation serves as a caution to readers that while highly valuable the volume does have its limitations.

John Andreas Olsen (ed.), A History of Air Warfare (Washington D.C.: Potomac, 2010). This work fills the void of the last two decades since Paths of Heaven was published and provides readers with a different treatment of many of the same ideas and events presented in the former. For that reason, I think it provides a solid bookend to balance the USAF compendium. Also, the reader gets a good dose, perhaps too good of the air campaigns of the post-Cold War decades and three useful studies of current and future themes, most importantly small wars and space. The penultimate chapter, by Martin van Creveld, balances Holley’s commentary and leaves the reader with the ultimate question: has the age of air power come and gone?

Allan D. English, Understanding Military Culture: A Canadian Perspective (Montreal: McGill-Queen’s University Press, 2004). When I reviewed English’s book about a decade ago, I wrote that it was, for me at least, a volume that captured essential ideas about military culture, ideas that I might have benefited from even from my first days in uniform. In a relatively short but well-focused study, English laid out the elements of culture, looked at them through the lens of the USAF and then from the perspective of the Canadian air arm. At that time there was no the Royal Canadian Air Force (RCAF), as there had been up to the 1960s and as there is again today. The absences of that organisational title and the emotional trappings of an independent air service were all the more reason to read English’s book at the time. The comings and goings of organisations, from squadron to air forces that continue in all nations made and makes this work incredibly insightful.

Henry Probert, Bomber Harris: His Life & Times (Aylesbury: Greenhill Books, 2001). For a long time, I wanted to attempt to understand the thinking of Marshal of the Royal Air Force Sir Arthur Harris. Was he the wanton killer of German civilians that he was accused of being? How did he apparently hold the loyalty of his aviators? Probert’s study of the man gave me the answers that others did not. Bullheaded to the point of obstinacy – certainly more than not – but he did set out to apply the concepts and technology available to him to accomplish the task set for Bomber Command. Moreover, in this, we see not bombast alone but also a sharp intellect and a degree of flexibility and accommodation (that I would not have expected) and above all a desire to save the lives of his crews, or at least make their sacrifices count. Probert showed me Harris’ strengths and weaknesses, giving me a good picture of what any operational level leader might look like, warts and all.

Denis Richards, Portal of Hungerford (Tintern, MON: William Heinemann, 1977). If Harris is a good case study in operational level leadership, then Denis Richards biography of Marshal of the Royal Air Force Viscount Portal makes a good companion. Few of us will ever get to work at or even observe the work of senior air force leaders or to have exposure to the sorts of institutional level challenges they face, both within their service and across governments and coalitions. This book gives us that access, and it allows us to put the better-known struggles of the Royal Air Force (RAF) in its formative years into a more personal context where, as in the case of Harris, personal strengths and weaknesses – the human factor – contribute to success or precipitates failure.

Dewitt S. Copp, A Few Great Captains: The Men and Events That Shaped the Development of U.S. Air Power (McLean, VA: EPM Publications, 1989). This work has been my only deep dive into the USAF, and as I began to think more about culture, doctrines and effects, it seemed to be important to study not just one man or a few, but rather the birth and evolution of an air power community. I believe I found that in this work. It looks at the people and their professional growth, ideas, experiences, small ‘P’ politics and larger organisational conflicts.

John J. Zentner, The Art of Wing Leadership and Aircrew Morale in Combat, CADRE Paper no. 11 (Maxwell AFB, AL: Air University Press, 2001). This set of case studies looks at leadership in a flying organisation, arguably one of the hardest notions to explain to army and naval officers who generally lead within plain sight of their followers. Moreover, to be honest, how one leads in the air is often hard to describe, or at least it was before the recent decades of air operations, to aviators. Effective leadership should promote high morale, and Zentner posited that that strong morale is linked to aircrew control over the tactics they are to use in the air. During a period of relative global calm, he set out to test his concept in three case studies. He looked at two fighter leaders, one German and one American in the Second World War, and for a third case flows the leadership of a B-52 Wing Commander during the Vietnam War.

