Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Books
Krzysztof Dabrowski, Defending Rodinu – Volume 2: Build-up and Operational History of the Soviet Air Defence Force, 1960-1989 (Warwick: Helion and Company, 2023).
In the 1950s, the Soviets had managed to grow a major Air Defence Force (PVO) capable of covering the entire airspace of the Union of the Soviet Socialist Republics (USSR). The PVO was able to field interceptors and surface-to-air missiles to intercept even high-flying foreign reconnaissance aircraft. By the early 1960s, the Soviets managed to theoretically, seal their airspace to unwanted visitors. Nevertheless, multiple foreign intelligence agencies and air forces continued seeking to penetrate the airspace of the USSR by means ranging from non-steerable ‘spy blimps’, via strategic bombers, to high-speed tactical reconnaissance aircraft. This activity kept the PVO on constant alert so that time and again it reacted mercilessly, even to entirely innocent passenger airliners, causing several major international incidents.
Defending Rodinu Volume 2 provides the operational history of the Soviet PVO from the early 1960s until the late 1980s – a period of continuously escalating tensions of the Cold War. Using documentation and publications never before released in the English language and richly illustrated, it provides a comprehensive, single-source point of reference for historians and enthusiasts alike.
Mark Galeotti, Afghanistan, 1979–88: Soviet Air Power against the Mujahideen (Oxford: Osprey Publishing, 2023).
The Soviet Union’s invasion of Afghanistan was fought as much in the air as on the ground. From the high-level bombing raids that blasted rebel-held mountain valleys, to the Mi-24 helicopter gunships and Su-25 jets that accompanied every substantial army operation, Soviet control of the air was a crucial battlefield asset. Vital to every aspect of its operations, Mi-8 helicopters ferried supplies to remote mountain-top observation points and took the bodies of fallen soldiers on their last journey home in An12 ‘Black Tulips’.
But this was not a wholly one-sided conflict. Even before the Afghan rebels began to acquire man-portable surface-to-air missiles such as the controversial US ‘Stinger,’ they aggressively and imaginatively adapted. They learnt new techniques of camouflage and deception, set up ambushes against low-level attacks, and even launched daring raids on airbases to destroy aircraft on the ground.
Featuring information previously unknown in the West, such as the Soviets’ combat-testing of Yak-38 ‘Forger’ naval jump jets, Soviet-expert Mark Galeotti examines the rebel, Kabul government and the Soviet operation in Afghanistan, drawing deeply on Western and Russian sources, and including after-action analyses from the Soviet military. Using maps, battlescenes and detailed ‘Bird’s Eye Views’, he paints a comprehensive picture of the air war and describes how, arguably, it was Soviet air power that made the difference between defeat for Moscow and the subsequent stalemate that they decided to disengage from.
Daniel Haulman, Misconceptions about the Tuskegee Airmen: Refuting Myths about America’s First Black Military Pilots (Athens, GA: University of Georgia Press, 2023).
Once an obscure piece of World War II history, the Tuskegee Airmen are now among the most celebrated and documented aviators in military history. With this growth in popularity, however, have come a number of inaccurate stories and assumptions. Misconceptions about the Tuskegee Airmen refutes fifty-five of these myths, correcting the historical record while preserving the Airmen’s rightful reputation as excellent servicemen.
The myths examined include: the Tuskegee Airmen never losing a bomber to an enemy aircraft; that Lee Archer was an ace; that Roscoe Brown was the first American pilot to shoot down a German jet; that Charles McGee has the highest total combat missions flown; and that Daniel “Chappie” James was the leader of the “Freeman Field Mutiny.” Historian Daniel Haulman, an expert on the Airmen with many published books on the subject, conclusively disproves these misconceptions through primary documents like monthly histories, daily narrative mission reports, honor-awarding orders, and reports on missing crews, thereby proving that the Airmen were without equal, even without embellishments to their story.
Jeff Pedrina, Wallaby Airlines: Twelve months flying the Caribou in Vietnam (Newport, NSW: Big Sky Publishing, 2023).
Jeff Pedrina’s book provides a very personal and thoughtful account of his twelve month’s service in Vietnam with No 35 Squadron – ‘Wallaby Airlines’. While the story is primarily about the people, and the personalities, he encountered during his tour of duty in Vietnam, it is also the story of a remarkable aircraft, the de Havilland Canada DHC-4 Caribou – the first mass-produced short take-off and landing (STOL) aircraft of its size. For seven and a half years it was the backbone of the airlift effort in the highlands of Vietnam, and was operated by the Royal Australian Air Force until November 2009, forty-five years after it first entered RAAF service.
First into the theatre in 1964 and last out in 1972, the Caribou aircraft and its air and ground crews were the RAAF’s quiet achievers in Vietnam. In the course of seven and a half years, Wallaby Airlines achieved an excellent operational record and reputation as a tactical transport squadron. This book in its original format was first published in 2006, having been awarded Special Mention in the 2005 RAAF Heritage Awards. This new edition is intended to bring the experiences of Jeff Pedrina, and the exploits of the Wallaby Airlines and its venerable Caribou aircraft to life for a new generation of reader.
Usman Shabbir and Yawar Mazhar, Eagles of Destiny – Volume 1: Growth and Wars of the Pakistan Air Force, 1956-1971 (Warwick: Helion and Company, 2023).
Eagles of Destiny Volume 2 is a detailed account of the transformation of the Pakistan Air Force (PAF) with the help of the first US assistance program, and how its leadership utilised this opportunity to create a modern air force. It provides detailed coverage of the PAF’s participation in the 1965 Indo-Pakistani War, based on official documentation and material from private collections that were previously not available to the public. The story of the Pakistan Air Force during this period is concluded by the coverage of the first build-up with the Chinese support, against the backdrop of US sanctions, highlighting and discussing the challenges and response.
Finally, the book provides detailed coverage of PAF operations during the 1971 War with India, including several first-hand accounts by key officers. Between 1956 and 1971, the PAF inducted a number of new weapon systems, including US-made F-86 Sabres, French-made Mirages, and Chinese-made F-6s. These developments and PAF’s strategy are all discussed in great detail.
Richly illustrated, and almost entirely based on accounts never published before, Eagles of Destiny Volume 2 provides a unique insight from professionals who were either directly involved, or witnessed the affairs in question.
Editorial Note: Led by Editor Dr Mike Hankins, From Balloons to Drones produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.
Our latest podcast discusses our favourite books of the year with Dr Ross Mahoney, Editor-in-Chief of From Balloons to Drones. Each of us discusses our top three reads of 2022, and we take a look forward at some topics we would really like to hear more about in the future.
Dr Ross Mahoney is an independent scholar specialising in the history of war, particularly concerning the use of air power and the history of air warfare. He is currently the Senior Historian within the City Architecture and Heritage Team at Brisbane City Council in Australia. He has over 15 years of experience in the heritage and education sectors in Australia and the United Kingdom. Between 2013 and 2017, he was the inaugural Historian at the Royal Air Force Museum in the UK. In Australia, he has worked as a Historian for the Department of Veterans’ Affairs and taught at the Strategic and Defence Studies Centre at The Australian National University based at the Australian War College. His research interests are focused on the history of war, specifically the history of air warfare, transport history, and urban history. To date, he has published several chapters and articles, edited two books, and delivered papers on three continents. He has a book review website here and can be found on Twitter at @airpowerhistory.
Header image: One of six FMA IA 58 Pucará’s destroyed on 15 May 1982 after a raid by the Special Air Service on Pebble Island during the Falklands War. (Source: Wikimedia)
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Articles
Kristen Alexander and Kate Ariotti, ‘Mourning the Dead of the Great Escape: POWs, Grief, and the Memorial Vault of Stalag Luft III,’ Journal of War & Culture Studies (2022), DOI: 10.1080/17526272.2022.2097774.
In March 1944 seventy-six Allied prisoners of war escaped from Stalag Luft III. Nearly all were recaptured; fifty were later shot. This article examines what happened in the period between recapture and the interment of the dead prisoners’ cremated remains at Stalag Luft III. It positions what came to be known as ‘the Great Escape’ as an event of deep emotional resonance for those who grieved and reveals the dual narrative they constructed to make sense of their comrades’ deaths. In discussing the iconography of the vault constructed by the camp community to house the dead POWs’ ashes, this article also suggests a dissonance in meaning between that arising from personal, familial grief and the Imperial War Graves Commission’s standardised memorial practice. Focusing on the Great Escape’s immediate aftermath from the perspective of the POWs themselves provides a more nuanced understanding of the emotional impact of this infamous event.
Susan Allen, Sam Bell and Carla Machain, ‘Air Power, International Organizations, and Civilian Casualties in Afghanistan,’ Armed Forces & Society (2022), doi:10.1177/0095327X221100780.
Can the presence of international organizations reduce civilian deaths caused by aerial bombing? This commentary examines this question in the specific context of the U.S.-led war in Afghanistan. We evaluate this based on interviews conducted with members of international organizations that were present in Afghanistan during the conflict, existing intergovernmental organizations, nongovernmental organizations, and government reports, and with quantitative data on civilian casualties between 2008 and 2013. We conclude that there is tentative evidence from Afghanistan that international organizations can in fact reduce the severity of civilian killings that result from the use of air power. However, there is much need for greater data sharing to more fully answer this important question.
Derek Lutterbeck, ‘Airpower and Migration Control,’ Geopolitics (2022), DOI: 10.1080/14650045.2022.2094776.
Migration scholarship has thus far largely neglected the role of aircraft in both (irregular) migration and state policies aimed at controlling migration. Drawing inspiration from the field of strategic studies, where ‘airpower’ has been a key theoretical concept, this article explores the role of aerial assets in states’ migration control efforts. The article discusses three main dimensions of the use of airpower in controlling migration: the increasing resort to aircraft for border enforcement purposes – or what can be referred to as ‘vertical border policing’ –, states’ tight monitoring of the aerial migration infrastructure, and the use of aircraft in migrant return operations. As a core element of state power, it is airpower’s key features of reach, speed and height which have made it a particularly useful migration control instrument.
Priya Mirza “Sovereignty of the air’: The Indian princely states, the British Empire and carving out of air-space (1911–1933),’ History and Technology (2022), DOI: 10.1080/07341512.2022.2079370.
