Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Books
Douglas C. Dildy, “Big Week” 1944: Operation ARGUMENT and the Breaking of the Jagdwaffe (Oxford: Osprey Publishing, 2022).
A rigorous new analysis of America’s legendary ‘Big Week’ air campaign which enabled the Allies to gain air superiority before D-Day.
The USAAF’s mighty World War II bomber forces were designed for unescorted, precision daylight bombing, but no-one foresaw the devastation that German radar-directed interceptors would inflict on them. Following the failures of 1943’s Schweinfurt-Regensburg raids, and with D-Day looming, the Allies urgently needed to crush the Luftwaffe’s ability to oppose the landings.
In February 1944, the Allies conceived and fought history’s first-ever successful offensive counterair (OCA) campaign, Operation Argument or “Big Week.” Attacking German aircraft factories with hundreds of heavy bombers, escorted by the new long-range P-51 Mustang, it aimed both to slash aircraft production and force the Luftwaffe into combat, allowing the new Mustangs to take their toll on the German interceptors. This expertly written, illustration-packed account explains how the Allies finally began to win air superiority over Europe, and how Operation Argument marked the beginning of the Luftwaffe’s fall.
Richard Hallion, Desert Storm 1991: The Most Shattering Air Campaign in History (Oxford: Oxford University Press, 2022).
An expertly written, illustrated new analysis of the Desert Storm air campaign fought against Saddam Hussein’s Iraq, which shattered the world’s fourth-largest army and sixth-largest air force in just 39 days, and revolutionized the world’s ideas about modern air power.
Operation Desert Storm took just over six weeks to destroy Saddam Hussein’s war machine: a 39-day air campaign followed by a four-day ground assault. It shattered what had been the world’s fourth-largest army and sixth-largest air force, and overturned conventional military assumptions about the effectiveness and value of air power.
In this book, Richard P. Hallion, one of the world’s foremost experts on air warfare, explains why Desert Storm was a revolutionary victory, a war won with no single climatic battle. Instead, victory came thanks largely to a rigorously planned air campaign. It began with an opening night that smashed Iraq’s advanced air defense system, and allowed systematic follow-on strikes to savage its military infrastructure and field capabilities. When the Coalition tanks finally rolled into Iraq, it was less an assault than an occupation.
The rapid victory in Desert Storm, which surprised many observers, led to widespread military reform as the world saw the new capabilities of precision air power, and it ushered in today’s era of high-tech air warfare.
David Hobbs, The Fleet Air Arm and the War in Europe, 1939–1945 (Barnsley: Seaforth Publishing, 2022).
For the first time, this book tells the story of how naval air operations evolved into a vital element of the Royal Navy’s ability to fight a three-dimensional war against both the Kriegsmarine and Luftwaffe. An integral part of RN, the Fleet Air Arm was not a large organisation, with only 406 pilots and 232 front-line aircraft available for operations in September 1939. Nevertheless, its impact far outweighed its numbers – it was an RN fighter that shot down the first enemy aircraft of the war, and an RN pilot was the first British fighter ‘ace’ with 5 or more kills. The Fleet Air Arm’s rollcall of achievements in northern waters went on to include the Norwegian Campaign, the crippling of Bismarck, the gallant sortie against Scharnhorst and Gneisenau as they passed through the Channel, air attacks on enemy E-boats in the narrow seas, air cover for the Russian convoys, air attacks that disabled Tirpitz, and strikes and minelaying operations against German shipping in the Norwegian littoral that continued until May 1945. By the end of the war in Europe the FAA had grown to 3243 pilots and 1336 aircraft.
This book sets all these varied actions within their proper naval context and both technical and tactical aspects are explained with ‘thumb-nail’ descriptions of aircraft, their weapons and avionics. Cross reference with the Fleet Air Arm Roll of Honour has been made for the first time to put names to those aircrew killed in action wherever possible as a mark of respect for their determination against enemy forces on, above and below the sea surface which more often than not outnumbered them.
The Fleet Air Arm and the War in Europe completes David Hobbs’ much-praised six-volume series chronicling the operational history of British naval aviation from the earliest days to the present.
Milos Sipos and Tom Cooper, Wings of Iraq: Volume 2 – The Iraqi Air Force, 1970-1980 (Warwick: Helion and Company, 2022).
Officially established on 22 April 1931, around a core of 5 pilots and 32 aircraft mechanics, the Royal Iraqi Air Force was the first military flying service in any Arab country.
Wings of Iraq, Volume 2 tells the story of the Iraqi Air Force between 1970 and 1980. In doing so it examines the air force’s involvement in the October 1973 Arab-Israeli War, and then the showdown with the Iranian-supported Kurdish insurgency in northern Iraq in 1974-1975. These two affairs taught the Iraqis that numbers alone did not make an air force. Correspondingly, during the second half of the 1970s, Baghdad embarked on a project based on full technology transfer from France, which was intended to result in preparing the IrAF for the twenty-first century.