Allan D. English, The Cream of the Crop: Canadian Aircrew, 1939-1945 (Montreal: McGill Queen’s University Press, 1996). This work is focused on the personnel issues of the RAF and the RCAF, and thus we find an investigation into an aspect of air warfare every bit as important as technologies. English sets out to explore and comment on the impact of what today we recognise as post-traumatic stress disorder on Bomber Command aircrew. To do this he looks at the Royal Flying Corps experiences of recruiting and training during the First World War and how these, and societal cultural norms were adopted by the RAF and to a lesser extent the RCAF in the Second World War. He shows the significant difference in the policy adopted by the RCAF and how rehabilitation of stress casualties rather than their banishment could safeguard critical human resources.

Robin Higham and Steven J. Harris (eds.), Why Air Forces Fail: The Anatomy of Defeat (Lexington, KT: The University Press of Kentucky, 2006). Not every air campaign is a success and not every air service ensures the security of its home nation. In studying failures Higham and Harris edited volume expose us to valuable experiences of things gone wrong. More important than the various well researched and presented case studies is the introduction where the editors lay down a simple truth: ‘other things being equal’ the better air power ‘should’ prevail. They then go on to look at the range of ‘other things’ and here is the true value of the collection: the reader soon realises, or should, that there are almost countless factors in play that can cripple an air force, often long before a conflict begins. To codify these factors, Higham adapts Mahan’s characteristics of a maritime nation to identify where and how air power nations can and have failed.

Robert Grattan, The Origins of Air War: The Development of Military Air Strategy in World War I  (London: IB Tauris, 2009). Grattan, an RAF navigator, turned business professor in his later years, presents a study of air arms in the First World War. He argues that the leaders, flyers and even politicians and industrialists had nothing to go on and so national air arms were sort of a ‘design build’ enterprise with rapid advancement through trial and error. He looks at aircraft, weapons, personnel and tactics studying the advancements of each in relation to the others. The use of the word ‘strategy’ in his title is a bit misleading; ‘air power concepts’ would more accurately describe his focus in my view.

Dr Randall Wakelam teaches military and air power history at the Royal Military College of Canada. After graduating from RMC in 1975 he flew helicopters for the Army, becoming CO of 408 Tactical Helicopter Squadron in 1991. Along the way, he also had staff appointments in aircraft procurement and language training policy. Since 1993 he has been an educator, first in uniform at the Canadian Forces College in Toronto and now at RMC. His research and publishing focus on air power and military education.

Header Image: A group of pilots of No. 1 Squadron RCAF, gather around one of their Hawker Hurricane Mark Is at Prestwick, Scotland, c. October 1940. The squadron’s commander, Squadron Leader E.A. McNab, stands fifth from the right, wearing a forage cap. (Source: © IWM (CH 1733))

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

Education for 21st Century Aviators

Education for 21st Century Aviators

By Colonel (ret’d) Dr Randall Wakelam[1]

Editorial Note: Between February and April 2018, The Central Blue and From Balloons to Drones, will be publishing a series of articles that examine the requirements of high-intensity warfare in the 21st Century. These articles provide the intellectual underpinnings to a seminar on high-intensity warfare being held on 22 March by the Williams Foundation in Canberra, Australia. In this article, Dr Randall Wakelam examines the importance of education for aviators in the 21st Century. While drawing on the experience of the Royal Canadian Air Force, Wakelam argues that while the value of education is often hard to quantify, it is nonetheless an essential aspect in the development of airman who needs to master the profession of arms and the challenges associated with that idea. His argument transcends national boundaries and applies to any large, medium, or small air force seeking to prepare for the challenges posed by the future operating environment.

I have a prejudice: My prejudice is that airmen do not like thinking: Airmen are obsessed with bombs, fuses, cockpits and screens and are actually rather uncomfortable exploring the underpinning logic and doctrine: So producing a thinking air force is a strategic requirement.

Air Chief Marshal Sir Brian Burridge, RAF Air Power Review, 2004

In Burridge’s statement from the early years of this century, one can readily see that education for air power professionals has been and will continue to be important for the successful management of air forces both regarding national and international processes like procurement and collation operations and the day to day conduct of air operations. However, the caution that he offers about discomfort for education is equally important, and his concern is not new. Indeed one of the central themes of Carl Builder’s study of the USAF – The Icarus Syndrome – was that leaders had too often shifted their focus from the tough questions of running the institution to a more limited attention to technologies and air vehicles.[2] Moreover, we see a similar tendency to eschew non-technical aspects of air power in the early days of the Royal Australian Air Force (RAAF) College where of a 5,500-hour, four-year syllabus, fully 1,955 hours were spent on the sciences, while only 230 were dedicated to history, war studies, and imperial defence issues. There was no non-technical course on air power theory. In the view of former RAAF historian Alan Stephens, ‘the Air Force [was] very plainly identifying itself as a technocracy.’[3]