Who owns the skies? Under British colonialism, the ownership of the skies of India was a contested matter. The onset of aviation presented a challenge to the territorial understanding between the British and semi-sovereign Indian princes, Paramountcy (1858–1947). Technology itself was a tricky area: roadways, railways, telegraphs, and the wireless were nibbling away at the sovereign spheres which Paramountcy had put in place. This paper looks at the history of aviation in princely India, from aviation enthusiasts such as the rulers of Kapurthala, Jodhpur and Bikaner to subversive princes like the Maharaja of Patiala who worked towards a military air force. The paper tracks the three stages of the journey of aviation in princely India, from individual consumption, to the historical context of World War One which aided its access and usage, and finally, the collective princely legal assertion over the vertical air above them in the position, ‘sovereignty of air’. The government’s civil aviation policy in India remained ambiguous about the princes’ rights over the air till 1931 when their sovereignty of the sky was finally recognised. The paper focuses on the Indian princes varied engagement with aviation, modernity and their space in the world.
Ayodeji Olukoju ‘Creating ‘an air sense:’ Governor Hugh Clifford and the beginnings of civil aviation in Nigeria, 1919-1920,’ African Identities (2022), DOI: 10.1080/14725843.2022.2096566.
This paper focuses on the neglected subject of the beginnings of civil aviation in Nigeria in the aftermath of World War I. Until now, the literature on civil aviation in British colonial Africa had focused largely on Kenya, Central and South Africa and on post-World War II West Africa. This paper, relying on previously unexploited archival material, examines policy debates and options considered by the Colonial Office, the Air Ministry and the Nigerian colonial government. The unique, pioneering aviation drive of Nigeria’s Governor Hugh Clifford took place in the context of immediate post-World War I dynamics: economic vicissitudes, Anglo-French rivalry in West Africa and the policy interface between London and the colonies. This paper demonstrates that aviation development in Nigeria had roots in the early 1920s, and that the initiative was not a metropolitan monopoly, thereby illustrating the extent of colonial gubernatorial autonomy vis-à-vis London.
S. Seyer, ‘An Industry Worth Protecting? The Manufacturers Aircraft Association’s Struggle against the British Surplus, 1919–1922,’ Journal of Policy History 34, no. 3 (2022), pp. 403-39.
The American aircraft industry’s important role in the economic, military, and cultural expansion of the United States over the past one hundred years has been well documented by historians. But America’s twentieth century aerial dominance was not preordained. After World War I, the nascent American aircraft industry faced a concerted British effort to dump thousands of war surplus machines on the U.S. market. With aircraft outside of the nation’s tariff regime, members of the Manufacturers Aircraft Association turned to Congress for emergency protections in the face of what they considered an existential threat. Despite efforts to equate a strong industrial base for aviation with the national defense, aircraft antidumping legislation became mired in partisan debates over tariff policy and accusations of wartime corruption. In the absence of relief from Congress, the Wright patent served as a barrier against the importation of foreign surplus machines.
Ameya Tripathi, ‘Bombing Cultural Heritage: Nancy Cunard, Art Humanitarianism, and Primitivist Wars in Morocco, Ethiopia, and Spain,’ Modernist Cultures 17, no. 2 (2022), pp. 191-220.
This article examines Nancy Cunard’s later writing on Spain as a direct legacy of her previous projects as a modernist poet, publisher and black rights activist. Cunard was a rare analyst of the links between total war, colonial counter-insurgency, and cultural destruction. Noting the desire of both the air power theorist and art collector to stereotype peoples, from Morocco to Ethiopia to Spain, as ‘primitive’, the article brings original archival materials from Cunard’s notes into dialogue with her journalism, and published and unpublished poetry, to examine how she reclaimed and repurposed primitivism. Her poems devise a metonymic and palimpsestic literary geopolitics, juxtaposing fragments from ancient cultures atop one another to argue, simultaneously, for Spain’s essential dignity as both a primitive and a civilised nation. Cunard reconciles Spain’s liminal status, between Africa and Europe, to argue for Spain’s art, and people, as part of a syncretic, universal human cultural heritage, anticipating the art humanitarianism of organisations such as UNESCO.
Books
Stephen Bourque, D-Day 1944: The Deadly Failure of Allied Heavy Bombing on June 6 (Osprey: Osprey Publishing, 2022).
D-Day is one of the most written-about events in military history. One aspect of the invasion, however, continues to be ignored: the massive pre-assault bombardment by the Allied Expeditionary Air Force (AEAF), reinforced by RAF Bomber Command and the US Eighth Air Force on June 6 which sought to neutralize the German defenses along the Atlantic Wall. Unfortunately, this failed series of attacks resulted in death or injury to hundreds of soldiers, and killed many French civilians.
Despite an initial successful attack performed by the Allied forces, the most crucial phase of the operation, which was the assault from the Eighth Air Force against the defenses along the Calvados coast, was disastrous. The bombers missed almost all of their targets, inflicting little damage to the German defenses, which resulted in a high number of casualties among the Allied infantry. The primary cause of this failure was that planners at Eighth Air Force Headquarters had changed aircraft drop times at the last moment, to prevent casualties amongst the landing forces, without notifying either Eisenhower or Doolittle.
This book examines this generally overlooked event in detail, answering several fundamental questions: What was the AEAF supposed to accomplish along the Atlantic Wall on D-Day and why did it not achieve its bombardment objectives? Offering a new perspective on a little-known air campaign, it is packed with illustrations, maps and diagrams exploring in detail the features and ramifications of this mission.
Laurence Burke II, At the Dawn of Airpower: The U.S. Army, Navy and Marine Corps’ Approach to the Airplane 1907–1917 (Annapolis, MD: Naval Institute Press, 2022).
At the Dawn of Airpower: The U.S. Army, Navy, and Marine Corps’ Approach to the Airplane, 1907-1917 examines the development of aviation in the U.S. Army, Navy, and Marine Corps from their first official steps into aviation up to the United States’ declaration of war against Germany in April, 1917. Burke explains why each of the services wanted airplanes and show how they developed their respective air arms and the doctrine that guided them. His narrative follows aviation developments closely, delving deep into the official and personal papers of those involved and teasing out the ideas and intents of the early pioneers who drove military aviation Burke also closely examines the consequences of both accidental and conscious decisions on the development of the nascent aviation arms.
Certainly, the slow advancement of the technology of the airplane itself in the United States (compared to Europe) in this period affected the creation of doctrine in this period. Likewise, notions that the war that broke out in 1914 was strictly a European concern, reinforced by President Woodrow Wilson’s intentions to keep the United States out of that war, meant that the U.S. military had no incentive to “keep up” with European military aviation. Ultimately, however, he concludes that it was the respective services’ inability to create a strong, durable network connecting those flying the airplanes regularly (technology advocates) with the senior officers exercising control over their budget and organization (technology patrons) that hindered military aviation during this period.
Jim Leeke, Turtle and the Dreamboat: The Cold War Flights That Forever Changed the Course of Global Aviation (Dulles, VA: Potomac Books, 2022).
The Turtle and the Dreamboat is the first detailed account of the race for long-distance flight records between the U.S. Army and U.S. Navy less than fourteen months after World War II. The flights were risky and unprecedented. Each service intended to demonstrate its offensive capabilities during the new nuclear age, a time when America was realigning its military structure and preparing to create a new armed service – the United States Air Force.
The first week of October 1946 saw the conclusion of both record-breaking, nonstop flights by the military fliers. The first aircraft, a two-engine U.S. Navy P2V Neptune patrol plane nicknamed the Truculent Turtle, flew more than eleven thousand miles from Perth, Western Australia, to Columbus, Ohio. The Turtle carried four war-honed pilots and a young kangaroo as a passenger. The second plane, a four-engine U.S. Army B-29 Superfortress bomber dubbed the Pacusan Dreamboat, flew nearly ten thousand miles from Honolulu to Cairo via the Arctic. Although presented as a friendly rivalry, the two flights were anything but collegial. These military missions were meant to capture public opinion and establish aviation leadership within the coming Department of Defense.
Both audacious flights above oceans, deserts, mountains, and icecaps helped to shape the future of worldwide commercial aviation, greatly reducing the length and costs of international routes. Jim Leeke provides an account of the remarkable and record-breaking flights that forever changed aviation.
Micheal Napier, Flashpoints: Air Warfare in the Cold War (Oxford: Osprey Publishing, 2022).
The Cold War years were a period of unprecedented peace in Europe, yet they also saw a number of localised but nonetheless very intense wars throughout the wider world in which air power played a vital role. Flashpoints describes eight of these Cold War conflicts: the Suez Crisis of 1956, the Congo Crisis of 1960-65, the Indo-Pakistan Wars of 1965 and 1971, the Arab-Israeli Wars of 1967 and 1973, the Falklands War of 1982 and the Iran-Iraq War of 1980-88. In all of them both sides had a credible air force equipped with modern types, and air power shaped the final outcome.
Acclaimed aviation historian Michael Napier details the wide range of aircraft types used and the development of tactics over the period. The postwar years saw a revolution in aviation technology and design, particularly in the fields of missile development and electronic warfare, and these conflicts saw some of the most modern technology that the NATO and Warsaw Pact forces deployed, alongside some relatively obscure aircraft types such as the Westland Wyvern and the Folland Gnat.
Highly illustrated, with over 240 images and maps, Flashpoints is an authoritative account of the most important air wars of the Cold War.
David Nicolle and Gabr Ali Gabr, Air Power and the Arab World – Volume 6: World in Crisis, 1936-March 1941 (Warwick: Helion and Company, 2022).
Volume 6 of the Air Power and the Arab World mini-series continues the story of the men and machines of the first half century of military aviation in the Arab world. These years saw the Arab countries and their military forces caught up in the events of the Second World War.
For those Arab nations which had some degree of independence, the resulting political, cultural and economic strains had a profound impact upon their military forces. In Egypt the Army generally remained quiet, continuing with its often unglamorous and little appreciated duties. Within the Royal Egyptian Air Force (REAF), however, there were a significant number of men who wanted to take action in expectation of what they, and many around the world, expected to be the defeat of the British Empire.
The result was division, widespread mistrust, humiliation, and for a while the grounding of the entire REAF. In Iraq the strains of the early war years sowed the seeds of a yet to come direct armed confrontation with the British.