This process hardly began when the new ruler in Baghdad, Saddam Hussein at-Tikriti, led his country into an invasion of neighbouring Iran, embroiling it in a ruinous, eight-year-long war. This volume details the events leading up to the beginning of that war and its opening moves in the air.
Although virtually ‘born in battle’, collecting precious combat experience and playing an important role in so many internal and external conflicts, the Iraqi Air Force remains one of the least known and most misinterpreted military services in the Middle East. Richly illustrated, Wings of Iraq, Volume 2, provides a uniquely compact yet comprehensive guide to its operational history, its crucial officers and aircraft, and its major operations between 1970 and 1980.
John W. Golan, Lavi: The United States, Israel and the Controversial Fighter Jet. Lincoln NE: Potomac Books, 2016. Index. Maps. Figures. Tables. Images. Appendices. HBK. 416 pp.
Reviewed by Richard Shimooka
John Golan’s Lavi is a unique and welcome contribution to the field as the history of defence procurement, in general, remains a somewhat esoteric research area. Golan’s work focuses on the Israeli designed Lavi, a purpose-built close air support aircraft designed to replace the venerable Douglas A-4 Skyhawk in the Israeli Armed Forces (IAF) service. It had a short, bright life before the project reached an ignominious conclusion with a high stakes Israeli government cabinet meeting. Golan’s book chronicles the project’s history, drawing from a wide variety of primary sources, including documentation, interviews, and secondary sources. He effectively conveys Israel’s unique security environment and the need for a strong indigenous industrial base, which helped guide the programme’s development.
Golan’s unique background as an aviation engineer infuses his work with a different perspective than other accounts. He sews together many of the programme’s technical aspects with the project’s political, diplomatic, programme management, and doctrinal dimensions. That synthesis is rare in many accounts, which examine one or two areas and only make perfunctory acknowledgements of other areas. Lavi avoids that trap and is one of the most comprehensive treatments of a recent procurement project. The book starts by exploring the strategic and doctrinal history of the IAF that led to the project and the development of the country’s aviation industry that enabled its creation. A crucial part of these sections is how Golan highlights the experiences of various personnel, such as Benjamin Peled (p. 24) and Ezer Weizman (p. 37), who both played important roles during the Lavi’s gestation. The book then moves onto the programme’s project management, political, and technical dimensions, tracing its development until its demise. The book’s last third covers some of the post-cancellation fallout and effects.
One part of the book bears special mention: the appendixes. While most authors use them to elucidate topics not adequately addressed in the text, Golan adds nearly 100 pages covering various aspects of fighter design, performance, construction, and industrial considerations. No such comparable study exists that collects all these considerations in one place. It is the icing on top of the author’s already excellent book.
However, the account has a few shortcomings. The most apparent is how Golan addresses the factors and decision-making that led to the programme’s collapse. The book catalogues the wide array of factors that led to its cancellation, such as the desperate state of Israeli public finances in the late 1980s. However, the book largely relegates them as contributing factors throughout its narrative. Golan reserves much of the blame surrounding the programme’s collapse to US Secretary of Defense, Caspar Weinberger. In particular, the secretary’s anti-Israeli perspective and dogged bureaucratic approach are noted as being particularly effective at convincing already reticent Israeli authorities to cancel the programme. Golan prioritises Weinberger’s agency over all other actors and seems to give his role the preponderance of blame for the outcome.
While Weinberger undoubtedly played an obstructionist role, the Israeli government was not the only one to encounter his department’s intransigence towards multinational fighter projects. For example, the development of the Japanese Mitsubishi F-2 programme experienced similar levels of strife. Thus, any multinational programme would encounter political hurdles within the United States.
Nevertheless, Golan’s focus on the political and diplomatic aspects of the programme’s cancellation slightly underplays some of the other dynamics that affected the outcome. One is the economic and industrial trends that affected all western fighter development programmes during the latter half of the Cold War. The number of Western fighter manufacturers started to decline between the 1960s to 1980s, largely due to the rising cost of developing and producing fighters, which far outpaced normal inflation.
In isolation, Israel might have been able to absorb these cost increases. However, the fiscal realities of the state were dire, as Golan described:
At the time that Israel’s National Unity Government took office, the nation was undergoing an economic earthquake. Decades of extended defense budgets had taken their toll. Defense expenditures had always been a leading element in Israel’s national budget. In the aftermath of the 1973 war, however, Israeli defense expenditures had skyrocketed – consuming an average of 24 percent of Israel’s gross domestic product during the decade that followed. In comparison, the United States – even at the height of the war in Vietnam – devoted less than 10 percent of its GDP toward defense. The burden on Israel’s economy was unbearable, driving budget deficits and inflation to unprecedented levels. (p. 101)
Golan’s characterises the factors pertaining to the Lavi’s demise as chess pieces employed by Weinberger and his staff to cancel the fighter. However, given these desperate economic realities, it is difficult to see how the programme would continue even after the fateful cancellation of the fighter on August 31, 1987. Already there was significant support for either cancelling or curtailing Lavi purchases within the Israeli cabinet. If purchases were reduced, this would create a phenomenon known as a death spiral, where decreasing lot purchases result in higher unit costs, often leading to further reductions.
