Editorial Note: Led by our Editor Dr Mike Hankins, From Balloons to Drones produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.
The years between the First and Second World War was a very important time for the development of air power, and this was especially true in Australia and New Zealand. Dr Alex Spencer, curator at the Smithsonian National Air and Space Museum, joins us to talk about these developments, which he discusses in his new book: British Imperial Air Power: The Royal Air Forces and the Defense of Australia and New Zealand Between the World Wars.
Dr Alex Spencer is a Curator at the Smithsonian National Air and Space Museum where he curates two collections. Together these collections include the Supermarine Spitfire, Hawker Hurricane, de Havilland Mosquito, Messerschmitt Bf 109 and Me 262, Heinkel He 219, Arado Ar 234, and over sixteen thousand artifacts of personal items, including uniforms, flight clothing, memorabilia, ribbons, and medals. He received his PhD in Modern European History from Auburn University. His research focuses on British and Commonwealth military aviation during the 20th Century. He was the coeditor of Smithsonian National Air and Space Museum: An Autobiography.
Header Image: A Line up of two Vickers Vildebeests of the Royal New Zealand Air Force at RNZAF Station Wigram in the late-1930s. Vildebeest NZ108 is in the foreground. The flashes on the fuselage and wheel spats are blue. (Source: Air Force Museum of New Zealand)
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at firstname.lastname@example.org or via our contact page here.
Mateusz Piątkowski, ‘War in the Air from Spain to Yemen: The Challenges in Examining the Conduct of Air Bombardment,’ Journal of Conflict and Security Law, 2021; https://doi.org/10.1093/jcsl/krab017
Air power is a dominant factor in both past and modern battlespace. Yet, despite its undisputed importance in warfare, its legal framework did not correspond with the significance of the air military operations, especially before the adoption of the Additional Protocol I to the Geneva Conventions of 1977. Even after this date, not all the particulars of air warfare are regulated by the positive rules, as the law is scattered in norms of customary character. Even more challenging process than reconstruction of the legal architecture of the air warfare is the evaluation of the specific incidents containing the elements of military aviation activity. The aim of the article is to present possible challenges arising from very complex normative and operational background of the air warfare and air bombardments in particular. The pivotal point in considerations is the forgotten inquiry conducted by the military experts operating within the established by the League of Nations commission reviewing the conduct of air bombardment during the Civil War in Spain. The adopted methodology of the commission could be considered as a reasonable and balanced approach of analyzing the cases including the involvement of the air power and a relevant reference in contemporary investigations.
Jasmine Wood (2021) ‘Lashings of Grog and Girls’: Masculinity and Sexuality in the Rehabilitation of Facially Disfigured Servicemen in the Second World War, War & Society, DOI: 10.1080/07292473.2021.1969172
This article explores the importance of masculinity in the rehabilitation experience of members of the Royal Air Force who were facially disfigured during the Second World War. Other historical work has highlighted the significance of masculinity in the rehabilitation of other groups of disabled veterans, but the experience of the facially disfigured is somewhat neglected. This article investigates the methods employed at Rooksdown House and East Grinstead Hospital where men suffering from burns injuries and disfigurements were both physically and psychologically rehabilitated. It explores the key themes of hospital environment, occupational therapy and relationships. In using oral histories and memoirs this article argues that masculinity and sexuality were key aspects of servicemen’s identity that had to be restored through rehabilitation to ensure their successful reintegration into society.
Thomas McKelvey Cleaver, The Tonkin Gulf Yacht Club: Naval Aviation in the Vietnam War (Oxford: Osprey Publishing, 2021).
On August 2, 1964, the USS Maddox became embroiled in the infamous Gulf of Tonkin incident that led directly to America’s increased involvement in the Vietnam War. Supporting the Maddox that day were four F-8E Crusaders from the USS Ticonderoga, and this was the very start of the US Navy’s commitment to the air war over Vietnam.
The Tonkin Gulf Yacht Club is titled after the nickname for the US Navy’s Seventh Fleet which was stationed off the coast of Vietnam, and it tells the full story of the US Navy’s war in the air. It details all the operations from the USS Maddox onwards through to the eventual withdrawal of the fleet following the collapse of South Vietnam in 1975.
The Seventh Fleet’s Task Force 77, which at points during the war had as many as six carriers on station at any one time with 70-100 aircraft on each, provided vital air support for combat troops on the ground, while at the same time taking part in the major operations against North Vietnam itself such as Rolling Thunder, Linebacker I and II. All of these operations took place in a hostile environment of flak, missiles and MiGs.
The story is told through the dramatic first-hand accounts of those that took part in the fighting, with many of the interviews carried out by the author himself. The Vietnamese perspective is also given, with the author having had access to the official Vietnamese account of the war in the air. The author also has a personal interest in the story, as at the age of 20 he served with the US Seventh Fleet off the coast of Vietnam and was personally involved in the dramatic history of The Tonkin Gulf Yacht Club.
Kenneth Jack, Eyes of the Fleet Over Vietnam: RF-8 Crusader Combat Photo-Reconnaissance Missions (Havertown, PA: Casemate Publishers, 2021).
Photo reconnaissance played a significant role during the Cold War, however, it remained unknown to the public for many years because its product and methods remained classified for security purposes. While the U-2 gets most of the credit, low-level photo reconnaissance played an equally important role and was essential to target selection and bomb damage assessment during the Vietnam War. Moreover, the contribution of naval aviation photo-reconnaissance to the bombing effort in Vietnam is largely an untold story. This book highlights the role of the unarmed supersonic RF-8A/G photo-Crusader throughout the war, and also the part played by its F-8 and F-4 escort fighters.
Veteran and historian Kenneth Jack pieces together the chronological history of photo recon in the Vietnam War between 1964 and 1972, describing all types of missions undertaken, including several Crusader vs. MiG dogfights and multiple RF-8 shootdowns with their associated, dramatic rescues. The narrative focuses on Navy Photo Squadron VFP-63, but also dedicates chapters to VFP-62 and Marine VMCJ-1. Clandestine missions conducted over Laos began in 1964, becoming a congressionally authorized war after the Tonkin Gulf incident in August 1964. VFP-63 played a role in that incident and thereafter sent detachments to Navy carriers for the remainder of the war. By the war’s end, they had lost 30 aircraft with 10 pilots killed, six POWs, and 14 rescued. The historical narrative is brought to life through vivid first-hand details of missions over intensely defended targets in Laos and North Vietnam. While most books on the Vietnam air war focus on fighter and bombing action, this book provides fresh insight into the air war through its focus on photo-reconnaissance and coverage of both versions of the Crusader.
Mark Lax, Malayan Emergency and Indonesian Confrontation, 1950-1966 (Newport, NSW: Big Sky Publishing, 2021).
Australia’s involvement in the Malayan Emergency from 1950 to 1960 and later in a Confrontation with Indonesia in the 1960s is little remembered today. Yet the deployment of over a third of the RAAF to support the British and Malayan governments in what became a long war of attrition against communist insurgents in the former case, and against Indonesian regulars and militia in the latter, kept the RAAF engaged for over 15 years. Wars by another name, these two events led to the birth of Malaysia and the establishment of an ongoing RAAF presence in South East Asia. Until recent operations in Afghanistan, the Malaya Emergency was Australia’s longest conflict. Malayan Emergency and Indonesian Confrontation recounts the story of the politics, strategies and operations that brought these two conflicts to a close.
Ian Pearson, Cold War Warriors: Royal Australian Air Force P-3 Orion Operations 1968-1991 (Newport, NSW: Big Sky Publishing, 2021).
Cold War Warriors tells the little-known story of the operations by the Royal Australian Air Force’s P-3 Orions during the latter years of the Cold War. The aircraft’s largely low-profile missions, usually flown far from their base, were often shrouded by confidentiality. Now, access to declassified documents has allowed this story to be told. From the lead-up to their delivery in 1968, to the end of the Cold War in 1991; from the intrigues associated with the procurement of the aircraft and subsequent upgrades, to perilous moments experienced by the aircraft and their crews while conducting operations; and from triumphs to tragedies; Cold War Warriors documents the P-3’s service in the RAAF in the context of the unfolding domestic and international events that shaped the aircraft’s evolving missions. As well as being a story of the RAAF Orions and their growing capabilities, Cold War Warriors is also the story of the crews who flew the aircraft. Using their words, Cold War Warriors faithfully describes a number of incidents, both on the ground, and in the air, to provide a sense of the enormous breadth of service the P-3 Orion has provided to the Royal Australian Air Force, to Australia and to our allies.
John Shields, Air Power in the Falklands Conflict: An Operational Level Insight into Air Warfare in the South Atlantic (Barnsley: Air World, 2021).
From the television footage shown in all its stark reality and the daily coverage and subsequent memoirs, the impression delivered from the air battles in the Falklands Conflict was that of heroic Argentine pilots who relentlessly pressed home their attacks against the British. While, by contrast, there is a counter-narrative that portrayed the Sea Harrier force as being utterly dominant over its Argentine enemies. But what was the reality of the air war over the Falkland Islands?
While books on the air operations have published since that time, they have, in the main, been personal accounts, re-told by those who were there, fighting at a tactical level, or back in their nation’s capital running the strategic implications of the outcome. But a detailed analysis of the operational level of the air war has not been undertaken – until now. At the same time, some analysts have inferred that this Cold War sideshow offers little insight into lessons for the operating environment of future conflicts. As the author demonstrates in this book, there are lessons from 1982 that do have important and continued relevance today.
Using recently released primary source material, the author, a serving RAF officer who spent two-and-a-half years in the Falklands as an air defence navigator, has taken an impartial look at the air campaign at the operational level. This has enabled him to develop a considered view of what should have occurred, comparing it with what actually happened. In so doing, John Shields has produced a comprehensive account of the air campaign that has demolished many of the enduring myths.
This is the story of not why, but how the air war was fought over the skies of the South Atlantic.
Mark Stille, Pacific Carrier War: Carrier Combat from Pearl Harbour to Okinawa (Oxford: Osprey Publishing, 2021).
The defining feature of the Pacific Theatre of World War II was the clash of carriers that ultimately decided the fate of nations. The names of these battles have become legendary as some of the most epic encounters in the history of naval warfare. Pre-war assumptions about the impact and effectiveness of carriers were comprehensively tested in early war battles such as Coral Sea, while US victories at Midway and in the waters around Guadalcanal established the supremacy of its carriers. The US Navy’s ability to adapt and evolve to the changing conditions of war maintained and furthered their advantage, culminating in their comprehensive victory at the battle of the Philippine Sea, history’s largest carrier battle, which destroyed almost the entire Japanese carrier force.
Examining the ships, aircraft and doctrines of both the Japanese and US navies and how they changed during the war, Mark E. Stille shows how the domination of American carriers paved the way towards the Allied victory in the Pacific.
Richard Worrall, The Ruhr 1943: The RAF’s Brutal Fight for Germany’s Industrial Heartland (Oxford: Osprey Publishing, 2021).
