#ResearchResources – Recent Articles and Books (September 2021)

#ResearchResources – Recent Articles and Books (September 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Books

David Axe, Drone War Vietnam (Barnsley: Pen and Sword, 2021)

While the use of drones is now commonplace in modern warfare, it was in its infancy during the Vietnam War, not to mention revolutionary and top secret. Drones would play an important – and today largely unheralded – role in the bloody, two-decade US air war over Vietnam and surrounding countries in the 1960s and ’70s. Drone aircraft spotted targets for manned US bombers, jammed North Vietnamese radars and scattered propaganda leaflets, among other missions.

This book explores that obscure chapter of history. DRONE WAR: VIETNAM is based on military records, official histories and published first-hand accounts from early drone operators, as well as on a close survey of existing scholarship on the topic.

In their fledgling efforts to send robots instead of human beings on the most dangerous aerial missions, US operators in South-East Asia in the 1960s and ’70s wrote the first chapter in the continuing tale of autonomous warfare.

Dmitry Degtev and Dmitry Zubov, Air Battle for Moscow 1941–1942 (Barnsley: Air World, 2021) 

In October 1941, Operation Typhoon and the battle for Moscow began. According to Hitler’s plan, it was to be the ‘last offensive’, after which nothing could stop Germany from conquering Britain and the rest of Europe – but first he had to overcome the Soviets and especially their air force.

Air Battle for Moscow is the first detailed description of one of the most vital, yet little known, air battles of the Second World War. The battle for Moscow opened with the flights of long-range reconnaissance aircraft, which photographed Moscow and the Kremlin. Then, on 22 July 1941, Operation Clara Zetkin, the Luftwaffe’s aerial assault on Moscow, began. But the Luftwaffe was opposed by the ‘Stalin’s Falcons’, the elite 6th Air Defence Corps, which defended the Soviet capital with a determination which saw bitter duels to the death and horrendous casualties on both sides.

The book presents new facts about this dramatic battle and describes in detail the actions of the aircrew on both sides. Yet this is not just the story or the air war. The authors also describe the lives of people during the war, of suppressed anti-Soviet opposition in Moscow, and of the bloodthirsty and inhuman actions of the Stalin regime. The book also tells of the fate of German pilots caught in Russian captivity, and the adventures of those who were able to survive and escape from the Russian executioners. Many myths concerning the battle are also challenged, such as the often-stated belief that Moscow’s anti-aircraft defences were the most powerful in the world and that it was the Soviets who were the finest pilots.

In this comprehensive account, details of losses, biographical outlines of the key individuals, analyses of the different aircraft and a full chronology of the battle are presented, as well as numerous exclusive photos, documents and drawings.

But it is the stories of those who fought in the Battle for Moscow that, undeniably, have the greatest impact. The harrowing tales of death and survival in conditions that are almost beyond description demonstrate just how important this conflict was to both Russia and the Third Reich and, ultimately, to the outcome of the Second World War.

Tim Jenkins, Flying Pantechnicons: The Story of the Assault Glider Trust (Warwick: Helion and Company, 2021)

In the summer of 2001 the Midlands Branch of the Glider Pilot Regiment identified a significant gap in the proud heritage of British aviation. Despite numerous preserved aircraft assemblages both in the United Kingdom and abroad the fact remained that there was no complete surviving example of a publicly accessible Airspeed Horsa assault glider to be found anywhere in the world. The Assault Glider Trust was formed in order to put the situation straight once and, very much, for all.

Between 2001 and 2014 a skilled team of aviation enthusiasts worked tirelessly on the manufacture, conservation and restoration of not only the Airspeed Horsa but a wider collection of aircraft in honour of all those associated with airborne forces during The Second World war. These included an American WACO CG-4A ‘Hadrian’, C-47 Dakota and a DH82a Tiger Moth.

‘Flying Pantechnicons’ is a fascinating miscellany charting the remarkable story of The Assault Glider Trust and the determination of an entirely charitable voluntary organisation in achieving a most ambitious aviation project. The book follows their incredible journey from original idea through acquisition, restoration and the final challenge of finding permanent locations for public display and interpretation.

The development of British Airborne Forces and their military application is contextualised alongside the engineering challenges faced in the physical construction of historic airframes. Consequently, this book provides a valuable contribution to both historical interpretation and the machinations of large-scale object conservation making it ideal for aviation enthusiasts and heritage professionals alike.  

Mikhail Maslov, King of Fighters: Nikolay Polikarpov and His Aircraft Designs, Volume 2 – The Monoplane Era (Warwick: Helion and Company, 2021)

In the century-long history of the conquest of the sky there have been a number of outstanding personalities. Among them is the name of designer Nikolay Polikarpov (1892-1944), who is inseparably associated with the best achievements of Russian and Soviet aviation.

His practical activity in the aircraft industry began upon graduation from the Petersburg Polytechnic Institute in 1916. Aged 25, Polikarpov was sent to the Russo-Baltic Wagon Factory (RBWF), where the four-engined Ilya Muromets bombers designed by Igor Sikorsky were being built at that time. Later, beginning in August 1918, he worked in Moscow at the Dux aircraft factory. For several years, he was engaged in improving products manufactured by the factory, and upgrading production aircraft to accommodate the available engines, equipment and materials. From 1922, Polikarpov focused his attention on fighter aircraft, creation of which was a priority for him during the following years. The first of them was the IL-400 monoplane, designated I-1 by the Air Force. The monoplane was followed by biplanes including the 2I-N1 (1925), the I-3 (1927), the D-2 (1928), and the I-6 (1929). It was specialization in fighter aircraft which, from then on, became his mission in life. At the peak of his career as a designer, Polikarpov was informally styled ‘the King of Fighters’, which was quite in line with the level of his merits and achievements.

In the 1930s, the TsKB-3 (I-15) and TsKB-12 (I-16) fighters were designed under Polikarpov’s supervision. These aircraft were the designer’s undoubtable success. They also were the main combat fighters in service with the Red Army Air Force. For the creation of the I-15 and the I-16 fighters, Polikarpov was awarded the Order of Lenin in 1935, and the Order of the Red Star a year later.

During the 1930s, Nikolay Polikarpov devised a lot of aircraft of various designs, the majority of which can be described as ‘advanced’ and ‘innovative’. In 1940, Polikarpov was granted the degree of the Doctor of Engineering and the title of the Chief Designer of the highest category. In the same year, he was awarded the title of the Hero of Socialist Labor. A year later, he became a recipient of the Stalin Prize.

This gifted Soviet engineer was destined to live only 52 years. On 30 July 1944, Nikolay Polikarpov died of a rapidly evolving cancer. To venerate his memory, the U-2 trainer has ever since been designated the Po-2 (Polikarpov-2).

This book describes all Polikarpov’s original projects, both those put into reality and unimplemented ones. It took the author many years to prepare for the creation of the book. The author studied materials on the respective topics in all Russian archives, and made use of the recollections of Polikarpov’s contemporaries, as well as publications by other researchers.

For purposes of clarity and in order to facilitate publication, the author split the book on Nikolai Polikarpov’s aircraft into two parts – the ‘Biplane Era’ and the ‘Monoplane Era’. Indeed, during the designer’s activity from 1918 through to 1932, he devoted himself predominantly to creating biplanes. For the 1920s, the biplanes were a preferable option; they were more common, more reliable, better studied, and even more desirable for the Red Army Air Force. The first design of the IL-400 (I-1) monoplane fighter appeared as early as 1923; however, it was through its novelty and unpredictability that the aircraft failed to achieve the deserved success. It should be noted that the U-2 (Po-2) and the R-5 biplanes, which were created during that period, became one of the best Polikarpov aircraft, and brought him recognition as a designer. In the 1930s, Nikolai Polikarpov’s activity reached its pinnacle. It was during that period that he created his advanced monoplanes such as the I-16, the I-17, the VIT-2, and others. He continued his fruitful and quite successful activity in the area of creating modern aircraft during the war of 1941—45 as well.

Volume 2 comprehensively covers Polikarpov’s monoplane designs.

Jerry Murland, The Schneider Trophy Air Races: The Development of Flight from 1909 to the Spitfire (Barnsley: Pen and Sword, 2021)

When Jacques Schneider devised and inaugurated the Coupe d’Aviation Maritime race for seaplanes in 1913, no-one could have predicted the profound effect the Series would have on aircraft design and aeronautical development, not to mention world history.

Howard Pixton’s 1914 victory in a Sopwith Tabloid biplane surprisingly surpassed the performance of monoplanes and other manufacturers turned back to biplanes. During The Great War aerial combat was almost entirely conducted by biplanes, with their low landing speeds, rapid climb rates and manoeuvrability.

Post-war the Races resumed in 1920. The American Curtiss racing aircraft set the pattern for the 1920s, making way for Harold Mitchell’s Supermarines in the 1930’s. Having won the 1927 race at Venice Mitchell developed his ground-breaking aircraft into the iconic Spitfire powered by the Rolls-Royce Merlin engine. This new generation of British fighter aircraft were to play a decisive role in defeating the Luftwaffe and thwarting the Nazis’ invasion plans.

This is a fascinating account of the air race series that had a huge influence on the development of flight.

Ryan Noppen, Holland 1940: The Luftwaffe’s First Setback in the West (Oxford: Osprey Publishing, 2021)

The German invasion of the Netherlands was meant to be a lightning-fast surgical strike, aimed at shoring up the right flank of the assault on France and Belgium. With a bold plan based largely on Luftwaffe air power, air-landing troops, and the biggest airborne assault yet seen, a Dutch surrender was expected within 24 hours.

But the Netherlands possessed Europe’s first fully integrated anti-aircraft network, as well as modern and competitive aircraft. On 10 May, the German attack was only partly successful, and the Dutch fought on for another four days. On the fifth day, with its original strategy having largely failed, the Luftwaffe resorted to terror-bombing Rotterdam to force a surrender.

Explaining the technical capabilities and campaign plans of the two sides, and charting how the battles were fought, this fascinating book reassesses this little-known part of World War II. Author Ryan K. Noppen argues that while the Holland campaign was a tactical victory for Germany, the ability of the well-prepared but outnumbered Dutch to inflict heavy losses was a warning of what would come in the Battle of Britain.

Russell Peart, From Lightnings to MiGs: A Cold War Pilot’s Operations, Test Flying & And Airspeed Record (Barnsley: Air World, 2021)

It was supposed to be just a training flight. The two Soviet-manufactured MiG 21s, each with two practice bombs and four air-to-ground rockets, were lined up on the runway in Bangladesh at the height of the Cold War, when air traffic control suddenly reported an incursion by Indian Air Force Jaguars. Though ill-equipped for combat, the two MiGs were scrambled.

One of the MiGs’ pilots was an RAF officer – Squadron Leader Russell Peart. On a seven-month loan to the Bangladeshi Air Force, Peart suddenly found himself at the centre of the simmering hostility between two neighbouring nations. By the time they reached the area that had been threatened by the Indian pilots, the Jaguars had gone. Later, when Squadron Leader Russell Peart spoke of the incident to the British High Commissioner, he was told not to shoot down any Jaguars as the Indians had still not paid for them!

Russell Peart flew many other aircraft in his varied career, including the MiG 19, and while a test pilot at Boscombe Down trialled such designs as the Tornado GR1. But it was whilst he was seconded to the Sultan of Oman’s Air Force, particularly during the so-called ‘Secret War’ in Dhofar, that he saw the most action. In that theatre the author flew some 200 operational sorties, 180 of which involved live fire, during which he was hit many times. He was also hit and wounded by a 75mm shell.

Russ Peart has written in detail of his exciting RAF career, from flying Lightnings in the Far East to winning the top prize in the International Tactical Bombing Competition against a handpicked team of United States Air Force fighter pilots and being awarded the Sultan Of Oman’s Distinguished Service Medal. Supplemented by a selection of previously unseen photographs, this uniquely original memoir throws new light on the operational flying undertaken by some RAF pilots during the tense years of the Cold War.

Kevin Wright, We Were Never There, Volume 1: CIA U-2 Operations over Europe, USSR, and the Middle East, 1956-1960 (Warwick: Helion and Company, 2021)

Devised by Kelly Johnson and initially operated by the CIA, the U-2 is the world’s most famous ‘spyplane.’ It flew at unprecedented altitudes and carried the most sophisticated sensors available, all in the greatest secrecy. Operating from remote locations and without markings, they often took-off before first light. Ostensibly operated by civilians flying meteorological research missions, their bold overflights took them far across Eastern Europe, the USSR, Middle and Far East. However, many details of the aircraft’s operational history remain vague and a considerable amount is still classified. Continuing national political sensitivities have meant that much about these early operations has still not been fully revealed even more than 60 years later.

This book utilises a large number of recently declassified documents to explore the remaining hidden details. It provides in-depth examinations of some missions not previously fully described and include more about Norway’s role in U-2 operations, and a breakdown of British U-2 overflights of the Middle East using recently released files from the British Ministry of Defence. It examines some of the U-2’s extensive efforts to collect intelligence on Soviet ballistic missile test launches and space programme, on ‘Fast Move’ staging operations and lots more from these missions up to May 1960.

