#BookReview – Footprints in the Dust: The Epic Voyages of Apollo, 1969-1975

#BookReview – Footprints in the Dust:  The Epic Voyages of Apollo, 1969-1975

By Dr Brian Laslie

Colin Burgess (ed.), Footprints in the Dust: The Epic Voyages of Apollo, 1969-1975. Lincoln, NE: University of Nebraska Press, 2010. Illustrations. Appendix. References. Index. Hbk. 480 pp.

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This review follows on the heels of my review of In the Shadow of the Moon: A Challenging Journey to Tranquility, 1965-1969 and is about a book which itself is a follow-on to that work. Whether the press intended it, one might consider Into That Silent Sea: Trailblazers of the Space Era, 1961-1965, In the Shadow of the Moon: A Challenging Journey to Tranquility, 1965-1969, and Footprints in the Dust: The Epic Voyages of Apollo, 1969-1975 a three-volume set within the overarching series. You could also add in Bison Books’ great work Homesteading Space about the three Skylab missions, which always seem to be separated from their Apollo brethren.

Footprints in the Dust begins with a forward from the astronaut and Gemini 11/Apollo 12 member Richard Gordon. In it, he states that the Apollo Program was ‘a true epoch of the Space Age, a golden era of scientific endeavour, advancement, and incredible discovery’ (p. xxi). Interest in the past Apollo Program and the future of human-crewed spaceflight is undoubtedly on the rise in 2019 with the anniversaries of Apollos 9, 10, 11, and 12 all occurring this year and with NASA vowing a return to the moon in the (hopefully) not too distant future. Past is prologue as we look to the future and Footprints in the Dust is an excellent work to pick up this #Apollo50.

If Chaikin’s A Man on the Moon is the primus inter pares, in the Apollo history catalogue, then there must be a reason why Footprints in the Dust stands out, and indeed, this work goes beyond Chaikin’s 1967-1972 focus. It brings into more explicit context the Skylab and Apollo-Soyuz Test Project (ASTP) and it also (rightly) places these under the rubric of the Apollo program. The contributors are a diverse group of space enthusiasts and aficionados.

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 A drawing of a Soviet LK lander illustrating its components: 1) passive plate of the docking system, 2) attitude control nozzles, 3) orbital rendezvous window, 4) landing window (in a concave recess), 5) high-gain antennas, 6) solid-fuel “nesting” engines, 7) footpads, 8) omnidirectional antenna, 9) rendezvous radar, A) pressurized compartment, B) equipment compartment, C) hatch, D) batteries, E) engine and fuel tanks, G) ladder. (Source: Wikimedia)

There are some excellent highlights. The ability to put the Soviet space program in context with its American counterparts is something this book (and the entire Outward Odyssey series in general) does uniquely well. These ‘Soviet chapters’ demonstrate how the Soviet Union’s manned program continued to keep moving forward despite the dawning realisation they would never reach the lunar surface. Dominic Phelan’s ‘The Eagle and the Bear’ about exactly how the Soviets planned to pull off a lunar landing is especially illuminating. As is Colin Burgess’ ‘A Whole New Focus’ which presents the tragedy of the Soyuz II mission

On the American side, the Apollo 12 seems eternally wedged – and not just numerically – between Apollo 11 and 13. This chapter written by John Youskauskas is simply terrific. Philip Bakers’ ‘Science and a Little Golf’ about Alan Shepard’s triumphant return to space, Edgar Mitchell’s ESP attempts, and Stu Roosa’s struggles with his Hycon camera are all highlights. All members of Apollo 14 have departed this planet for the final time, and this chapter does each of them a great service. Although those familiar with Apollo 14’s moon EVAs will know this bit of information, will still find themselves hoping Mitchell and Shepard reach cone crater at last. Finally, Collin Burgess’ chapter ‘Beyond the Moon’ about Skylab and the cancelled Apollo 18-20 missions demonstrate what was gained through Skylab but lost on the lunar service, not just for science but for the crews who were never afforded their opportunity to put their footprints in the dust.

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Two Apollo 17 crewmen ready a Lunar Roving Vehicle trainer following its deployment from a Lunar Module trainer in the Flight Crew Training Building at the Kennedy Space Center, Florida, c. September 1972. Taking part in the Apollo 17 training exercise were astronauts Eugene A. Cernan (right), commander; and Harrison H. ‘Jack’ Schmitt, lunar module pilot. (Source: NASA)

All that being said, some of the chapters suffer, not from anything the authors did wrong, but simply from coverage in other books and media, namely the Apollo 11 and Apollo 13 missions. In the books already written, it becomes increasingly difficult to separate the stories of Apollo 11,13, and to a lesser extent the later well-documented moon missions 15-17 into something genuinely new, but the authors in this book put in the effort to do so.

Readers of From Balloons to Drones will by now be familiar with the fabulous work of both the University Press of Florida and, in this case, the University Press of Nebraska’s great works on space exploration. In this, the 50th anniversary of the first moon landings, it is a fitting time to reflect on what was gained, and perhaps just as important, what was lost in the race to the moon and Footprints in the Dust: The Epic Voyages of Apollo, 1969-1975 does both exceedingly well. This is a superb work and well worth your time.

Dr Brian Laslie is an Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). A 2001 graduate of The Citadel and a historian of air power studies, he received his PhD from Kansas State University in 2013. His first book The Air Force Way of War (2015) was selected for the Chief of Staff of the Air Force’s and the Royal Air Force’s Chief of the Air Staff professional reading lists. His recently published Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force.  He lives in Colorado Springs. He can be found on Twitter at @BrianLaslie.