Between March and July 1943, RAF Bomber Command undertook its first concentrated bombing campaign, the Battle of the Ruhr, whose aim was nothing less than the complete destruction of the industry that powered the German war machine. Often overshadowed by the famous ‘Dambusters’ single-raid attack on the Ruhr dams, the Battle of the Ruhr proved much larger and much more complex. The mighty, industrial Ruhr region contained not only some of the most famous and important arms makers, such as the gunmakers Krupp of Essen, but also many other industries that the German war economy relied on, from steelmakers to synthetic oil plants. Being such a valuable target, the Ruhr was one of the most heavily defended regions in Europe.
This book examines how the brutal Ruhr campaign was conceived and fought, and how Bomber Command’s relentless pursuit of its objective drew it into raids on targets well beyond the Ruhr, from the nearby city of Cologne to the Skoda works in Czechoslovakia. Drawing on a wide-range of primary and secondary sources, this is the story of the first titanic struggle in the skies over Germany between RAF Bomber Command and the Luftwaffe.
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, are bringing you a monthly precis of new articles and books published in the field of air power history. This precis will not be exhaustive but will highlight key new works published in the preceding month. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at email@example.com or via our contact page here.
Since the Chinese Communist Party’s (CCP) Central Military Commission launched a major reorganization of the entire People’s Liberation Army (PLA) in early 2016, the PLA Air Force (PLAAF) has followed up with its own reforms at all levels. In February 2016, the changes entailed ‘above the neck’ reforms at PLAAF Headquarters and reduced the number of Military Region Air Force Headquarters from 7 to 5, renaming them Theatre Command Air Forces. Changes in 2017 focused on ‘below the neck’ reforms by creating a ‘base-brigade’ structure by reforming several command posts into bases; abolishing fighter, fighter-bomber, and ground attack aircraft air divisions; replacing air regiments with brigades; as well as changing the name of its former 15th Airborne Corps to Airborne Corps. Whilst the PLA leadership has moved ahead with pushing the PLAAF towards becoming a modern air force with enhanced aerial power alongside greater interoperability with the other PLA services, the reconstitution of its organizations has nevertheless led to a fallout due to policy changes concerning its rank-and-file.
Britain emerged from the Second World War with a huge aviation industry dedicated primarily to military production. During the war, in agreement with the USA, Britain used US transport aircraft, thereby giving the USA a huge potential advantage in post-war civil aviation. Nevertheless, during the war Britain charted a course of aircraft development that would allow new, competitive civil aircraft to be in place by 1950. Under the Labour government of 1945–51, Britain imposed a “Fly British” policy to encourage production of civil aircraft and required the national airlines to buy British aircraft. However, American competition, the demands of rearmament and the tightly controlled ordering process for civil and military aircraft made the production of British civil aircraft costly and uncompetitive. Faced with changing technology, rising costs and the development of US jet aircraft, the British aviation industry was forced into a radical consolidation by the Macmillan government.
This article provides the first account of air intelligence in the South West Pacific Area during the Second World War. Centring on the organisational aspects of intelligence-gathering, analysis, and dissemination, it brings the Directorate of Intelligence within the combined Royal Australian Air Force-US Army Air Force Allied Air Forces into sharp focus. This article argues that Australian-American cooperation in air intelligence was shaped by strategic circumstances, the balance of Allied air forces in the theatre, and personal relations between intelligence personnel. Though cooperation in air intelligence largely ended on a sour note in late 1944 when the Australians were largely excluded from the US-led second Philippines campaign and the Directorate of Intelligence was essentially dissolved, this article demonstrates that the Directorate became a sophisticated, if under-appreciated, intelligence organisation by mid-1943.
This paper will examine the political thought of a selection of literary figures who fought in the Free French air forces during the Second World War: Romain Gary, Joseph Kessel and Antoine de St Exupery, all of whom fought under the Free French colours in the Royal Air Force. I intend to show how the literary output of these writers all, in their different ways, reflected the feelings of humiliation felt by the French in exile about the defeat of 1940, and how they suggested ways for France to recover in the post-war era. Their thinking about French domestic politics, their Allies (especially the British) and the future of Europe are all dominant themes. The writings of all of these personalities also reflect a strong belief in a future European détente in which the British and Americans have a lesser role than the one they often envisaged for themselves in the Washington-based ‘post-war planning’ process.
First flown in May 1936, the Fieseler Fi 156, or Storch (Stork) as it was better known, was designed in answer to a request from the Luftwaffe for a short-range reconnaissance aircraft.
For its time, the Fi 156 had amazing performance and flight characteristics for what today is known as STOL (Short Take-Off and Landing). It could take-off from a lawn considerably smaller than a football field.
During the Second World War, the ubiquitous Storch was the airborne eyes of the German Wehrmacht (Army) and was also used on daring missions, including the rescue of Mussolini, the Italian dictator.
One of the last flights into Berlin was made in a Storch. Many were sold to Germany’s allies while one was used by Churchill after D-Day to observe the progress of the invasion. Others were used by the RAF as squadron ‘hacks’ with one being flown off an aircraft carrier.
The STOL concept was copied by many countries, including France, Japan and the USSR. Post-war, production continued in Czechoslovakia, France and Romania with more than 3,000 built. Some are still today flying.
As 1942 opened, both Nazi Germany and the Allies were ready for the climactic battles of the Atlantic to begin. Germany had 91 operational U-boats, and over 150 in training or trials. Production for 1942-44 was planned to exceed 200 boats annually. Karl Dönitz, running the Kriegsmarine’s U-boat arm, would finally have the numbers needed to run the tonnage war he wanted against the Allies.
Meanwhile, the British had, at last, assembled the solution to the U-boat peril. Its weapons and detection systems had improved to the stage that maritime patrol aircraft could launch deadly attacks on U-boats day and night. Airborne radar, Leigh lights, Magnetic Anomaly Detection (MAD) and the Fido homing torpedo all turned the anti-submarine warfare (ASW) aircraft into a submarine-killer, while shore and ship-based technologies such as high-frequency direction finding and signals intelligence could now help aircraft find enemy U-boats. Following its entry into the war in 1941, the United States had also thrown its industrial muscle behind the campaign, supplying VLR Liberator bombers to the RAF and escort carriers to the Royal Navy. The US Navy also operated anti-submarine patrol blimps and VLR aircraft in the southern and western Atlantic, and sent its own escort carriers to guard convoys.
This book, the second of two volumes, explores the climactic events of the Battle of the Atlantic, and reveals how air power – both maritime patrol aircraft and carrier aircraft – ultimately proved to be the Allies’ most important weapon in one of the most bitterly fought naval campaigns of World War II.
During the Second World War, Bomber Command witnessed the large four-engine ‘heavy bombers’, namely the Handley Page Halifax, Short Stirling and Avro Lancaster develop into significant bomb-carrying platforms.
Arming for Accuracy: RAF Bomb Aimers During the Second World War studies the origin of bomb aimers, their training and the complexity of dropping many types of ordinance. Technical and scientific developments are examined to provide an understanding that enabled the bomb-aimers wing to be awarded to the men who volunteered.
Accounts of dangerous operational flying will be revealed by bomb aimers in numerous aircraft. This book will examine true accounts that took place, and many are based upon personal flying logbooks and other unique material originating from the aircrew.
In Minuteman: A Technical History of the Missile That Defined American Nuclear Warfare, David K. Stumpf demystifies the intercontinental ballistic missile program that was conceived at the end of the Eisenhower administration as a key component of the US nuclear strategy of massive retaliation. Although its nuclear warhead may have lacked power relative to that of the Titan II, the Minuteman more than made up for this in terms of numbers and readiness to launch—making it the ultimate ICBM.
Minuteman offers a fascinating look at the technological breakthroughs necessary to field this weapon system that has served as a powerful component of the strategic nuclear triad for more than half a century. With exacting detail, Stumpf examines the construction of launch and launch control facilities; innovations in solid propellant, lightweight inertial guidance systems, and lightweight reentry vehicle development; and key flight tests and operational flight programs—all while situating the Minuteman program in the context of world events. In doing so, the author reveals how the historic missile has adapted to changing defense strategies—from counterforce to mutually assured destruction to sufficiency.
Airpower played a pivotal role in the U.S.-led fight against the Islamic State in Iraq and Syria (ISIS) from 2014 to 2019 and contributed to the success of Operation Inherent Resolve. This report sheds light on the impact of the air operations in Operation Inherent Resolve and whether airpower could have been applied differently to achieve faster, more-sustainable outcomes. The authors incorporate interviews with U.S. and coalition personnel, primary-source documents, and U.S. and coalition strike and sortie data to document the operational history of the air war, assess the relationship between airpower effects, and analyze the strategic and operational impact of airpower in Operation Inherent Resolve.
The authors find that, although airpower played an essential role in combating ISIS, airpower alone would not have been likely to defeat the militant organization. Instead, the combination of airpower and ground forces—led by Iraqi and Syrian partners—was needed to destroy the Islamic State as a territorial entity. The overarching strategy of Operation Inherent Resolve, which put ground-force partners in the lead, created several challenges and innovations in the application of airpower, which have implications for future air wars. To be prepared to meet future demands against nonstate and near-peer adversaries, the U.S. Air Force and the joint force should apply lessons learned from Operation Inherent Resolve.
To Rule the Skies: General Thomas S. Power and the Rise of Strategic Air Command in the Cold War fills a critical gap in Cold War and Air Force history by telling the story of General Thomas S. Power for the first time. Thomas Power was second only to Curtis LeMay in forming the Strategic Air Command (SAC), one of the premier combat organizations of the twentieth century, but he is rarely mentioned today. What little is written about Power describes him as LeMay’s willing hatchet man—uneducated, unimaginative, autocratic, and sadistic. Based on extensive archival research, General Power seeks to overturn this appraisal.Brent D. Ziarnick covers the span of both Power’s personal and professional life and challenges many of the myths of conventional knowledge about him. Denied college because his middle-class immigrant family imploded while he was still in school, Power worked in New York City construction while studying for the Flying Cadet examination at night in the New York Public Library. As a young pilot, Power participated in some of the Army Air Corps’ most storied operations. In the interwar years, his family connections allowed Power to interact with American Wall Street millionaires and the British aristocracy. Confined to training combat aircrews in the United States for most of World War II, Power proved his combat leadership as a bombing wing commander by planning and leading the firebombing of Tokyo for Gen. Curtis LeMay. After the war, Power helped LeMay transform the Air Force into the aerospace force America needed during the Cold War. A master of strategic air warfare, he aided in establishing SAC as the Free World’s “Big Stick” against Soviet aggression. Far from being unimaginative, Power led the incorporation of the nuclear weapon, the intercontinental ballistic missile, the airborne alert, and the Single Integrated Operational Plan into America’s deterrent posture as Air Research and Development Command commander and both the vice commander and commander-in-chief of SAC. Most importantly, Power led SAC through the Cuban Missile Crisis in 1962. Even after retirement, Power as a New York Times bestselling author brought his message of deterrence through strength to the nation.
Ziarnick points out how Power’s impact may continue in the future. Power’s peerless, but suppressed, vision of the Air Force and the nation in space is recounted in detail, placing Power firmly as a forgotten space visionary and role model for both the Air Force and the new Space Force. To Rule the Skies is an important contribution to the history of the Cold War and beyond.