Chapters explore some of the ground-breaking technology employed by the U-2 to photograph and eavesdrop on Soviet nuclear, military and industrial activities. These include revealing secrets of the Fili heavy bomber production plant, just five miles from the Kremlin. Overflights of the ‘Arzamas-16′ closed nuclear city, Vozrozhdeniya biological warfare centre in the Aral Sea and the mystery that was Mozhaysk. Over 90 photographs, maps and illustrations provide details of the aircraft, the cameras and electronic defensive and eavesdropping systems. The specialised nuclear fallout sampling role is explored and the ‘weather packs’ installed to substantiate the wafer-thin false cover story of the U-2’s role as a ‘meteorological research’ aircraft. Maps, most never been seen before, record the detailed routes flown by U-2 pilots deep into denied airspace to reveal the secrets of Soviet military, nuclear, scientific and industrial sites.

Clearing the Skies for the Red Army – Part One: Learning from Failure

Clearing the Skies for the Red Army – Part One: Learning from Failure

By Dr Luke Truxal

Editorial note: On 20 August 1944, the Soviet Union launched two army group sized formations, the Second and Third Ukrainian Fronts, against Axis Army Group South Ukraine. Army Group South Ukraine had been tasked with defending Romania. During this offensive, known as the Second Iași-Chișinău Offensive, the Soviets routed the Third and Fourth Romanian Armies and destroyed the German Sixth Army. By the end of the offensive on 29 August, the Romanian fascist government under Prime Minister Ion Antonescu was overthrown, and Romania defected to the Allies. In the first of a two-part series on the contribution of US air power to the conduct of the Second Iași-Chișinău Offensive, Dr Luke Truxal examines some of the lessons and issues that emerged from the First Iași-Chișinău Offensive between April and June 1944.

Few historians have delved deeply into the history of the Second Iași-Chișinău Offensive. Those who have written about the campaign typically only analyse the ground war. The foremost authority on the ground war on the Eastern Front, David Glantz, has covered the fighting in Romania in two of his books. In Red Storm Over the Balkans, Glantz analyses the First Iași-Chișinău Offensive. He also writes about the Second Iași-Chișinău Offensive in his overview of the fighting on the Eastern Front. Neither work referred to the air war that influenced the outcome of the fighting on the ground. Rob Citino, in his analysis of the fighting in Romania, excludes the air war.[1] Likewise, much of the historiography of the air war has overlooked the role of American air support provided to the Soviets during the invasion of Romania and focused more on the attacks against the Romanian oil industry. James Lea Cate and Wesley Frank Craven, in the official history of the United States Army Air Forces in the Second World War, focus strictly on the bombing of Romanian oil at the exclusion of the interdiction and air superiority campaigns. As a result, their narrative remained unchallenged for years.[2] In the 1990s, historians began to examine other aspects of the air war over Romania, including attacks against Romanian civilians and an air interdiction campaign.[3]

FRE_000860
Personnel of the 96th Bomb Group and the 452nd Bomb Group receive briefing against the wall of a bombed-out railway building in Poltava, Russia during Operation FRANTIC in summer 1944. (Source: IWM (FRE 860))

This first article examines the lessons learned from the First Iași-Chișinău Offensive and the Soviet-American planning that led to an aggressive air suppression campaign against Axis air forces in Romania.  As a result of this work, the US Fifteenth Air Force, under the command of Major General Nathan Twining, was able to execute a successful air superiority campaign that aided the Soviet advance into Romania in August 1944 during the Second Iași-Chișinău Offensive from 20 to 29 August 1944. The success of this air campaign was due to the considerable level of coordination between the Fifteenth Air Force and the Red Army before launching the offensive against the Luftwaffe. The architect of this coordination was none other than the commander of the United States Strategic Air Forces in Europe (USSTAF), Lieutenant General Carl Spaatz. In establishing air superiority over Romania, the Fifteenth Air Force ground down German and Romanian air assets from as high as 255 aircraft deployed in the Bucharest area in April 1944 to as low as 40 aircraft in that same area by August 1944.[4]

The unsuccessful first attempt to seize Romania came during the First Iași-Chișinău Offensive between 8 April to 6 June 1944. The Second and Third Ukrainian Fronts aggressively pressed forward after their success in Ukraine. Despite initial breakthroughs, the German and Romanian forces counter-attacked and held the frontier, then known as Bessarabia. Soviet forces suffered setbacks both on land and in the air.

Perhaps the only positive to come from the First Iași-Chișinău Offensive for the Allies was the establishment of a system to coordinate the operations of the Fifteenth Air Force with Soviet ground forces. The system, established over the course of March and April 1944, coordinated Fifteenth Air Force air operations through the Red Army General Staff in Moscow. This laid the groundwork for future coordination when the Soviets resumed their invasion of Romania. United States Army representative in Moscow, Major General John R. Deane, worked tirelessly during March and April to establish a system to coordinate Fifteenth Air Force operations with the Red Army. Ultimately, the Soviets only agreed to an indirect communication system through Moscow to the Second and Third Ukrainian Fronts. On 20 April, General Aleksei Antonov, Deputy Chief of Staff of the Soviet Armed Forces, made it clear to Deane that any such coordination had to be done through Moscow. Antonov went on to say that his superior, Field Marshal Aleksandr Vasilievsky, Chief of Staff of the Soviet Armed Forces, did not believe that the Soviet forces advancing into Romania needed an air liaison officer.[5] This created a slow process when it came to coordinating air attacks with Soviet forces. According to Deane, without the liaison officers, coordination passed from Spaatz to Deane. Afterwards, Deane scheduled a meeting with his counterpart, Major General N. V. Slavin, who then sought approval of the air attacks from his superior Antonov. Antoniv communicated with Soviet field commanders to determine if the American missions interfered with their operations. Antonov then relayed everything back through the same chain. This was not the ideal means of coordinating air missions with the Red Army.[6] Nevertheless, while deeply flawed, the system did allow for the Soviets and Americans to coordinate a bombing campaign in Romania.

Starting in June 1944, the Fifteenth Air Force began to carry out air support operations once again for the Red Army in Romania at the direction of Spaatz. The first area of focus was the Luftwaffe in Romania. One of the critical factors for German success in the First Iași-Chișinău Offensive was that German air power had checked the Red Air Force.  From May to June 1944, the Luftwaffe regained a level of air superiority in the skies over northern Romania. A series of intense air battles took place over the town of Iași between German and Soviet airmen for control of the skies. In Red Phoenix Rising, Von Hardesty and Ilya Grinberg state that the air battles over Iași were some of the most intense of the air war on the Eastern Front. Due to the strategic importance of the Romanian oil refineries, the Luftwaffe transferred some of their most experienced air units to aid in defence of Iași. On 28 April alone the Luftwaffe flew 807 sorties over Iași. The following day the Germans flew another 1,181 sorties against the Soviets. During the entire week, the Germans launched 4,000 sorties against Soviet troops located in the Iași sector. By comparison, the Soviets only carried out 1,970 sorties of their own during that same period. [7]

The Soviet Fifth Air Army tried to enlarge its own air operations to counter the Germans throughout May. Starting on 28 May, forward units of the Soviet Fifth Air Army attempted to reverse the gains made by the Luftwaffe. They attacked German and Romanian airfields located at Roman and Khushi. The goal was to destroy 200 Axis aircraft located at these two locations. Romanian and German forces located the attacking force. The raid only destroyed 35 German and Romanian aircraft. The Germans responded on 30 May. The Luftwaffe flew 2,082 sorties against the Second Ukrainian Front, countered by only 703 sorties flown by the Soviet Fifth Air Army. Throughout the fighting over Iasi, German fighters continued not only to carry out close air support missions of their own but also disrupted those of the Soviet Fifth Air Army.[8]

Operation Frantic
A Badly damaged US B-17 bomber and Russian soldiers in Poltava, Russia, on 22 June 1944 during Operation FRANTIC. (Source: National Museum of the USAF)

As this was happening, the Soviets relayed their struggles against Luftflotte IV to the Americans. On 13 May, the head of USSTAF intelligence, Colonel L.P. Weicker, and Red Air Force General D.D. Grendal met as a part of a conference between the USSTAF air staff and the Red Army to discuss the air war on the Eastern Front. The Soviets provided the Americans with their analysis of the deployment of the Luftwaffe on the Eastern Front. According to Soviet air intelligence, the Germans had concentrated 500 of their 900 bombers on the Eastern Front in the south-facing the Second and Third Ukrainian Front. Additionally, the Luftwaffe deployed 240 of its 650 fighters on the Eastern Front in the south. At the same time, approximately half of the German aerial reconnaissance aircraft were also deployed on the Soviet Southwest Front. In total, 970 of the 2,090 aircraft deployed on the Eastern Front were arrayed against the Soviet Second and Third Ukrainian Front. [9]  During the same meeting, Grendal informed the Americans that many German aircraft began operating from Romania after they retreated from the Ukraine. Those at the meeting recalled: ‘The Soviets estimate that at present the Germans have in excess of 1,000 aircraft on the Roumanian territory.’[10] With this information, the Soviets and Americans were now able to eliminate the threat that Luftflotte IV presented to ground operations.

One means of providing more direct aid to the Soviet advance was through shuttle bombing missions, codenamed Operation FRANTIC. During these missions, American bombers from bases either in the United Kingdom or Italy would fly attack a German target on the Eastern Front, then continue east and land at Soviet airfields. FRANTIC I’s planning and execution was designed to aid the Soviet air power in the Iasi-Chișinău sector. In the 22 May draft of FRANTIC I, the Americans contemplated ‘an operation from Foggia against airfields in the Galatz area, followed by 3 operations from Russian bases against targets selected by the Russians.’[11] The Americans believed that attacking Axis airfields in Romania could alleviate the pressure on the Second and Third Ukrainian Fronts. On 27 May, the commander of the Mediterranean Allied Air Force (MAAF), Lieutenant General Ira Eaker, laid out the proposed plan to Twining. He wrote: ‘Fifteenth Air Force will conduct its first FRANTIC bombing operation on the first day weather permits after June first. Force will consist of 130 B-17s and 70 P-51s.’ Eaker then briefed Twining on the preferred targets that the USSTAF wanted to strike, which included the Galatz airfields, an aircraft factory at Mieléc, and an aircraft factory at Riga.[12] While the factories at Mieléc and Riga were on the list, the Galatz airfields had a more immediate effect on air operations in Romania. According to a briefing memo dated 28 May 1944 for the Fifteenth Air Force: ‘The German Air Force in the Southeast, Luftflotte IV, has been forced to withdraw its aircraft to a small number of fields in the Foscani-Galatz area. While recent coverage of this area is not complete, latest photography indicates over 550 aircraft (principally fighters, ground support and bombers) on five fields in the area, of which 450 are on the two Foscani landing grounds and Zilistea.’[13] The primary objective of FRANTIC I was the destruction of these airfields.

On 2 June 1944, the Fifteenth Air Force carried out FRANTIC I. The 2nd, 97th, 99th, and 483rd Bomb Groups, struck the Debreczen marshalling yards before continuing to the Russian airfields located at Poltava in modern-day Ukraine. This had been a last-minute request by the Soviets. Therefore, the Americans added to their first mission as a part of FRANTIC I.[14] With the first leg complete, the Fifteenth Air Force then prepared to strike at the target that American and Soviet planners wanted to get in Romania, Axis air power.

Operation Frantic
Russian pilots and ground crew stand in front of a Petlyakov Pe-2 at Poltava, Russia, during Operation FRANTIC in June 1944. The American is Technical Sergeant Bernard J. McGuire of the 348th Bomb Squadron, 99th Bomb Group. (Source: National Museum of the USAF)

We can take two lessons away from the failures of the First Iași-Chișinău and the period afterwards. First, the Allies recognised the reasons for the shortcomings of the offensive in the air and on the ground. Remarkably, they were able to figure out what went wrong with the offensive in a matter of days and weeks. As a result, the Allies spent the following month, May 1944, working to fix the problem. That problem, the threat posed by Luftflotte IV, became the main topic of discussion when planning the FRANTIC shuttle missions between the Americans and the Soviets. At the end of these planning sessions, both sides agreed that the Fifteenth Air Force needed to pour more resources into defeating Luftflotte IV before the next major ground offensive. This set the stage for the air superiority campaign that would begin on 2 June 1944.

Dr Luke Truxal is an adjunct at Columbia State Community College in Tennessee. He completed his PhD in 2018 from the University of North Texas with his dissertation ‘Command Unity and the Air War Against Germany.’ His previous publications include ‘Bombing the Romanian Rail Network,’ in the Spring 2018 issue of Air Power History. He has also written ‘The Politics of Operational Planning: Ira Eaker and the Combined Bomber Offensive in 1943’ in the Journal of Military Aviation History. Truxal is currently researching the effectiveness of joint air operations between the Allied air forces in the Second World War. He can be reached on Twitter at: @Luke_Truxal.