Header Image: Sitting in the life raft, during the Apollo 12 Pacific recovery, are the three mission astronauts; Alan L. Bean, pilot of the Lunar Module (LM), Intrepid; Richard Gordon, pilot of the Command Module (CM), Yankee Clipper; and Spacecraft Commander Charles Conrad. The second manned lunar landing mission, Apollo 12 launched from launch pad 39-A at Kennedy Space Center in Florida on 14 November 1969 via a Saturn V launch vehicle. The LM, Intrepid, landed astronauts Conrad and Bean on the lunar surface in what’s known as the Ocean of Storms, while astronaut Richard Gordon piloted the CM, Yankee Clipper, in a parking orbit around the Moon. Lunar soil activities included the deployment of the Apollo Lunar Surface Experiments Package, finding the unmanned Surveyor 3 that landed on the Moon on 19 April 19, 1967, and collecting 75 pounds (34 kilograms) of rock samples. Apollo 12 safely returned to Earth on November 24, 1969. (Source: NASA)

#BookReview – Picturing Apollo 11: Rare Views and Undiscovered Moments

#BookReview – Picturing Apollo 11: Rare Views and Undiscovered Moments

J.L. Pickering and John Bisney, Picturing Apollo 11: Rare Views and Undiscovered Moments. Gainesville, FL: University Press of Florida, 2019. Hbk. 264 pp.

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A different type of book necessitates a different type of book review. Herein you will not find an author’s argument or a critique thereof since the book being discussed today is a collection of photographs and an excellent one at that. J.L. Pickering and John Bisney have brought us Picturing Apollo 11: Rare Views and Undiscovered Moments. As we approach the 50th anniversary of the first moon landing, there is sure to be a proliferation of all sorts of materials, merchandise, and collectables celebrating one of, if not the defining moment of the 20th Century and in what will undoubtedly be a crowded field, it will be difficult for printed works to stand out. Pickering and Bisney have accomplished just that, a unique look at the Apollo 11 mission through photographs: both official and candid – many of which have never been published before.

It is common practice for me that when a book arrives in my mailbox, I will take a few minutes and flip through it. It should be noted that when Picturing Apollo 11 arrived on my doorstep, I stopped what I was doing, sat down, and read the entire book (insert joke here about my ‘reading’ a picture book). However, this extremely well-done book did what few other works can do, it stopped me in my tracks. Divided into nine chapters, the book covers everything from the assembly of their Saturn V, training for the mission, all the way through the triumphant return home. Rather than review the book as you might typically find on the site, I have decided to highlight some of my favourite photographs from the book.

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Astronaut and Lunar Module pilot Buzz Aldrin is pictured during the Apollo 11 extravehicular activity on the moon. He had just deployed the Early Apollo Scientific Experiments Package. In the foreground is the Passive Seismic Experiment Package; beyond it is the Laser Ranging Retro-Reflector (LR-3). (Source: NASA)

Any of the shots of the Saturn V rocket, Service Module, Command Module, or Lunar Module arriving at the Cape and being ‘processed’ and stacked are compelling. However, I found myself especially drawn to photos of the Command Module (CM) wrapped in the protective blue plastic covering (p. 51) – this was how Apollo Nine’s CM came to be known as ‘Gumdrop.’ If you have ever viewed one of the Apollo CMs in a museum setting – I am currently trying to see them all – you have only ever seen the scorched and burned relic after its re-entry. There is something inexplicably ‘technological’ when you view the CM as it was before being mounted on the Service Module; the newness and perfection of the CM in its original state are fascinating. It is also especially entertaining to see the many ‘Remove Before Flight’ banners hanging about the CM as if it has been decorated with red sprinkles in addition to its blue wrapping.

I also enjoyed many of the candid shots of Armstrong, Aldrin, and Collins during training (pp. 71-80) or visiting (pp. 82-8) the Apollo support sites around the country. Sixties fashion is on full display in these pages and as representative of the times as the astronaut’s moon suits!  In this vein, there is an excellent shot of a group of the Apollo Astronauts at the US Navy Diving School in Key West, Florida; love the paisley shirt, Neil!

Military pilots love the T-38, and NASA used the versatile training aircraft to keep up the astronaut’s proficiencies, but also as a way for the astronauts to travel rapidly across the country from Texas to Florida, California, and Missouri. Here, there is an excellent shot of Armstrong and NASA’s Flight Crew Operations Director Deke Slayton (p. 95) strolling away from their parked T-38; while Armstrong looks conservative in his blue flight suit, Slayton looks every bit the fighter pilot and a bit more devil-may-care. Their personalities come forth in the photograph: Armstrong the Engineer, Slayton, the tough-as-nails director.

The pictures from all the moon landings are amazing, but as better equipment was sent up on later missions, those shots became increasingly more precise and crisper. Armstrong and Aldrin suffered from being the first in this regard, but modern photographic enhancement has brought the Apollo 11 shots into better relief. In this regard, my favourite photograph in the book is a shot of Aldrin and the American Flag (p. 193), where if you look close enough, you can clearly see Aldrin’s face inside the suit looking towards Armstrong. As you may know the pictures of Armstrong on the lunar surface are limited, but a great photograph of a relaxed looking Armstrong back inside the Eagle smiling after the EVA was completed sums up his feelings after landing and walking on the moon.

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The Apollo 11 astronauts, left to right, Commander Neil A. Armstrong, Command Module Pilot Michael Collins and Lunar Module Pilot Edwin E. ‘Buzz’ Aldrin Jr., inside the Mobile Quarantine Facility aboard the USS Hornet, listen to President Richard M. Nixon on 24 July 1969 as he welcomes them back to Earth and congratulates them. (Source: NASA)

Picturing Apollo 11 is nothing short of a masterpiece. It is a truly unique work and a compelling collection of photographs that is sure to fire the imagination of those who remember the mission and those looking retrospectively at an event they were not around to see. As I closed the book, I again wondered, when will we return?