Volume 6 of Air Power and the Arab World then looks at the first efforts to revive both the REAF and the Royal Iraqi Air Force (RIrAF), along with events in the air and on the ground elsewhere in the Arab world from 1939 until March 1941.
This volume is illustrated throughout with photographs of the REAF, RIrAF and RAF and a selection of specially commissioned colour artworks.
Adrian Phillips, Rearming the RAF for the Second World War: Poor Strategy and Miscalculation (Barnsley: Pen and Sword, 2022).
When the RAF rearmed to meet the growing threat from Nazi Germany’s remorseless expansion in the late 1930s, it faced immense challenges. It had to manage a huge increase in size as well as mastering rapid advances in aviation technology. To protect Britain from attack, the RAF’s commanders had to choose the right strategy and the right balance in its forces. The choices had to be made in peacetime with no guidance from combat experience. These visions then had to be translated into practical reality. A shifting cast of government ministers, civil servants and industrialists with their own financial, political and military agendas brought further dynamics into play. The RAF’s readiness for war was crucial to Britain’s ability to respond to Nazi aggression before war broke out and when it did, the RAF’s rearmament was put to the acid test of battle. Adrian Phillips uses the penetrating grasp of how top level decisions are made that he honed in his inside accounts of the abdication crisis and appeasement, to dissect the process which shaped the RAF of 1940. He looks beyond the familiar legends of the Battle of Britain and explores in depth the successes and failures of a vital element in British preparations for war.
John Quaife, Battle of the Atlantic: Royal Australian Air Force in Coastal Command 1939-1945 (Newport, NSW: Big Sky Publishing, 2022).
At the outbreak of World War II, somewhat by accident — and just as the first shots of the war were fired — young Australian airmen from the Royal Australian Air Force were engaged in operations that would become known collectively as the Battle of the Atlantic. Arguably lesser-known than air campaigns in other theatres, large numbers of Australians who volunteered for service with Royal Australian Air Force, found themselves fighting in this battle. Australians were there at the outbreak and many would go on to fly some of the final missions of the war in Europe.
This book captures some of the experiences of the Royal Australian Air Force members who served with Coastal Command and, through the weight of numbers alone, stories of the Sunderland squadrons and the Battle of the Atlantic dominate the narrative. Being critical to Britain’s survival, the battle also dominated Coastal Command throughout the war but Australians served in a surprising variety of other roles. The nature of many of those tasks demanded persistence that could only be achieved by large numbers of young men and women being prepared to ‘do what it took’ to get a tedious and unrewarding job done. Over 400 did not come home.
Steven Zaloga, The Oil Campaign 1944–45: Draining the Wehrmacht’s Lifeblood (Oxford: OIsprey Publishing, 2022).
With retreating German forces losing their oilfields on the Eastern Front, Germany was reliant on its own facilities, particularly for producing synthetic oil from coal. However, these were within range of the increasingly mighty Allied air forces. In 1944 the head of the US Strategic Air Forces, General Carl Spaatz was intent on a new campaign that aimed to cripple the German war machine by depriving it of fuel.
The USAAF’s Oil Campaign built up momentum during the summer of 1944 and targeted these refineries and plants with its daylight heavy bombers. Decrypted German communications made it clear that the Oil Campaign was having an effect against the Wehrmacht. Fuel shortages in the autumn of 1944 forced the Luftwaffe to ground most of its combat units except for fighters involved in the defense of the Reich. Fuel shortages also forced the Kriegsmarine to place most of its warships in harbor except for the U-boats and greatly hampered German army campaigns such as the Battle of the Bulge in December 1944-45.
This fascinating book packed with key photos and illustrations examines the controversies and debates over the focus of the US bombing campaign in the final year of the war, and the impact it had on the war effort overall.
Alex M. Spencer, British Imperial Air Power: The Royal Air Forces and the Defense of Australia and New Zealand Between the World Wars. West Lafayette: Purdue University Press, 2020. Illustrations. Notes. Bibliography. Pbk. 307 pp.
Reviewed by Ashleigh Brown
The First World War was a catalyst for the development of aviation. At the outbreak of war in 1914, the British Army and Royal Navy air arms, the Royal Flying Corps (RFC) and Royal Naval Air Service (RNAS), acted purely as auxiliaries to the British Army and Royal Navy. By 1918, although still predominantly considered a support function for the other services, aviation had taken on an increased level of importance, as illustrated by establishing the independent Royal Air Force (RAF) on 1 April 1918. The importance of aviation and air power was not lost on the self-governing Dominions of the British Empire. Inspired by the experience of the Australian Flying Corps and the creation of the RAF, Australia began looking toward an independent air force during the closing stages of the First World War. This vision was soon realised with the creation of the Australian Air Force (RAAF) on 31 March 1921 (the ‘Royal’ prefix was added in May). New Zealand, the smaller dominion, was understandably slower during the interwar period. The New Zealand Permanent Air Force came into being on 14 June 1923 and grew slowly, much to the frustration of the United Kingdom (pp. 70-1). It is the experience of these two forces that Alex Spencer, a Curator at the Smithsonian National Air and Space Museum in the United States, discusses in his new book, British Imperial Air Power.
Focussing on the Australian and New Zealand experience, British Imperial Air Power, derived from Spencer’s 2009 PhD thesis from Auburn University, offers one of the few contributions about military aviation developments in the Pacific dominions during the interwar period. Although the Australian and New Zealand experience of air power during has been examined, the interwar period is decidedly less studied. This is unfortunate; a far more comprehensive understanding of the air war during the Second World War can be gained by understanding the many steps taken between the wars. The immense technological, tactical, and organisational developments made during this period, as a direct result of First World War experiences, undeniably affected how air power was used in the next war. As such, as well as being an essential contribution to the discussion over the development of air power in Australia and New Zealand specifically, Spencer’s work is more generally a vital contribution to air power history of the interwar period. Spencer takes a thematic approach to the topic, beginning with the imperial air defence schemes of 1918 and 1919, which leveraged the progress made in military aviation during the war (pp. 11-36). Other themes investigated include the Empire’s air defence, post-war air transport, airships, disarmament and eventual rearmament, and the final preparations for war.
Looking at the development of the air forces of Australia and New Zealand through the imperial lens, Spencer places the dominions within the context of the British Empire. This includes a discussion of the RAF’s own struggles, namely, its fight to remain an independent service and its battle for resources throughout the interwar period. Wider economic and political issues are also discussed, including the Great Depression and the Geneva disarmament discussions, which had the potential to make building and modernising air forces more difficult (pp. 173-94). Spencer’s analysis of the broader economic, political, and imperial context is valuable. The dominions’ air forces were not created and developed in a vacuum; external factors inevitably influenced them. Additionally, Australia and New Zealand faced problems in developing their air forces – including interservice rivalry, difficulty obtaining resources, and economic restrictions – which were not unique to these dominions. Rather, they were problems faced worldwide, not least in Britain itself. Therefore, the RAF’s imperial context and experience are valuable inclusions in Spencer’s work.
Two unidentified Royal Australian Air Force (RAAF) aircrew wearing flying clothing and standing in front of an Airco (de Havilland) DH9 two-seat light bomber. This is one of 29 DH9 models that the British government gave to the fledgling RAAF as an Imperial Gift to Australia in 1920. (Source: Asutalian War Memorial)
In addition to these broader considerations, Spencer discusses the emergence of a more immediate threat to Australia and New Zealand: Japan (p. 38). Given the dislocation of the Pacific dominions from Britain, it is not surprising that fears of attacks by Japan influenced their plans for local air defence (p. 149). Spencer also discusses the renewal of Britain’s alliance with Japan (the Anglo-Japanese Alliance), which occurred to the consternation of Australia and New Zealand (p. 52). This demonstrated some cracks that were beginning to form between Britain and the Pacific dominions. Britain appeared less interested in the Japanese threat, in some instances appearing to completely disregard it as a threat despite the concerns of the dominions. Spencer adds to this issue by discussing the movement away from complete dependence on Britain and forging a closer relationship with the United States as an ally. Under the assumption that the United States had a greater interest in the Pacific area than Britain, Australia increasingly aligned itself with America. Additionally, with supply issues in Britain inhibiting the RAAF’s ability to acquire aircraft, Australia turned to the United States for new aircraft (p. 207). Spencer’s discussion of this provides essential context for the close relationship between the United States and Australia, which was apparent from the Second World War.
Spencer takes his work a step further by incorporating civil aviation’s development in Britain and the dominions, albeit on a much smaller scale. Importantly, he links this to the concurrent development of military aviation (p. 86). This is rare; military and civil aviation are usually treated quite separately. As Spencer points out, however, they were not entirely separate efforts. In addition to proving the value of aircraft in a military capacity, the First World War also opened the door for the possibility of civil aviation. For Australia, both veterans of the air war propelled spheres of aviation. While some Australians – such as Richard Williams and Stanley Goble – continued in the military and were instrumental in the RAAF’s early years, others – including Hudson Fysh, Paul McGinness, and Charles Kingsford Smith – pursued careers in civil aviation upon returning home. Fysh and McGinness, along with Fergus McMaster, founded the Queensland and Northern Territory Aerial Services (QANTAS), while Smith completed a series of daring long-distance flights. With developments in military and civil aviation taking place parallel to one another during the interwar period, it is entirely appropriate to discuss the latter in Spencer’s work. Spencer explains that civil aviation of the era included mapping routes to connect Britain and the dominions, which was undoubtedly an important effort in terms of aerial defence (p. 249-50).
Spencer’s work is not without its problems. On a surface level, an unfortunate typographical error (Jan Smuts is incorrectly referred to as ‘Ian Smuts’) within the first 15 pages leaps out at the reader (p. 15). Additionally, large block quotes are frequently used, often becoming a distraction from the main text. In many cases, the author could have effectively summarised these and added little to no value by being quoted in full. More significantly, there is an uneven focus throughout the book: the bulk of Spencer’s analysis is dedicated to Australia, with New Zealand’s experience receiving less attention. This is understandable given the disparity in the size of the air forces and the advancements each made. However, Spencer should have explained this in the introduction to avoid the reader expecting to see an even comparative study of the two.