Header Image: American and Russian soldiers in 1944 during Operation FRANTIC. In the background is a B-17 Flying Fortress bomber and a C-47 Dakota transport aircraft. (Source: Wikimedia)

[1] For a comprehensive history of the First Iasi-Chișinău Offensive, see David Glantz, Red Storm Over the Balkans: The Failed Soviet Invasion Spring 1944 (Lawrence, KS: University Press of Kansas, 2006), pp. 60-70, 76-100. Glantz is the first historian provide a detailed analysis of the Red Army’s failed first attempt to take Romania. He argues that the history of the campaign was forgotten because of its shortcomings. Glantz also covers the Second Iasi-Chișinău Offensive in David Glantz and Jonathan House, When Titans Clashed: How the Red Army Stopped Hitler (Lawrence, KS: University Press of Kansas, 1995), pp. 218-21. See also Rob Citino, The Wehrmacht’s Last Stand: The German Campaigns of 1944-1945 (Lawrence, KS: University Press of Kansas, 2017), pp. 307-12.

[2] Wesley F. Craven and James L. Cate (eds.), The Army Air Forces in World War II, Volume 6: Europe, Argument to VE Day, January 1944 to May 1945 (Chicago, IL: The University Press of Chicago, 1951), pp. 280-7. Examples of other historians who have also focused only on the oil bombing in Romania include Donald Miller, Masters of the Air: America’s Bomber Boys Who Fought the Air War Against Nazi Germany (New York: Simon and Schuster, 2006), pp. 312-21. While Miller is a popular historian, the influence of his book on the public at large has influenced how many outside the academic community view the air war against Romania. Tami Davis Biddle, Rhetoric and Reality in Air Warfare: The Evolution of British and American Ideas About Strategic Bombing, 1914-1945 (Princeton, NJ: Princeton University Press, 2002), pp. 236-43.

[3] For more scholarship that covers the bombing of Romania outside the spectrum of oil see Mark Conversino, Fighting with the Soviets: The Failure of Operation FRANTIC, 1944-1945 (Lawrence, KS: University Press of Kansas, 1997). For an analysis of the Mediterranean Allied Air Forces’ attacks against Romanian rail targets and the mining of the Danube see Robert S. Ehlers Jr., The Mediterranean Air War: Air Power and Allied Victory in World War II (Lawrence, KS: University Press of Kansas, 2009), p. 364 and pp. 373-7; Conrad Crane, Bombs, Cities, and Civilians: American Air Power Strategy in World War II (Lawrence, KS: University Press of Kansas, 1993), pp. 95-8. To date, the best analysis of the attacks against Romanian civilians is Richard Overy, Bombers and the Bombed: Allied Air War Over Europe, 1940-1945 (New York: Penguin Books, 2004), p. 8, 404, and 413. For further analysis of attacks against the Romanian infrastructure see Luke Truxal, ‘Bombing the Romanian Rail Network,’ Air Power History 65, no. 1 (2018). For a short summary of American and Soviet coordination during the Second Jassy-Chișinău Offensive see Luke Truxal, ‘Forgotten Fights: The Second Jassy-Chișinău Offensive and the Destruction of German Sixth Army,’ National World War II Museum, 14 September 2020.

[4] Ike Skelton Combined Arms Research Library Digital Library, US Army Command and General Staff College, Army Air Force Evaluation Board, ‘Army Air Force Evaluation Board Report VI: Ploesti,’ n.d., , p. 21.

[5] US Library of Congress, Personal Papers of General Carl Spaatz, 30 Mission Moscow to AFHQ, Combined Chiefs of Staff, and British Chiefs of Staff, 20 April 1944. See also Truxal, ‘Bombing the Romanian Rail Network,’ pp. 17-8.

[6] John R. Deane, The Strange Alliance (London: John Murray, 1947), pp. 127-8. See also Truxal, ‘Bombing the Romanian Rail Network,’ p. 18.

[7] Von Hardesty and Ilya Grinberg, Red Phoenix Rising: The Soviet Air Force in World War II (Lawrence, KS: University of Kansas Press, 2012), pp. 286-7.

[8] Hardesty and Grinberg, Red Phoenix Rising, pp. 287-9.

[9] United States Air Force Historical Research Agency (USAFHRA), Call 622.430-6, Fred Anderson to Carl Spaatz, ‘Report on visit to Russia by Mission of USSTAF Officers,’ Exhibit D. Williamson Murray places Luftflotte IV’s numbers at 390 ground attack aircraft, 160 single-engine fighters, and 45 twin-engine fighters. William Murray, Strategy for Defeat: The Luftwaffe, 1933-1945, (Montgomery, AL: Air University Press, 1983), p. 285.

[10] USAFHRA, Anderson to Spaatz, ‘Report on visit to Russia by Mission of USSTAF Officers,’ Exhibit B.

[11] USAFHRA, Call 622.430-6, To Spaatz, ‘Plan for Operation “Frantic,”’ 22 May 1944.

[12] USAFHRA, Call 622.430-6, Ira Eaker to Nathan Twining, 27 May 1944.

[13] USAFHRA, Call 622.430-6, 1. Headquarters Fifteenth Air Force, ‘Annex No. I Combat Operation Enroute Fifteenth Air Force Plan for Operation ‘Frantic Joe’ Part One,’ 28 May 1944.

[14] USAFHRA, Call 622.430-6, ‘Debreczen-Damage Assessment’; USAFHRA, Call 622.430-6, Headquarters Eastern Air Command, ‘Eastern Command Narrative of Operations: 1st Italy-Russia Shuttle Operation-2 June 1944.’

#ResearchResources – Recent Articles and Books (July 2021)

#ResearchResources – Recent Articles and Books (July 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Phil Haun, ‘Winged Victory: How the Great War Ended: The Evolution of Giulio Douhet’s Theory of Strategic Bombing,’ War in History (2021). doi:10.1177/09683445211027596.

A war’s conclusion can impact strategic thinking even when the outcome is misinterpreted or an outlier. For a century, Giulio Douhet in Command of the Air, 1921 and a 1926 revision, has been the prophet for the utilitarian morality of bombing cities to gain decisive victory. His earlier work, Winged Victory: How the Great War Ended, written in 1918, has been ignored where he argued for the interdiction of enemy lines of communication. His theory changes by how the Great War ends with the collapse of the German population’s will. Had it ended differently, he could have reached a different conclusion that could have impacted the development of air power theory in the twentieth century.

Colin Tucker, ‘The Effect of Aerial Bombardment on Insurgent Civilian Victimization,’ Security Studies (2021), DOI: 10.1080/09636412.2021.1951834

Little is known about how air strikes influence insurgent behavior toward civilians. This study provides evidence that air strikes against the Islamic State of Iraq and Syria (ISIS) by counterinsurgency forces were a contributing factor in its civilian victimization. I theorize that air strikes expanded the distribution of insurgent fatalities to include higher-echelon membership and, at the same time, imposed psychological impairments on its fighters. As a consequence, these changes relaxed restraints on civilian abuse at the organizational and individual levels. This theory is informed by interviews of ISIS defectors and translations of ISIS documents and tested through a statistical analysis of granular-level data on air strikes and one-sided violence during ISIS’s insurgency. These findings contribute to our knowledge of insurgent behavior and provide important policy implications in the use of air strikes as a counterinsurgency (COIN) tool.

Books

James Corum, Norway 1940: The Luftwaffe’s Scandinavian Blitzkrieg (Oxford: Osprey Publishing, 2021).

The Campaign for Norway in 1940 was a pivotal moment in modern warfare. It was the first modern joint campaign that featured not only ground and naval operations, but also airpower as an equal element of all operations. Indeed, Norway was the first campaign in history where air superiority, possessed by the Germans, was able to overcome the overwhelming naval superiority, possessed by the British. German success in Norway was not pre-ordained. At several times in the opening weeks of the campaign the Norwegian and Allied forces could have inflicted a major defeat on the Germans if their operations had been effectively supported. It was, in fact, the superior German use of their air force that gave the Germans the decisive margin of victory and ensured the failure of the Allied counteroffensive in central Norway in April and May of 1940.

The Norwegian campaign featured some firsts in the use of airpower including the first use of paratroops to seize key objectives and the first sinking of a major warship by dive bombers. All aspects of airpower played important roles in the campaign, from air reconnaissance to strategic bombing and ground-based air defenses. The British employed their Bomber Command in long-distance strikes to disrupt the German air and naval bases and the Germans used their bomber force to carry out long-range support of their ground forces. The German ability to transport large numbers of troops by air and the ability to supply their ground and air forces over great distances gave the Germans their first major campaign victory over the Western Allies.

Covering the first true joint campaign in warfare, this book provides a complete view of a compelling turning point in World War II. Featuring an analysis of the cooperation of ground, naval and air forces, this book is intended to appeal to a broad range of readers interested in World War II, and specifically to those interested in the role airpower played in the strategic and operational planning of the Campaign for Norway.

Bill Norton, 75 Years of the Isreali Air Force – Volume 3: Training, Combat Support, Special Operations, Naval Operations, and Air Defences, 1948-2023 (Warwick: Helion and Company, 2021).

The Israeli Air Force grew from humble beginnings to one of the largest and most experienced air combat teams in the world. This came through several major and minor wars with its Arab neighbors, almost continuous military actions short of war, and preparation for power-projection operations unusual for so small a nation. The 75-year history of the Israeli Air Force is, then, a fascinating study of a relatively small military organization working to meet shifting obligations under multiple impediments while being repeatedly tested in combat. Many factors over the decades shaped the air fighting capability, not the least being the demands of the evolving battlefield, uncertain funding, available weapons, and quality of personnel. Tactics and doctrine were, in turn, shaped by government policies, international pressures, and confronting adversaries likewise evolving. When the trials in war or combat short of war came, success was a measure in relevance of the service’s weapons, adequacy of training, and experience of personnel.

As a companion to Volumes 1 and 2 giving the chronological history of the Israeli Air Force, this third volume details special topics underscoring the service’s capability growth. These richly illustrated topics are flight training, photo reconnaissance, aerial refueling, electronic warfare, support of Special Forces, support of the Navy, and the Air Defence Forces. A summary of aircraft that served with the Israeli Air Force is provided, with a photograph of each type and major models. A summary of all IAF air-to-air “kills” is also included. 

Written at a time of historical changes for the air force, and the Israel Defense Forces as a whole, this volume informs understanding of the service emerging and operating in future years. Backed by official and unofficial histories published in the last 20 years, and the unprecedented openness in the past few decades, the author has worked to make this account more accurate and complete than those of the past. It also stands apart from many other books in performing this examination in a more dispassionate and critical manner, without the common hyperbole.

Harry Raffal, Air Power and the Evacuation of Dunkirk: The RAF and Luftwaffe During Operation Dynamo, 26 May – 4 June 1940 (Bloomsbury Publishing: London, 2021).

The evacuation of Dunkirk has been immortalised in books, prints and films, narrated as a story of an outnumbered, inexperienced RAF defeating the battle-hardened Luftwaffe and protecting the evacuation. This book revives the historiography by analysing the air operations during the evacuation. Raffal draws from German and English sources, many for the first time in the context of Operation DYNAMO, to argue that both sides suffered a defeat over Dunkirk. 

This work examines the resources and tactics of both sides during DYNAMO and challenges the traditional view that the Luftwaffe held the advantage. The success that the Luftwaffe achieved during DYNAMO, including halting daylight evacuations on 1 June, is evaluated and the supporting role of RAF Bomber and Coastal Command is explored in detail for the first time. Concluding that the RAF was not responsible for the Luftwaffe’s failure to prevent the evacuation, Raffal demonstrates that the reasons lay elsewhere.

#ResearchResources – Recent Articles and Books (June 2021)

#ResearchResources – Recent Articles and Books (June 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Cynthia Buchanan, ‘Mexicans in World War II: America’s Ally of the Air,’ Air Power History 68, no. 2 (2021).  

No abstract available.

William Cahill, ‘Fly High, Fly Low: SAC Photographic Reconnaissance in Southeast Asia,’ Air Power History 68, no. 2 (2021). 

No abstract available.

Yin Cao, ‘The Last Hump: The Lahore Elementary Flying Training School, the Chinese Civil War, and the final days of the British Raj,’ Modern Asian Studies (2021). doi: 10.1017/S0026749X21000081.

This article centres on the evacuation of the Lahore Elementary Flying Training School, which was built in 1943 to train Chinese pilots and mechanics. It details the British and Chinese authorities’ concerns over the school and how the chaotic situation in India during the final days of the British Raj influenced its evacuation back to China. This article locates the story within the broad context of the British withdrawal from India and the Chinese Civil War, and it uses this case to uncover the links between the two most significant events in the history of modern India and China. In so doing, it puts forward an integrated framework for studying modern Indian and Chinese history.

Jonna Doolittle Hoppes, ‘Gene Deatrick: An Appreciation,’ Air Power History 68, no. 2 (2021).

No abstract available.