After you have ordered Picturing Apollo 11, I also highly encourage you to pick up a copy of Apollo VII-XVII a photographic journey through all the Apollo missions.

Dr Brian Laslie is an Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). A 2001 graduate of The Citadel and a historian of air power studies, he received his PhD from Kansas State University in 2013. His first book The Air Force Way of War (2015) was selected for the Chief of Staff of the Air Force’s and the Royal Air Force’s Chief of the Air Staff professional reading lists. His recently published Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force.  He lives in Colorado Springs. He can be found on Twitter at @BrianLaslie.

Header Image: On 1 March 1968, the Saturn S-IC-6 arrived at the Mississippi Test Facility – today’s NASA Stennis Space Center – from the Michoud Assembly Facility. The was the first stage section of the Saturn V rocket the took Apollo 11 into space. (Source: NASA)

#BookReview – Be Bold

#BookReview – Be Bold

By Dr Ross Mahoney

Air Chief Marshal Sir Frederick Rosier with David Rosier, Be Bold. London: Grub Street, 2011. Hbk. 256pp.

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Air Chief Marshal Sir Frederick Rosier had a long and distinguished career in the Royal Air Force (RAF). Granted a short service commission in 1935 (p. 19), he was the last Air Officer Commander-in-Chief (AOC-in-C) of RAF Fighter Command before it merged with Bomber Command in 1968 to form Strike Command. This autobiography, written with his son David who finished it after his father’s death in 1998 (p. 10), highlights many interesting facets of service in the RAF during two pivotal events in twentieth-century history; the Second World War and the Cold War. Concerning the former, this book gives us a view from a rising junior officer who served in both frontline and staff positions during the Second World War. Regarding the latter, we have a view of the Cold War and its threats from the perspective of an officer rising to senior command. As such, it illustrates many of the challenges and ambiguities associated with senior leadership.

The genres of autobiographies and memoirs and the associated field of biography remain an ever popular and vital element of military history. While it is often easy to criticise biographers of hagiography and autobiographers of viewing the past through the prism of hindsight, they do offer valuable insight to the past. Indeed, biographies and memoirs/autobiographies are arguably the most commercially viable method of making military history accessible to wider audiences. Additionally, biographies and memoirs/autobiographies are an essential source for historians seeking to understand the period they study. More specifically, with regards to the RAF, there are too few accounts either by or about senior officers who served during the Cold War period. Indeed, for officers who served during the Cold War, we are unlikely to see the type of voluminous personal papers that we see with such former senior officers as Marshal of the Royal Air Force Viscount Trenchard and Admiral of the Fleet Earl Mountbatten. As such, it has become more critical that the service experience of these men be recorded. In this vein, memoirs and autobiographies offer a useful adjunct to the historians’ toolkit as they, just like oral history, can offer a personal view on many of the events that we read about in official archival sources. Thus, Rosier’s account is much welcomed.

Most interesting for this reviewer is that Rosier’s career offers an insight into his career progression and leadership development in the RAF. Rosier’s career illustrated that it was possible for suitable short service officers to be granted a permanent commission. This had been Trenchard’s expectation when the short service scheme had been established. After the Second World War, and granted a permanent commission, Rosier followed the typical route to senior command with attendance at both the RAF Staff College in 1946 (pp.156-162) and the Imperial Defence College (IDC) in 1957 (pp. 208-214). Rosier also spent time as Directing Staff at the recently opened Joint Services Staff College between 1950-52 (pp. 186-190). However, his reminisce about his time as a student at the RAF Staff College highlights a fundamental problem with autobiographies; the issue of confusion. Rosier lamented (p. 156) that the inter-war course at the RAF Staff College had been two years. However, this is inaccurate as they were only a year. As such, we must always be careful about what an auto-biographer recollects.

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At the parade to mark the disbanding of RAF Fighter Command held at RAF Bentley Priory on 30 April 1968, Air Marshal Sir Frederick Rosier KCB CBE DSO ADC, the last Air Officer Commander in Chief of the command stands with several of the most famous Second World War aces, from left to right: Air Vice Marshal ‘Johnny’ Johnson CBE DSO** DFC*, Group Captain P.W. Townsend CVO DSO DFC*, Wing Commander R.R.S. Tuck DSO DFC** DFC (US), Air Commodore A.C. Deere OBE DSO DFC* DFC (US) and Group Captain Sir Douglas Bader CBE DSO* DFC*. (Source: © Crown Copyright. IWM (RAF-T 8374))

Rosier’s posting from the Central Fighter Establishment (CFE), to Fighter Command as Group Captain – Plans in 1954 (pp. 200-1) also highlights the process of career management in the RAF. It highlights the influence that seniors officers had in determining someone’s career. Rosier related that he had expected a posting as Group Captain – Operations at Fighter Command. However, this had been changed to a posting to the Royal Aircraft Establishment. This was not to the liking of the AOC-in-C of Fighter Command, Air Marshal Sir Dermot Boyle, who managed to have that posting changed to that of Group Captain – Plans. This was an unexpected turn of events as Rosier had not served in a plans position up to this point in his career.

Nonetheless, it is clear that this posting was designed to give Rosier further experience of working with the other services and with allies; an essential prerequisite for senior command. Rosier recorded (p. 204) of this period as one ‘of broadening my education.’ What is more, this section of this autobiography, and that describing his time at the IDC, comes in a chapter entitled ‘Climbing to the Top.’ Indeed, after his time at Fighter Command as Group Captain – Plans, Rosier went on to be Director of Plans in the Air Ministry in 1958 after having spent time at the IDC. Again, at the Air Ministry, Rosier served under Boyle who by now was Chief of the Air Staff. Importantly, periods of service in staff positions were an essential marker in an officers rise to senior command primarily because this experience not only insured that individuals came into contact with those who could nurture and shape one’s career but also that it further developed ones understanding of the organisation that they would, potentially, one day lead.