With these minor issues aside, Spencer presents a thoroughly researched and well-reasoned account of the formation of Australia and New Zealand’s air forces and the developments and challenges they faced during the lead-up to the Second World War. This includes archival research in Australia, New Zealand, the United Kingdom, and the United States, focusing on air ministry and air department records and political decisions. Importantly, this is placed within the context of the Empire and international events, providing a broader view of the various difficulties faced during the interwar period. As such, Spencer’s work is an important contribution to this underserved period in military history.
N.B. You can listen to an interview with Dr Alex Spencer about his book here.
Ashleigh Brown is a PhD candidate at the University of New South Wales, Canberra. Her thesis focuses on the creation and interwar development of the Royal Australian Air Force. Ashleigh is a researcher for the Official History of Australian Operations in Iraq & Afghanistan and Australian Peacekeeping Operations in East Timor, where her focus is Australia’s commitment to Afghanistan between 2005 and 2010. She is also an editor at From Balloons to Drones. Her research interests include the First World War, the interwar period, recent conflicts, air power, and military command. Ashleigh can be found on Twitter at @ash__brown.
Header Image: A Line up of two Vickers Vildebeests of the Royal New Zealand Air Force at RNZAF Station Wigram in the late-1930s. Vildebeest NZ108 is in the foreground. The flashes on the fuselage and wheel spats are blue. (Source: Air Force Museum of New Zealand)
Editorial Note: Led by our Editor Dr Mike Hankins, From Balloons to Drones produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.
The years between the First and Second World War was a very important time for the development of air power, and this was especially true in Australia and New Zealand. Dr Alex Spencer, curator at the Smithsonian National Air and Space Museum, joins us to talk about these developments, which he discusses in his new book: British Imperial Air Power: The Royal Air Forces and the Defense of Australia and New Zealand Between the World Wars.
Dr Alex Spencer is a Curator at the Smithsonian National Air and Space Museum where he curates two collections. Together these collections include the Supermarine Spitfire, Hawker Hurricane, de Havilland Mosquito, Messerschmitt Bf 109 and Me 262, Heinkel He 219, Arado Ar 234, and over sixteen thousand artifacts of personal items, including uniforms, flight clothing, memorabilia, ribbons, and medals. He received his PhD in Modern European History from Auburn University. His research focuses on British and Commonwealth military aviation during the 20th Century. He was the coeditor of Smithsonian National Air and Space Museum: An Autobiography.
Header Image: A Line up of two Vickers Vildebeests of the Royal New Zealand Air Force at RNZAF Station Wigram in the late-1930s. Vildebeest NZ108 is in the foreground. The flashes on the fuselage and wheel spats are blue. (Source: Air Force Museum of New Zealand)
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Articles
Mateusz Piątkowski, ‘War in the Air from Spain to Yemen: The Challenges in Examining the Conduct of Air Bombardment,’ Journal of Conflict and Security Law, 2021; https://doi.org/10.1093/jcsl/krab017
Air power is a dominant factor in both past and modern battlespace. Yet, despite its undisputed importance in warfare, its legal framework did not correspond with the significance of the air military operations, especially before the adoption of the Additional Protocol I to the Geneva Conventions of 1977. Even after this date, not all the particulars of air warfare are regulated by the positive rules, as the law is scattered in norms of customary character. Even more challenging process than reconstruction of the legal architecture of the air warfare is the evaluation of the specific incidents containing the elements of military aviation activity. The aim of the article is to present possible challenges arising from very complex normative and operational background of the air warfare and air bombardments in particular. The pivotal point in considerations is the forgotten inquiry conducted by the military experts operating within the established by the League of Nations commission reviewing the conduct of air bombardment during the Civil War in Spain. The adopted methodology of the commission could be considered as a reasonable and balanced approach of analyzing the cases including the involvement of the air power and a relevant reference in contemporary investigations.
Jasmine Wood (2021) ‘Lashings of Grog and Girls’: Masculinity and Sexuality in the Rehabilitation of Facially Disfigured Servicemen in the Second World War, War & Society, DOI: 10.1080/07292473.2021.1969172
This article explores the importance of masculinity in the rehabilitation experience of members of the Royal Air Force who were facially disfigured during the Second World War. Other historical work has highlighted the significance of masculinity in the rehabilitation of other groups of disabled veterans, but the experience of the facially disfigured is somewhat neglected. This article investigates the methods employed at Rooksdown House and East Grinstead Hospital where men suffering from burns injuries and disfigurements were both physically and psychologically rehabilitated. It explores the key themes of hospital environment, occupational therapy and relationships. In using oral histories and memoirs this article argues that masculinity and sexuality were key aspects of servicemen’s identity that had to be restored through rehabilitation to ensure their successful reintegration into society.
Books
Thomas McKelvey Cleaver, The Tonkin Gulf Yacht Club: Naval Aviation in the Vietnam War (Oxford: Osprey Publishing, 2021).
On August 2, 1964, the USS Maddox became embroiled in the infamous Gulf of Tonkin incident that led directly to America’s increased involvement in the Vietnam War. Supporting the Maddox that day were four F-8E Crusaders from the USS Ticonderoga, and this was the very start of the US Navy’s commitment to the air war over Vietnam.
The Tonkin Gulf Yacht Club is titled after the nickname for the US Navy’s Seventh Fleet which was stationed off the coast of Vietnam, and it tells the full story of the US Navy’s war in the air. It details all the operations from the USS Maddox onwards through to the eventual withdrawal of the fleet following the collapse of South Vietnam in 1975.
The Seventh Fleet’s Task Force 77, which at points during the war had as many as six carriers on station at any one time with 70-100 aircraft on each, provided vital air support for combat troops on the ground, while at the same time taking part in the major operations against North Vietnam itself such as Rolling Thunder, Linebacker I and II. All of these operations took place in a hostile environment of flak, missiles and MiGs.
The story is told through the dramatic first-hand accounts of those that took part in the fighting, with many of the interviews carried out by the author himself. The Vietnamese perspective is also given, with the author having had access to the official Vietnamese account of the war in the air. The author also has a personal interest in the story, as at the age of 20 he served with the US Seventh Fleet off the coast of Vietnam and was personally involved in the dramatic history of The Tonkin Gulf Yacht Club.
Kenneth Jack, Eyes of the Fleet Over Vietnam: RF-8 Crusader Combat Photo-Reconnaissance Missions (Havertown, PA: Casemate Publishers, 2021).
Photo reconnaissance played a significant role during the Cold War, however, it remained unknown to the public for many years because its product and methods remained classified for security purposes. While the U-2 gets most of the credit, low-level photo reconnaissance played an equally important role and was essential to target selection and bomb damage assessment during the Vietnam War. Moreover, the contribution of naval aviation photo-reconnaissance to the bombing effort in Vietnam is largely an untold story. This book highlights the role of the unarmed supersonic RF-8A/G photo-Crusader throughout the war, and also the part played by its F-8 and F-4 escort fighters.
Veteran and historian Kenneth Jack pieces together the chronological history of photo recon in the Vietnam War between 1964 and 1972, describing all types of missions undertaken, including several Crusader vs. MiG dogfights and multiple RF-8 shootdowns with their associated, dramatic rescues. The narrative focuses on Navy Photo Squadron VFP-63, but also dedicates chapters to VFP-62 and Marine VMCJ-1. Clandestine missions conducted over Laos began in 1964, becoming a congressionally authorized war after the Tonkin Gulf incident in August 1964. VFP-63 played a role in that incident and thereafter sent detachments to Navy carriers for the remainder of the war. By the war’s end, they had lost 30 aircraft with 10 pilots killed, six POWs, and 14 rescued. The historical narrative is brought to life through vivid first-hand details of missions over intensely defended targets in Laos and North Vietnam. While most books on the Vietnam air war focus on fighter and bombing action, this book provides fresh insight into the air war through its focus on photo-reconnaissance and coverage of both versions of the Crusader.
Mark Lax, Malayan Emergency and Indonesian Confrontation, 1950-1966 (Newport, NSW: Big Sky Publishing, 2021).
Australia’s involvement in the Malayan Emergency from 1950 to 1960 and later in a Confrontation with Indonesia in the 1960s is little remembered today. Yet the deployment of over a third of the RAAF to support the British and Malayan governments in what became a long war of attrition against communist insurgents in the former case, and against Indonesian regulars and militia in the latter, kept the RAAF engaged for over 15 years. Wars by another name, these two events led to the birth of Malaysia and the establishment of an ongoing RAAF presence in South East Asia. Until recent operations in Afghanistan, the Malaya Emergency was Australia’s longest conflict. Malayan Emergency and Indonesian Confrontation recounts the story of the politics, strategies and operations that brought these two conflicts to a close.
Ian Pearson, Cold War Warriors: Royal Australian Air Force P-3 Orion Operations 1968-1991 (Newport, NSW: Big Sky Publishing, 2021).
Cold War Warriors tells the little-known story of the operations by the Royal Australian Air Force’s P-3 Orions during the latter years of the Cold War. The aircraft’s largely low-profile missions, usually flown far from their base, were often shrouded by confidentiality. Now, access to declassified documents has allowed this story to be told. From the lead-up to their delivery in 1968, to the end of the Cold War in 1991; from the intrigues associated with the procurement of the aircraft and subsequent upgrades, to perilous moments experienced by the aircraft and their crews while conducting operations; and from triumphs to tragedies; Cold War Warriors documents the P-3’s service in the RAAF in the context of the unfolding domestic and international events that shaped the aircraft’s evolving missions. As well as being a story of the RAAF Orions and their growing capabilities, Cold War Warriors is also the story of the crews who flew the aircraft. Using their words, Cold War Warriors faithfully describes a number of incidents, both on the ground, and in the air, to provide a sense of the enormous breadth of service the P-3 Orion has provided to the Royal Australian Air Force, to Australia and to our allies.
John Shields, Air Power in the Falklands Conflict: An Operational Level Insight into Air Warfare in the South Atlantic (Barnsley: Air World, 2021).
From the television footage shown in all its stark reality and the daily coverage and subsequent memoirs, the impression delivered from the air battles in the Falklands Conflict was that of heroic Argentine pilots who relentlessly pressed home their attacks against the British. While, by contrast, there is a counter-narrative that portrayed the Sea Harrier force as being utterly dominant over its Argentine enemies. But what was the reality of the air war over the Falkland Islands?