Armageddon and OKRA is the first in a planned series about the Royal Australian Air Force’s (RAAF) air campaigns being compiled as part of the RAAF’s 100th-anniversary celebrations. The RAAF’s Chief of Air Force (CAF) intends for the series’ works to be ‘readable, well-illustrated, educative and enduring’ (p. 3). In the main, Armageddon and OKRA ably meets these ambitions.
The book though carries additional burdens in aiming not just to market the RAAF to the Australian public but also to contribute to the Air Force’s professional military education and be of interest to serious academic researchers. It would be difficult for any work to satisfy such a diverse audience completely. Given this split, this review discusses Armageddon and OKRA from both a reader’s viewpoint and a military organisational perspective.
Armageddon and OKRA is split into two main parts. Part one examines Australian air power during the First World War in the Middle East between 1915 and 1919. The principal focus is on the operations of No.1 Squadron of the Australian Flying Corps (AFC) during the British capture of Palestine and Syria from the Ottoman Turks in 1917-1918. ‘Armageddon’ in the title refers to the Battle of Megiddo in late September 1918 in which the No. 1 Squadron fought. This English language word comes from the Ancient Greek name for Mount Megiddo, subsequently used in the Christian Bible’s Old Testament.
Part two then moves forward a hundred years to 2014-2018 and the US-led coalition operations to support the Iraqi Government to defeat Islamic State (ISIS). Part two’s principal focus is the small RAAF Air Task Group deployed for this task as part of the larger Australian Defence Force’s Operation OKRA, and which involved (amongst others) No.1 Squadron again. This is a rather elegant symmetry that perhaps was not made as much use of as could have been.
The involvement of the RAAF and its predecessor, the AFC in these two periods was at the tactical level of war and accordingly, the book’s main focus centres around squadron operations. Part one provides a comprehensive overview that nicely relates the tactical to the strategic level, the air activities undertaken, the various aircraft Australian’s were trained on and flew in operations, maintenance aspects and the air-to-air and air-to-ground weapons used. In this part, No.1 Squadron’s use of the Bristol F.2b Fighter in 1918 features prominently, including the destruction of a large Turkish ground force that the unit trapped in the Wadi Fara gorge. Also notable is the attention paid to including the opposing German squadrons, particularly FA300, and how they impacted No.1 Squadron. Wars involve two sides, however; many histories overlook this interdependence.
Part two is somewhat different. Early on, there is a detailed examination of the command-and-control arrangements for OKRA. The naming protocols are quite arcane for the casual reader, not unsurprisingly as their origin lies in the demands of automated messaging systems not in easy human comprehension. This then moves into several short chapters that discuss the daily air operations as seen at the squadron-level by OKRA’s deployed air units. These units flew the F/A-18 ‘Classic’ Hornet fighter/bomber, the F/A-18F Super Hornet fighter/bomber, the E-7A Wedgetail airborne warning and control aircraft and the KC-30A air-to-air refuelling tanker.
By the time the reader reaches these final chapters, it is apparent that CAF’s aims to be ‘readable, well-illustrated, educative and enduring’ has been achieved. In Australia, the book is keenly priced while its excellent line drawings of aircraft and numerous photographs add to the overall appeal. Some may argue over ‘enduring,’ however, the second part of the book offers a level of detail of the RAAF’s part in OKRA that is presently unequalled. In particular, future historians of these air operations will value this book because it gives the reader an insight into the rhythm and grind of daily squadron life during operations.
On the other hand, in meeting CAF’s other dictum, the book falls a bit short for the professional or academic reader. It is not – nor was intended to be – a critical analysis of the RAAF’s air operations in these two periods. The book dwells on the positives and only rarely and rather briefly notes any possible negatives. There are also reoccurring lapses into hagiography. Of the two parts of the book, the second is the most impacted. There is room left for a definitive, comprehensive history of the RAAF during OKRA.
In thinking about future works, the elegant symmetry of parts one and two was noted earlier. In reading the book, the more critical reader might like to assess the similarities and differences between No.1 Squadron operating as part of the British Empire and then 100 years operating as part of the American ‘empire’. In the First World War, No. 1 Squadron and Australians were more broadly considered part of the British Empire; they were simply English people born offshore. It is unsurprising the future Air Marshal Sir Richard Williams, later the ‘father of the RAAF,’ ended the war commanding in battle the Royal Air Force’s 40 Wing, which was overwhelming a British entity.
During OKRA, there is a much greater separation between the Americans and their foreign air force partners; the later provide tactical level forces to use as the US determines. However, through its astute alliance management process, the American empire has shaped foreign air forces to be fully and immediately interoperable with US forces regarding doctrine, equipment, support, and training. In contrast, in the British Empire’s war, Australia provided people to Britain who needed to be trained, equipped and, later in battle, logistically supported. For Australian’s, the British Empire was more collegiate, but the modern-day American one is arguably shrewder. Armageddon and Okra’s author, Lewis Frederickson, has written a fine, relevant analysis on Australia’s First World War experience for those wishing to explore such issues further.
Finally, it is worth discussing the book from a military organisational perspective. The book’s forward sets out CAF’s intentions for the series. These are not just laudable but noteworthy in breaking from the last 20 years of RAAF development. In these earlier periods, RAAF and other Australian Service chiefs stressed teamwork, and especially loyalty, over critical thinking. This is a recognised problem for small professional military forces which lack the scale to be able to be ‘broad churches’ that can include disruptors. In this series, and in his new Air Force Strategy, CAF now appears interested in setting off down this path. If so, later books will need to be more analytical, including engaging in constructive criticism. It is uncertain if this will be possible or acceptable.
Armageddon and Okra is an excellent value read that makes a useful contribution to RAAF history. It is particularly important and valuable in breaking new ground on the RAAF’s participation in OKRA against ISIS. Overall Armageddon and Okra will be of interest to the general public, military enthusiasts and undergraduates undertaking strategic studies courses.
Dr Peter Layton is a Visiting Fellow at the Griffith Asia Institute, Griffith University and a RUSI (UK) Associate Fellow. His PhD is in grand strategy, and he has taught on this at the US National Defense University. Author of the book Grand Strategy, his posts, articles and papers may be read here. He was also once a navigator on No.1 Squadron RAAF flying F-111Cs.
Header Image: Centenary tail art on a F/A-18F Super Hornet of No. 1 Squadron RAAF at the main air operating base in the Middle East Region during Operatyion OKRA. (Source: ADF)
 Lewis Frederickson, ‘The Development of Australian Infantry on the Western Front 1916-1918: An Imperial model of training, tactics and technology’ (PhD Thesis, UNSW Canberra, 2015)
Most military historians take a narrative approach in their works. Even when they seek to prove a specific thesis, they offer the evidence to the reader in chronological order. There are, of course, exceptions – and Ben Kite is a notable one. In 2014, he produced Stout Hearts: The British and Canadians in Normandy 1944, a work that focused not on the narrative of the battles in Normandy, but rather how British and Canadian armies (and air forces) operated there. The result was an outstanding reference work for historians, history buffs, and especially those seeking to understand what it was like for their Commonwealth ancestors who fought there.
In Through Adversity: Britain and the Commonwealth’s War in the Air 1939-1945 Kite has turned his focus to the skies. His primary aim is ‘to capture the main themes and strands of the war in the air as fought by the British Commonwealth’ (p. xiii). Volume 1 includes 20 chapters spread over four parts, each containing one of these themes or strands. These are usually mission types performed by the air force. In each part, Kite takes particular care to explain changes in the Royal Air Force’s (RAF) tactics and operational techniques along with the advancement of technology. He is more interested in how airmen planned and executed missions than in the role of senior commanders and overarching narratives. As such, this book is not a repeat of John Terraine’s The Right of the Line. Consequently, the experiences of aircrew fighting a deadly war in skies across the globe stand out.
In part one, Kite offers readers a background on pre-war RAF policy and preparations for war. He notes that although the 1920s were lean years, the RAF did receive significant investments in the late 1930s due to fears of the growing Luftwaffe in Nazi Germany. Ironically, although RAF doctrine focused on the bomber, the British bomber fleet was ill-prepared to strike at the German war industry. Much would have to change if the force were to have a chance of inflicting the knock-out blow advocated by influential interwar air power theorists Giulio Douhet and the RAF’s own Hugh Trenchard.
The second chapter of part one examines how the RAF mobilized and trained its manpower. Some readers will find this section a little disappointing since it offers a pretty standard focus on the path of pilots (and observers) through the Empire Air Training Scheme. There is comparatively little about the training regimes of other aircrew positions or the ground crew.
As the prerequisite for successful air operations of all types, Kite begins his examination of air combat with air superiority. The author takes a campaign-centric approach after beginning with the pre-war development of RAF Fighter Command. In northwest Europe, he examines the Battle of Britain, the uneconomical Fighter Command air offensive over Fortress Europe, and defence against German night raiders and V-weapons. Kite samples the battles for air superiority in the Mediterranean through the siege of Malta. Finally, he concludes the section with a pair of chapters featuring the rapid loss of air superiority in the Far East and the effort to turn the tide.
The chapter that stands out in part two takes the reader through a Fighter Command mission during the Battle of Britain. Kite takes an end-to-end approach here. He begins with how pilots began their mornings at airfields across Britain and finishes with sortie debriefings by intelligence officers. It was their job to understand what had happened in the air, including the difficult task of sorting victory claims. Kite affords the relatively unsung role of the fighter controller prominent attention, reminding readers the might of the many backed ‘the Few’ at the sharp end. This effectively illustrates the importance of ‘a good early warning capability and an efficient command and control system’ (p. 193) for effective air defence.
From air superiority, the book moves on to discuss Bomber Command’s role in striking back at Nazi Germany. Kite organizes this section into four chapters. The first offers the reader a general overview of how the offensive developed from unescorted, anti-shipping raids suffering unsustainable losses to night bomber raids of growing strength and sophistication. The chapter focuses on Bomber Command strategy and policy, including the creation of No. 6 Group Royal Canadian Air Force (RCAF) in early 1943.
No. 6 Group owed its existence to a desire for a highly visible Canadian air effort in the war. Kite outlines the many unintended disadvantages of forming a separate national group within Bomber Command. Unfortunately, this is where Kite ends the story of 6 Group. Although the group faltered in 1943, 1944 was a much better year. New leadership, the shift from targets deep inside Germany to support the Normandy landings, and the arrival of better aircraft ‘enabled No. 6 Group to exceed the performance of comparable bomber groups in the air and on the ground.’ In fact, according to the RCAF official history, from September 1944 until May 1945 ‘the Canadian group could claim as good an operational record as any.’
Despite Kite’s treatment of No. 6 Group, he does well by Bomber Command as a whole. Kite takes the reader through an end-to-end Bomber Command mission in two chapters. The first chapter covers the route to the target, beginning with the role of armourers in loading the aircraft while the aircrew underwent specialized and team briefings. Crew roles, navigation equipment, the aircraft, and German defences all receive attention. The second chapter takes the reader from the run into the target and through the return leg. Except for memoirists explaining their personal slide of the air war, few resources so comprehensively relate the bomber crew experience.
The concluding strike chapter outlines the development of a precision bombing capability within Bomber Command and No. 2 Group, which operated light and medium bombers over Nazi-occupied Europe.