James Greenhalgh, ‘The Long Shadow of the Air War: Composure, Memory and the Renegotiation of Self in the Oral Testimonies of Bomber Command Veterans since 2015,’ Contemporary British History (2021), DOI: 10.1080/13619462.2021.1906654

The following article examines oral testimonies collected by the International Bomber Command Centre project since 2015. The study considers the challenges posed by post-war discourses that contest the morality of bombing and contemporary constructions of Britishness to Bomber Command veterans making account of their lives. The contested nature of bombing’s position within narratives of the Second World War creates a discursive environment where veterans struggle to assemble satisfying life stories. Despite using a set of similar narrative frameworks to counter questions concerning the morality or purpose of bombing, veterans found limited opportunities to demonstrate personal agency or achieve emotional composure. The interviews illustrate unresolved and challenging feelings stemming from a discourse that has proved inimical to creating satisfying selfhoods. In addition, the difficulty of integrating the story of Bomber Command into narratives of Britain’s wartime myth proved to be a source of considerable discomfort for the interviewees. In their attempts to situate themselves within longer trajectories of Britain and its military in the twenty-first century, the testimonies are thus revealing of the importance to Britain of its wartime past in forming current identities and the ongoing conflict in how Britishness should confront more complex versions of its history.

K.A. Grieco and J.W. Hutto, ‘Can Drones Coerce? The Effects of Remote Aerial Coercion in Counterterrorism,’ International Politics (2021). https://doi.org/10.1057/s41311-021-00320-5

Weary of costly on-the-ground military interventions, Western nations have increasingly turned to “Remote Warfare” to address the continued threat of terrorism. Despite the centrality of drone strikes to the practice of Remote Warfare, we still know relatively little about their effectiveness as instruments of coercion. This article offers a conceptual framework for assessing their coercive efficacy in counterterrorism. We argue that remote control drones are fundamentally different from traditional airpower, owing to changes in persistence, lethality, and relative risk. Critically, these technological characteristics produce weaker coercive effects than often assumed. While persistent surveillance combined with lethal, low-risk strikes renders armed drones highly effective at altering the cost–benefit calculations of terrorists, these same technological attributes cause them to be less effective at clear communication, credibility, and assurance—other key factors in coercion success. Overall, drone strikes are poor instruments of coercion in counterterrorism, underscoring some potential limitations of Remote Warfare.

Ron Gurantz, ‘Was Airpower “Misapplied” in the Vietnam War? Reassessing Signaling in Operation Rolling Thunder,’ Security Studies (2021). DOI: 10.1080/09636412.2021.1915585.

Operation Rolling Thunder’s failure has been widely blamed on the strategy of using force to send “signals.” It discredited the associated theory of coercion among a generation of military officers and scholars. In this paper I show that, whatever its other failures, Operation Rolling Thunder did successfully signal a threat. I rely on the latest research to demonstrate that Hanoi believed the bombing would eventually inflict massive destruction. I also show that Washington accurately ascribed the failure of the threat to North Vietnam’s resolve and continued the operation for reasons other than signaling. These findings show that Operation Rolling Thunder can be productively understood as an exercise in both signaling and countersignaling. Rather than discrediting the theory of coercion, these findings modify it. They show that failed threats can be informative and that coercive campaigns can become prolonged for reasons other than a lack of credibility.

Heather Hughes, ‘Memorializing RAF Bomber Command in the United Kingdom,’ Journal of War & Culture Studies (2021), DOI: 10.1080/17526272.2021.1938840

This article traces the ways in which RAF Bomber Command has been memorialized in the UK since the 1940s, focusing on those who have organized memorials and associated commemorations. Distinct phases can be identified. Until the 1970s, the Command was accorded a prominent role in official memorial and ceremonial activities. Veterans’ activities reflected this acknowledgement. From the 1980s, in the face of debates about the morality of area bombing of German cities, however, veterans’ organizations and families began to articulate the view that Bomber Command’s wartime contribution had been overlooked. In consequence, they embarked upon activities to revise official memory. This included distinctive forms of memorial activity on the part of veterans and the postmemory generation, including the widespread appearance of ‘small memorials’ and, in the twenty-first century, two large-scale memorial sites, in London and in Lincoln.

John A. Schell, ‘The SA-2 and U-2: Secrets Revealed,’ Air Power History 68, no. 2 (2021). 

No abstract available.

James Shelley, ‘The Germans and Air Power at Dieppe: The Raid and its Lessons from the ‘Other Side of the Hill,’ War in History (2021), DOI: 10.1177/0968344521995867

Despite the vast academic and popular interest in the Dieppe raid of 19 August 1942, there remains a curious oversight of the German side of the story. This contribution interrogates German sources in order to explore the Dieppe air battle and its consequences from the perspective of the German armed forces. The paper ultimately demonstrates that the Germans learnt much about the role of air power in coastal defence from their experiences at Dieppe, but that the implementation of those lessons was lacking.

Samuel Zilincik, ‘Technology is awesome, but so what?! Exploring the Relevance of Technologically Inspired Awe to the Construction of Military Theories,’ Journal of Strategic Studies (2021), DOI: 10.1080/01402390.2021.1923919.

Military theories are thoughts explaining how armed forces are to be used to achieve objectives. These thoughts are often influenced by emotions, yet the influence of emotions on military theory-crafting remains underexplored. This article fills the gap by exploring how awe influences military theorising. Awe is an emotion associated with the feeling of transcendence. Several military theorists felt that way about the technologies of air power, nuclear power and cyber power, respectively. Consequently, their theories became narrowly focused, technocentric and detached from the previous theories and military history. Understanding these tendencies can help improve military theorising in the future.

Books

Bojan Dimitrijevic and Jovica Draganić, Operation ALLIED FORCE: Air War over Serbia 1999 – Volume 1 (Warwick: Helion and Company, 2021).

On 24 March 1999, the North Atlantic Treaty Organisation (NATO) launched Operation Allied Force against Serbia.

Lasting 78 days, this was an unusual conflict fought at several levels. The campaign was fought at the negotiation tables, in the media, and via cyber warfare. In the air, NATO sought to destroy or at least minimise the capability of the Serbian forces, while on the ground the Serbian forces fought the Kosovo-Albanian insurgency. It had an unusual outcome, too: without NATO losing a single soldier in direct action, they still forced the Serbian authorities and armed forces to withdraw from Kosovo, which in 2008 then proclaimed its independence. In turn, the war inflicted serious human and material losses upon the Serbian’s and the air force was particularly devastated by air strikes on its facilities. Nevertheless, many within NATO subsequently concluded that the skies over Serbia were as dangerous on the last night of this conflict as they were on its first.

Largely based on cooperation with the joint commission of the Serbian Air Force and the U.S. Air Force in Europe (USAFE), Volume 1 of Operation Allied Force provides a detailed overview of NATO’s aerial campaign, including reconstructions of operations by ‘stealth’ aircraft such as the F-117A and B-2A, and the only loss of an F-117A in combat. Volume 1 of Operation Allied Force also offers a detailed reconstruction of the planning and conduct of combat operations by the Serbian Air Force and Air Defence (Ratno vazduhoplovstvo i protivvazdušna odbrana, RV i PVO) with a special emphasis on the attempts of its sole MiG-29 squadron and its surface to air missile batteries to challenge enemy strike packages.

Adrien Fontanellaz, Tom Cooper, and José Augusto Matos, War of Intervention in Angola – Volume 4: Angolan and Cuban Air Forces, 1985-1987 (Warwick: Helion and Company, 2021).

War of Intervention in Angola, Volume 4, continues the coverage of the operational history of the Angolan Air Force and Air Defence Force (FAPA/DAA) as told by Angolan and Cuban sources, in the period 1985-1987.

Many accounts of this conflict – better known in the West as the ‘Border War’ or the ‘Bush War’, as named by its South African participants – consider the operations of the FAPA/DAA barely worth commentary. At most, they mention a few air combats involving Mirage F.1 interceptors of the South African Air Force (SAAF) in 1987 and 1988, and perhaps a little about the activity of the FAPA/DAA’s MiG-23s. However, a closer study of Angolan and Cuban sources reveals an entirely different image of the air war over Angola in the 1980s: indeed, it reveals the extent to which the flow of the entire war was dictated by the availability – or the lack – of air power. These issues strongly influenced the planning and conduct of operations by the commanders of the Angolan and Cuban forces.

Based on extensive research with the help of Angolan and Cuban sources, War of Intervention in Angola, Volume 4, traces the Angolan and Cuban application of air power between 1985-1987 – during which it came of age – and the capabilities, intentions, and the combat operations of the air forces in support of the major ground operations Second Congress and Salute to October.

Alexander Howlett, The Development of British Naval Aviation, 1914–1918 (London: Routledge, 2021).

The Royal Naval Air Service (RNAS) revolutionized warfare at sea, on land, and in the air. This little-known naval aviation organization introduced and operationalized aircraft carrier strike, aerial anti-submarine warfare, strategic bombing, and the air defence of the British Isles more than 20 years before the outbreak of the Second World War. Traditionally marginalized in a literature dominated by the Royal Flying Corps and the Royal Air Force, the RNAS and its innovative practitioners, nevertheless, shaped the fundamentals of air power and contributed significantly to the Allied victory in the First World War. The Development of British Naval Aviation utilizes archival documents and newly published research to resurrect the legacy of the RNAS and demonstrate its central role in Britain’s war effort.

David Nicolle and Gabr Ali Gabr, Air Power and the Arab World, 1909-1955 – Volume 4: The First Arab Air Forces, 1918-1936 (Warwick: Helion and Company, 2021).

Volume 4 of Air Power and the Arab World, 1918-1936, continues the story of the men and machines of the first half century of military aviation in the Arab world.  The earliest of the Arab air forces to be established trace their histories back to the 1920s and 1930s when the overwhelming majority of Arab countries, and an even larger majority of the Arabic-speaking people, were ruled or dominated by four European powers.  This volume continues with the story of the period from 1918 to 1936.

The role, organisational structure and activities of the first Arab air forces are described based on decades of consistent research, newly available sources in Arabic and various European languages, and is richly illustrated with a wide range of authentic photography.  These air forces ranged from dreams which never got off the ground, to small forces which existed for a limited time then virtually disappeared, to forces which started very small then grew into something more significant. Even so, the successful air forces of Iraq and Egypt would only have a localised impact within the frontiers of their own states.

#ResearchResources – Recent Articles and Books (March 2021)

#ResearchResources – Recent Articles and Books (March 2021)

Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Articles

Jan M. Waga and Maria Fajer, ‘The Heritage of the Second World War: Bombing in the Forests and Wetlands of the Koźle Basin,’ Antiquity, 2021, pp. 1–18, doi:10.15184/aqy.2020.154.

The Koźle Basin in Poland was radically transformed by aerial bombardment during the Second World War. Today, the region has approximately 6000 well-preserved bomb craters with diameters ranging from 5–15m and depths often exceeding 2m. Combining remote-sensing data and fieldwork with historical accounts, this article analyses these craters, demonstrating that their varied morphologies derive from the weight of the bombs that created them, and on the type and moisture content of the soil on which the bombs fell. Based on their results, the authors issue a call for the official protection of the Koźle landscape, which has particular historical, educational and ecological value.

Books

Krzysztof Dabrowski, Tsar Bomba: Live Testing of Soviet Nuclear Bombs, 1949-1962 (Warwick: Helion and Company, 2021).

On 30 October 1961, the Union of Soviet Socialist Republics (USSR/Soviet Union) conducted a live test of the most powerful nuclear weapon ever created. Codenamed ‘Ivan’, and known in the West as the ‘Tsar Bomba’, the RDS-202 hydrogen bomb was detonated at the Sukhoy Nos cape of Severny Island, Novaya Zemla archipelago, in the Barents Sea.

The Tsar Bomba unleashed about 58 megatons of TNT, creating a 8-kilometre/5-mile-wide fireball and then a mushroom that peaked at an altitude of 95 kilometres (59 miles). The shockwave created by the RDS-202 eradicated a village 55 kilometres (34 miles) from ground zero, caused widespread damage to nature to a radius of dozens of kilometres further away, and created a heat wave felt as far as 270 kilometres (170 miles) distant. And still, this was just one of 45 tests of nuclear weapons conducted in the USSR in October 1961 alone.

Between 1949 and 1962, the Soviets set off 214 nuclear bombs in the open air. Dozens of these were released from aircraft operated by specialised test units. Equipped with the full range of bombers – from the Tupolev Tu-4, Tupolev Tu-16, to the gigantic Tu-95 – the units in question were staffed by men colloquially known as the ‘deaf-and-dumb’: people sworn to utmost secrecy, living and serving in isolation from the rest of the world. Frequently operating at the edge of the envelope of their specially modified machines while test-releasing weapons with unimaginable destructive potential, several of them only narrowly avoided catastrophe.

Richly illustrated with authentic photographs and custom-drawn colour profiles, Tsar Bomba is the story of the aircrews involved and their aircraft, all of which were carefully hidden not only by the Iron Curtain, but by a thick veil of secrecy for more than half a century.