In addition to this vital period of staff work, Rosier inter-weaved his career with significant periods as an operational fighter commander. This notably included time in North Africa during the Second World War where he was, alongside the future Air Chief Marshal Sir Kenneth Cross, a key fighter leader in the Western Desert Air Force (pp. 63-114). During this period, he was awarded the Distinguished Service Order. Indeed, except for his time at the Air Ministry and a period as Senior Air Staff Officer at Transport Command, Rosier’s career was very much tied to either fighter aircraft or Fighter Command more specifically.

Finally, and importantly, in the context of the Cold War Rosier also spent time working within the coalition system. Between 1948 and 1950 he served on an exchange tour with the recently formed United States Air Force that also included time at the US Armed Forces Staff College (pp. 171-85). Rosier also served with the Central Treaty Organisation and his final command was as the Deputy Commander-in-Chief of Allied Forces Central Europe.

In conclusion, this is a very valuable autobiography of a senior RAF officer. In addition to the critical facets discussed above this book provides an excellent insight into life in the RAF in both war and peace. It also provides some excellent insights into the important personalities of the period. For example, Rosier recalled his visit to the Soviet Union in 1956 while he was at Fighter Command. His most notable recollection (pp. 205-6) was an incident during an open-air reception at the Kremlin where both Nikolai Bulganin and Nikita Khrushchev got drunk and related in their respective speeches how much they disliked each other. This book is recommended to anyone with an interest in the RAF.

Dr Ross Mahoney is a contract Historian at the Departments of Veterans’ Affairs in Australia as well as the owner and Editor of From Balloons to Drones. He is a graduate of the University of Birmingham (MPhil and PhD) and the University of Wolverhampton (PGCE and BA). His research interests include the history of war in the twentieth and twenty-first centuries, air power and the history of air warfare, and the social and cultural history of armed forces. To date, he has published several chapters and articles, edited two books, and delivered papers on three continents. He is a member of the Royal Historical Society and a Vice-President of the Second World War Research Group. He can be found on Twitter at @airpowerhistory.

Header Image: Aircraft past and present of the Central Fighter Establishment at RAF West Raynham in October 1962, as the unit moved to RAF Binbrook in Lincolnshire. The aircraft pictured here represent the various aircraft used by the constituant organisations which merged to form the CFE. The aircraft are (left to right): Supermarine Spitfire (P5853) of the Central Fighter Establishment, English Electric Lightning F.1 (XM136) of the Air Fighting Development Squadron, Gloster Javelin, Hawker Hunter F.6 (XF515) and Hawker Hunter T.7 (XL595) both of Fighter Combat School. (Source: © IWM (RAF-T 3476))

Call for Submissions: Air War Vietnam

Call for Submissions: Air War Vietnam

From Balloons to Drones is seeking submissions for a series of articles that examines the varied use of air power during the conflict in Vietnam (1945-1975). Two thousand nineteen marks 50 years since the announcement of President Nixon’s policy of Vietnamization. This marked a significant turning point in a conflict that dated back to the end of the Second World War when France returned to Indochina to reclaim her colonial possessions. Throughout this long conflict in Vietnam – both during the French Indochina War and the Vietnam War – air power played a significant role. Themes to be explored might include, but are not limited to:

Roles | Operations | Strategy, Theory and Doctrine

Strategic and Operational Effect | Technological Developments

Organisation and Policy | Culture | Ethical and Moral Issues

National, International and Transnational Experiences

We are looking for articles of c. 2,500 words, though we will accept larger pieces and we reserve the right to publish them in parts. We welcome and encourage submissions from academics, policymakers, service personnel, and relevant professionals. We plan to begin running the series in May 2019, and it will continue for as long as we receive potential contributions.

Submissions should be submitted in Word format and emailed to the address below with ‘SUBMISSION – Air War Vietnam’ in the subject line. Also, please include a 50-100-word biography with your submission. References can be used, and please be careful to explain any jargon. However, if you are not sure if your idea fits our requirements, then please email us with ‘POTENTIAL SUBMISSION – Air War Vietnam’ in the subject line to discuss.

If you are interested in contributing, please email our editor, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.

Header Image: A USAF Douglas A-26C Invader loaned to France during the Indochina War. This aircraft was loaned to France from March 1952 to November 1955. (Source: Wikimedia)

Happy New Year and a Look Ahead

Happy New Year and a Look Ahead

By the From Balloons to Drones team

Well, 2019 is finally upon us so here is to wish all our readers and contributors a Happy New Year. We hope to continue to deliver high-quality material throughout the next year, but we can only do this if we receive contributions. As such, if you are a postgraduate student, academic, policymaker, service personnel or a relevant professional involved in researching the subject of air power and you are interested in writing, then please get in contact.

Biplanes at War

Regarding forthcoming titles, it seems as if the early part of 2019 is going to be focused on the US experience with some exciting titles being published. First up, the University of Kentucky Press is releasing the first two titles in their new ‘Aviation and Air Power’ that is edited by our very own Brian Laslie. The first titles are Wray Johnson’s Biplanes at War: US Marine Corps Aviation in the Small Wars Era, 1915-1934 and Lectures of the Air Corps Tactical School and American Strategic Bombing in World War II, which has been edited by Phil Haun.

Winning Armagedden

Next up, Naval Institute Press has another number of exciting titles coming up including William Trimble’s Admiral John S. McCain and the Triumph of Naval Air Power. Last year Naval Institute Press published Melvin Deaile’s study of the organisational culture of the USAF’s Strategic Air Command and this year they will be releasing Trevor Albertson’s Winning Armageddon: Curtis LeMay and Strategic Air Command, 1948–1957. The final title from Naval Institute Press, James Libbey’s Foundations of Russian Military Flight, 1885-1925, should be a welcome addition to the literature given the paucity of work on Russian air power in the early years of the twentieth century.