The final part of volume one covers the war at sea fought by RAF Coastal Command and the Royal Navy’s (RN) Fleet Air Arm (FAA). The first two chapters examine anti-submarine operations during the Battle of the Atlantic. Kite highlights the importance of cooperation between the RN and Coastal Command in intelligence sharing and winning the battle of improving tactics and technology. He concludes that while the Allies heavily reduced the U-boat threat by 1943, the RAF senior leadership’s failure to afford a greater priority to Coastal Command ‘nearly cost the Allies the war.’ (p. 321) This criticism mainly revolves around the delay in giving Coastal Command priority for Very Long-Range aircraft. These aircraft could patrol the mid-Atlantic gap, where U-boats operated beyond the range of most land-based aircraft.
Kite concludes the RAF’s role in the volume with two chapters on anti-shipping operations. He begins with early operations from the United Kingdom, especially those focused on the Dutch and Norwegian coasts. In the war’s early years, strikes were effective against enemy merchant shipping. Coastal Command needed better aircraft, tactics, and armour-piercing bombs to achieve success against the German surface fleet. RAF anti-shipping operations matured over time and in parallel with developments in the Mediterranean and the Far East. Missing from Kite’s history of the RAF’s war at sea are the anti-submarine and anti-shipping efforts that went into supporting the Normandy landings in June 1944. It is unclear whether these elements will appear in Volume 2, which promises to cover air support for the army in detail.
Many readers will be pleased that Kite wrote two chapters on the Fleet Air Arm. Some authors would have left the role of naval aviation out of scope, and it is commendable that Kite has included their experiences.
One general critique is the author’s tendency to rely on lengthy quotations from memoirs and diaries. Letting the veterans speak for themselves is a noble effort, but it also means relying on the quality of another’s writing to tell the story. Kite’s retelling of a harrowing anti-submarine patrol by a Sunderland flying boat crew over the Bay of Biscay was outstanding (p. 309-314). I sometimes found myself wishing that Kite had taken this approach more often rather than relying on lengthy and raw veteran’s accounts.
Through Adversity is a treasure trove of information for its readers. Twenty-five appendices or annexes (with source attributions) offer the reader great quick-reference material. The book is exceptionally well illustrated with thoughtful captions. These captions often include the identity and fate of both the aircraft and its crew, closing an otherwise open loop. Finally, Kite’s use of squadron mottos for most of the chapter titles is a nice touch that adds character to the book.
Overall, Volume 1 of Ben Kite’s work on the British Commonwealth’s war in the air is a great achievement. In the 1980s, John Terraine’s The Right of the Line afforded readers an excellent top-down narrative study of the RAF in the Second World War. Kite’s contribution is to capture the airman’s experience within that broader context. Through Adversity is the first half of an excellent reference work for historians, history buffs, and especially those seeking to understand what the air war was like for their Commonwealth ancestors in skies and at airfields across the world. The military aviation community anxiously awaits the publication of Undaunted: Britain and the Commonwealth’s War in the Air – Volume 2.
Header Image: In the shadow of their Handley Page Halifax, ‘Pride of the Porcupines’ aircrew and groundcrew members of No. 433 ‘Porcupine’ Squadron, No. 6 Group RCAF gang up on the miniature English automobile owned by one of the aircrew members. (Source: DND / LAC / PL-29380)
 Greenhous et al., The Crucible of War, 1939-1945: The Official History of the Royal Canadian Air Force Volume III (University of Toronto Press, 1994), pp. 526-7.
These spacecraft are able to gather remote sensing information with radios and cameras, and are the sort of innovative space capability that can help meet many ground-based needs in ways that make sense for Australia. Because they have re-programmable software defined radios on board, we can change their purpose on the fly during the mission, which greatly improves the spacecraft’s functional capabilities for multiple use by Defence.
Professor R Boyce, Chair for Space Engineering, UNSW Canberra (2017)
The Royal Australian Air Force (RAAF) and Defence Science Technology Group (DST) of the Australian Department of Defence have separately established partnerships with University of New South Wales (UNSW) Canberra which has resulted in a space program with one DST space mission already in orbit, one RAAF mission about to be launched. Additional follow-on missions are planned for each of RAAF and DST for launch in the near future. A combination of disruption in space technology, associated with ‘Space 2.0’ that makes space more accessible, and a commitment by UNSW Canberra to develop a space program, has delivered M1 as the first Australian space mission for the RAAF. These small satellite missions will provide research that will give a better understanding, for the current and future Defence workforce, of the potential opportunities for exploiting the space domain using Space 2.0 technology. As such, this article explores the move away from Space 1.0 to Space 2.0. While discussed in more detail below, broadly speaking, Space 2.0 relates to the reduced costs of accessing space and conducting space missions with commercial-off-the-shelf satellite components for lower-cost small satellites and mission payloads.
The objective of the ADF’s employment of the space domain is to support a better military situation for the joint force in operations planned and conducted in the air, sea, ground, and information domains. Currently, ADF joint warfighting operations are critically dependent on large and expensive satellites that are owned and operated by commercial and allied service providers. As such, a Defence-sponsored university program is currently underway to explore the potential benefits of employing microsatellites as a lower-costing option to augment the capabilities traditionally fulfilled by the large-sized satellites. Furthermore, orbiting space-based sensors can view much larger areas of the Earth in a single scan than are possible with airborne sensors. Thus, a space-supported force element can observe, communicate, and coordinate multiple force elements dispersed over large areas in multiple theatres of operations. Finally, the transmission of signals above the atmosphere enables better communications between satellites, performed over long distances over the horizon without atmospheric attenuation effects, to enable better inter-theatre and global communications.
In the twentieth century, space missions were only affordable through government-funded projects. Government sponsored organisations and missions continued to grow in size and their capabilities. In retrospect, government agencies and space industry now refer to these large-sized, expensive, and complex mission systems as ‘Space 1.0’ technology. As national space agendas drove the development of bigger space launch vehicles able to carry and launch larger payloads with one or more large satellites, changes in government funding priorities away from space lift services began to stifle innovation in space technology which remained as high-end and expensive technology. Recently, in the twenty-first century, the large government agencies looked to commercial industries to find ways to innovate and develop cheaper alternatives for launching and operating space missions. This resulted in the commercialisation of affordable access to space, now commonly referred to as Space 2.0; an industry-led evolution that is generating more affordable commercial alternatives for space launch services and operations management, reusable space launch vehicles and, significantly, miniaturised satellite technology. For example, in 1999, California Polytechnic State University, San Luis Obispo, and Stanford University’s Space Systems Development Lab developed the CubeSat standard, prescribed for the pico- and nanosatellite classes of microsatellites. The CubeSat initiative was initially pursued to enable affordable access to reduce the barriers for university students to access space. CubeSat was initially designed to offer a small, inexpensive, and standardised satellite system to support university student experiments.
CubeSat modules are based on building up a satellite with a single or a multiple number of the smallest unitary 10cm cube module, referred to as a ‘1U’ CubeSat, i.e. a picosatellite. This basic building block approach has enabled a standardisation in satellite designs and launchers. Each 1U can weigh up to 1.5 kg; a ‘6U’ CubeSat, i.e. a nanosatellite, measures 30cm x 20cm x 10cm, six times a 1U and weighs up to twelve kilograms. Microsatellites are typically comprised of a standardised satellite chassis and bus loaded with an onboard computer, ‘star tracker’ subsystem to measure satellite orientation, hardware to control satellite attitude and antenna pointing in orbit, solar power subsystem, communications subsystem, a deployable mechanism actuator for unfolding the solar panels and antennas, and the mission payload, i.e. mission-related sensors, cameras, radio transmitter/receiver and the suchlike.
Microsatellite projects exploit commonly available Commercial-Off-The-Shelf (COTS) technology to reduce costs and development schedules, even in military mission systems. The use of COTS technology enables a simplified plug-and-play approach to microsatellite engineering and design. By having pre-made, interchangeable and standardised components, microsatellite designs can be rapidly assembled, tested, evaluated, and modified until an acceptable solution is realised. Agile manufacturing methods such as 3D printing can further reduce the time taken to engineer and manufacture a viable operational microsatellite design.
The CubeSat model has become a commonly accepted standard for low-cost, low-altitude orbit, and short duration space missions. Microsatellites are relatively cheaper, more flexible in mission designs, and can be built more rapidly when compared to larger satellites, and can be replaced on-orbit more frequently, thereby taking advantage of recent technological innovation. Their small size can also exploit spare spaces in the payload section of the launch vehicles that are scheduled and funded mainly for larger satellites. This is commonly referred to as a ‘rideshare’ or ‘piggyback.’ The challenge for the designers of such ‘piggyback’ missions is to find a suitable launch event with a date and planned orbit that matches the readiness and mission of the microsatellite.
Space 2.0 evolution has realised commercial alternatives to the traditional space mission designs that used heavy satellites launched from heavy rockets. These smaller and cheaper rockets have been specifically designed to launch lighter payloads of microsatellites. In 2017, an Indian Polar Satellite Launch Vehicle using a PSLV-C37 heavy-lift rocket set a world record in lifting 104 small satellites into orbit in a single space launch event. As the Times of India reported:
India scripted a new chapter in the history of space exploration with the successful launch of a record 104 satellites by ISRO’s [Indian Space Research Organisation] Polar Satellite Launch Vehicle in a single mission. Out of the total 104 satellites placed in orbit, 101 satellites belonged to six foreign countries. They included 96 from the US and one each from Israel, the UAE, the Netherlands, Switzerland and Kazakhstan.
The growing maturity and expanding capabilities of CubeSat systems have seen a growing acceptance beyond university users. For example, DST and UNSW Canberra are designing, building, and testing microsatellite designs for space missions to meet Defence needs in Australia.
Space 2.0 standards and microsatellites are not intended to replace the traditional large satellites deployed into higher altitude orbit missions. Large and small-sized satellites each offer different benefits and limitations. Large satellites can collect information with higher fidelity when configured with bigger optical and radiofrequency apertures, with room available for better pointing control subsystem, larger and more powerful on-board computing systems, and multiple mission, all needing a larger power subsystem. Alternatively, disaggregating space missions across different small satellites, deployed into a large constellation, may be more survivable to environmental hazards and resilient to interference in a contested environment.
Small satellite missions can now fulfil the potential mission needs of military, commercial operators, scientists and university students. Microsatellites have already been employed for communications, signals intelligence, environmental monitoring, geo-positioning, observation and targeting. They can perform similar functions as larger satellites, albeit with a much smaller power source and reduced effective ranges for transmitters and electro-optical devices. They are easier and cheaper to make and launch for a short-term, low-Earth orbit mission. This is ideal for employing space missions to improve ADF capabilities on the ground.
Defence has partnered with UNSW Canberra, including ‘UNSW Canberra Space’ – a team of space academics and professionals – to collaborate in space research, engineering, and mission support services with Space 2.0 satellite technology in space missions for DST and RAAF. When combined with new and agile manufacturing techniques, these microsatellite missions provide the ADF with opportunities to test and evaluate potential options for operationally responsive space capabilities.