Ken Delve, How the RAF and USAAF Beat the Luftwaffe (Barnsley: Greenhill Books, 2021).

“The Luftwaffe had to be used in a decisive way in the Battle of Britain as a means of conducting total air war. Its size, technical equipment and the means at its disposal precluded the Luftwaffe from fulfilling this mission.” Adolf Galland

How did the RAF beat the Luftwaffe during the Second World War? Was it actually the fact that they did not lose which later enabled them to claim victory – a victory that would have been impossible without the participation of the Americans from early 1943?

This groundbreaking study looks at the main campaigns in which the RAF – and later the Allies – faced the Luftwaffe. Critically acclaimed writer Ken Delve argues that by the latter part of 1942 the Luftwaffe was no longer a decisive strategic or even tactical weapon.

The Luftwaffe was remarkably resilient, but it was on a continual slide to ultimate destruction. Its demise is deconstructed according to defective strategic planning from the inception of the Luftwaffe; its failure to provide decisive results over Britain in 1940 and over the Mediterranean and Desert in 1941–1942; and its failure to defend the Reich and the occupied countries against the RAF and, later, combined Allied bomber offensive.

Delve studies numerous aspects to these failures, from equipment (aircraft and weapons) to tactics, leadership (political and military), logistics, morale and others.

Bojan Dimitrijevic, Operation DELIBERATE FORCE: Air War over Bosnia and Herzegovina, 1992-1995 (Warwick: Helion and Company, 2021).

Operation Deliberate Force describes the air war fought over the former Yugoslav Republic of Bosnia and Herzegovina in 1992-1995.

Based on extensive research and with the help of participants, the first part of this book provides a detailed reconstruction of the emergence of three local air forces in 1992; the emergence of the air force of the self-proclaimed Serbian Krajina in Croatia, the Croat Air Force, the Bosnian Muslim air force, and their combat operations in 1992-1995.

In reaction to the resulting air war, in 1992 the United Nations declared a no-fly zone over Bosnia and Herzegovina. Codenamed Operation Deny Flight, the resulting military operations culminated in the summer of 1995, when NATO launched Operation Deliberate Force against the Serbian forces – and which forms the centrepiece of this story.

Operation Deliberate Force was NATO’s first active military operation, yet to date it has only been covered from the Western point of view: this volume is the first authoritative account providing details and analysis from both sides – that of NATO and of the Serbs. For example, it remains essentially unknown that the local Serbian air force continued flying strikes almost a month after Operation Deliberate Force was over, as late as of mid-October 1995.

Untangling an exceptionally complex conflict, Operation Deliberate Force is illustrated with a blend of exclusive photography from local sources and from official sources in the West. As such it is a unique source of reference about the air war fought in the centre of Europe during the mid-1990s.

Dimitry Khazanov, Air Battles over Hungary, 1944-45 (Warwick: Helion and Company, 2021).

Air Battles over Hungary 1944-45 is dedicated to the fighting over Hungary during the course of the Debrecen (6 October – 27 October 1944) and Budapest (29 October 1944 – 13 February 1945) offensives, as well as the Balaton Defensive Operation (6 – 15 March 1945), which the Red Army carried out from autumn 1944 until the spring of 1945. The conduct of these operations preceded an attempt by the Regent of Budapest, Miklos Horthy, to pull his country out of the war. This attempt however was unsuccessful – Vice Admiral Horthy was replaced under Hitler’s orders by the pro-Nazi henchman Szalasi, after which fierce and desperate battles broke out both on the ground and in the air. 

The Red Army Air Force enjoying numerical superiority, the quality of Soviet aircraft and high level of aircrew training having improved signifcantly by the time of the fighting. Conversely, it appeared there were almost no air aces left in the ranks of the Luftwaffe. Thus it appeared Soviet airmen would have no difficulty securing a victory. This, however, was not the case. Erich Hartmann, Hans-Ulrich Rudel, Gerhard Barkhorn, and many others fought here. Amongst the Hungarians the highest scoring ace, Dezso Szentgyorgyi, stood out, as did the outstanding Aladar de Heppes. Amongst their Soviet opponents were Kirill Yevstigneyev, Grigoriy Sivkov, Aleksandr Koldunov, Nikolai Skomorokhov, and Georgiy Beregovoy.

The fact that from time to time the aerial combat took place directly over Budapest – one of the most beautiful cities in Europe – could be considered a distinguishing feature of this fighting. Bristling with anti-aircraft artillery, Budapest was frequently subjected to bombing raids, and from the end of December to the beginning of January, certain areas in the Hungarian capital were transformed into improvised airfields and landing strips for German and Hungarian transport aircraft and gliders. Despite all the efforts to set up an air bridge, the German high command never succeeded in achieving this. This forced the besieged to attempt a breakout, after which the remaining garrison surrendered. The subsequent long drawn out battle near Lake Balaton ended in the ultimate defeat of the German troops, and their allies.

Michael Napier, Korean Air War: Sabres, MiGs and Meteors, 1950-53 (Oxford: Osprey Publishing, 2021).

Often overlooked, the time is now right for a new account of the Korean War (1950-53) given recent political events and, in particular, the aerial aspect. With a paucity of major accounts that go beyond one side or aspect of the conflict, Michael Napier has written this meticulously-researched new volume. The war proved a technological watershed as the piston-engined aircraft of WW2 seceded to the jet aircraft of modern times, establishing tactics and doctrine that are still valid today.

This wide-ranging study covers the parts played by the forces of North Korea, China, the former Soviet Union, the US, the UK, Australia, Canada and South Africa in a volume rich with combat reports and first-person accounts. This lavishly illustrated hardback will appeal to aviation enthusiasts and those with a fascination for the Korean War as we enter the 70th anniversary of the conflict.

Amaru Tincopa, Air Wars Between Ecuador and Peru: Volume 3 (Warwick: Helion and Company, 2021).

The series of sharp clashes between Ecuador and Peru of 1981 left the dispute between the two countries unresolved as there was still no definitive delimitation of the border. During the following years, both parties had to deal with a series of internal and external issues and, ultimately, these affected the planning and operational capabilities of their respective armed forces. While Peru underwent a severe economic crisis including hyperinflation caused by poor management of its economy, and a leftist insurgency, Ecuador underwent a transition from a centrally-controlled economy to a free market: in turn, it was one of countries in Latin America least affected by the precipitous fall in regional economic indices of the 1990s. These factors had an immediate impact upon the armed forces of both countries: they proved decisive for the development of their defensive and offensive planning, and would exercise direct influence upon the decisions taken by field commanders of both countries during the final, third war between Ecuador and Peru in 1995.

Drawing upon extensive research in the official archives from both the Fuerza Aérea del Ecuador and Fuerza Aérea del Perú (FAP), with documentation from multiple private sources in both countries, Air Wars Between Ecuador and Peru Volume 3 completes the history of the aerial operations launched by the forces of both nations in the brief – but also the most violent – engagement between these two countries.

By accessing details from both parties to the conflict, this volume avoids biased and one-sided coverage of the conflict, while providing detail of the military build-up, capabilities and intentions of both of the air forces involved, their training, planning, and the conduct of combat operations.

Illustrated by nearly 200 exclusive photographs, maps and 15 authentic colour profiles, Air Wars Between Ecuador and Peru Volume 3 provides the first authoritative account of the air warfare between Ecuador and Peru in early 1995.

Wolfgang W.E. Samuel, Flights from Fassberg: How a German Town Built for War Became a Beacon of Peace (Jackson, MS: University Press of Mississippi, 2021).

Wolfgang W. E. Samuel, Colonel, US Air Force (Ret.), interweaves his story and that of his family with the larger history of World War II and the postwar world through a moving recollection and exploration of Fassberg, a small town in Germany few have heard of and fewer remember. Created in 1933 by the Hitler regime to train German aircrews, Fassberg hosted Samuel’s father in 1944–45 as an officer in the German air force. As fate and Germany’s collapse chased young Wolfgang, Fassberg later became his home as a postwar refugee, frightened, traumatized, hungry, and cold.

Built for war, Fassberg made its next mark as a harbinger of the new Cold War, serving as one of the operating bases for Allied aircraft during the Berlin Airlift in 1948. With the end of the Berlin Crisis, the airbase and town faced a dire future. When the Royal Air Force declared the airbase surplus to its needs, it also signed the place’s death warrant, yet increasing Cold War tensions salvaged both base and town. Fassberg transformed again, this time into a forward operating base for NATO aircraft, including a fighter flown by Samuel’s son.

Both personal revelation and world history, replete with tales from pilots, mechanics, and all those whose lives intersected there, Flights from Fassberg provides context to the Berlin Airlift and its strategic impact, the development of NATO, and the establishment of the West German nation. The little town built for war survived to serve as a refuge for a lasting peace.

Rick Tollini, Call-Sign KLUSO: An American Fighter Pilot in Mr. Reagan’s Air Force (Havertown, PA: Casemate Publishers, 2021).

Eagle pilot Rick “Kluso” Tollini’s life has embodied childhood dreams and the reality of what the American experience could produce. In his memoir, Call Sign KLUSO, Rick puts the fraught minutes above the Iraqi desert that made him an ace into the context of a full life; exploring how he came to be flying a F-15C in Desert Storm, and how that day became a pivotal moment in his life.

Rick’s first experience of flying was in a Piper PA-18 over 1960s’ California as a small boy, and his love of flying through his teenage years was fostered by his pilot father, eventually blossoming into a decision to join the Air Force as a pilot in his late twenties. Having trained to fly jets he was assigned to fly the F-15 Eagle with the “Dirty Dozen,” the 12th Tactical Fighter Squadron, at Kadena AB, Japan before returning Stateside to the 58th Tactical Fighter Squadron “The Gorillas.” Throughout training, Reagan’s fighter pilots expected to face the Soviet Union, but Rick’s first combat deployment was Desert Storm. He recounts the planning, the preparation, and the missions, the life of a fighter pilot in a combat zone and the reality of combat. Rick’s aerial victory was one of 16 accumulated by the Gorillas, the most by any squadron during Desert Storm.

Returning from the combat skies of Iraq, Rick continued a successful fulfilling Air Force career until, struggling to make sense of his life, he turned to Buddhism. His practice led him to leave the Air Force, to find a new vocation, and to finally come to terms with shooting down that MiG-25 Foxbat in the desert all those years before. Most importantly, he came to a deeper understanding of the importance of our shared humanity.

#BookReview – Why Air Forces Fail: The Anatomy of Defeat

#BookReview – Why Air Forces Fail: The Anatomy of Defeat

By Dr Randall Wakelam

Robin Higham and Stephen J. Harris (eds.), Why Air Forces Fail: The Anatomy of Defeat, Revised and Expanded Edition. Lexington, KT: University Press of Kentucky, 2016. Images. Footnotes. Bibliography. Index. 454 pp.

Why Air Forces Fail

Editorial Note: In 2006, University Press of Kentucky published an edited volume that sought to examine the question of why air forces fail. Edited by the late Robin Higham and Stephen J. Harris, Why Air Forces Fail has become an essential volume as air power specialists seek to understand the reasons why some air forces are more successful than others. As one reviewer noted in the Journal of Military History regarding the first edition of this work, ‘one of the more interesting and better books on military aviation to appear in the last few years.’[1] As such, does this new edition add anything to the original volume?

When the first edition of Why Air Forces Fail was published in 2006, it immediately caught my attention. The title itself was intriguing for here was a work that was going to look not at why, or how, air forces succeed, but why air power at certain times and in certain places and circumstances has failed to deliver victory. Robin Higham was a greatly respected air power historian and had flown in the Royal Canadian Air Force (RCAF) in the Second World War, and Stephen Harris was and is the Director of History and Heritage for the Canadian Forces and had authored the Bomber Command section of the official history of the RCAF. It seemed that there were many good reasons in this Canadian reviewer’s mind for looking at the collection they had assembled.

PL 8096
A shot down Dornier ‘flying pencil.’ Two members of the German crew were killed, and two others were taken, prisoner. (Source: © IWM (PL 8096))

Higham’s introduction was particularly thought-provoking. He (1st Ed., p. 1) posited that ‘other things being equal’ it seemed that the best technology generally won. These other things included a series of complex factors which could however greatly impact the effectiveness of air power. Higham looked at and where necessary modified all of the factors upon which A.T. Mahan had conducted his analysis of sea power: national borders, a nation’s physical conformation, aircraft industry, size of the population, characteristics of the population, and nature of government. To these, he added:  location and sufficiency of air bases, the terrain being overflown during operations, capabilities of the aircraft and air weapons, and management of war decisions – ends, ways and means. Once these factors were explained to readers, Higham (1st Ed., p. 5) asked two central questions:

Did the loss of air superiority, if it ever existed, cause the collapse of the nation’s defenses?  And was that the sole cause [of the nation’s defeat]?