Harnessing

Several other publishers have some exciting titles on the cards including Bold Venture: The American Bombing of Japanese-Occupied Hong Kong, 1942–1945 by Steven Bailey and published by Potomac Books. Perhaps the most interesting looking title is Lori Henning’s forthcoming Harnessing the Airplane: American and British Cavalry Responses to a New Technology, 1903–1939 from the University of Oklahoma Press. This looks to be a fascinating account of how one arm of the army dealt with the rise of an innovative technology that threatened its core role.

If these books are an indication of what is coming in 2019, then we should be in for a good year regarding publications. Hopefully, many of these titles will be reviewed here on From Balloons to Drones.

Header Image: A Convair B-36B Peacemaker of the United States Air Force. (Source: National Museum of the US Air Force)

#BookReview – Sovereignty and Command in Canada-US Continental Air Defence, 1940-1957

#BookReview – Sovereignty and Command in Canada-US Continental Air Defence, 1940-1957

By Dr Brian Laslie

Richard Goette, Sovereignty and Command in Canada-US Continental Air Defence, 1940-1957. Vancouver, BC: University of British Columbia Press, 2018. Illustrations. Appendices. Notes. Bibliography. Hbk. xvii + 295 pp.

Soverignty

In case you missed it, the North American Aerospace Defense Command (NORAD) turned 60 this year. It was an easy thing to overlook. Most of the time when I mention that I work at NORAD, the first thing that comes to most people’s mind is that it is the organisation responsible for tracking Santa (and that is a job taken very seriously). However, the day to day focus on the command remains on the defence of the North American continent. It does so through three mission areas: aerospace warning, aerospace control and maritime warning. The most important concept to remember when discussing the history and operations of NORAD is that it is a binational command with shared responsibility between the United States and Canada.

Sixty years of shared defence

For more than sixty years now, Americans and Canadians have bi-nationally agreed to place the defence of the homeland in each other’s hands and entrust officers from both countries with commanding, directing, and controlling forces. To that end, Richard Goette’s new work Sovereignty and Command in Canada-US Continental Air Defence, 1940-1957, looks at the development of these relationships leading up to the creation of NORAD in September of 1957. Goette is an air power academic and Canadian air force historian as well as an Associate Professor in the Department of Defense Studies at the Canadian Forces College in Toronto, where he is Deputy Chair of the Department of Military Planning and Operations.

Looking back retrospectively, it is easy to believe that a close relationship between the two nations was a foregone conclusion; it seems difficult to imagine a world in which Canada and the US would not cooperate on matters of national defence. This was indeed not the case immediately following the First World War. One of the demonstrative statements in the book comes at the beginning of Chapter Three where Goette states that ‘[I]t was by no means preordained that Canada and the US would cooperate in the defense of North America.’ Both countries had active war plans for conflict with each other. As Goette shows, ‘[C]anadian military officials continued to consider the US a potential adversary and planned accordingly.’ Likewise, America’s war plan crimson dealt with a conflict against Canada as part of a likely larger fight against Great Britain (War Plan Red) (p. 71).

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Air Marshal Charles Roy Slemon, Chief of the Air Staff , RCAF, 1953-1957, and the first Deputy Commander-in-Chief of NORAD.(Source: Candian Department of Defence)

Throughout the 1940s and 1950s, this planning against the border nations morphed into cooperation between the two nations and eventually into a unique agreement where the defence of the two nations was shared. Goette (p. 23) aims to demonstrate ‘how Canadian and American officers debated and negotiated doctrinal definitions of command and control as the basis of the Canada-US continental air defence relationship from 1940-1957.’ Thus, Goette’s work pairs nicely with Joseph T. Jockel’s Canada in NORAD 1957-2007: A History. The author’s thesis (p. 5) is that the struggle from the Canadian perspective ‘was not control but command: command over Canadian air defense forces was the actual “acid test of Canadian sovereignty.”’

Sovereignty

Goette’s work is about sovereignty, particularly the sovereignty of Canada. ‘Sovereignty is a complex and contested concept without a universally accepted definition.’ (p. 27) Both countries had to find common ground and move from common conceptions of defence (working within services) towards bilateral (and later binational) defence. Nineteen-forty saw the earliest discussions held between the two nations with the US seeking both ‘strategic direction’ and ‘command,’ over Canadian forces, a clear problem for Canadian sovereignty and command of their forces. The calculus changed by the summer of 1941 and the new cooperative plan (ABC-22) saw that ‘each nation would retain strategic direction and command of its forces, which effectively recognized national sovereignty.’ More importantly, the groundwork was accomplished allowing the two nations to begin effectively working together with the goal of continental defence in mind (p. 81, 83).

The Second World War found the two nations working effectively together, and establishing relationships and procedures used during the war bore fruit in its aftermath. The post-war Basic Security Plan (BSP) was a combined effort aimed at continental defence that Goette (p. 116) shows ‘was a watershed in the Canada-US defence relationship.’ Between the acceptance of the BSP in 1946 and 1953, other plans and agreements between the two nations, particularly as they concerned cross-border intercepts strengthened the relationship between the two governments, but more importantly between the militaries. As the Cold War progressed, it became increasingly evident that the solution would be in a combined headquarters where US and Canadian personnel could work alongside each other. The problem, especially from the Canadian perspective, remained the spectre of American officers commanding Canadian forces. Interestingly, the ‘solution was avoiding the term “command” and using the principle of operational control.’ Thus, in 1957 the North American Air Defense Command (NORAD) began operations. Headed by an American four-star with a Canadian three-star deputy, each officer held ‘operational control.’ Day-to-day operations and ‘operational control’ were held by the American Commander-in-Chief NORAD, but in his absence, the Canadian Lieutenant General held control over the American officers. Administrative matters, punishment, and other matters of command remained sovereign, i.e. national and service responsibilities. This unique command structure remains in place today (p. 177).