While books on the air operations have published since that time, they have, in the main, been personal accounts, re-told by those who were there, fighting at a tactical level, or back in their nation’s capital running the strategic implications of the outcome. But a detailed analysis of the operational level of the air war has not been undertaken – until now. At the same time, some analysts have inferred that this Cold War sideshow offers little insight into lessons for the operating environment of future conflicts. As the author demonstrates in this book, there are lessons from 1982 that do have important and continued relevance today.
Using recently released primary source material, the author, a serving RAF officer who spent two-and-a-half years in the Falklands as an air defence navigator, has taken an impartial look at the air campaign at the operational level. This has enabled him to develop a considered view of what should have occurred, comparing it with what actually happened. In so doing, John Shields has produced a comprehensive account of the air campaign that has demolished many of the enduring myths.
This is the story of not why, but how the air war was fought over the skies of the South Atlantic.
Mark Stille, Pacific Carrier War: Carrier Combat from Pearl Harbour to Okinawa (Oxford: Osprey Publishing, 2021).
The defining feature of the Pacific Theatre of World War II was the clash of carriers that ultimately decided the fate of nations. The names of these battles have become legendary as some of the most epic encounters in the history of naval warfare. Pre-war assumptions about the impact and effectiveness of carriers were comprehensively tested in early war battles such as Coral Sea, while US victories at Midway and in the waters around Guadalcanal established the supremacy of its carriers. The US Navy’s ability to adapt and evolve to the changing conditions of war maintained and furthered their advantage, culminating in their comprehensive victory at the battle of the Philippine Sea, history’s largest carrier battle, which destroyed almost the entire Japanese carrier force.
Examining the ships, aircraft and doctrines of both the Japanese and US navies and how they changed during the war, Mark E. Stille shows how the domination of American carriers paved the way towards the Allied victory in the Pacific.
Richard Worrall, The Ruhr 1943: The RAF’s Brutal Fight for Germany’s Industrial Heartland (Oxford: Osprey Publishing, 2021).
Between March and July 1943, RAF Bomber Command undertook its first concentrated bombing campaign, the Battle of the Ruhr, whose aim was nothing less than the complete destruction of the industry that powered the German war machine. Often overshadowed by the famous ‘Dambusters’ single-raid attack on the Ruhr dams, the Battle of the Ruhr proved much larger and much more complex. The mighty, industrial Ruhr region contained not only some of the most famous and important arms makers, such as the gunmakers Krupp of Essen, but also many other industries that the German war economy relied on, from steelmakers to synthetic oil plants. Being such a valuable target, the Ruhr was one of the most heavily defended regions in Europe.
This book examines how the brutal Ruhr campaign was conceived and fought, and how Bomber Command’s relentless pursuit of its objective drew it into raids on targets well beyond the Ruhr, from the nearby city of Cologne to the Skoda works in Czechoslovakia. Drawing on a wide-range of primary and secondary sources, this is the story of the first titanic struggle in the skies over Germany between RAF Bomber Command and the Luftwaffe.
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, are bringing you a monthly precis of new articles and books published in the field of air power history. This precis will not be exhaustive but will highlight key new works published in the preceding month. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Since the Chinese Communist Party’s (CCP) Central Military Commission launched a major reorganization of the entire People’s Liberation Army (PLA) in early 2016, the PLA Air Force (PLAAF) has followed up with its own reforms at all levels. In February 2016, the changes entailed ‘above the neck’ reforms at PLAAF Headquarters and reduced the number of Military Region Air Force Headquarters from 7 to 5, renaming them Theatre Command Air Forces. Changes in 2017 focused on ‘below the neck’ reforms by creating a ‘base-brigade’ structure by reforming several command posts into bases; abolishing fighter, fighter-bomber, and ground attack aircraft air divisions; replacing air regiments with brigades; as well as changing the name of its former 15th Airborne Corps to Airborne Corps. Whilst the PLA leadership has moved ahead with pushing the PLAAF towards becoming a modern air force with enhanced aerial power alongside greater interoperability with the other PLA services, the reconstitution of its organizations has nevertheless led to a fallout due to policy changes concerning its rank-and-file.
Britain emerged from the Second World War with a huge aviation industry dedicated primarily to military production. During the war, in agreement with the USA, Britain used US transport aircraft, thereby giving the USA a huge potential advantage in post-war civil aviation. Nevertheless, during the war Britain charted a course of aircraft development that would allow new, competitive civil aircraft to be in place by 1950. Under the Labour government of 1945–51, Britain imposed a “Fly British” policy to encourage production of civil aircraft and required the national airlines to buy British aircraft. However, American competition, the demands of rearmament and the tightly controlled ordering process for civil and military aircraft made the production of British civil aircraft costly and uncompetitive. Faced with changing technology, rising costs and the development of US jet aircraft, the British aviation industry was forced into a radical consolidation by the Macmillan government.
This article provides the first account of air intelligence in the South West Pacific Area during the Second World War. Centring on the organisational aspects of intelligence-gathering, analysis, and dissemination, it brings the Directorate of Intelligence within the combined Royal Australian Air Force-US Army Air Force Allied Air Forces into sharp focus. This article argues that Australian-American cooperation in air intelligence was shaped by strategic circumstances, the balance of Allied air forces in the theatre, and personal relations between intelligence personnel. Though cooperation in air intelligence largely ended on a sour note in late 1944 when the Australians were largely excluded from the US-led second Philippines campaign and the Directorate of Intelligence was essentially dissolved, this article demonstrates that the Directorate became a sophisticated, if under-appreciated, intelligence organisation by mid-1943.
This paper will examine the political thought of a selection of literary figures who fought in the Free French air forces during the Second World War: Romain Gary, Joseph Kessel and Antoine de St Exupery, all of whom fought under the Free French colours in the Royal Air Force. I intend to show how the literary output of these writers all, in their different ways, reflected the feelings of humiliation felt by the French in exile about the defeat of 1940, and how they suggested ways for France to recover in the post-war era. Their thinking about French domestic politics, their Allies (especially the British) and the future of Europe are all dominant themes. The writings of all of these personalities also reflect a strong belief in a future European détente in which the British and Americans have a lesser role than the one they often envisaged for themselves in the Washington-based ‘post-war planning’ process.
First flown in May 1936, the Fieseler Fi 156, or Storch (Stork) as it was better known, was designed in answer to a request from the Luftwaffe for a short-range reconnaissance aircraft.
For its time, the Fi 156 had amazing performance and flight characteristics for what today is known as STOL (Short Take-Off and Landing). It could take-off from a lawn considerably smaller than a football field.
During the Second World War, the ubiquitous Storch was the airborne eyes of the German Wehrmacht (Army) and was also used on daring missions, including the rescue of Mussolini, the Italian dictator.
One of the last flights into Berlin was made in a Storch. Many were sold to Germany’s allies while one was used by Churchill after D-Day to observe the progress of the invasion. Others were used by the RAF as squadron ‘hacks’ with one being flown off an aircraft carrier.
The STOL concept was copied by many countries, including France, Japan and the USSR. Post-war, production continued in Czechoslovakia, France and Romania with more than 3,000 built. Some are still today flying.
As 1942 opened, both Nazi Germany and the Allies were ready for the climactic battles of the Atlantic to begin. Germany had 91 operational U-boats, and over 150 in training or trials. Production for 1942-44 was planned to exceed 200 boats annually. Karl Dönitz, running the Kriegsmarine’s U-boat arm, would finally have the numbers needed to run the tonnage war he wanted against the Allies.
Meanwhile, the British had, at last, assembled the solution to the U-boat peril. Its weapons and detection systems had improved to the stage that maritime patrol aircraft could launch deadly attacks on U-boats day and night. Airborne radar, Leigh lights, Magnetic Anomaly Detection (MAD) and the Fido homing torpedo all turned the anti-submarine warfare (ASW) aircraft into a submarine-killer, while shore and ship-based technologies such as high-frequency direction finding and signals intelligence could now help aircraft find enemy U-boats. Following its entry into the war in 1941, the United States had also thrown its industrial muscle behind the campaign, supplying VLR Liberator bombers to the RAF and escort carriers to the Royal Navy. The US Navy also operated anti-submarine patrol blimps and VLR aircraft in the southern and western Atlantic, and sent its own escort carriers to guard convoys.
This book, the second of two volumes, explores the climactic events of the Battle of the Atlantic, and reveals how air power – both maritime patrol aircraft and carrier aircraft – ultimately proved to be the Allies’ most important weapon in one of the most bitterly fought naval campaigns of World War II.
During the Second World War, Bomber Command witnessed the large four-engine ‘heavy bombers’, namely the Handley Page Halifax, Short Stirling and Avro Lancaster develop into significant bomb-carrying platforms.
Arming for Accuracy: RAF Bomb Aimers During the Second World War studies the origin of bomb aimers, their training and the complexity of dropping many types of ordinance. Technical and scientific developments are examined to provide an understanding that enabled the bomb-aimers wing to be awarded to the men who volunteered.
Accounts of dangerous operational flying will be revealed by bomb aimers in numerous aircraft. This book will examine true accounts that took place, and many are based upon personal flying logbooks and other unique material originating from the aircrew.
In Minuteman: A Technical History of the Missile That Defined American Nuclear Warfare, David K. Stumpf demystifies the intercontinental ballistic missile program that was conceived at the end of the Eisenhower administration as a key component of the US nuclear strategy of massive retaliation. Although its nuclear warhead may have lacked power relative to that of the Titan II, the Minuteman more than made up for this in terms of numbers and readiness to launch—making it the ultimate ICBM.
Minuteman offers a fascinating look at the technological breakthroughs necessary to field this weapon system that has served as a powerful component of the strategic nuclear triad for more than half a century. With exacting detail, Stumpf examines the construction of launch and launch control facilities; innovations in solid propellant, lightweight inertial guidance systems, and lightweight reentry vehicle development; and key flight tests and operational flight programs—all while situating the Minuteman program in the context of world events. In doing so, the author reveals how the historic missile has adapted to changing defense strategies—from counterforce to mutually assured destruction to sufficiency.