Higham drew his introduction to a close with an attempt to identify lessons or trends but did not attempt to present precise deductions. One had to turn to the conclusion of the collection for a summation of the editors’ thinking. There Higham and Harris posited that the simple presence of air assets does not, in fact, guarantee a victory. The last sentence (1st Ed., p. 354) of the book seems both appropriate and applicable to all nations and military services:

These [observations] suggest that the fall of an air force is the result of long-term failings, not an immediate failure ‘on the day’ by an air arm that is essentially ready for its allotted role.

Such was the first edition but what of this volume? Harris has related to me that Higham had negotiated the second edition, but that much of what he intended passed with him and as such there is little for those returning to the work to note that differs from the original. What the returning reader will find is two additional chapters, one by Harris dealing with RAF Bomber Command’s strategic operations against Germany. Harris focuses on the electronic warfare campaigns, including electronic countermeasures and electronic counter-countermeasures, waged by Bomber Command and by the Luftwaffe’s air defenders. This chapter shows that the RAF could not produce enough technicians to offset German capabilities. The second new chapter by Kenneth Werrell deals with the US services application of air power in the Vietnam conflict and how a range of factors prevented the American flying services from achieving the results sought by military and civilian leaders, particularly in the face of effective opposition. Other than these there is nothing new in the second edition other than two short commentaries on Harris’ and Werrell’s chapters. These remarks are added to the original conclusion along with two additional paragraphs commenting on the growing complexity of aircraft design and procurement in one case and the other the implicit failure of those involved in air power decisions to learn from history. Also, there is a very short, easily missed, dedication to Higham in the front piece of the volume. Why the publishers have taken this very understated approach to acknowledge Higham on the one hand, and the changes to the new edition on the other is baffling.

All this to say, I had hoped for more in this new edition. However, for those who have not read the first edition, this expanded version remains a valuable study of air power and of how and why it cannot guarantee success in conflict.

Dr Randall Wakelam teaches military and air power history at the Royal Military College of Canada. After graduating from RMC in 1975 he flew helicopters for the Army, becoming CO of 408 Tactical Helicopter Squadron in 1991. Along the way, he also had staff appointments in aircraft procurement and language training policy. Since 1993 he has been an educator, first in uniform at the Canadian Forces College in Toronto and now at RMC. His research and publishing focus on air power and military education.

Header Image: F-100Ds of the 481st Tactical Fighter Squadron over South Vietnam in February 1966. Early F-100s were unpainted when they arrived in Southeast Asia like the foreground aircraft, but all eventually received camouflage paint like the aircraft in the back. (Source: National Museum of the US Air Force)

[1] Kenneth P. Werrell, ‘Book Review – Why Air Forces Fail,’ The Journal of Military History, 70:3 (2006), pp. 887-8.

#BookReview – Eagles Over Husky: The Allied Air Forces in the Sicilian Campaign, 14 May to 17 August 1943

#BookReview – Eagles Over Husky: The Allied Air Forces in the Sicilian Campaign, 14 May to 17 August 1943

By Dr Brian Laslie

Alexander Fitzgerald-Black, Eagles Over Husky: The Allied Air Forces in the Sicilian Campaign, 14 May to 17 August 1943. Solihull: Helion & Company, 2018. Images. Maps. Tables. Notes. Bibliography. Hbk. 192 pp.

Eagles

The Allied invasion of Sicily, Operation HUSKY, is often viewed as a logical progression from the North Africa campaign (TORCH) through Sicily and on into Italy. It is one of the ‘Big Four’ operations in the European and Mediterranean theatres of operations, which culminated in the invasion of Normandy. Sicily has often been either overlooked entirely or seen through a more ground-centric lens (think of the movie Patton). That being said, there has been some excellent historical work in recent years on the invasion and even some very good historical-fiction by, for example, Jeff Sharra. Perhaps overlooked is too strong a word. Overshadowed is perhaps apter and nowhere is the invasion of Sicily more overshadowed than in the realm of air power. True, there is Robert S. Ehlers excellent work The Mediterranean Air War (2015), which covers the entirety of the theatre, but a singular focus on the air war exclusively over Sicily has been missing.

Alexander Fitzgerald-Black seeks not only to bring HUSKY back into focus but seeks to delve into the often-overlooked role of air power in the Mediterranean theatre, particularly over the skies of Sicily and does so by linking the tactical to the strategic. Fitzgerald-Black (p. xxii) states that:

This work reconnects the role of the Allied air forces in the Battle for Sicily to the wider narrative of the air war and to the crucial Allied strategy for engaging Axis forces in the Mediterranean Theater during the Summer of 1943.

Air power itself has been viewed through various lenses, but the most notable narrative through HUSKY was that Allied air power did not live up to the promises it made – Fitzgerald-Black singles out Carlo D’Este for holding this interpretation. The author seeks to turn this traditional narrative on its head, and Fitzgerald-Black argues persuasively that some authors have focused too myopically on the tactical missteps and therefore, missed the greater strategic narrative. Fitzgerald-Black (p. xxiii) argues that ‘Allied strategic success in Sicily and the Mediterranean in mid-1943 mattered far more than the failure to prevent German forces on the island from escaping.’ Allied air power forced the Luftwaffe to pay a heavy toll for defending not an only island but the theatre writ large. Also, attacks against the Italian mainland helped drive Italy from the war entirely.

CNA 1352
Wrecked and damaged Italian fighters outside bomb-shattered hangars at Catania, Sicily, under the scrutiny of an airman, shortly after the occupation of the airfield by the RAF. (Source: © IWM (CNA 1352))

In the buildup to the landings, German and Italian air power was systematically, but not entirely, destroyed. Some authors have pointed this out as a failure of air power showing their preference for a Clausewitzian decisive battle that rarely appears. The Luftwaffe, under the direction Wolfram von Richthofen removed their bombers to the Italian mainland, believing Sicily to be untenable. Attacks on German and Italian bases gained enough air superiority that the invasion took place without prohibitive interference from the Luftwaffe or Regia Aeronautica. The simple fact was that Allied air power forced the Luftwaffe and Regia Aeronautica to react in ways it did not want to. Some might say Allied leaders had got inside their enemy’s OODA loop (p. 54, 63).

Again, there exist critiques of Allied air power on the day of the landings, but as Fitzgerald-Black demonstrates, the Germans and the Italians seemed to be to some degree husbanding their resources. Even in doing so, it was difficult for the Luftwaffe to contest control of the skies seriously. Where engagements did occur, the author shows that ‘[E]ffectiveness cannot only be measured by casualties inflicted upon Axis aircraft.’ There were occasions (p. 83) where ‘USAAF and RAF fighters broke up enemy formations and/or forced the bombers to jettison their payloads prematurely […].’ Fitzgerald-Black does an excellent job of interweaving his analysis and engaging prose with numerous first-person accounts from both sides of the conflict. His use of Johannes Steinhoff’s remembrances adds a level of balance to the work, wherein the points and actions of both sides are brought forth. Looking at the battle in retrospect, ‘The success of the German tactical withdrawal pales in comparison to the strategic victory the Allies won in Sicily during the Summer of 1943.’ Italy was knocked out of the war and Germany was now forced to defend Europe on two fronts that soon turned into three with the invasion of Normandy in June of 1944 (p. 159).

CM 5290
A line of Martin Baltimore Mark IVs of No. 223 Squadron RAF at Luqa, Malta, being refuelled and loaded with bombs for a raid on enemy positions around Catania, Sicily. (Source: © IWM (CM 5290))

One final point worth mentioning, and this is more a press decision than a note on the author’s work, but the use footnotes versus endnotes is a welcome change making it significantly easier to check the author’s sources at a quick glance. In the end, Fitzgerald-Black has done an outstanding job of refocusing attention on the air war over Sicily and has contributed to the study of air power history. His work resides alongside Chris Rein and Robert Ehlers in broadening our understanding of the Mediterranean theatre during the Second World War. His expert linking of tactical, operational, and strategic in a clear narrative allows all readers to understand that while one area of a campaign might be deemed a tactical misstep, the overarching importance of the strategic victory cannot be taken for granted.

Dr Brian Laslie is an Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). He is also an Assistant Editor at From Balloons to Drones. A 2001 graduate of The Citadel and a historian of air power studies, he received his PhD from Kansas State University in 2013. His first book The Air Force Way of War (2015) was selected for the Chief of Staff of the Air Force’s and the Royal Air Force’s Chief of the Air Staff professional reading lists. His recently published Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force. He lives in Colorado Springs. He can be found on Twitter at @BrianLaslie.

Header Image: The first RAF Supermarine Spitfire lands at an airfield in Sicily during the drive on Messina. The airfield was converted from a wheat field and is watched by Sicilian farmers who are working on the harvested wheat. (Source: © IWM (CNA 1098))

Bringing It All Back Home: How one sortie by the No. 1474 Flight RAF in December 1942 helped save the lives of countless aircrew

Bringing It All Back Home: How one sortie by the No. 1474 Flight RAF in December 1942 helped save the lives of countless aircrew

By Dr Thomas Withington

The weather was mild for early December as scattered showers, and high winds continued to visit RAF Gransden Lodge near Cambridge.[1] It was a shade after 02:00 on the morning of 2 December 1942 when Flight Sergeant Edwin Paulton (Royal Canadian Air Force/RCAF) gently rotated the yoke causing the Vickers Wellington Mk1C of the Royal Air Force’s (RAF) No. 1474 (Special Duties) Flight to unstick from the runway and climb into the East Anglian night.[2] Paulton’s sortie that autumnal evening was part of the RAF’s response to the growing intensity of the Luftwaffe’s defensive effort against Bomber Command’s attacks on targets in Germany.

Emil-Emil

With most of Western Europe’s occupation now complete, and the invasion of the UK postponed indefinitely by Adolf Hitler in September 1940 following the Battle of Britain, the German high command turned its attention towards bolstering the country’s defences against RAF Bomber Command.[3] Even with the commencement of the Axis invasion of the Soviet Union on 22 June 1941, which involved a significant effort by the Luftwaffe, this did not deprive Germany of fighter defences to resist the Command’s efforts.[4] These fighters were able to exact heavy losses and between July 1942 when the RAF commenced recording aircraft loss and damage to separate causes, and December 1942 Bomber Command lost 305 aircraft to fighters during the day and night operations; 2.3 per cent of all sorties despatched.[5]

C 5477
A low-level aerial reconnaissance photograph of the ‘Freya’ radar installations at Auderville, taken using an F.24 side-facing oblique aerial camera. (Source: © IWM (C 5477))

It was imperative for Bomber Command to staunch the bleeding. By late August 1942 Bomber Command understood the workings of the Luftwaffe’s integrated air defence system. The initial detection of incoming bombers was performed by a chain of FuMG-80 Freya ground-based air surveillance radars. A defensive ‘belt’ known as the Kammhuber Line, named after Generalleutnant Josef Kammhuber, the head of the Luftwaffe’s XII Fliegerkorps, stretched from Kiel in northern Germany southwest past Luxembourg. Behind this line lay all of Germany’s major cities and industrial centres including Cologne, Düsseldorf, Frankfurt, Hamburg, Hanover, and Stuttgart. Quite simply it was almost impossible for bombers to approach their targets without crossing this line. The line was subdivided into separate ‘boxes’ each covering 247 square miles (640 square kilometres). Within each box were two FuMG-62D Würzburg ground-controlled interception radars. One of these radars would hold the fighter in its gaze while another would search the box for a bomber. A ground controller would coordinate the interception seeing the position of the fighter and bomber on his radar screens. He would then bring these two together. Once the fighter was just short of one nautical mile/nm (1.8 kilometres/km) from the bomber, the ground controller would hand over the interception to the fighter. The crew would activate their Lichtenstein-BC airborne interception radar to locate the bomber and then press home their attack. All the while the fighter and the ground controller would remain in radio contact.[6]

The British Air Ministry issued a report in July 1942 which stated that Signals Intelligence (SIGINT) had revealed that from early 1942 the Luftwaffe’s night fighters had been using a device codenamed ‘Emil-Emil’. Little was known about this beyond the fact that it seemed to assist interceptions and may have used either radar or infrared technology to do so. Initially, this equipment appeared to be used exclusively by night fighters near Vlissingen on the Netherlands’ west coast. Further investigations revealed that by October 1942 Emil-Emil appeared to be in widespread service elsewhere in the night fighter force. Such was the discipline of Luftwaffe fighter crews and their ground controllers that the purpose of Emil-Emil was not betrayed in radio chatter.[7]

Experts from the Telecommunications Research Establishment (TRE), tasked with developing and producing electronic countermeasures for the British armed forces, collected radio signals on the East Coast which revealed transmissions on a 491 megahertz/MHz frequency strongly suspected of being transmitted by Emil-Emil.[8] This information was a breakthrough, but the relationship of these transmissions to Emil-Emil had to be confirmed. The only way to do so would be to fly one of the RAF’s SIGINT gathering aircraft from No. 1474 Flight into hostile airspace where there was a high chance that enemy fighters would be encountered. The rationale was to use the aircraft for two interrelated tasks. First, entice a night fighter into an attack and then record the characteristics of any hostile radio signals it transmitted. By doing this, it would be possible to determine whether Emil-Emil was an airborne interception radar. As always in electronic warfare, once it was discerned that the enemy was using a particular type of radar in a particular way, it would be possible to devise means to jam it.