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The SAGE ‘Blue Room’ at the NORAD Underground Complex at Canadian Forces Base North Bay, Ontario, c. 1972. (Source: Library and Archives Canada)

There is really nothing to critique here, Goette has successfully produced a deeply researched work that is the first significant study of the development of Canadian-US continental defense in the post-Second World War era and, as such, it will remain the go-to book for those looking to understand the origins of this unique relationship for the foreseeable future. Sovereignty and Command will quickly find a following in the fields of history and air power studies but will also find a wide readership in the fields of political science, civil-military relations, and international relations. If you have an interest in how the homeland is defended this is a must-read and demonstrates the unique Canadian-US relationship that has stood the test of time for more than 60 years and looks to easily double that as the unique, nay special, binational relationship continues to evolve into the future.

Dr Brian Laslie is an Air Force Historian and currently the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). He is also an Assistant Editor at From Balloons to Drones. A 2001 graduate of The Citadel and a historian of air power studies, he received his PhD from Kansas State University in 2013. His first book The Air Force Way of War (2015) was selected for the Chief of Staff of the Air Force’s and the Royal Air Force’s Chief of the Air Staff professional reading lists. His recently published Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force.  He lives in Colorado Springs. He can be found on Twitter at @BrianLaslie.

Header Image: A Royal Canadian Air Force Avro Canada CF-100 Canuck in flight with a Convair F-102 Delta Dagger, c. 1950s (Source: Royal Canadian Air Force)

If you would like to contribute to From Balloons to Drones, then visit our submissions page here to find out how.

A Discourse on John Boyd: A Brief Summary of the US Air Force’s Most Controversial Pilot and Thinker

A Discourse on John Boyd: A Brief Summary of the US Air Force’s Most Controversial Pilot and Thinker

By Dr Michael Hankins

In March 2018, Air University Press released a new edition of Colonel John Boyd’s A Discourse on Winning and Losing with a new introduction by Grant Hammond. On top of his heavy influence in designing the F-15 and F-16 fighters, Boyd was one of the most influential and often cited officers in the history of the US Air Force (USAF), but unlike most famous strategic thinkers, he published almost nothing. Thus, this new edition promises to be possibly the most widely disseminated and studied edition of Boyd’s intellectual output.

JohnBoyd_Pilot
John Boyd during his service in Korea. (Source: Wikimedia)

Boyd is, however, a controversial figure. Among USAF officers, Boyd is either loved or hated. Hammond’s introduction refers to him as ‘legendary,’ ‘a great original thinker,’ and ‘a paragon of virtue – loved by many […] for his character and integrity.’[1] On the other hand, former fighter pilot and USAF Chief of Staff General Merrill McPeak summarised the opposing view: ‘Boyd is highly overrated […] In many respects he was a failed officer and even a failed human being.’[2] Boyd was the type of person who challenged authority and fought for what he believed. He was also the kind of person that was so profoundly insecure that he stalked food courts to hunt down and physically assault people whom he perceived had not shown him proper respect.[3] However, many younger officers have never even heard of Boyd nor are they familiar with his ideas or character. With the recent release of the new edition of his work, it is worth taking time to briefly summarise Boyd’s significant contributions and provide some context as to why he is both so praised and so controversial.

First, we must deal with the notion of Boyd as – according to Hammond – ‘a premier fighter pilot.’ Some have referred to Boyd as the greatest fighter pilot who ever lived, and many press outlets mistakenly refer to him as an ace. Although Boyd did fly F-86 Sabres during a brief tour in the Korean War, he does not have a single air-to-air kill to his credit. He never fired his gun in a combat situation. This is not necessarily an indictment of his skills. The reason is that in those years, the USAF tended to fly in formations in which only the lead element was cleared to fire, while the wingmen provided protection. Boyd only ever flew in a wingman position, and never got in an opportunity to fire at enemy MiG-15s. Later, Boyd became a flight instructor at the USAF Fighter Weapons School, and he wrote a manual on dogfighting tactics. His reputation as a fighter pilot was built on his time as an instructor, during which he displayed a penchant for defeating incoming students in simulated dogfights (developing his claim that he could always do so within forty seconds). Fans of Boyd laud him for this, although his detractors often wonder why an instructor defeating his students using an oft-repeated manoeuvre is noteworthy, much less a point worth bragging about.

Boyd’s first significant contribution to USAF thinking was ‘Energy Maneuverability Theory’ (EMT) in the early-to-mid 1960s. This was an application of the principles of thermodynamics to aircraft metrics. Up until that point, the most important metrics for evaluating fighter planes tended to be wing loading ratios, top speed, and acceleration. Many fighter pilots tried to argue that agility and manoeuvrability were more important in a dogfight, but although wing loading could provide a rough idea of how well a craft could turn, it fell far short of an accurate description of a plane’s manoeuvrability. Boyd’s EMT instead analysed how well an aircraft could change energy states – involving speed, acceleration, kinetic and potential energy – essentially giving a numerical value to how well a plane could manoeuvre under various conditions. Charting this value on a graph corresponding to speed and altitude will give a curve of the aircraft’s manoeuvring capability. This method gave fighter pilots a way to talk to engineers in their ‘language,’ and describe dogfighting in mathematical terms, which had a significant influence on aircraft design. Beginning in the late 1960s, EMT became a significant factor in designing and evaluating American aircraft.