Airpower played a pivotal role in the U.S.-led fight against the Islamic State in Iraq and Syria (ISIS) from 2014 to 2019 and contributed to the success of Operation Inherent Resolve. This report sheds light on the impact of the air operations in Operation Inherent Resolve and whether airpower could have been applied differently to achieve faster, more-sustainable outcomes. The authors incorporate interviews with U.S. and coalition personnel, primary-source documents, and U.S. and coalition strike and sortie data to document the operational history of the air war, assess the relationship between airpower effects, and analyze the strategic and operational impact of airpower in Operation Inherent Resolve.
The authors find that, although airpower played an essential role in combating ISIS, airpower alone would not have been likely to defeat the militant organization. Instead, the combination of airpower and ground forces—led by Iraqi and Syrian partners—was needed to destroy the Islamic State as a territorial entity. The overarching strategy of Operation Inherent Resolve, which put ground-force partners in the lead, created several challenges and innovations in the application of airpower, which have implications for future air wars. To be prepared to meet future demands against nonstate and near-peer adversaries, the U.S. Air Force and the joint force should apply lessons learned from Operation Inherent Resolve.
To Rule the Skies: General Thomas S. Power and the Rise of Strategic Air Command in the Cold War fills a critical gap in Cold War and Air Force history by telling the story of General Thomas S. Power for the first time. Thomas Power was second only to Curtis LeMay in forming the Strategic Air Command (SAC), one of the premier combat organizations of the twentieth century, but he is rarely mentioned today. What little is written about Power describes him as LeMay’s willing hatchet man—uneducated, unimaginative, autocratic, and sadistic. Based on extensive archival research, General Power seeks to overturn this appraisal.Brent D. Ziarnick covers the span of both Power’s personal and professional life and challenges many of the myths of conventional knowledge about him. Denied college because his middle-class immigrant family imploded while he was still in school, Power worked in New York City construction while studying for the Flying Cadet examination at night in the New York Public Library. As a young pilot, Power participated in some of the Army Air Corps’ most storied operations. In the interwar years, his family connections allowed Power to interact with American Wall Street millionaires and the British aristocracy. Confined to training combat aircrews in the United States for most of World War II, Power proved his combat leadership as a bombing wing commander by planning and leading the firebombing of Tokyo for Gen. Curtis LeMay. After the war, Power helped LeMay transform the Air Force into the aerospace force America needed during the Cold War. A master of strategic air warfare, he aided in establishing SAC as the Free World’s “Big Stick” against Soviet aggression. Far from being unimaginative, Power led the incorporation of the nuclear weapon, the intercontinental ballistic missile, the airborne alert, and the Single Integrated Operational Plan into America’s deterrent posture as Air Research and Development Command commander and both the vice commander and commander-in-chief of SAC. Most importantly, Power led SAC through the Cuban Missile Crisis in 1962. Even after retirement, Power as a New York Times bestselling author brought his message of deterrence through strength to the nation.
Ziarnick points out how Power’s impact may continue in the future. Power’s peerless, but suppressed, vision of the Air Force and the nation in space is recounted in detail, placing Power firmly as a forgotten space visionary and role model for both the Air Force and the new Space Force. To Rule the Skies is an important contribution to the history of the Cold War and beyond.
Armageddon and OKRA is the first in a planned series about the Royal Australian Air Force’s (RAAF) air campaigns being compiled as part of the RAAF’s 100th-anniversary celebrations. The RAAF’s Chief of Air Force (CAF) intends for the series’ works to be ‘readable, well-illustrated, educative and enduring’ (p. 3). In the main, Armageddon and OKRA ably meets these ambitions.
The book though carries additional burdens in aiming not just to market the RAAF to the Australian public but also to contribute to the Air Force’s professional military education and be of interest to serious academic researchers. It would be difficult for any work to satisfy such a diverse audience completely. Given this split, this review discusses Armageddon and OKRA from both a reader’s viewpoint and a military organisational perspective.
Armageddon and OKRA is split into two main parts. Part one examines Australian air power during the First World War in the Middle East between 1915 and 1919. The principal focus is on the operations of No.1 Squadron of the Australian Flying Corps (AFC) during the British capture of Palestine and Syria from the Ottoman Turks in 1917-1918. ‘Armageddon’ in the title refers to the Battle of Megiddo in late September 1918 in which the No. 1 Squadron fought. This English language word comes from the Ancient Greek name for Mount Megiddo, subsequently used in the Christian Bible’s Old Testament.
Part two then moves forward a hundred years to 2014-2018 and the US-led coalition operations to support the Iraqi Government to defeat Islamic State (ISIS). Part two’s principal focus is the small RAAF Air Task Group deployed for this task as part of the larger Australian Defence Force’s Operation OKRA, and which involved (amongst others) No.1 Squadron again. This is a rather elegant symmetry that perhaps was not made as much use of as could have been.
The involvement of the RAAF and its predecessor, the AFC in these two periods was at the tactical level of war and accordingly, the book’s main focus centres around squadron operations. Part one provides a comprehensive overview that nicely relates the tactical to the strategic level, the air activities undertaken, the various aircraft Australian’s were trained on and flew in operations, maintenance aspects and the air-to-air and air-to-ground weapons used. In this part, No.1 Squadron’s use of the Bristol F.2b Fighter in 1918 features prominently, including the destruction of a large Turkish ground force that the unit trapped in the Wadi Fara gorge. Also notable is the attention paid to including the opposing German squadrons, particularly FA300, and how they impacted No.1 Squadron. Wars involve two sides, however; many histories overlook this interdependence.
No. 1 Squadron, Australian Flying Corps next to their Bristol FB1 fighters, at Mejdel. The officer in the foreground (with stick) is Lieutenant-Colonel R. Williams, D.S.O., commanding. (Source: Australian War Memorial)
Part two is somewhat different. Early on, there is a detailed examination of the command-and-control arrangements for OKRA. The naming protocols are quite arcane for the casual reader, not unsurprisingly as their origin lies in the demands of automated messaging systems not in easy human comprehension. This then moves into several short chapters that discuss the daily air operations as seen at the squadron-level by OKRA’s deployed air units. These units flew the F/A-18 ‘Classic’ Hornet fighter/bomber, the F/A-18F Super Hornet fighter/bomber, the E-7A Wedgetail airborne warning and control aircraft and the KC-30A air-to-air refuelling tanker.
By the time the reader reaches these final chapters, it is apparent that CAF’s aims to be ‘readable, well-illustrated, educative and enduring’ has been achieved. In Australia, the book is keenly priced while its excellent line drawings of aircraft and numerous photographs add to the overall appeal. Some may argue over ‘enduring,’ however, the second part of the book offers a level of detail of the RAAF’s part in OKRA that is presently unequalled. In particular, future historians of these air operations will value this book because it gives the reader an insight into the rhythm and grind of daily squadron life during operations.
On the other hand, in meeting CAF’s other dictum, the book falls a bit short for the professional or academic reader. It is not – nor was intended to be – a critical analysis of the RAAF’s air operations in these two periods. The book dwells on the positives and only rarely and rather briefly notes any possible negatives. There are also reoccurring lapses into hagiography. Of the two parts of the book, the second is the most impacted. There is room left for a definitive, comprehensive history of the RAAF during OKRA.
In thinking about future works, the elegant symmetry of parts one and two was noted earlier. In reading the book, the more critical reader might like to assess the similarities and differences between No.1 Squadron operating as part of the British Empire and then 100 years operating as part of the American ‘empire’. In the First World War, No. 1 Squadron and Australians were more broadly considered part of the British Empire; they were simply English people born offshore. It is unsurprising the future Air Marshal Sir Richard Williams, later the ‘father of the RAAF,’ ended the war commanding in battle the Royal Air Force’s 40 Wing, which was overwhelming a British entity.
During OKRA, there is a much greater separation between the Americans and their foreign air force partners; the later provide tactical level forces to use as the US determines. However, through its astute alliance management process, the American empire has shaped foreign air forces to be fully and immediately interoperable with US forces regarding doctrine, equipment, support, and training. In contrast, in the British Empire’s war, Australia provided people to Britain who needed to be trained, equipped and, later in battle, logistically supported. For Australian’s, the British Empire was more collegiate, but the modern-day American one is arguably shrewder. Armageddon and Okra’s author, Lewis Frederickson, has written a fine, relevant analysis on Australia’s First World War experience for those wishing to explore such issues further.[1]
Two KC-30A Multi Role Tanker Transport aircraft sit together at the main air operating base in the Middle East Region on Operation OKRA. (Source: ADF)
Finally, it is worth discussing the book from a military organisational perspective. The book’s forward sets out CAF’s intentions for the series. These are not just laudable but noteworthy in breaking from the last 20 years of RAAF development. In these earlier periods, RAAF and other Australian Service chiefs stressed teamwork, and especially loyalty, over critical thinking.[2] This is a recognised problem for small professional military forces which lack the scale to be able to be ‘broad churches’ that can include disruptors.[3] In this series, and in his new Air Force Strategy, CAF now appears interested in setting off down this path.[4] If so, later books will need to be more analytical, including engaging in constructive criticism. It is uncertain if this will be possible or acceptable.
Armageddon and Okra is an excellent value read that makes a useful contribution to RAAF history. It is particularly important and valuable in breaking new ground on the RAAF’s participation in OKRA against ISIS. Overall Armageddon and Okra will be of interest to the general public, military enthusiasts and undergraduates undertaking strategic studies courses.
Dr Peter Layton is a Visiting Fellow at the Griffith Asia Institute, Griffith University and a RUSI (UK) Associate Fellow. His PhD is in grand strategy, and he has taught on this at the US National Defense University. Author of the book Grand Strategy, his posts, articles and papers may be read here. He was also once a navigator on No.1 Squadron RAAF flying F-111Cs.
Header Image: Centenary tail art on a F/A-18F Super Hornet of No. 1 Squadron RAAF at the main air operating base in the Middle East Region during Operatyion OKRA. (Source: ADF)
[1] Lewis Frederickson, ‘The Development of Australian Infantry on the Western Front 1916-1918: An Imperial model of training, tactics and technology’ (PhD Thesis, UNSW Canberra, 2015)
Most military historians take a narrative approach in their works. Even when they seek to prove a specific thesis, they offer the evidence to the reader in chronological order. There are, of course, exceptions – and Ben Kite is a notable one. In 2014, he produced Stout Hearts: The British and Canadians in Normandy 1944, a work that focused not on the narrative of the battles in Normandy, but rather how British and Canadian armies (and air forces) operated there. The result was an outstanding reference work for historians, history buffs, and especially those seeking to understand what it was like for their Commonwealth ancestors who fought there.