UNSW Canberra has already built the ‘Buccaneer Risk Mitigation Mission’ (BRMM) as its inaugural microsatellite space mission, in partnership with DST. In November 2017, NASA successfully launched BRMM from Vandenberg Air Force Base in California. BRMM is a collaboration, in both the project engineering project and space mission management, between DST and UNSW Canberra to jointly fly and operate the first Australian developed and operated defence-science mission. BRMM is currently operational in low-Earth orbit, at a height above the ionosphere which is a dynamic phenomenon that changes with space weather effects and the Sun’s position.
The importance of this orbit is that the RAAF is dependent on the ionosphere to enable functioning of its Jindalee Operational Radar Network (JORN) systems, which is a crucial component of a national layered surveillance network that provides coverage of Australia’s northern approaches. The JORN coverage and system performance are critically dependent on the ionosphere. The BRMM satellite is configured with a high-frequency receiver to measure the JORN signal that passes through the ionosphere. These signal measurements allow DST scientists and engineers to study the quality of JORN’s transmitted beam and signal, and the propagation of High Frequency (HF) radio waves that pass skywards through the ionosphere. BRMM was planned with a one-year mission-life but could stay in orbit for up to five years, depending on space weather effects and atmospheric drag. BRMM is also a risk reduction activity for the ‘Buccaneer Main Mission’ (BMM) as a follow-on space mission. BRMM will provide space data on how spacecraft interact with the orbital environment, to improve the satellite design for BMM, and also provide mission experience that can be used to improve the operation of the BMM. The BMM will also be used to calibrate the JORN high-frequency signals but will use an improved payload design, based on a heritage of BRMM. BMM is planned for a launch event in 2020.
This space odyssey pursued by UNSW Canberra is also bringing direct benefits to RAAF. The UNSW Canberra space program includes parallel efforts to develop three CubeSats, funded by RAAF, for two separate missions in separate events. These space missions will support academic research into the utility of microsatellites, configured with a small-sized sensor payload, for a maritime surveillance role. The first mission, ‘M1,’ will deploy a single CubeSat, currently scheduled to share a ride with a US launch services provider in mid-November 2018. UNSW Canberra will continue the program and develop a second mission, ‘M2,’ which is planned to deploy two formation-flying, with inter-satellite communications, in a single space mission in 2019. The M1 and M2 missions will support research and education for space experts in Defence, and UNSW Canberra, to further explore and realise new possibilities with Space 2.0 technologies.
To conclude, the advent of Space 2.0 has reduced cost barriers and complexity to make access to space missions and space lift more affordable for more widespread uses. The increased affordability of space technology has helped to demystify mission systems and increase the interests and understanding of the potential opportunities for Space 2.0 missions as alternatives to more expensive and more complex space missions. Additionally, Space 2.0 enables agility in the design phase for the rapid development of new and viable concepts for space missions hitherto not possible with Space 1.0 technology. Space 2.0 evolution makes it possible for ADF to consider affordable space options; UNSW Canberra’s knowledge and technical achievements in space engineering and operations, with DST for Buccaneer and RAAF for M1 and M2, will provide critical research for considering the potential for new space missions for Australia.
Squadron Leader Michael Spencer is an Officer Aviation (Maritime Patrol & Response), currently serving in the RAAF Air Power Development Centre, analysing potential risks and opportunities posed by technology change drivers and disruptions to the future employment of air and space power. His Air Force career has provided operational experiences in long-range maritime patrol, aircrew training, and weaponeering, and management experiences in international relations, project management in air and space systems acquisitions, space concepts development, and joint force capability integration. He is an Australian Institute of Project Management certified project manager and also an Associate Fellow of the American Institute of Aeronautics & Astronautics.
Disclaimer: The views expressed in this document are those of the author and do not necessarily reflect the official policy or position of the Department of Defence, Royal Australian Air Force, or the Government of Australia. The Commonwealth of Australia will not be legally responsible in contract, tort or otherwise, for any statements made in this document.
Header Image: Lunch-box sized satellites (CubeSats) used for the Buccaneer and Biarri space missions. (Source: Australian Department of Defence)
It is often challenging to name a single person who is a critical figure within any discipline, and as I reflected here, this is also the case with air power studies if such a discipline exists. Despite this, one individual who has made an indelible impact on air power studies over the past couple of decades is Colonel Professor John Andreas Olsen. As well as publishing several studies on Operation DESERT STORM and Colonel John Warden III, Olsen has successfully published a series of edited works that have focused on several aspects of air power. The importance of these works is that Olsen has been able to bring together leading scholars to write about critical themes concerning the use and development of air power. In this latest edited volume, Olsen has, once again, brought together a line-up of prominent scholars and military practitioners who are at the forefront of researching air power.
This book seeks to ‘improve knowledge of and insight into the phenomena of aerospace power.’ (p. 8) Indeed, as Olsen reflects, air power is more than just ‘aircraft, weapons systems and bombing.’ (p. 5) Recognising this, Olsen further notes that any analysis of air power must also encompass, though not limited to, issues such as ‘training, education, values, rules of engagement, leadership, adaptability, boldness in execution, and a range of other factors, tangible and non-tangible, that influence a military operation.’ (p. 5) It is around this broad definition that this book is designed. The book’s design reflects Sir Michael Howard’s sage words that military history, and by default military affairs in general, should be studied in breadth, depth, and context. As such, the book is split into five sections that in turn deal with themes related to Howard’s advice. In providing a coherent pedagogical purpose to the book, Olsen has at least tried to provide some form and flow to the volume, which can often be a challenging prospect with any edited book.
The first section deals with the essence of air power and provides the breadth aspect for this volume. The section consists of six chapters dealing with air power anatomy, theory, history, high command, science and technology and ethics and international law. Each author is well placed to write their respective chapters, and each provides a useful overview of his subject. For example, Peter Gray provides an excellent strategic overview of the critical trajectory of air power history (pp. 70-80) while Philip Meilinger (pp. 35-45) discusses some of the essential themes evident in one hundred years or so of air power theory.
The second and third sections provide the depth to this volume by exploring critical aspects related to the delivery and application of air power. It is in these sections where we see the greatest mix between academics and military practitioners in the volume. Of the 12 contributors to these sections, seven are currently serving officers ranging from a two-star officer, Air Vice-Marshal Richard Knighton of the Royal Air Force (RAF) through to two Wing Commanders from the Royal Australian Air Force, Travis Hallen and Chris McInnes. The first section on delivering air power focuses on issues such as control of the air, command and control and logistics. It is good to see the latter included as it is clear, as Knighton concludes, that the logistical requirements of air power are not ‘well understood.’ (p. 151) The section on applying air power deals with the integration of air power with the other domains including space and cyber and each provides a good overview of the issues related to these topics.
The final two sections provide the context to this volume by exploring issues related to the political-social-economic environment in which air power operates as well as a section on national case studies. The latter section includes some interesting selections including chapters on Indian, Pakistani, Brazilian and Japanese air power. Some might argue that chapters should have been included that dealt with, for example, the US, UK, and other European nations. However, this book needs to be read in conjunction with other edited volumes by Olsen, such as Global Air Power (2011) and European Air Power (2014) where you will find chapters dealing with these nations. As such, it makes a refreshing change to see other examples included in this volume. The section on the political-social-economic environment includes some exciting chapters dealing with the political effect of air power and coercive diplomacy. As Michael Clarke (p. 237) argues, air power is a potent weapon but needs to be used carefully to help achieve a political effect. This view is mirrored by Karl Mueller who notes that ‘aerial bombing was not a panacea for preventing wars.’ (p. 252) Indeed, perhaps the critical criticism of air power thinkers has been their overestimation of the capability available to them as well as the place of military aviation within the toolbox of national power.
While there is much to praise in this work, there are no doubt some gaps that require some reflection. The first is a comment on authors, and this is not so much a direct criticism of the book but rather a comment on the state of the discipline at this moment in time. The book has been authored entirely by male academics or serving officers who, as already noted, are eminently qualified to write their various contributions. However, the lack of female contributors is disappointing especially as there are female academics and serving personnel writing about air power. Indeed, the issue of male dominance of the discipline is one we are well aware of here at From Balloons to Drones – all the editors and assistant editors are men. Indeed, at From Balloons to Drones we hope to continue to offer opportunities for all to contribute to the discussion about air power. Building on the above reflection is also the fact that each of the authors in this volume has some form of relationship with the military. They are either serving or retired officers, teach, or have taught within the professional military education (PME) ecosystem, or work for a think-tank associated with the military, such as RAND. If this sample of authors in this volume is indicative of the discipline, then the study of air power still struggles from the problem identified 20 years ago by John Ferris who wrote that:
[those studying air power are either] the children of airmen, have been military personnel themselves, and have been employed at a historical office or service school in Canada, Germany, the United Kingdom, or the United States.If this remains the case, there remains an open question as to how we broaden out the discipline to avoid accusations such as the weaponisation of the past. Linked to this, of course, is the question of what a broader and more diverse perspective on air power would bring to the discipline.
Regarding content, several areas could have further strengthened this volume. For example, it is curious that the quote above concerning what encompasses the study of air power begins with training and education; however, neither subject is present in this volume. Concerning education, its omission is even more curious given the focus on the so-called conceptual component in programmes such as the RAF’s Thinking to Win, Plan Jericho in Australia, and the Royal Canadian Air Force’s Airpower in Formation. Interestingly, and perhaps indicative of the perceived importance of this volume, there is a paperback version of this book that has been produced in conjunction with the RAF’s Centre for Air and Space Power Studies and includes the Thinking to Win logo. However, as Meilinger reflected in his chapter, ‘[N]eeded are airmen well grounded in all aspects of air warfare, including the theoretical.’ (p. 44) If this is the case, then it follows that the provision of high-quality air power education is critical, and a chapter on this subject would have been valuable. Other chapters that could have been included include the culture of air forces and leadership as opposed to Stephens’ (pp. 24-34) focus on high-command. Indeed, it is often remarked that air forces are somehow different to army and navies in their outlook. If this is the case, then an examination of the culture of air forces and issues such as leadership would have further enriched this volume.
Overall, despite my criticisms above, this is an excellent and essential contribution to our understanding of air power. As noted, the pedagogic layout of the book helps give the volume purpose that leads the reader through many critical issues related to air power. As such, while the book’s primary market will undoubtedly be serving air force personnel involved in PME and training activities, there is enough in this volume that other interested readers will gain much from this collection.
 John R. Ferris, ‘Review Article – The Air Force Brats’ View of History: Recent Writing and the Royal Air Force, 1918–1960,’ The International History Review, 20:1 (1998), p. 119
Dr Ross Mahoney is the Editor of From Balloons to Drones and is an independent historian and defence specialist based in Australia. Between 2013 and 2017, he was the resident Historian at the Royal Air Force Museum, and he is a graduate of the University of Birmingham (MPhil and PhD) and the University of Wolverhampton (PGCE and BA). His research interests include the history of war in the twentieth and twenty-first centuries, air power and the history of air warfare, and the social and cultural history of armed forces. To date, he has published several chapters and articles, edited two books, and delivered papers on three continents. He is a member of the Royal Historical Society and an Assistant Director of the Second World War Research Group. He can be found on Twitter at @airpowerhistory.