EMT.jpg
This chart, a typical example of the types of charts Boyd produced, compares the agility of an F-4 Phantom II and a MiG-21, but specifically under conditions of a 5g turn. (Source: USAF Academy Department of Aeronautics)

Although Boyd appears to have come up with these ideas independently, he was not the first to do so. A decade earlier, in 1954, an aerodynamics engineer working for Douglas named Edward Rutowski had the same concept. Rutowski’s work did not apply to dogfighting, but to calculating fuel ranges of various types of aircraft.[4] However, the equations – and the charts – are almost the same as Boyd’s, who later admitted to copying the charts after denying it for years.[5] One element that Boyd did add, however, was overlaying the EMT curve for one aircraft on top of another, to show where one aircraft had an advantage in manoeuvrability. These comparisons, first done in the late 1960s, showed that Soviet aircraft of that time might have a distinct advantage in dogfighting compared to the American fighters of the day (which, in that period, were mostly interceptors, not traditional fighters). Thus, while not necessarily completely original, Boyd did more to popularise the EMT concept and apply it to fighter design and tactics training, which then became part of a push within the USAF to design aircraft that were more specialised for air-to-air combat.

Boyd had a hand in the design of those planes. The first major USAF project to design a dedicated air superiority fighter was the F-X program, which eventually resulted in the F-15 Eagle. Boyd was brought in partway through this project and attempted to influence the design toward being more dedicated for dogfighting. To Boyd, this meant making it as small as possible and gutting it of sophisticated technologies, especially radar. The more massive the radar dome in a fighter’s nose, the larger the entire plane needed to be. Making the radar as small as possible (or, as Boyd advocated, eliminating it), could make the plane smaller and lighter. Boyd managed to have a significant influence on the design of the F-15, but he did not get everything he wanted. The plane was significantly more extensive and more sophisticated than he advocated, so in disgust, he turned to another project.[6]

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McDonnell Douglas F-15A (S/N 71-0280, the first F-15A prototype). Note the square wingtips and unnotched stabilator. (Source: Wikimedia)

Using a combination of subterfuge, connections with high-level decision-makers, stealing unauthorised time on USAF computers, and meeting with aircraft manufacturers in secret using coded language, Boyd pressured the Air Force to procure a smaller lightweight fighter. Boyd wrote the requirements for that plane, which happened to match almost identically the characteristics of a plane he had been secretly designing with General Dynamics’ Chief of Preliminary Design, Harry Hillaker. That plane eventually became the F-16 Fighting Falcon—his ideal true dedicated air-to-air dogfighter. However, Boyd was also disappointed by the modifications made to that aircraft. The USAF made it heavier and more sophisticated than he wanted, and so Boyd denounced it in disgust.[7] Indeed, although his vision for the F-16 was a pure dogfighter, the plane has rarely been used in air superiority missions by the USAF and has achieved zero air-to-air kills for the US.

YF-16_and_YF-17_in_flight
An air-to-air right side view of a YF-16 aircraft and a YF-17 aircraft, side-by-side, armed with AIM-9 Sidewinder missiles, c.1972. (Source: Wikimedia)

After his retirement in 1975, Boyd went back to work in the Pentagon as an analyst, and it was during this time that he completed most of the intellectual output in the recently released new volume. This began with a short essay entitled ‘Destruction and Creation,’ which argued that societies and systems only really change when they are destroyed and recreated, rather than reformed from within. In 1976, Boyd received a NASA grant to study the differences in pilot behaviour between simulators and reality. Instead of focusing on that, Boyd produced a study titled ‘Fast Transients Brief,’ which consisted of carefully picked historical examples with which Boyd argued that victory in war was the result of being quick, unpredictable, and agile, with the goal of producing confusing in the enemy. This brief was essentially the first draft of what became a larger briefing called ‘Patterns of Conflict,’ which Boyd continually expanded to include more historical examples of his point. This briefing continued to grow, including more examples, until it became the final form under the new title ‘A Discourse on Winning and Losing.’ In this form, it was a fourteen-hour briefing split into two days. Boyd refused to shorten his briefings or to distribute summaries or slides to those who did not attend, insisting on being given the full amount of time, or nothing.[8]

Also embedded in these briefings was his evolving idea of the OODA loop, which stands for ‘observe, orient, decide, act.’ This was Boyd’s description of the process by which decisions are made at all levels from the tactical to the strategic. Boyd argued that all combatants in a conflict are going through that cycle, and whoever can complete repetitive OODA cycles more quickly will always be the victor. Fans of this theory tend to argue that this insight is revolutionary and secures Boyd’s place alongside thinkers such as Clausewitz or Sun Tzu. Others claim that this idea is very simplistic and offers very little in the way of insight or practical application. Interpreting and applying Boyd’s theory to subjects ranging from warfare to business has become something of a cottage industry. The OODA loop is still taught at US professional military education institutions. Love him, hate him, or merely indifferent, one cannot deny that Boyd has left a legacy and influence.

One final component of Boyd’s life that one must be aware of is his involvement in ‘The Reform Movement.’ During his time in the USAF, he and his followers who pushed for lightweight, dedicated air-to-air combat planes began referring to themselves as the ‘Fighter Mafia,’ and saw themselves at odds with the US government – to the point of depicting themselves as participating in a guerilla war against a government that they deemed as corrupt and ineffective. After Boyd’s retirement, this group morphed into what became known as ‘The Reform Movement’ and moved away from just fighter planes to becoming politically active on broader defence issues. This effort included a litany of journalists, military officers, and politicians who went as far as to form their congressional caucus, as well as non-governmental organisations with the goal of lobbying for particular policies.