Paulton and his crew were tasked with collecting SIGINT across an area stretching from the French north coast to Frankfurt in central Germany.[9] The specifics of the mission called for the Wellington, which was equipped with a radio receiver, to lure a fighter into an interception. The aircraft would then record the radio signals transmitted by the fighter. So far No. 1474 Flight had performed 17 sorties, but none resulted in the desired interception. Finally, on the night of 2 December, the Luftwaffe would cooperate, although this would almost cost the Wellington’s crew their lives.

Against All Odds

At 04:31, two-and-a-half hours into the flight, the aircraft was northeast of the Luftwaffe airfield at Pferdsfeld in southeast Germany. Paulton set a course to fly north. As he turned Pilot Officer Harold Jordan, the aircraft’s ‘Special Operator’ tasked with the SIGINT collection, began receiving signals which seemed to match those the crew were tasked to investigate. As the Wellington flew north, the signals became stronger. Jordan warned the crew that a fighter attack was likely. As Jordan received signals, he was passing this information to wireless operator Flight Sergeant Bill Bigoray (RCAF) who coded and transmitted them back to the UK. Ten minutes later the aircraft turned west to head for home while the signals received by Jordan were getting stronger still. At that moment cannon fire from a Junkers Ju-88 fighter slammed into the Wellington. Paulton immediately put the aircraft into a violent corkscrew turn in a bid to shake off the fighter. Jordan was hit in the arm but realised that the signals he was receiving were correct with Bigoray relaying this information back to base. Despite Jordan’s injuries he continued to record the transmissions while Bigoray continued to send coded messages, having received no ‘R’ transmission from base to indicate their reception. Unbeknownst to Bigoray, they had been received at 05.05. Flight Sergeant Everitt Vachon (RCAF), the Wellington’s rear gunner, managed to fire almost 1000 rounds at the Ju-88 but his turret was hit and rendered unserviceable, with Vachon wounded in the shoulder.[10]

The Ju-88 manoeuvred for another attack. This hit Jordan in the jaw but did not stop him operating his equipment and telling Paulton from which side the next attack would occur. Along with Jordan Flight Sergeant Grant, the front turret gunner was hit, as was Bigoray who was injured in both legs as he tried to free Grant from the turret. Grant was eventually being extricated by the navigator Pilot Officer Alexander Barry (RCAF). The third attack hit Jordan again, this time in the eye. Try as he might, he could no longer operate his radio receiver. Instead, he struggled forward to find Barry to show him how to operate the receiver so that the signals collection could continue. Nonetheless, now almost blinded this proved an impossible task.[11]

While Jordan had been trying in vain to instruct Barry Vachon had managed to free himself from the rear turret. He went into the aircraft’s Astrodome to provide a running commentary on the Ju-88’s position. Vachon was hit once again, this time in the hand, and Barry took over. Throughout the engagement, those in the aircraft had been thrown around like ragdolls as Paulton’s evasive actions saw the aircraft descend from 14,000ft to a mere 500ft. The Wellington suffered twelve attacks in total; six of which may have been successful. The damage to the aircraft was extensive: The port and starboard engine throttles were jammed. The front and rear turrets were unserviceable along with the starboard ailerons and trim tabs. The starboard fuel tank was holed and the hydraulics useless, causing both engines to run erratically. The aircraft’s pitot heads were also damaged preventing the airspeed indicator showing the plane’s velocity.[12]

Despite the Wellington’s near-mortal damage Paulton managed to reach 5,000ft altitude and crossed the coast ten miles northeast of Dunkirk at 06:45. Being mistaken for a hostile aircraft was an ever-present danger when RAF planes were returning from operations over the continent. Bigoray switched the aircraft’s IFF (Identification Friend or Foe) Mk.3 transmitter to squawk that the plane was friendly and sent out a mayday message. Deciding to ditch in daylight after realising that the Wellington’s landing light was insufficient to perform a safe water landing, Paulton asked the crew if anyone wanted to bail out. Bigoray asked to do so concerned that his leg would stiffen up so much that he would be unable to leave the aircraft once it was in the water. As he was about to jump, he realised he had not secured the transmission key of his radio to prevent it accidentally retransmitting. Moving back into the fuselage and in much pain, he secured the key and jumped landing near Ramsgate on the Kent coast. Paulton finally ditched the Wellington in the channel near Walmer beach, south of Deal. Even the aircraft’s dingy, packed for such eventualities, was a casualty and despite a valiant attempt by Jordan to plug some of the holes, it was unusable. Instead, the crew climbed on top of the Wellington, being rescued by a small boat some moments later.[13]

Results

The intelligence Paulton and his crew gathered on that fateful December night had implications for the rest of the war. Their actions enabled the TRE ‘boffins’ to not only confirm that the Emil-Emil device was the Lichtenstein-BC radar but also to divine the radar’s characteristics. Once these were known it was possible to develop an Electronic Countermeasure (ECM) in the form of the Ground Grocer jammer. This was installed at Dunwich on the Suffolk coast commencing operations on 26 April 1943.[14] The jammer would blast electronic noise at the Lichtenstein-BC across a waveband of 486MHz to 501MHz. Even for Luftwaffe fighters flying 120nm (222 kilometres) distant from the transmitter could have their radar ranges reduced to 1500ft (457 metres) from their usual range of four nautical miles (eight kilometres). This forced the fighter to come closer to the bomber to detect it in darkness; greatly increasing the chances of the bomber crew hitting the fighter as it commenced its attack.[15] Nonetheless, Ground Grocer was not bereft of imperfections: It tended to work best when a fighter was flying towards the transmitter and was generally used to protect bombers on their outward and return journeys. The official record notes that by the end of June 1943 Ground Grocer had caused six of the seven cases of radar interference reported by Luftwaffe fighter crews to their ground controllers.[16]

C 5635
A Royal Air Force Avro Lancaster bomber over Essen dropping WINDOW to interfere with ground gunners during a 1000 bomber raid on the city. (Source: © IWM (C 5635))

Ground Grocer was not the only ECM developed because of the intelligence obtained by the Wellington. By gathering details on the Lichtenstein-BC’s characteristics, the TRE was able to develop several versions of Window, arguably the most famous countermeasure of the Second World War, capable of jamming this radar. Window consisted of millions of metal foil strips cut to precisely half the wavelength of the radar they were intended to jam. The TRE also developed a system known as Serrate based on the same intelligence. This was one of the RAF’s most successful electronic systems of the war. Serrate was installed on De Havilland Mosquito fighters, entering service in September 1943. It detected transmissions from the Lichtenstein-BC allowing Serrate-equipped aircraft to find and attack fighters using the radar. Serrate was employed extensively over enemy territory contributing to the 242 Luftwaffe fighters that the Mosquitoes of Bomber Command’s No. 100 Group shot down following its introduction.[17] Moreover Ground Grocer, Window and Serrate may have hastened the withdrawal of the Lichtenstein-BC which was all but phased out of service by April 1944 in favour of new radars with improved resistance to such countermeasures.[18]

The Legacy

The endeavours of Paulton and his crew were relayed to the Chief of the Air Staff, Air Chief Marshal Sir Charles Portal who told them: ‘I have just read report of your investigation flight […] and should like to congratulate you all on a splendid performance.’[19] Their deeds were recognised with the award of a Distinguished Flying Cross for Barry and Paulton, Distinguished Service Order for Jordan and Distinguished Flying Medals for Bigoray and Vachon. It is miraculous that the Wellington returned to the UK yet the actions of Paulton and his crew helped pave the way for the development of ECMs which undoubtedly saved Bomber Command lives. Their legacy can still be seen today. Radar jammers are now standard equipment on most military aircraft venturing in harm’s way, illustrating how one sortie on a cold December night would have implications for airpower which are still felt today.

Dr Thomas Withington specialises in contemporary and historical electronic warfare, radar, and military communications, and has written numerous articles on these subjects for a range of general and specialist publications. He holds a PhD from the University of Birmingham.

Header Image: A Vickers Wellington Mark IC (R1448) of No. 218 Squadron RAF on the ground at RAF Marham, Norfolk. R1448 was presented to the RAF by the Gold Coast Fund. This was the mark of Wellington flown by No. 1474 Flight during the operation described in this article. (Source: © IWM (CH 3477))

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[1] Monthly Weather Report of the Meteorological Office, December 1942.

[2] The National Archives (TNA), AIR 50/503, No. 1474 Flight, December 1942.

[3] TNA, AIR 20/8962, War in the Ether: Europe 1939 to 1945: Radio Countermeasures in Bomber Command: An Historical Note (High Wycombe: Signals Branch, Headquarters Bomber Command, October 1945), p. 6.

[4] Ibid.

[5] Charles Webster and Noble Frankland, The Strategic Air Offensive Against Germany 1939-1945: Volume IV, Annexes and Appendices (Uckfield: Naval and Military Press, 2006), pp. 429-39.

[6] TNA, AIR 20/8962, War in the Ether, p. 9.

[7] Air Historical Branch, The Second World War 1939-1945 – Royal Air Force Signals, Volume VII: Radio Countermeasures (London: Air Ministry, 1950), p. 151.

[8] Ibid.

[9] TNA, AIR 27/1156, No.1474 Flight Operations Record Book.

[10] Ibid.

[11] Ibid.

[12] Ibid.

[13] Ibid.

[14] Air Historical Branch, The Second World War 1939-1945, p. 153.

[15] TNA, AIR 20/8070, Glossary of Code Names and Other Terms Used in Connection with RCM; AIR 20/8070, Ground Grocer.

[16] Air Historical Branch, The Second World War 1939-1945, p. 154.

[17] M.W. Bowman and T. Cushing, Confounding the Reich: The RAF’s Secret War of Electronic Countermeasures in World War Two (Barnsley: Pen and Sword, 2004), pp. 235-42.

[18] Air Historical Branch, The Second World War 1939-1945, p.154.

[19] TNA, AIR 27/1156, No. 1474 Flight ORB.

#ResearchNote – Operation HUSKY’s Air Battle by the Numbers

#ResearchNote – Operation HUSKY’s Air Battle by the Numbers

By Alexander Fitzgerald-Black

In 1991, Samuel W. Mitcham Jr. and Fredrich von Stauffenberg published The Battle of Sicily: How the Allies Lost Their Chance for Total Victory. In it, they offered a scathing review of the performance of the Allied militaries in Operation HUSKY, the 1943 invasion of Sicily. Theirs is the standard interpretation about the battle for Sicily: the Allies bungled total victory through national squabbles which allowed the Germans to mount a skilful withdrawal even against complete Allied air and naval supremacy while outnumbered by Allied armies by factors of up to 8:1.[1]

Part of their critique is the effectiveness of the Allied air forces. They called into question claims Allied commanders made at finding 1,100 Axis aircraft littering aerodromes and landing grounds across the island. According to Colonel Lioy of the Italian Air Force historical division, Allied claims vastly overstated the reality as the island had long harboured aircraft cemeteries from previous battles. He believed that the Allied bomber offensive only accounted for 100. Lioy pegged total Axis aircraft losses from 3 July to 17 August at not over 200. Finally, Mitcham and von Stauffenberg noted that Axis statistics they consulted show that the Germans and Italians lost 225 and 95 aircraft respectively to all causes between 1 July and 5 September 1943.[2]

large1
Vertical aerial reconnaissance view of Castelvetrano airfield, Sicily, the day before a successful attack was made on it by Malta-based Bristol Blenheims of Nos. 18 and 107 Squadrons RAF. A number of Junkers Ju 52 and Savoia Marchetti SM 82 transport aircraft, many of which were destroyed during the raid, can be seen parked around the airfield perimeter. (Source: © IWM (C 4183))

These figures do not stand up to the scrutiny of other sources. First, Williamson Murray’s excellent study of the Luftwaffe: Strategy for Defeat, cited reliable quartermaster general figures for German losses throughout the war. German losses in the May to August period in the Mediterranean Theatre stood at 1,600, matching those of the other major fronts. This number included 711 German aircraft lost in July 1943 alone, a figure 27 percent higher than that of the 558 German aircraft lost on the Eastern Front during the massive battles of Kursk-Orel in July.[3]

Second, Adolf Hitler’s own figures are at variance with Mitcham and von Stauffenberg’s statistics. Hitler was particularly displeased with the ground organisation in Sicily and southern Italy. On 13 July, he sent a message to Benito Mussolini complaining of ‘more than 320 fighters destroyed on the ground as the result of Allied aerial attack in the last three weeks.’ When the two dictators met at Feltre on 19 July, Hitler further noted that between 300 and 400 aircraft out of 500 to 600 were destroyed on the ground in the recent Allied air offensive.[4]

Perhaps Hitler was particularly upset with a 15 July raid on Vibo Valentia, where the bulk of the remainder of the German fighter force had settled after withdrawing from Sicily. A force of 117 B-25 Mitchells and B-26 Marauders apparently caught Jagdgruppe Vibo on the ground. Lieutenant Köhler, a German ace with over 20 victories to his credit, wrote:

Toward noon 105 [sic] bombers came and destroyed the Jagdgruppe Vibo Valentia, which had about 80 aircraft. Not a machine was left intact, not even the [Junkers] which had just landed. Fuel trucks, hangars, aircraft, autos, everything was burning. The German fighters in Italy have been wiped out.[5]

Specifically, the raid eliminated Steinhoff’s JG 77, I/JG 53 (which lost 20 aircraft), and much of II/JG 27. After the raid, only survivors of II and III/JG 27 remained operational in southern Italy.