Header Image: An RAF F-35B Lightning from No. 617 Squadron stationed at RAF Marham. This aircraft is performing a hover manoeuvre during the Royal International Air Tattoo in 2018. (Source: UK MoD Defence Imagery)
Editorial Note: On 19 September 2018, our editor, Dr Ross Mahoney delivered a paper on the subject of ‘The Role of History in Educating Air Power Strategists’ at a seminar organised by the Royal Australian Air Force’s (RAAF) Air Power Development Centre in Canberra. A precis of this paper was published in the Pathfinder bulletin issued by APDC, which can be found here. The Pathfinder series covers a range of issue from strategy, historical analyses, operations, administration, logistics, education and training, people, command and control, technology to name a few. Irrespective of the subject though, Pathfinders will always be focused on the relevance to air power; they are not intended to be just a narrative but deliver a measure of analysis. Apart from the addition of some minor changes to make this precis applicable to From Balloons to Drones as well as the inclusion of footnotes and further reading suggestions, this article appears as published in Pathfinder. We are grateful to APDC for permission to re-publish the piece, and the views in this article and the associated Pathfinder are not necessarily those of the RAAF.
‘[t]he study of military history lies at the foundation of all sound military conclusions and practice.’
Rear-Admiral A.T. Mahan, ‘The Naval War College,’ The North American Review, (1912)
‘The word history carries two meanings […] It refers both to what actually happened in the past and to the representation of that past in the work of historians.’
John Tosh, The Pursuit of History, Third Edition, (1999)
What is history? What is its relevance to an air power strategist? These are important questions; however, as Richard Muller, a senior member of the faculty at the US Air Force’s School of Advanced Air and Space Studies, reflected in 2016, ‘as a rule air forces have not embraced historical study to the same extent as have their army or navy counterparts.’ Nevertheless, in 1912, a year after an Italian aeroplane dropped the first ‘bomb’ over Libya, noted US naval historian and strategist Alfred Thayer Mahan reflected on the link between military history and ‘sound military conclusions.’ However, history does not provide clear lessons. Nevertheless, the study of the past does offer a lens through which to analyse, understand and reflect on the challenges currently faced by modern air forces.
This article considers some of the issues related to applied military history beginning with an outline of the purpose of history and the challenges of applying the past to the present. It also considers how air forces have used the study of the past as a tool for education while concluding with some tentative thoughts on how history can be used to educate strategists in the continuing challenge to achieve professional mastery.
To start with, the term ‘education’ is used in this narrative in a broad context and incorporates both formal and informal learning. Similarly, the term ‘strategist’ is used in a collegiate manner and assumes that modern air forces seek personnel who are professional masters, well-versed in the core knowledge that underpins the application of air power.
As the British historian John Tosh reflected, the term history is ambiguous at best. Is history a collection of facts related to what has happened or is it the scholarly discussion and representation of the past? If the latter statement is accepted as being correct, then it can also be assumed that the interpretation of the past is an argument without an end. While a hackneyed observation, history is a dynamic field of study, one where historians continually re-examine evidence and reinterpret the past. Linked to this is the extent of historical information available to historians and, by default, strategists who seek to apply lessons from the past to the present. The archival records and evidence that underpin the interpretation of the past are normally incomplete. For example, the National Archives of Australia only preserves a small amount of the material generated by the Australian Government.
Moving beyond the above understanding of history, the field of military history can be split into three subfields: popular, academic, and applied history. There is a degree of overlap between the latter two. The main criticism of applied military history is that it is a form of weaponising the past to cater for the present. Underpinning this criticism is a view that those writing such history do so without sufficient understanding of the context in seeking to deduce lessons learnt. Unfortunately, this criticism is currently directed at academics working at institutions delivering professional military education. These institutions use history to illuminate and provide context to the ambiguous challenges that officers attending them are likely to confront in the future.
Historically, the criticism of weaponising the past does carry some weight, and therefore air power strategists could be criticised for the poor use of history to support their arguments. Indeed, as Sir Michael Howard, a distinguished military historian, noted in his 1961 lecture on ‘The Use and Abuse of Military History’:
[W]hen great [interwar] pioneers of air war…advocated striking at the homeland and at the morale of the enemy people…they were basing their conclusions on their interpretation of past wars’. (emphasis added)
More recently, Colonel (retired) John Warden III’s book, The Air Campaign, has been criticised for his use of a selective reading of history to fit the theory being propounded in it. Admittedly, Warden is not a historian. However, such selective use of history becomes problematic to the broader task of delivering professional education when such texts appear in, for example, Staff College reading lists where they can reinforce a narrow, and at times wrong, understanding of some of the officers they are meant to educate. Despite this criticism, it is clear that many air power thinkers have recognised the value of a broad reading of history. For example, in a 1921 article on ‘Strategy and Air Strategy,’ Group Captain John Chamier of the Royal Air Force reflected on the challenge of deducing appropriate principles for the use of air power given the brief history of air warfare till then. Nevertheless, Chamier recognised that ‘strategic principles are derived from the study of history’, and he recognised that examples from ‘naval and military strategy’ could provide the necessary framework for a discussion of ‘air strategy.’
While history and the application of its lessons by air forces is fraught with challenges, its importance as a didactic tool for the military cannot be underestimated. Indeed, the study of history has been, and remains, an element of the curricula at educational establishments of most air forces. However, considered in a broad manner, the study of history has been unbalanced. For example, in the late-1940s and 1950s, history and related subjects featured little on the curriculum at the RAAF College. As Alan Stephens has noted, the RAAF of this period identified itself as a ‘narrow technocracy’ with knowledge of the Air Force’s core business to be deduced from its ‘technical components’ rather than a ‘study of its history and ideas.’
To conclude, there are several areas where the contemporary study of history plays a key role in the education of air power theorists and strategists. Perhaps most important is that a deep and contextual study of history provides an important understanding for military personnel seeking to gain professional mastery of the profession of arms. Indeed, if it is accepted that the aim of learning is to develop the cognitive ability to understand and deal with ambiguity, rather than to provide clear-cut answers to current problems, then the study of history has a role to play.
The skills associated with historical analysis refines human cognitive areas such as the ability to make considered judgements. An important contributor to the effectiveness of this learning process has been the increasing civilianisation of the academic delivery at institutions catering to professional military education. At a practical level, the use of Staff Rides as a learning tool could also ensure that history could be used as a means to explore ideas outside of the confines of the traditional education environment. However, this process also has its own challenges. In the final analysis, Lieutenant General Sir John Kiszely’s remark that the study of history needs to form an essential part of a ‘balanced diet’ of education for the military professional in order for them to develop the knowledge to be effective, rings completely true.
Even though history may not provide clear lessons, the study of the past offers a lens through which to analyse, understand and reflect on the challenges currently faced by modern air forces;
History could be considered a rather dynamic field of study, one where historians continually re-examine evidence and re-interpret the past;
It is recognised that ‘strategic principles are derived from the study of history.’
Gray, Peter, ‘Why Study Military History?,’ Defence Studies, 5:1 (2005), pp. 151-64.
Murray, Williamson, and Sinnreich, Richard Hart (eds.), The Past as Prologue: The Importance of History to the Military Profession (Cambridge: Cambridge University Press, 2006).
Dr Ross Mahoney is the editor and owner of From Balloons to Drones as well as being an independent historian and defence specialist based in Australia. He is a graduate of the University of Birmingham (MPhil and PhD) and the University of Wolverhampton (PGCE and BA). His research interests include the history of war in the twentieth and twenty-first centuries, air power and the history of air warfare, and the social and cultural history of armed forces. To date, he has published several chapters and articles, edited two books, and delivered papers on three continents. He is an Assistant Director of the Second World War Research Group. He can be found on Twitter at @airpowerhistory.
 Rear-Admiral A.T. Mahan, ‘The Naval War College,’ The North American Review, 196:680 (1912), p. 78.
 John Tosh, The Pursuit of History: Aims, Methods and New Directions in the Study of Modern History, Third Edition (Harlow: Pearson Education, 1999), p. viii.
 Richard R. Muller, ‘The Airpower Historian and the Education of Strategists’ in Richard J. Bailey Jr., James W. Forsyth Jr., and Mark O. Yeisley (eds.), Strategy: Context and Adaptation from Archidamus to Airpower (Annapolis, MD: Naval Institute Press, 2016), p. 113.
 On professional mastery in air forces, see: Sanu Kainikara, ‘Professional Mastery and Air Power Education,’ Working Paper, 33 (Canberra: RAAF Air Power Development Centre, 2011).
 John A. Lynn III, ‘Breaching the Walls of Academe: The Purposes, Problems, and Prospects of Military History,’ Academic Questions, 21:1 (2008), p. 20.
 Kim Wagner, ‘Seeing Like a Soldier: The Amritsar Massacre and the Politics of Military History,’ in Martin Thomas and Gareth Curless (eds), Decolonization and Conflict: Colonial Comparisons and Conflicts (Bloomsbury Academic, 2017), pp. 25-7.
 Michael Howard, ‘The Use and Abuse of Military History (lecture),’ Journal of the Royal United Service Institution, 107:625 (1962), p. 10.
 John Andreas Olsen, John Warden and the Renaissance of American Air Power (Washington DC: Potomac Books, 2007), pp. 78-9. In a similar vein to Warden, Colonel John Boyd’s work ‘cherry-picked’ history ‘to provide illustrations and empirical validation for patterns he observed in combat.’ However, it should be recognised that Boyd was an airman who was a general strategist rather than an air power thinker per se, though his ideas do have applicability to the air domain. See: Frans Osinga, ‘The Enemy as a Complex Adaptive System: John Boyd and Airpower in the Postmodern Era’ in John Andreas Olsen (ed.), Airpower Reborn: The Strategic Concepts of John Warden and John Boyd (Annapolis, MD: Naval Institute Press, 2015), pp. 53-4.
 Group Captain J.A. Chamier, ‘Strategy and Air Strategy,’ Journal of the Royal United Service Institution, 66 (1921), p. 641.
 Alan Stephens, The Australian Centenary History of Defence: Volume II – The Royal Australian Air Force (Melbourne: Cambridge University Press, 2001), p. 188.
 On the challenges associated with staff rides, see: Brigadier R.A.M.S. Melvin British Army, ‘Contemporary Battlefield Tours and Staff Rides: A Military Practitioner’s View,’ Defence Studies, 5:1 (2005), pp. 59-80,Nick Lloyd, ‘Battlefield Tours and Staff Rides: A Useful Learning Experience?,’ Teaching in Higher Education, 14:2 (2009), pp. 175-84.
 John P. Kiszely, ‘The Relevance of History to the Military Profession: A British View’ in Williamson Murray and Richard Hart Sinnreich (eds.), The Past as Prologue: The Importance of History to the Military Profession (Cambridge: Cambridge University Press, 2006), p. 32.
Baron Manfred von Richthofen was killed in air combat on 21 April 1918. He was unequalled in having shot down 80 enemy aircraft in aerial combat during the First World War to become the most famous ‘Ace of Aces’ in the early history of air combat. He was the pride of the German Imperial Army and respected by military aviation historians as the ‘Red Baron.’ A study of Richthofen’s aerial victories highlights the importance of critical thinking to identify and repeat the rules for success in aerial dogfighting. Evidence-based analyses of his behaviours and medical forensics in the months before his death indicate how the war may have been exacting an increasing toll on his judgement and decision-making abilities. The combination of seemingly discrete events that occurred during on 21 April triggered his abnormal behaviours and poor decisions, which had an accumulative effect that led to his ultimate downfall.