The group wanted all US military hardware to be cheap and ‘simple.’ Simple in this context meant technologically unsophisticated relative to the mid-1970s. They argued for cancelling expensive ‘complex’ weapons such as the F-15 and the M-1 Abrams tank and replacing them with cheaper, ‘simple’ alternatives, such as relying on the older M-60 Patton tank or replacing F-15s and F-16s with swarms of F-5 Tigers. ‘The Reform Movement’ was more political than the ‘Fighter Mafia,’ and although the movement attracted some moderates and left-leaning individuals such as James Fallows (journalist for The Atlantic) and Senator Gary Hart (D-CO), it tended to skew conservative. Over time, it grew more conservative with the addition of politicians such as Nancy Kassebaum (R-KS), Newt Gingrich (R-GA), Dick Cheney (R-WY), and possibly its most prominent and active member (who coined the term ‘the Reformers’): self-proclaimed monarchist and white supremacist William Lind.[9] For this group, Boyd was seen as a messiah, and he was often discussed in religious terminology as a saviour preaching a new gospel.

Although this movement had an influential voice in the early 1980s, it had begun to stagnate by the end of that decade, and the 1991 Gulf War discredited many of their arguments.[10] However, despite that war demonstrating the effectiveness of all the weapons systems that the Reformers (and Boyd) had argued against, Boyd himself took sole credit for the success of that war. Boyd claimed he had been the actual author of the ground attack plan, which was not true, and that it would have been even more successful if his ideas had been implemented further.

Boyd is a complex figure, and his influence on the US military, especially the USAF, is impossible to deny. Although the bulk of his work has been floating around the internet for years, having a new edition of his work in an easily accessible and well-produced print edition is extremely useful and quite welcome.

Bibliographical Note

For more information on Boyd, the best place to start is most likely John Andreas Olsen’s 2016 article, ‘Boyd Revisited: A Great Mind with a Touch of Madness’ in Air Power History while the best examination of Boyd’s intellectual output is Frans Osinga’s Science, Strategy and War: The Strategic Theory of John Boyd (2007). Several authors further explore Boyd in Olsen’s edited work Airpower Reborn: The Strategic Concepts of John Warden and John Boyd (2015). A genuinely scholarly biography on Boyd’s life has yet to be written. Hammond’s brief biography, The Mind of War: John Boyd and American Security (2012) is a useful starting point but leans into praise for Boyd to a level that some readers might be uncomfortable with. Robert Coram’s popular biography Boyd: The Fighter Pilot Who Changed the Art of War (2002) has its uses but is little more than hagiography and should be read with a sceptical eye.

Dr Michael Hankins is Professor of Strategy at the USAF Air Command and Staff College eSchool, and and Assistant Editor at From Balloons to Drones. He is also a former Instructor of Military History at the US Air Force Academy. He earned his PhD from Kansas State University in 2018 with his dissertation, ‘The Cult of the Lightweight Fighter: Culture and Technology in the U.S. Air Force, 1964-1991.’ He completed his master’s thesis at the University of North Texas in 2013, titled “The Phantom Menace: The F-4 in Air-to-Air Combat in the Vietnam War.” He has a web page here and can be found on Twitter at @hankinstien.

Header Image: A USAF F-16 Fighting Falcon Block 40 aircraft after receiving fuel from a KC-135 Stratotanker aircraft during a mission over Iraq on 10 June 2008.  (Source: Wikimedia)

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[1] Grant Hammond, ‘Introduction to “A Discourse on Winning and Losing” in Colonel John Boyd, A Discourse on Winning and Losing, edited and compiled by Grant Hammond (Maxwell AFB, AL: Air University Press, 2018), pp. 1-2.

[2] Carl Prine, ‘Q & A with Merrill ‘Tony’ McPeak,’ San Diego Union Tribune, 23 November 2017.

[3] See, for example, a story of Boyd seeking out a former colleague who had expressed doubt in Boyd’s ideas years before. Boyd put out his cigar on the man’s clothing, then began shoving him and shouting obscenities at him, all in public. Told in more detail in Robert Coram, Boyd: The Fighter Pilot Who Changed the Art of War (New York: Little, Brown, and Company, 2002), pp. 179-80.

[4] Edward S. Rutowski, ‘Energy Approach to the General Aircraft Performance Problem,’ Journal of the Aeronautical Sciences, 21 (1954), pp. 187-95.

[5] USAF Historical Research Agency, K239.0512-1066, John Boyd, Corona Ace Oral History Interview, 22 January 1977.

[6] For details on the development of the F-15, see Jacob Neufeld, The F-15 Eagle: Origins and Development, 1964-1972 (Washington DC: Office of Air Force History, 1974).

[7] On this issue, see: Grant Hammond, The Mind of War: John Boyd and American Security (Washington DC: Smithsonian Books, 2012).

[8] These briefings are most thoroughly explored in Frans Osinga, Science, Strategy and War: The Strategic Theory of John Boyd (New York: Routledge, 2007).

[9] For a brief summary of Lind’s extremism (he was known for keeping a portrait of fascist dictator Benito Mussolini in his office), see Bill Berkowitz, “Cultural Marxism’ Catching On,’ Southern Poverty Law Center, 15 August 15, 2003. Lind’s radical right-wing viewpoints are evident from his voluminous writing as the former Director of the Center for Cultural Conservatism, and his many columns in a variety of conservative websites and magazines. His 2014 novel Victoria not only celebrates a violent militia movement overthrowing the American government but glorifies deportations and executions of non-whites and other minorities he deems undesirable, including Jews, Muslims, the LGBTQ community, and it favorably depicts the use of nuclear weapons against African-American populations.

[10] For a summary of ‘The Reform Movement,’ see: John Correll, ‘The Reformers,’ Air Force Magazine (February 2008), pp. 40-4. To see them discuss their ideas in their own words, see: James Fallows, National Defense (New York: Vintage, 1984) and James Burton, The Pentagon Wars: Reformers Challenge the Old Guard (Annapolis, MD: Naval Institute Press, 1993).