In Through Adversity: Britain and the Commonwealth’s War in the Air 1939-1945 Kite has turned his focus to the skies. His primary aim is ‘to capture the main themes and strands of the war in the air as fought by the British Commonwealth’ (p. xiii). Volume 1 includes 20 chapters spread over four parts, each containing one of these themes or strands. These are usually mission types performed by the air force. In each part, Kite takes particular care to explain changes in the Royal Air Force’s (RAF) tactics and operational techniques along with the advancement of technology. He is more interested in how airmen planned and executed missions than in the role of senior commanders and overarching narratives. As such, this book is not a repeat of John Terraine’s The Right of the Line. Consequently, the experiences of aircrew fighting a deadly war in skies across the globe stand out.
In part one, Kite offers readers a background on pre-war RAF policy and preparations for war. He notes that although the 1920s were lean years, the RAF did receive significant investments in the late 1930s due to fears of the growing Luftwaffe in Nazi Germany. Ironically, although RAF doctrine focused on the bomber, the British bomber fleet was ill-prepared to strike at the German war industry. Much would have to change if the force were to have a chance of inflicting the knock-out blow advocated by influential interwar air power theorists Giulio Douhet and the RAF’s own Hugh Trenchard.
The second chapter of part one examines how the RAF mobilized and trained its manpower. Some readers will find this section a little disappointing since it offers a pretty standard focus on the path of pilots (and observers) through the Empire Air Training Scheme. There is comparatively little about the training regimes of other aircrew positions or the ground crew.
As the prerequisite for successful air operations of all types, Kite begins his examination of air combat with air superiority. The author takes a campaign-centric approach after beginning with the pre-war development of RAF Fighter Command. In northwest Europe, he examines the Battle of Britain, the uneconomical Fighter Command air offensive over Fortress Europe, and defence against German night raiders and V-weapons. Kite samples the battles for air superiority in the Mediterranean through the siege of Malta. Finally, he concludes the section with a pair of chapters featuring the rapid loss of air superiority in the Far East and the effort to turn the tide.
The chapter that stands out in part two takes the reader through a Fighter Command mission during the Battle of Britain. Kite takes an end-to-end approach here. He begins with how pilots began their mornings at airfields across Britain and finishes with sortie debriefings by intelligence officers. It was their job to understand what had happened in the air, including the difficult task of sorting victory claims. Kite affords the relatively unsung role of the fighter controller prominent attention, reminding readers the might of the many backed ‘the Few’ at the sharp end. This effectively illustrates the importance of ‘a good early warning capability and an efficient command and control system’ (p. 193) for effective air defence.
From air superiority, the book moves on to discuss Bomber Command’s role in striking back at Nazi Germany. Kite organizes this section into four chapters. The first offers the reader a general overview of how the offensive developed from unescorted, anti-shipping raids suffering unsustainable losses to night bomber raids of growing strength and sophistication. The chapter focuses on Bomber Command strategy and policy, including the creation of No. 6 Group Royal Canadian Air Force (RCAF) in early 1943.
No. 6 Group owed its existence to a desire for a highly visible Canadian air effort in the war. Kite outlines the many unintended disadvantages of forming a separate national group within Bomber Command. Unfortunately, this is where Kite ends the story of 6 Group. Although the group faltered in 1943, 1944 was a much better year. New leadership, the shift from targets deep inside Germany to support the Normandy landings, and the arrival of better aircraft ‘enabled No. 6 Group to exceed the performance of comparable bomber groups in the air and on the ground.’ In fact, according to the RCAF official history, from September 1944 until May 1945 ‘the Canadian group could claim as good an operational record as any.’[1]
Despite Kite’s treatment of No. 6 Group, he does well by Bomber Command as a whole. Kite takes the reader through an end-to-end Bomber Command mission in two chapters. The first chapter covers the route to the target, beginning with the role of armourers in loading the aircraft while the aircrew underwent specialized and team briefings. Crew roles, navigation equipment, the aircraft, and German defences all receive attention. The second chapter takes the reader from the run into the target and through the return leg. Except for memoirists explaining their personal slide of the air war, few resources so comprehensively relate the bomber crew experience.
The concluding strike chapter outlines the development of a precision bombing capability within Bomber Command and No. 2 Group, which operated light and medium bombers over Nazi-occupied Europe.
The final part of volume one covers the war at sea fought by RAF Coastal Command and the Royal Navy’s (RN) Fleet Air Arm (FAA). The first two chapters examine anti-submarine operations during the Battle of the Atlantic. Kite highlights the importance of cooperation between the RN and Coastal Command in intelligence sharing and winning the battle of improving tactics and technology. He concludes that while the Allies heavily reduced the U-boat threat by 1943, the RAF senior leadership’s failure to afford a greater priority to Coastal Command ‘nearly cost the Allies the war.’ (p. 321) This criticism mainly revolves around the delay in giving Coastal Command priority for Very Long-Range aircraft. These aircraft could patrol the mid-Atlantic gap, where U-boats operated beyond the range of most land-based aircraft.
Kite concludes the RAF’s role in the volume with two chapters on anti-shipping operations. He begins with early operations from the United Kingdom, especially those focused on the Dutch and Norwegian coasts. In the war’s early years, strikes were effective against enemy merchant shipping. Coastal Command needed better aircraft, tactics, and armour-piercing bombs to achieve success against the German surface fleet. RAF anti-shipping operations matured over time and in parallel with developments in the Mediterranean and the Far East. Missing from Kite’s history of the RAF’s war at sea are the anti-submarine and anti-shipping efforts that went into supporting the Normandy landings in June 1944. It is unclear whether these elements will appear in Volume 2, which promises to cover air support for the army in detail.
Many readers will be pleased that Kite wrote two chapters on the Fleet Air Arm. Some authors would have left the role of naval aviation out of scope, and it is commendable that Kite has included their experiences.
One general critique is the author’s tendency to rely on lengthy quotations from memoirs and diaries. Letting the veterans speak for themselves is a noble effort, but it also means relying on the quality of another’s writing to tell the story. Kite’s retelling of a harrowing anti-submarine patrol by a Sunderland flying boat crew over the Bay of Biscay was outstanding (p. 309-314). I sometimes found myself wishing that Kite had taken this approach more often rather than relying on lengthy and raw veteran’s accounts.
Through Adversity is a treasure trove of information for its readers. Twenty-five appendices or annexes (with source attributions) offer the reader great quick-reference material. The book is exceptionally well illustrated with thoughtful captions. These captions often include the identity and fate of both the aircraft and its crew, closing an otherwise open loop. Finally, Kite’s use of squadron mottos for most of the chapter titles is a nice touch that adds character to the book.
Overall, Volume 1 of Ben Kite’s work on the British Commonwealth’s war in the air is a great achievement. In the 1980s, John Terraine’s The Right of the Line afforded readers an excellent top-down narrative study of the RAF in the Second World War. Kite’s contribution is to capture the airman’s experience within that broader context. Through Adversity is the first half of an excellent reference work for historians, history buffs, and especially those seeking to understand what the air war was like for their Commonwealth ancestors in skies and at airfields across the world. The military aviation community anxiously awaits the publication of Undaunted: Britain and the Commonwealth’s War in the Air – Volume 2.
Alex Fitzgerald-Black has a Master of Arts in Military History from the University of New Brunswick and a Master of Arts in Public History from the University of Western Ontario. Alex’s research interests include air power in the Second World War, with a particular focus on the Mediterranean, and Canadian military history. He is the author of Eagles over Husky: The Allied Air Forces and the Sicilian Campaign, 14 May to 17 August 1943. Alex operates his blog at alexfitzblack.wordpress.com and can be reached on Twitter @AlexFitzBlack.
Header Image: In the shadow of their Handley Page Halifax, ‘Pride of the Porcupines’ aircrew and groundcrew members of No. 433 ‘Porcupine’ Squadron, No. 6 Group RCAF gang up on the miniature English automobile owned by one of the aircrew members. (Source: DND / LAC / PL-29380)
[1] Greenhous et al., The Crucible of War, 1939-1945: The Official History of the Royal Canadian Air Force Volume III (University of Toronto Press, 1994), pp. 526-7.
These spacecraft are able to gather remote sensing information with radios and cameras, and are the sort of innovative space capability that can help meet many ground-based needs in ways that make sense for Australia. Because they have re-programmable software defined radios on board, we can change their purpose on the fly during the mission, which greatly improves the spacecraft’s functional capabilities for multiple use by Defence.[1]
Professor R Boyce, Chair for Space Engineering, UNSW Canberra (2017)
The Royal Australian Air Force (RAAF) and Defence Science Technology Group (DST) of the Australian Department of Defence have separately established partnerships with University of New South Wales (UNSW) Canberra which has resulted in a space program with one DST space mission already in orbit, one RAAF mission about to be launched. Additional follow-on missions are planned for each of RAAF and DST for launch in the near future. A combination of disruption in space technology, associated with ‘Space 2.0’ that makes space more accessible, and a commitment by UNSW Canberra to develop a space program, has delivered M1 as the first Australian space mission for the RAAF. These small satellite missions will provide research that will give a better understanding, for the current and future Defence workforce, of the potential opportunities for exploiting the space domain using Space 2.0 technology. As such, this article explores the move away from Space 1.0 to Space 2.0. While discussed in more detail below, broadly speaking, Space 2.0 relates to the reduced costs of accessing space and conducting space missions with commercial-off-the-shelf satellite components for lower-cost small satellites and mission payloads.
A lunch-box sized satellites (CubeSats) for the Buccaneer and Biarri space missions. (Source: Australian Department of Defence)
The objective of the ADF’s employment of the space domain is to support a better military situation for the joint force in operations planned and conducted in the air, sea, ground, and information domains. Currently, ADF joint warfighting operations are critically dependent on large and expensive satellites that are owned and operated by commercial and allied service providers. As such, a Defence-sponsored university program is currently underway to explore the potential benefits of employing microsatellites as a lower-costing option to augment the capabilities traditionally fulfilled by the large-sized satellites. Furthermore, orbiting space-based sensors can view much larger areas of the Earth in a single scan than are possible with airborne sensors. Thus, a space-supported force element can observe, communicate, and coordinate multiple force elements dispersed over large areas in multiple theatres of operations. Finally, the transmission of signals above the atmosphere enables better communications between satellites, performed over long distances over the horizon without atmospheric attenuation effects, to enable better inter-theatre and global communications.