Manfred von Richthofen and Learning Lessons
The British called him the ‘Red Baron’, the French scorned him as the ‘le diable rouge’ (Red Devil) while his 1917 autobiography was called Der Rote Kampfflieger, which broadly translates as the ‘Red Battle Flyer.’ F.M. Cutlack, the official historian of the Australian Flying Corps (AFC), described him as the ‘star of stars in the German Air Force.’ On 21 April 1918, Richthofen pursued a Royal Flying Corps Sopwith Camel low over enemy-controlled territory, breaking one of his fundamental air combat maxims, and was fatally wounded. Until then, Richthofen had strictly followed Dicta Boelcke and his critical-thinking of air combat to be scorned, feared, and respected as the highest scoring air ace of the First World War.
The quality of the box matters little. Success depends upon the man who sits in it.
Manfred von Richthofen, ‘The Red Battle Flyer,’ para. 182.
One of the reasons behind his significant success in air combat was his adherence to doctrinal maxims that guided his judgements in deciding when and how he would enter an action in the battlespace and engage a target. The Dicta Boelcke was named after their developer: Oswald Boelcke, Germany’s first air ace, with a total of forty victories. While early aircraft commanders were still seeking to understand roles for aircraft as the newest war machines to enter the battlespace, Boelcke is recognised as being one of the first fighter aces to apply critical thinking to air combat. Boelcke drew on his observations in air combat, reviewed his successes and failures, and critically analysed them to identify the critical decision points, ethical behaviours, and practical tactics that he considered would lead to repeated successes in the air. Boelcke tested and evaluated his air combat rules before recommending them as ‘rules for success’ that should be applied by other German pilots when flying into air combat as individuals or as a group in a squadron.
Boelcke promoted his lessons-learned as dicta to increase the chance of success in air combat by the pilots under his command, especially those who were new and inexperienced. His aerial warfighting principles were endorsed by the German Army to all its airmen, as Dicta Boelcke. After Richthofen was assigned to serve in Boelke’s squadron, Boelke became Richthofen’s mentor, instructor, squadron commander, and close friend. Richthofen became a keen practitioner of Dicta Boelcke.
We were all beginners. None of us had had a success so far. Consequently, everything that Boelcke told us, was to us, gospel truth.
Manfred von Richthofen, ‘The Red Battle Flyer,’ para. 109.
Richthofen fully embraced Dicta Boelcke and, after gaining his own experiences in aerial combat, he learned to apply his critical-thinking to identify his maxims to improve and complement his list of successful air combat tactics doctrine. One of his doctrinal maxims to complement Dicta Boelcke was to ‘never obstinately stay with an opponent’ or, having initiated a dogfight in favourable circumstances, know when to break off the attack when the situation has changed and is no longer favourable. He did not adhere to this principle, later, in his final mission.
Richthofen’s Final Mission
On 21 April 1918, Richthofen pursued a British Sopwith Camel piloted by novice Canadian pilot, Lieutenant Wilfrid May of No. 209 Squadron. May had just fired on the Richthofen’s cousin, Lieutenant Wolfram von Richthofen. On seeing his cousin being attacked, Richthofen flew to aid his cousin and engaged May, causing the latter to disengage from his dogfight with Wolfram. In turn, Richthofen was attacked by another Sopwith Camel piloted by Canadian Captain Arthur ‘Roy’ Brown. Richthofen successfully evaded his attacker and, even though his Spandau machine guns had now jammed and could only be fired manually, resulting in single shots, he decided to resume his pursuit of May.
Richthofen was known to be very calculating in his observations of air battles before deciding when and whom to engage. Engagement only occurred when circumstances were likely to result in a favourable outcome. On this day, Richthofen’s judgment might have been affected by wanting to pursue the attacker who threatened his cousin, despite the circumstances – going against the aforementioned dicta that he considered critical for air combat success. Additionally, Richthofen had a reputation of being a skilled hunter on the ground with a single-shot rifle, and he may have decided that a victory with a single-shot Spandau machine gun be well within his capabilities and would significantly enhance his reputation and the morale of his flying Jasta.
May sought to escape Richthofen by rapidly descending to fly low across the front line into Allied-held territory. May later explained that his aircraft guns had jammed while being pursued and unable to out-manoeuvre Richthofen, he decided to fly low across the ridge into friendly territory, to ‘make a dash for a landing as his only hope.’ Eyewitness accounts reported seeing the Richthofen pursue May down to rooftop heights over the nearby village, which had a church with a bell-tower, and hearing the repeated cracking sounds of single gunshots coming from the aerial pursuit as the aircraft passed.
Richthofen appeared to decide to break one of his fundamental rules that he had previously applied so consistently in air combat by persisting in chasing May without regard for the new dangers arising around him. Richthofen was now flying low over Allied-held territory, with a strong easterly wind causing his aircraft to drift further behind enemy lines, and he was now flying low enough to be within the range of the Australian machine-gunners watching from the trenches. Richthofen seemed to have lost his situational awareness in focusing on May. Richthofen was then observed by the gunners in the trenches to fly up suddenly as if suddenly recognising the new dangers around him and only then decided to break off his pursuit of May – but it was too late. While pulling-up to ascend to a higher altitude above the trenches and ground troops, Richthofen was fatally struck by a single .303 round
He who gets excited in fighting is sure to make mistakes. He will never get his enemy down.
Manfred von Richthofen, ‘The Red Battle Flyer,’ para. 137.
Mortally wounded, Richthofen managed to execute a controlled crash landing, on the Australian-held battleground, before dying in the cockpit. Australian soldiers were quick to attend the crash site and seek to recover Richthofen.
Medical forensic analysis has indicated that Richthofen seemed to suffer from an uncharacteristic episode of ‘target fixation’, breaking his own rule to ‘never obstinately stay with an opponent.’ Medical researchers considered that this uncharacteristic error in judgement might be attributed to a persistent head injury from a head wound caused by a machine gun projectile ricocheting from his head during a dogfight that occurred nine months earlier.
There has been controversy over multiple claims as to who was responsible for the fatal shot that brought down Richthofen; was it fired from a pursuing aircraft or one of the machine-gunners in the trenches? Although Brown was initially credited with the victory, medical forensic analyses of the wound ballistics, conducted in detail in later years, have indicated that Richthofen was struck in the chest by groundfire and not from an airborne shooter. Australia’s Official Historian, C.E.W. Bean, gathered eyewitness accounts from the battlefield that indicate it was most probable that Sergeant Cedric Popkin, an Australian Vickers machine gunner in the trenches, had fired the fatal shot that brought down Richthofen.
Members of No. 3 Squadron, AFC, assumed responsibility for Richthofen’s remains as it was the Allied air unit that was located nearest to the crash site. Richthofen was buried in a military cemetery in France, with full military honours, by members of No 3 Squadron. A British pilot flew solo over the German air base of Jasta 11 to airdrop a message to respectfully inform them of the death of their celebrated commander, Baron Manfred von Richthofen on 21 April 1918.
Enduring Lessons for Modern-Day Aerospace Professionals
While accepting the challenges associated with extrapolating lessons from a historical example, Richthofen’s development and experience as a fighter pilot in the First World War does, however, highlight several enduring lessons for those flying in today’s operating environment. A key lesson is the need to develop critical thinking amongst military professionals who can effectively analyse their operating environment and develop solutions to challenges.
Boelcke was one of the first air aces to apply critical thinking to air combat and draw out best-practices as a way to increase the probability of success for other pilots, especially new and inexperienced ones. This was something that Richthofen built on, and he recognised the need for what in the modern vernacular might be referred to as a system-of-interest whereby in the operation of aerospace systems, the air vehicle, operator, and operating procedures and tactics need to work effectively in combination to achieve success. However, the recognition that a weapon, such as an aeroplane, was only as good as the person who operated it, and the training, tactics and procedures used by that individual, was only one part of the critical thinking process.
It was also necessary for the likes of Richthofen to capture lessons learned in the combat environment and regularly test and evaluate critical systems to improve performance. This also required pilots such as Richthofen to learn from personal mistakes and those of critical peers through ongoing discourse with both subordinates and superiors. The next step in this process was the ability to apply them in operation. Nevertheless, these lessons learned processes were all for nothing if not usefully applied as evidenced by Richthofen’s final flight where we see the significance of high-consequence decision-making and the failure to reduce risk.
The accumulation of seemingly small discrete decisions made by Richthofen on his last flight, where each decision had a seemingly minor consequence when reviewed in isolation, resulted in an accumulative effect that ultimately resulted in catastrophe. As such, it is essential that organisations need to develop the right culture, management systems, and training programs to reduce catastrophic risks to a minimum. Indeed, in Richthofen’s case, arguably, someone should have ensured that he did not fly on that fateful day as he was neither in the right physical or mental condition to fly effectively. Pilots and aircrew are expensive assets to train and maintain, and unnecessary losses such as Richthofen’s impact on operational effectiveness. Richthofen’s state on 21 April 1918 affected his judgement as he ignored one of his critical dicta – to never obstinately stay with an opponent.
Finally, it is worth reflecting that innovation and inventiveness never rest. Sometimes it is beneficial to study the past before looking to the future and look for opportunities to build on the experiences and inventiveness of others rather than starting at an experience level of zero. As Richthofen himself reflected:
Besides giant planes and little chaser-planes, there are innumerable other types of flying machines and they are of all sizes. Inventiveness has not yet come to an end. Who can tell what machine we shall employ a year hence in order to perforate the atmosphere?
Manfred von Richthofen, ‘The Red Battle Flyer,’ para. 222.
Squadron Leader Michael Spencer is currently serving in the Royal Australian Air Force at the Air Power Development Centre in Canberra, analysing potential risks and opportunities posed by technology change drivers and disruptions to the future applications air and space power. His Air Force career has provided operational experiences in long-range maritime patrol, aircrew training, and weaponeering, and management experiences in international relations, project management in air and space systems acquisitions, space concepts development, and joint force capability integration. He is an Australian Institute of Project Management certified project manager and also an Associate Fellow of the American Institute of Aeronautics & Astronautics. The opinions expressed in this article are the author’s own and do not necessarily reflect the views of the Royal Australian Air Force or the Australian Government.
Header Image: The remains of Baron Manfred von Richthofen’s plane and the two machine guns. Most of these officers and men are members of No. 3 Squadron Australian Flying Corps. (Source: Australian War Memorial)
Der Rote Kampfflieger was first published in 1918. The quotes in this article are taken from the 1918 translation by T. Ellis Barker, with a preface and notes by C.G. Grey, editor of The Aeroplane. This edition published by Robert M. McBride & Co. can be found on the Gutenberg.org site.
 F.M. Cutlack, The Official History of Australia in the War of 1914-1918 – Volume VIII: The Australian Flying Corps in the Western and Eastern Theatres of War, 1914-1918, 11th Edition (Sydney, NSW: Angus and Robertson, 1941), p. 215.
 R.G. Head, Oswald Boelcke: Germany’s First Fighter Ace and Father of Air Combat (London: Grub Street, 2016), pp. 97-8.