Building on these examples and concerns I want to argue that education is good for the RCAF, both for individuals and for the institution. A recent RCAF Journal article ‘Professional Airpower Mastery and the RCAF’ also makes the point, stating that Canada’s air force is very good tactically, but that beyond this it lacks the ability to be as effective as it might at higher levels of warfighting or in the broad domain of national and international security.[4] At those levels, we, again both individually and institutionally, tend to muddle through problems – sometimes successfully, sometimes less so. To put that article in context for an Australian audience, it should be noted that one of the many sources used by those authors was Sanu Kainikara’s 2011 work At the Critical Juncture: The Predicament of Small Air Forces.[5]

Returning to a Canadian context, a late 1960s study, The Report of the Officer Development Board (ODB), posited that all officers move away from hands-on tactical and technical expertise fairly early in their careers, replacing those technical and tactical ‘occupational skills’ with broader pan-service and then pan-Canadian Forces/whole of government ‘military expertise’ competencies.[6] This progression is as true of the RCAF as it is of the Royal Canadian Navy or the Canadian Army. More to the point of this article, the ODB also stated that officers needed to start their service with a strong intellectual ability and then have to grow that as the challenges they confront become less predictable. The ODB made this point in the context of a world which was dominated by tense geopolitical circumstances, burgeoning technological advances and security challenges that ranged from superpower standoff to asymmetric conflict to the full range of peace support operations.[7]

Things are not much different today. We are called upon to deal with the often abstract and chaotic problems of the 21st century using what the ODB labelled called ‘executive and military executive abilities’. Major-General David Fraser, then just returned from commanding Regional Command South in Kandahar, made a similar observation in a 2006 lecture at the Canadian Forces College, pointing out that at the tactical level leaders need to have the intellectual agility, and associated confidence to be able to deviate from a plan when circumstances dictate.[8] However, he went on to argue that while at the tactical level circumstances can be complicated, at the operational and strategic levels of war decision makers often face complexity, overlaid with ambiguity and chaos – what is often called the wicked problem.

Wakelam

We learn technical and tactical skills through training for the most part, but the broader competencies are more generally the product of education. Training allows for standardised responses to predictable circumstances whereas education permits reasoned responses to unpredictable circumstances.[9] Training can be relatively well measured as we can see in the course training standards and training and education plans that form the basis of hundreds of qualifications. From Robert Smith-Barry’s reforms to pilot training that he implemented a century ago today we implicitly understand the value of standardised training for aircrew and more broadly for all air force hands-on competencies. Knowing that your winger knows what she or he is doing; knowing that the techs have done their snag rectification by the book and that battle managers understand clearly what they can do to assist in the fight allows each of us to perform confidently. Moreover, all these skills and knowledge are based on a validated training system which ensures technical and tactical competence.

Education, and its value is, on the other hand, a bit less quantifiable: does a Bachelor’s in aeronautical engineering equate to an effective aircraft designer or a skilled technical authority? Does a Master’s in International Relations make for an effective commanding officer (CO) when deployed on coalition operations or an astute policy analyst proposing changes to air force roles and structures? In these examples, the answers are probably yes, but there is no easily applied ‘training standard’ to tell us so. The ODB said that the undergraduate degree provided a necessary ‘training of the mind’ and a graduate degree in areas related to the profession of arms was a useful and necessary enrichment both in knowledge and intellectual capacity.[10]

Those thoughts from 50 years ago are all well and good, but those who do not have a degree, or an advanced degree often seem to do ‘just fine’.  However, what does just fine mean? It may mean that success has not come from an optimal application of thinking power – allowing a logical, viable solution. Rather, it may mean that a solution is derived from a limited perspective based on the individual’s limited or skewed sense of the issues. Education is not a guaranteed antidote to the latter problems, but it frequently offers the learner new ways of considering evidence and weighing alternatives. Indeed, this was the implicit message in the RCAF’s curriculum of the RCAF War Staff Course. Air Commodore George Wait, the Staff College’s first commandant, had an opportunity to offer his thoughts on the content and conduct of the syllabus and by extension the notion of a professional development philosophy that combined training and education. He wrote:

[t]he backbone of the course consists of a series of lectures on staff duties given by the Directing Staff, which leads students through service writing, precis writing, appreciations and orders and instructions.  The students then put their knowledge to work by doing a series of practical problems on the employment of air power.[11]

However, to give this routine staff training some added richness the programme of studies also included lectures given by well-qualified visiting speakers, both officers and civilian officials, on a variety of topics, including other services, allied and enemy forces, matters of the strategic direction of the war, and war production. ‘Only by such a means,’ Wait had said in earlier correspondence with Air Force Headquarters, ‘can the students be given the broader and more authoritative outlook that they will require in staff positions.’[12]

The same notion of broad education was stated more explicitly in the late 1950s in the RCAF Staff College’s syllabus:

The RCAF Staff College makes no attempt to graduate experts in a particular field, nor does it expound any easy universally applicable doctrines. Rather by providing its graduates with an education of the broadest scope and by developing habits of clear thinking, it attempts to provide them with the breadth of interest, openness of mind, reasoning ability, and a broad view of their Service and profession, which will enable them to master the specific tasks of any appointment and to make sound decisions in any situation. (emphasis added)[13]

Much of my original paper had been drafted before the 7 June 2017 release of Canada’s new defence policy ‘Strong, Secure, Engaged’. Reading through it and ‘blue sky’ imagining the work needed to implement the policy one cannot but think that it will require big and imaginative minds to deal with how we make good on the vision and indeed there are repeated references to flexibility of mind and the utility of education. Tactical excellence alone, one can surmise, will not guarantee success.

Practically, how do we do develop a learning strategy that ensures policy ends? The recently restructured and re-energised RCAF officer professional development system offers a flight plan towards realising this goal. First, we have confirmed the need for all officers to achieve, or in certain special cases to be on the path to achieving, an undergraduate degree before commissioning. As of 2016, in Canada, we now have a course – the Air Power Operations Course (APOC), that looks remarkably similar to the War Staff Course, albeit only 60 percent as long. Finally, there is a vision, yet to be defined and approved, for expanded senior officer education, this to be achieved through focused workshops of several days or a few weeks duration depending on the topic.

The APOC has six ‘performance objectives’, the first being a learning outcome to develop the air-mindedness of students, who are drawn from all RCAF occupations, so that they can work collaboratively with officers across all flying and technical communities within the RCAF and can explain and represent the air power concepts and practices to officers in joint headquarters and other services. The second objective is to develop staff officer competencies in clear and logical thinking and communications. The remaining objectives – planning of operations in deployed and coalition situations – build on the first two and expose students to the complexity of modern air operations, and this in a service where tactical and maritime helicopters (and everything else that flies) are air force resources.

What the more senior follow-on courses might look like is still very much undefined, but the wisdom of the 1959 syllabus would suggest that a tactically oriented curriculum will not do. What senior air force leaders need is something more. This same idea was much in evidence in a recent Australian Defence Force study. The following are extracts from ‘The Chiefs: A Study of Strategic Leadership.’[14]

The report reaches three major conclusions, relating respectively to individual development, organisational development and leadership style. These conclusions are that:

  • for the ambitious officer, “what got you here won’t get you there”;
  • for the military institution, “what got us here won’t get us there”; and
  • the principle that “leadership is a team sport” is just as valid at the senior level as it is lower in the organisation.[15]

It is recommended that:

  • the core JPME [Joint Professional Military Education] effort (or at least that from mid-career onwards) be oriented around the four strategic leadership roles of Strategic Leader, Strategic Builder, Strategic Director and Steward of the Profession.
  • such JPME be focused on preparing officers for future roles in both leadership and support for senior leaders.
  • officers from mid-career onwards periodically be exposed to and engage with contemporary and evolving issues at the strategic level, with exercises that require them to examine the responsibilities and skills needed for the Director-Leader-Manager-Steward forms within their own current and immediate-future career roles. (For example, as part of preparation for ship/unit command, O4 and O5 could examine the application of these four roles to that level of command and the level of command immediately above it.)
  • such engagement use active rather than passive modes of learner behaviour.
  • each Service continue with the current encouraging trend of introducing career models that enable selected officers to develop in-depth specialisations within relevant fields – not just within “personnel management” and “project management/technology” but also within economics, politics and military sociology.[16]

We can see that technical and tactical competencies are no guarantee to success at higher levels of command and leadership and that organisations that are similarly successful like likely need to approach institutional and national/international challenges with ways and means (intellectually and practically) that differ from what works in tactical situations.