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Wrecked and damaged Italian fighters outside bomb-shattered hangars at Catania, Sicily, under the scrutiny of an airman, shortly after the occupation of the airfield by the RAF. (Source: © IWM (CNA 1352)

The weight of evidence seems to go against Mitcham and von Stauffenberg’s conclusions. Furthermore, while it is true that many of the 1,100 aircraft abandoned on Sicily were from previous battles, the Allies still denied their use to Axis salvage details. Italian losses during the campaign are less easy to come by. However, one source noted that they may have been as high as 800 aircraft over two months – although the same source lowballs the German figure at 586.[6]

The Mediterranean was a meat grinder of Axis aviation. For the war, Axis aircraft losses in the Mediterranean stand at 17,750, much higher than the 11,000 on the Eastern Front, and closer to the 20,419 on the Western Front than one might assume.[7] The air superiority battles around and above Operation HUSKY in the summer of 1943 were a significant milestone in the air war against the European Axis. Indeed, Murray described Sicily as ‘the greatest air battle of the Mediterranean war’ based on the scale of German losses.[8] This result was achieved by an efficient Allied air force that has often been denied the credit it so rightfully earned.

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Supermarine Spitfire Mark Vs of No. 243 Squadron RAF undergo maintenance at Comiso, Sicily. Photographed over the tail section of an abandoned Messerschmitt Bf 109G of 6/JG53. (Source: © IWM (CNA 1029))

Alexander Fitzgerald-Black completed his MA thesis, ‘Eagles over Husky: The Allied Air Forces and the Sicilian Campaign, 14 May to 17 August 1943,’ with The Gregg Centre for the Study of War and Society, University of New Brunswick in 2014. He is in the process of turning this work into a manuscript for publication with Helion & Company. Alex lives with his wife in Moncton, Canada. He operates his own blog at alexfitzblack.wordpress.com and can be reached on Twitter @AlexFitzBlack.

Header Image: A line of Macchi MC200 fighters on Reggio di Calabria airfield under attack by cannon fire from two Bristol Beaufighter Mark ICs of No. 272 Squadron RAF Detachment flying from Luqa, Malta. (Source: © IWM (CM 1298))

[1] See Lee Windsor, “The Eyes of All Fixed on Sicily’: Canada’s Unexpected Victory, 1943,’ Canadian Military History, 22:3 (2013), pp. 6-7 for a summary of this literature. General Max Ulrich, commander of the 29th Panzer Grenadier Division offered the 8:1 ratio when comparing the odds his forces faced.

[2] Samuel W. Mitcham Jr. and Fredrich von Stauffenberg, The Battle of Sicily: How the Allies Lost Their Chance for Total Victory (Mechanicsburg, PA: Stackpole Books, 2007 [1991]), p. 305.

[3] Williamson Murray, Strategy for Defeat: The Luftwaffe, 1933-1945 (Maxwell AFB, Alabama: Air University Press, 1983), “Table XXX”, p. 148.

[4] Albert N. Garland and Howard M. Smyth, The United States Army in World War II, The Mediterranean Theatre of Operations: Sicily and the Surrender of Italy (Washington, D.C.: US Army Centre of Military History, 1993[1965]), p. 240 and p. 243.

[5] Brian Cull with Nicola Malizia and Frederick Galea, Spitfires over Sicily: The Crucial Role of the Malta Spitfires in the Battle of Sicily, January – August 1943 (London: Grub Street, 2000), p. 166.

[6] Hans Werner Neulen, In the Skies of Europe: Air forces allied to the Luftwaffe, 1939-1945 (Ramsbury, Marlborough: The Crowood Press Ltd., 2005), p. 72.

[7] Robert S. Ehlers, The Mediterranean Air War: Airpower and Allied Victory in World War II (Lawrence, KS: University Press of Kansas, 2015), 403.

[8] Murray, Strategy for Defeat, p. 164.

Hammer and Anvil: Catching the Axis in a Catch-22

Hammer and Anvil: Catching the Axis in a Catch-22

By Alexander Fitzgerald-Black

“That’s some catch, that Catch-22.”

USAAF Captain John Yossarian, fictional protagonist, Catch-22 by Joseph Heller

Political Scientist Robert A. Pape published Bombing to Win in 1996.[1] In that work, Pape argued that air power be of limited effectiveness when attacking purely strategic targets such as the enemy’s morale, leadership, or communications. Instead, the most effective use of air power is alongside ground forces in a ‘hammer and anvil’ approach.

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Four Curtiss Kittyhawk Mark IIIs of No. 112 Squadron RAF based at Agnone, Sicily, in stepped line-astern formation, flying south along the Gulf of Catania. (Source: © IWM (CNA 1136))

The air force acts as the hammer while the field force serves as the anvil. Theoretically, any army confronted by an air force with air superiority and an opposing army is in a predicament. The commander can choose to concentrate his forces, leaving them open to the hammer – tactical air power. Alternatively, he can disperse his troops, at which point the anvil – the opposing army – can isolate and destroy these smaller units in a piecemeal fashion.[2] This is what makes air superiority so tantalising in modern warfare. It forces one side into a catch-22. The fundamental principle is that air superiority denies the opposing force freedom of movement. It does not always work out as cleanly as the hammer and anvil concept suggests (and as the below examples illustrate), but removing the opposing force’s freedom of movement is a sure way to win a battle or, perhaps, a war.

The Allies caught the Axis armies in a hammer and anvil catch-22 in Sicily in 1943. The successful Allied landings in Operation HUSKY and the ensuring air battles won the Allies air superiority over the island. Heavy losses in the invasion’s first days and the threat the well-positioned landings posed to their airfields forced the German and Italian air forces to withdraw from the island days into the battle. Field Marshal Albert Kesselring had to rely on ground troops to hold the island and keep Italy in the war as long as possible. To achieve their aim, the Allies needed to secure the island and use it as an advanced staging ground to force Italy from the war.

Some of the heaviest fighting occurred in the island’s centre, on the inland hinge of the Etna Line. Kesselring hoped to hold the Allies at bay using a mountainous ring around Sicily’s active volcano, Mount Etna. 1st Canadian Division, undergoing its baptism of fire in this war, drew the task of punching a hole in the Axis line alongside their counterparts in 1st US Division, the Big Red One.

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Armourers load a Curtiss Kittyhawk Mark III of No. 239 Wing RAF with 250-lb GP bombs and re-arm the machine guns in the wings, at Agnone, Sicily, for a forthcoming sortie against enemy positions in the foothills of Mount Etna. (Source: © IWM (CNA 1134))

As the Americans engaged in heavy fighting near Troina to the north, the Canadians advanced on Regalbuto to the south. In this attack, the Canadians leant heavily on artillery and air support. Air power was to focus primarily on reaching beyond the range of artillery where Allied intelligence expected much enemy traffic movement:

[i]t was believed that the enemy would withdraw when the assault developed, and it was hoped that the air attack would pin him down to the ground and prevent this operation.[3]

Allied intelligence also believed that the Germans were using the town as a motor pool for their vehicles and guns.

The Canadian anvil struck as the hammer waited overhead. Allied fighter-bombers claimed over 40 enemy motor vehicles destroyed on 2 August between Regalbuto and Adrano.[4] Between the fighting in and around Regalbuto and losses sustained during their withdrawal on Highway 121, the Hermann Göring Division’s panzer engineer battalion was effectively ‘eliminated as a combat force.’[5] The Allies successfully flushed the Germans from their positions after a gruelling attritional struggle. They forced the Germans to use the roads in large numbers, increasing already heavy casualties.

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A German Mk III tank knocked out during the fierce street fighting in Centuripe during the drive on Messina. (Source: © IWM (NA 5389))

A similar situation developed in the Battle of Troina. This time, however, the Germans made a much longer stand. Between 31 July and 6 August 1943, 15th Panzer Grenadier Division lost 1,600 men; 10 percent of the division’s strength or 40 percent of the fighting troops. The German commander, General Eberhard Rodt, later noted that losses from heavy artillery fire and massive carpet bombings on the hills and firing positions around the town were very high.[6] Allied aircraft caught a large amount of Axis motor transport on Highway 120 between Troina and Randazzo. Fighter-bombers claimed 50 vehicles strafed and bombed near Cesaro on 2 August.[7] It is possible that this was a reinforcement or supply column for the Troina garrison. Finally, Rodt notes that while his men were able to break contact with the Americans, they were often attacked and suffered losses from low-level aircraft while moving from Troina towards Bronte and Randazzo. Again, the Allies forced an Axis withdrawal to occur in daylight, adding to losses from the earlier attritional struggle.[8]

The German Army was just starting to get used to fighting with minimal support from the Luftwaffe. Air superiority over Sicily enabled the Allies to make use of this hammer and anvil to significant effect. Although elements of four German divisions escaped across the Strait of Messina in mid-August, those units were hollow shells of their former selves.[9] Air power and the catch-22 Allied air superiority forced the Axis into played a significant role in this outcome. The loss of Sicily opened the Mediterranean to Allied shipping, supported the Russians on the Eastern Front, and drove Italy ever closer to surrender.

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Flying Officer Colin Edmends from Australia and his fitter, D. McMinnemy, inspect the tail of his Curtiss Kittyhawk after it was damaged during a sortie over Catania. (Source: © IWM (CNA 1139))

Robert Pape’s writing on air power remains fairly controversial. Other air power theorists argue that the opposing force’s command and control, specifically regarding leadership and communications, are ideal targets. Foremost among these advocates is Colonel (Ret.) John Warden III, who wrote The Air Campaign, while he was at the National War College in the mid-1980s. However, in the estimation of this author, due to the case study examined above, Pape’s hammer and anvil approach have merit. As Philips Payson O’Brien notes in How the War Was Won, ‘except for killing every one of the combatants fighting against you, the only way to “win” a war is to stop your enemy from moving.’[10] Both theories advocate a solution to this problem. The difference is that one gives air power a complimentary role while the other affords it the leading role. In the Second World War, the debate was between the theatre air power school and the victory through air power school. The RAF and USAAF each had advocates for both of these approaches. This debate continues to this day.

Alexander Fitzgerald-Black completed his MA thesis, ‘Eagles over Husky: The Allied Air Forces and the Sicilian Campaign, 14 May to 17 August 1943,’ with The Gregg Centre for the Study of War and Society, University of New Brunswick in 2014. He is in the process of turning this work into a manuscript for publication with Helion & Company. Alex lives with his wife in Moncton, Canada. He operates his own blog at alexfitzblack.wordpress.com and can be reached on Twitter @AlexFitzBlack.

Header Image: A Martin Baltimore of the Tactical Bomber Force of the North West African Air Forces, flying over its target by a road in Sicily, while bombing retreating German forces heading for Messina, August 1943. (Source: © IWM (C 3772))

[1] Robert A. Pape, Bombing to Win: Air Power and Coercion in War (Ithaca, NY: Cornell University Press, 1996).

[2] Robert A. Pape, ‘The True Worth of Air Power,’ Foreign Affairs, 83:2 (2004), p. 119.

[3] Directorate of History and Heritage [DHH], Canadian Military Headquarters [CMHQ] Report No. 135, ‘Canadian Operations in Sicily, Part II Section 2, The Pursuit of the Germans from Vizzini to Adrano, 15 July to 6 August,’ p. 92.

[4] DHH, CMHQ Report No. 135, p. 92.

[5] Samuel W. Mitcham Jr. and Friedrich von Stauffenberg, The Battle of Sicily: How the Allies Lost Their Chance for Total Victory (Mechanicsburg, PA: Stackpole Books, 2007), p. 254.

[6] US Army Military History Institute, D.739.F6713, Foreign Military Studies [FMS] C-077, ‘15th Panzer Grenadier Division in Sicily,’ report by Eberhard Rodt and staff, 18 June 1951, p. 25.

[7] DHH, CMHQ Report No. 135, p. 92.

[8] Rodt FMS C-077, p.26.

[9] Lee Windsor, “The Eyes of All Fixed on Sicily’: Canada’s Unexpected Victory, 1943,’ Canadian Military History, 22:3 (Summer 2013), p. 31.

[10] Philips Payson O’Brien, How the War Was Won: Air-Sea Power and Allied Victory in World War II (Cambridge: Cambridge University Press, 2015), pp. 487-488.