 P. Koul, et al, ‘Famous head injuries of the first aerial war: deaths of the “Knights of the Air”,’ Neurosurgical Focus, 39:1 E5 (2015).
 ‘Appendix 4 – The Death of Richthofen’ in C.E.W. Bean, The Official History of Australia in the War of 1914-1918 – Volume V: The Australian Imperial Force in France during the Main German Offensive, 1918, 8th Edition (Sydney, NSW: Angus and Robertson, 1941), pp. 693-701.
‘Drones’ are the air power topic de jour. Unfortunately, much of the discussion taking place in the media, and even in some academic circles, displays a lack of nuanced understanding of what is a complicated subject. The use of the term ‘drone’ to refer to platforms from the networked high-altitude long-endurance MQ-4 Triton to small tactical hand-held systems such as the Black Hornet conflates vastly different capabilities in the mind of the public. Similarly, the statement made in a recent article by a professor at the Swedish Defence University that remotely piloted aircraft (RPA) can ‘strike targets with greater precision to avoid collateral damage’ when compared with inhabited systems highlights that even academics in the field do not appreciate what distinguishes inhabited from uninhabited systems. With the subject often overly simplified and the claims at times unrealistic, it is little wonder that policymakers do not understand RPAs well enough to make informed and effective decisions about their acquisition, development, and employment. This is a problem.
A few academics and military professionals are working to clarify the reality of RPA. Michael P. Kreuzer’s 2017 book Drones and the Future of Air Warfare: The evolution of Remotely Piloted Aircraft is one such example. In a compact 218 pages, Kreuzer, a serving US Air Force officer with a PhD from Princeton, places RPAs in their organisational, operational, strategic, and technological context, enabling the reader to reframe their understanding of RPA away from the hype towards an appreciation grounded in facts and logic.
Kreuzer aims the book at:
[t]hose who are active or have an interest at the level of national policy, and for those who have an interest in understanding the macro-effects of RPAs in modern warfare to understand to what extent they can be used to achieve strategic objectives, and what are the true hazards of their use. (p.22)
On this, the book delivers.
The first step is to address the curious definitional problem contained within the book’s title: is it ‘drones’ or ‘remote piloted aircraft’? Kreuzer’s approach to defining the subject is simple yet effective. He states unequivocally that RPA is the preferred term; ‘drone’ when used appears in quotation marks. He then distinguishes between ‘tactical’ RPA and ‘networked’ RPA, with the distinguishing characteristic being the integration of the sensors and weapons of the latter into a global network. Network connectivity has enabled RPAs such as Reaper to conduct ‘strategic bombing against non-fixed targets such as individuals’ (p.7). This, Kreuzer asserts, has made a significant impact on the conduct of air warfare: ‘The network, rather than the platform itself, is key to this innovation’ (p.7)
Kreuzer makes clear that he does not consider RPAs to be revolutionary in isolation; they are an enabling capability for a broader ‘targeting revolution’. To support his claim, he disentangles the often-conflated concepts of technological revolution, major military innovation, and revolution in military affairs:
A technological revolution is marked by a major change in technology with widespread effects across all sectors of society, a major military innovation is a major change in the conduct of warfare that increases the efficiency with which capabilities are converted to power often stemming from the technological revolution, and a revolution in military affairs is a shift in the character of warfare fuelled by a transformation of military systems. (p.8)
The proliferation of drones is undoubtedly a technological revolution; commercial and civilian RPA applications are already affecting airspace management, privacy laws, and delivery services. RPAs are also increasing the efficiency of military operations for both state and non-state actors. ‘Drone strikes’ conducted by the Western countries in the Middle East and South Asia, and the use by ISIS of commercial drones in surveillance and attack roles evidences a shift in the way military operations are being conducted, the rise of the so-called ‘remote control warfare’. RPAs are not, however, causing the changes in the character of air warfare which Kreuzer refers to as the targeting revolution, they are only contributing to it. Kreuzer’s point here is subtle but well made.
Precision munitions and intelligence are given as the key enablers of the targeting revolution. Guided weapons provide the ability to strike targets precisely; the development of networks enables the processing, exploitation, and dissemination of information to know where the targets are. These are the foundations of Kreuzer’s targeting revolution. What RPAs have provided is persistence, allowing improvements in the timeliness of targeting information. The addition of precision munitions on networked RPAs has marked a culmination of an evolutionary process.
[t]he main revolutionary capabilities have come about when RPA serve as critical nodes in a broader system of warfare enabling networked intelligence collection, global communication, near real time processing, target development, decision support, and strike operations. (p.80)
Technology has played a significant role in driving this revolution, but Kreuzer also highlights the importance of doctrine and organisational factors in realising the benefits of RPAs. He looks at two separate but related organisational issues: the organisational challenges in developing an RPA capability, and the influence of organisational capacity on a state’s ability to develop an RPA capability.
According to Kreuzer, the ‘human challenges’ of RPA are:
[s]ome of the greatest faced by states and organisations seeking to employ such weapons and will be the greatest barrier to successful employment. (p.89)
Unfortunately, these challenges are rarely examined in any great depth. This book addresses this deficiency in the literature.
Integrating RPA operators within a culture and hierarchy that favours pilots of manned platforms are proving difficult. Kreuzer draws attention to the disparity in promotion rates for RPA pilots and the controversy surrounding the Distinguished Warfare Medal as examples of how the United States is struggling to integrate RPA systems into existing culture.
The problem faced here is that ensuring the right people are attracted to and employed in RPA operations will be a crucial determinant of their operational success. Similarly, the development of an emerging capability is dependent mainly upon the promotion of RPA operators into positions of influence and power within the organisation. Kreuzer quotes from Stephen Rosen’s 1991 work on innovation arguing that it occurs ‘only as fast as the rate at which young officers rise to the top’ (p.110). This is appropriate, and in this regard, this, and his subsequent discussion on the implications of the ‘tribes of airmen’ and existing organisational culture on the integration of RPAs into the USAF is as applicable to other air forces investigating the development of an RPA capability.
The capacity for militaries to adapt organisationally to the opportunities offered by RPAs will also determine the diffusion and proliferation of the capability. This is one of the most important points raised in the book. Drawing on Michael Horowitz’s adoption-capacity theory, Kreuzer predicts the rate of diffusion of RPA technology and the type RPA likely to be developed by states based on the state’s ‘financial intensity and organisational capacity available to implement major military innovations’ compared with their ‘perceived strategic imperative to develop innovation’ (p.157). His prediction is succinctly captured through an analogy with established air power capabilities: ‘it is easier to think of networked RPAs like strategic bombers (which few countries adopted) and tactical RPAs like attack helicopters, which are common worldwide’ (p.5). The organisational and financial costs of acquiring and maintaining networked RPAs creates high barriers to entry for this capability. Unless a state has compelling operational/strategic requirements or is willing to invest in a prestige capability, as some states have done with aircraft carriers, networked RPA proliferation will be limited to only a few states (p.184). Kreuzer’s logic is sound and well-argued; as with all predictions it may eventually prove to be wrong, but his matrix of probable RPA diffusion provides an excellent starting point for the discussion of RPA proliferation.
Overlaying questions of innovation and organisational adaptation is the contribution RPAs make to air warfare. Much has been written and discussed about the impact of RPAs on the conduct of military operations, but the majority of this discussion conflates platform with strategy. As Kreuzer puts it:
Too often, debates over RPAs ignore or write off counterfactual means of military intervention and criticise RPAs for traits that would be similarly exhibited by alternative means of conflict. In many cases, attacking the RPA becomes a substitute for attacking the underlying policy, which is an unnecessary distraction from the real debate which should be made. (Emphasis added) (p.21)
The question of RPAs impact on air power permeates all aspects of the book, which is not surprising given the book’s title; however, the way in which Kreuzer does this provides the book with utility beyond the narrow subject of RPA.
In discussing the importance of RPAs in the realisation of the targeting revolution, Kreuzer explores and analyses the strategic implications of targeted killings and signature strikes. His analysis goes beyond the use of armed RPAs and is just as applicable to the employment of manned platforms. Kreuzer highlights, quite correctly, that the developments of information age air warfare are challenging existing international legal treaties and norms, but to focus solely on RPAs is a distraction as these are issues of modern warfare generally which go beyond the question of having a human in the cockpit. The legality and ethics of these types of operation is a vexed issue, but the book’s treatment is balanced, considered, and informative.
Operationally, the employment of RPAs has already raised several questions relating to sovereignty, and the implications of airspace violations and the subsequent shoot-down of RPAs operating in sovereign or disputed airspace. Recent events in Israel have raised this issue in the public consciousness. Kreuzer’s examination of this topic looks beyond the usual case studies of US operations in Pakistan’s Federally Administered Tribal Areas (though these are also discussed) to include RPA operations in the Caucasus and the Middle East. The use of RPAs by Georgia, Azerbaijan, and Hiz’ballah, and their subsequent shoot-downs by the Russians, Armenians, and Israelis respectively, provided test cases for the international community to consider the legal and strategic ramifications of airspace violations by uninhabited systems. The shoot-down of relatively expensive RPAs followed by reprimands from the international community for airspace violations demonstrate that RPAs have not changed the existing norms of airspace sovereignty. This does raise the question of US operations in Pakistan, but this subject is also well covered by Kreuzer.
Finally, Kreuzer addresses one of the perennial problems for airmen which has been exacerbated by the development of RPA: people just don’t get air power.
For all the attention airpower receives in modern war, it remains one of the least understood systems of war for outside observers […] for the average reader with a basic interest in what airpower means the subject is abstract, complex, and often subject to detailed debates about tactics and airframes rather than broader strategic implications. (p.198)
The lesson for air power professionals, scholars, and advocates is clear: more needs to be done to improve the way that air power is explained and articulated to the public. Kreuzer’s book is an excellent example of how this can be done.
Drones and the Future of Air Warfare is a must read for anyone involved in the decision to acquire, develop, and/or employ RPAs as it lays the conceptual foundation which should inform any decision to invest in an RPA capability. It would be wrong, however, to view the book solely as a treatise on RPAs. By placing the subject within their broad operational and organisational context, Kreuzer also provides insightful and informative commentary on military innovation, organisational design, capability development, and air power strategy. Accordingly, Drones and the Future of Air Warfare can rightfully be considered an analysis of the current state and future evolution of air power. It will, therefore, make an excellent addition to any air power professional’s reading list.
Wing Commander Travis Hallen is an Air Combat Officer currently serving as Deputy Director – Air Power Development at the Royal Australian Air Force’s Air Power Development Centre. He is also a Sir Richard Williams Foundation Scholar. The opinions expressed are his alone and do not reflect those of the Royal Australian Air Force, the Australian Defence Force, the Australian Government, or the Williams Foundation. He can be found on Twitter at @Cold_War_MPA.
Header Image: The MQ-4C Triton unmanned aircraft system completes its first flight on 22 May 2013 from the Northrop Grumman manufacturing facility in Palmdale, California. The 80-minute flight successfully demonstrated control systems that allow Triton to operate autonomously. Triton is designed to fly surveillance missions up to 24-hours at altitudes of more than 10 miles, allowing coverage out to 2,000 nautical miles. The system’s advanced suite of sensors can detect and automatically classify different types of ships. (Source: Wikimedia)