20141208adf8588365_003
Chief of the Defence Force Air Chief Marshal Mark Binskin AC, speaking at the 2014 Australian Command and Staff Course – Joint Graduation ceremony held at Llewellyn Hall, Australian National University, Canberra, c. 2014. (Source: Australian Department of Defence)

Some, if not all the Australian Defence Force’s recommendations for learning could be implemented within the RCAF’s professional education programme, but there is much to be gained from learning environments outside the air force. The recent introduction of sponsored assignments to complete a Masters in War Studies at the Royal Military College (with a focus on air power topics) is one such avenue. Similarly, a new internship programme, with placements in think tanks, industry and government will expose air force officers to different ways of thinking, planning and operating.

Where does this leave us as we advance through the new century? As suggested at the outset a narrow focus on technical and tactical proficiency, while necessary, cannot be the nexus of professional education. Many observers and practitioners have noted this. A broad blend of intellectual dexterity coupled with both hands-on skills and broad knowledge would seem to have been and remains today the essence of professional effectiveness and thus the desired outcome of an aviator’s education.

Dr Randall Wakelam teaches military and air power history at the Royal Military College of Canada.  After graduating from RMC in 1975 he flew helicopters for the Army, becoming CO of 408 Tactical Helicopter Squadron in 1991. Along the way, he also had staff appointments in aircraft procurement and language training policy. Since 1993 he has been an educator, first in uniform at the Canadian Forces College in Toronto and now at RMC. His research and publishing focus on air power and military education.

Header Image: A memorial to the establishment of the RCAF Staff College, which is now the Canadian Forces College. This establishment started life as the RCAF War Staff Course. (Source: Wikimedia)

[1] A shorter version of this paper was first drafted for the Royal Canadian Air Force (RCAF) in the Fall of 2017, but both it and this version are the products of about 30 years of thinking about how military professionals can best educate themselves. Where the examples used are largely specific to historical and contemporary Canadian experience there is, I believe, much that is common to most, if not all, modern air forces.

[2] Carl Builder, The Icarus Syndrome: Air Power Theory and the Evolution of the Air Force (New Brunswick, NJ: Transaction Press, 1998).

[3] Alan Stephens, Power Plus Attitude: Ideas, Strategy and Doctrine in the Royal Australian Air Force 1921-1991 (Canberra: Australian Government Publishing Service, 1992), pp. 109–11.

[4] Brad Gladman et al, ‘Professional Airpower Mastery and the RCAF,’ RCAF Journal, 5:1 (2016), pp. 8-23.

[5] Sanu Kainikara, At the Critical Juncture: The Predicament of Small Air Forces (Canberra: Air Power Development Centre, 2011).

[6] Randall Wakelam and Howard Coombs (eds.) The Report of the Officer Development Board: Major-General Roger Rowley and the Education of the Canadian Forces (Waterloo: Wilfrid Laurier University Press, 2010), p. 46. The same issue applies to senior warrant officers as they reach formation (wing, air group, etc.) and national level senior appointments where they must be able to understand the sorts of challenges their commanders face.

[7] Ibid, pp. 26-31.

[8] Major-General David Fraser, Lecture to the Advanced Military Studies Course, Canadian Forces College Toronto, October 2006.

[9] Ronald Haycock, ‘Historical and Contemporary Aspects of Canadian Military Education’ in Greg Kennedy and Keith Neilson (eds.) Military Education:  Past, Present, and Future (Westport, CT.: Praeger, 2002), p. 171.

[10] Wakelam and Coombs, Officer Development Board, p. 40.

[11] William R. Shields and Dace Sefers, Canadian Forces Command and Staff College: A History 1797-1946 (Toronto: Canadian Forces College History Project, Canadian Forces College, 1987), pp. 4-15.

[12] Ibid, pp. 4-16.

[13] R.C.A.F. Staff College Calendar Course 23 (1958-9), “Conclusion.”

[14] Nicholas Jans, Stephen Mugford, James Cullens and Judy Fraser-Jans, ‘The Chiefs:  A Study of Strategic Leadership’ (Canberra:  Australian Defence College, 2013).

[15] Ibid, p. 111.

[16] Ibid, p. 113.