In the twentieth century, space missions were only affordable through government-funded projects. Government sponsored organisations and missions continued to grow in size and their capabilities. In retrospect, government agencies and space industry now refer to these large-sized, expensive, and complex mission systems as ‘Space 1.0’ technology.[2] As national space agendas drove the development of bigger space launch vehicles able to carry and launch larger payloads with one or more large satellites, changes in government funding priorities away from space lift services began to stifle innovation in space technology which remained as high-end and expensive technology. Recently, in the twenty-first century, the large government agencies looked to commercial industries to find ways to innovate and develop cheaper alternatives for launching and operating space missions. This resulted in the commercialisation of affordable access to space, now commonly referred to as Space 2.0; an industry-led evolution that is generating more affordable commercial alternatives for space launch services and operations management, reusable space launch vehicles and, significantly, miniaturised satellite technology.[3] For example, in 1999, California Polytechnic State University, San Luis Obispo, and Stanford University’s Space Systems Development Lab developed the CubeSat standard, prescribed for the pico- and nanosatellite classes of microsatellites.[4] The CubeSat initiative was initially pursued to enable affordable access to reduce the barriers for university students to access space. CubeSat was initially designed to offer a small, inexpensive, and standardised satellite system to support university student experiments.
CubeSat modules are based on building up a satellite with a single or a multiple number of the smallest unitary 10cm cube module, referred to as a ‘1U’ CubeSat, i.e. a picosatellite.[5] This basic building block approach has enabled a standardisation in satellite designs and launchers. Each 1U can weigh up to 1.5 kg[6]; a ‘6U’ CubeSat, i.e. a nanosatellite, measures 30cm x 20cm x 10cm, six times a 1U and weighs up to twelve kilograms[7]. Microsatellites are typically comprised of a standardised satellite chassis and bus loaded with an onboard computer, ‘star tracker’ subsystem to measure satellite orientation, hardware to control satellite attitude and antenna pointing in orbit, solar power subsystem, communications subsystem, a deployable mechanism actuator for unfolding the solar panels and antennas, and the mission payload, i.e. mission-related sensors, cameras, radio transmitter/receiver and the suchlike.
Microsatellite projects exploit commonly available Commercial-Off-The-Shelf (COTS) technology to reduce costs and development schedules, even in military mission systems. The use of COTS technology enables a simplified plug-and-play approach to microsatellite engineering and design. By having pre-made, interchangeable and standardised components, microsatellite designs can be rapidly assembled, tested, evaluated, and modified until an acceptable solution is realised. Agile manufacturing methods such as 3D printing can further reduce the time taken to engineer and manufacture a viable operational microsatellite design.[8]
The Buccaneer miniature satellite CubeSat at the UNSW Canberra satellite research laboratory at the Australian Defence Force Academy in Canberra on 17 October, 2016.(Source: Australian Department of Defence)
The CubeSat model has become a commonly accepted standard for low-cost, low-altitude orbit, and short duration space missions. Microsatellites are relatively cheaper, more flexible in mission designs, and can be built more rapidly when compared to larger satellites, and can be replaced on-orbit more frequently, thereby taking advantage of recent technological innovation. Their small size can also exploit spare spaces in the payload section of the launch vehicles that are scheduled and funded mainly for larger satellites. This is commonly referred to as a ‘rideshare’ or ‘piggyback.’ The challenge for the designers of such ‘piggyback’ missions is to find a suitable launch event with a date and planned orbit that matches the readiness and mission of the microsatellite.
Space 2.0 evolution has realised commercial alternatives to the traditional space mission designs that used heavy satellites launched from heavy rockets. These smaller and cheaper rockets have been specifically designed to launch lighter payloads of microsatellites. In 2017, an Indian Polar Satellite Launch Vehicle using a PSLV-C37 heavy-lift rocket set a world record in lifting 104 small satellites into orbit in a single space launch event. As the Times of India reported:
India scripted a new chapter in the history of space exploration with the successful launch of a record 104 satellites by ISRO’s [Indian Space Research Organisation] Polar Satellite Launch Vehicle in a single mission. Out of the total 104 satellites placed in orbit, 101 satellites belonged to six foreign countries. They included 96 from the US and one each from Israel, the UAE, the Netherlands, Switzerland and Kazakhstan.[9]
The growing maturity and expanding capabilities of CubeSat systems have seen a growing acceptance beyond university users. For example, DST and UNSW Canberra are designing, building, and testing microsatellite designs for space missions to meet Defence needs in Australia.
Space 2.0 standards and microsatellites are not intended to replace the traditional large satellites deployed into higher altitude orbit missions. Large and small-sized satellites each offer different benefits and limitations. Large satellites can collect information with higher fidelity when configured with bigger optical and radiofrequency apertures, with room available for better pointing control subsystem, larger and more powerful on-board computing systems, and multiple mission, all needing a larger power subsystem. Alternatively, disaggregating space missions across different small satellites, deployed into a large constellation, may be more survivable to environmental hazards and resilient to interference in a contested environment.
Small satellite missions can now fulfil the potential mission needs of military, commercial operators, scientists and university students. Microsatellites have already been employed for communications, signals intelligence, environmental monitoring, geo-positioning, observation and targeting. They can perform similar functions as larger satellites, albeit with a much smaller power source and reduced effective ranges for transmitters and electro-optical devices. They are easier and cheaper to make and launch for a short-term, low-Earth orbit mission. This is ideal for employing space missions to improve ADF capabilities on the ground.
Defence has partnered with UNSW Canberra, including ‘UNSW Canberra Space’ – a team of space academics and professionals – to collaborate in space research, engineering, and mission support services with Space 2.0 satellite technology in space missions for DST and RAAF. When combined with new and agile manufacturing techniques, these microsatellite missions provide the ADF with opportunities to test and evaluate potential options for operationally responsive space capabilities.
UNSW Canberra has already built the ‘Buccaneer Risk Mitigation Mission’ (BRMM) as its inaugural microsatellite space mission, in partnership with DST.[10] In November 2017, NASA successfully launched BRMM from Vandenberg Air Force Base in California. BRMM is a collaboration, in both the project engineering project and space mission management, between DST and UNSW Canberra to jointly fly and operate the first Australian developed and operated defence-science mission. BRMM is currently operational in low-Earth orbit, at a height above the ionosphere which is a dynamic phenomenon that changes with space weather effects and the Sun’s position.
The importance of this orbit is that the RAAF is dependent on the ionosphere to enable functioning of its Jindalee Operational Radar Network (JORN) systems, which is a crucial component of a national layered surveillance network that provides coverage of Australia’s northern approaches.[11] The JORN coverage and system performance are critically dependent on the ionosphere. The BRMM satellite is configured with a high-frequency receiver to measure the JORN signal that passes through the ionosphere. These signal measurements allow DST scientists and engineers to study the quality of JORN’s transmitted beam and signal, and the propagation of High Frequency (HF) radio waves that pass skywards through the ionosphere. BRMM was planned with a one-year mission-life but could stay in orbit for up to five years, depending on space weather effects and atmospheric drag.[12] BRMM is also a risk reduction activity for the ‘Buccaneer Main Mission’ (BMM) as a follow-on space mission.[13] BRMM will provide space data on how spacecraft interact with the orbital environment, to improve the satellite design for BMM, and also provide mission experience that can be used to improve the operation of the BMM. The BMM will also be used to calibrate the JORN high-frequency signals but will use an improved payload design, based on a heritage of BRMM. BMM is planned for a launch event in 2020.
This space odyssey pursued by UNSW Canberra is also bringing direct benefits to RAAF. The UNSW Canberra space program includes parallel efforts to develop three CubeSats, funded by RAAF, for two separate missions in separate events. These space missions will support academic research into the utility of microsatellites, configured with a small-sized sensor payload, for a maritime surveillance role. The first mission, ‘M1,’ will deploy a single CubeSat, currently scheduled to share a ride with a US launch services provider in mid-November 2018.[14] UNSW Canberra will continue the program and develop a second mission, ‘M2,’ which is planned to deploy two formation-flying, with inter-satellite communications, in a single space mission in 2019. The M1 and M2 missions will support research and education for space experts in Defence, and UNSW Canberra, to further explore and realise new possibilities with Space 2.0 technologies.
To conclude, the advent of Space 2.0 has reduced cost barriers and complexity to make access to space missions and space lift more affordable for more widespread uses. The increased affordability of space technology has helped to demystify mission systems and increase the interests and understanding of the potential opportunities for Space 2.0 missions as alternatives to more expensive and more complex space missions. Additionally, Space 2.0 enables agility in the design phase for the rapid development of new and viable concepts for space missions hitherto not possible with Space 1.0 technology. Space 2.0 evolution makes it possible for ADF to consider affordable space options; UNSW Canberra’s knowledge and technical achievements in space engineering and operations, with DST for Buccaneer and RAAF for M1 and M2, will provide critical research for considering the potential for new space missions for Australia.
Squadron Leader Michael Spencer is an Officer Aviation (Maritime Patrol & Response), currently serving in the RAAF Air Power Development Centre, analysing potential risks and opportunities posed by technology change drivers and disruptions to the future employment of air and space power. His Air Force career has provided operational experiences in long-range maritime patrol, aircrew training, and weaponeering, and management experiences in international relations, project management in air and space systems acquisitions, space concepts development, and joint force capability integration. He is an Australian Institute of Project Management certified project manager and also an Associate Fellow of the American Institute of Aeronautics & Astronautics.
Disclaimer: The views expressed in this document are those of the author and do not necessarily reflect the official policy or position of the Department of Defence, Royal Australian Air Force, or the Government of Australia. The Commonwealth of Australia will not be legally responsible in contract, tort or otherwise, for any statements made in this document.
Header Image: Lunch-box sized satellites (CubeSats) used for the Buccaneer and Biarri space missions. (Source: Australian Department of Defence)