Another significant dynamic unexplored in the book is the major, ongoing doctrinal shift in the close-air support mission. Golan’s work is effusive in its praise for the Israeli fighter, often pointing out its ability to undertake this mission. However, the book fails to cover the changing threat landscape, which would pose significant challenges for the aircraft’s viability in its assigned mission.
It should be noted that these are relatively minor issues in an otherwise excellent book. Very few accounts have synthesised such a disparate but relevant array of facts to create an authoritative account of the programme. Golan’s weighting of these factors may invite some critique and debate, but that should by no means discourage anyone from reading this outstanding work.
Richard Shimooka is a Senior Fellow at the Macdonald-Laurier Institute in Ottawa, Canada. He was a Senior Fellow at the Defence Management Studies Programme at Queen’s University from 2007–2012, and a Research Fellow at the Conference of Defence Associations Institute from 2012-2017. Richard works’ cover a diverse array of topics, including Canadian and American foreign and defence policy, modern air power and defence procurement.
Richard J. Overy, The Air War, 1930-1945. Potomac Edition. Washington DC: Potomac Books, 2005. Appendices. Tables. Photographs. Notes. Bibliographic Note. Bibliography. Index. vii + 267 pp.
Reviewed by Ryan Clauser
Few historical works have altered the course of a field of study in the way Richard Overy’s The Air War, 1939-1945 did when it was first published in 1980. When the book was published initially, air power history, as a field of academic study, was in its infancy and had been mainly regarded as the ‘Cinderella’ of military history (p. 240). However, Overy’s work transformed the historiography of air power history with his comparative study of the most important air forces of the Second World War.
The importance of Overy’s The Air War is hard to overstate, especially as the book has been reprinted twice in 1987 and 2005. In the most recent edition, that under reviewe here, Overy, now an Honorary Professor at the University of Exeter in the UK, provided the reader with new additions in the form of new statistical figures, updated research, and notes from the author. These new additions illustrate Overy’s dedication to his work and has helped keep The Air War an essential source for historians and remains one of the premier air power history texts. Since the publication of the first edition of The Air War, Overy has continued to write extensively about air power history and the history of the Second World War, including works such as Why the Allies Won (1995), The Battle of Britain: Myth and the Reality (2001), Interrogations: The Nazi Elite in the Allied Hands, 1945 (2001), The Bombing War: Europe 1939-1945 (2013) and most recently Blood and Ruins: The Great Imperial War, 1931-1945 (2021). Potomac Books published the latest edition of The Air War as part of their Cornerstones of Military History collection.
Overy starts his work by proclaiming that ‘this is not a ‘blood and guts’ book about the air war’ (p. xiii), but rather a study that aims to compare and contrast the air forces of the warring nations along with their preparations, strategies, leadership, economics, and development. The Air War sought to provide a greater overview and understanding of the discrepancies between Allied and Axis air forces and fully explain air power’s role throughout the war.
The Air War begins with an overview of each combatant nation’s preparations for war and their overall use of air power. Overy wrote that air power theory and doctrine had matured in the years leading up to and throughout the Second World War. These new ideas stated that air power could be used in many ways, such as: protecting naval power, close air support, strategic bombing, and air defence. For example, naval aviation was invaluable for Japan as the Imperial Japanese Navy used it to develop carrier strike forces. The development of Japanese naval air power sought to offset the advantages that western navies, such as the United States and Great Britain, held over Japan. However, for other Axis nations, naval air power was non-existent as Germany and Italy saw no merit in committing resources to build aircraft carriers. Instead, Germany and Italy subscribed to the theory that air power was best suited for a role in supporting their armies. However, the Allies crafted their air power doctrine more holistically to encompass all aspects of military aviation, including naval support, support of armies, strategic bombing, and aerial defence, all of which played critical roles in the Allied air war.
Overy breaks down the Second World War by year and the theatre of operation beginning with the early War in Europe spanning from 1939 to 1941. This section discusses Germany’s and the Axis’ initial success with close air support and air interdiction. However, Germany’s victories were quickly halted following the fall of France and the beginning of the Battle of Britain. Left as the only attacking force capable of striking the United Kingdom from occupied France, the Luftwaffe found itself in a role for which it was wholly unprepared. In contrast, the British utilised a far more general strategy to successfully defend their nation and launch a strategic bombing campaign of their own. Overy stated that, ‘the German rejection of a more general air strategy coincided with shifts in the war itself that made such a strategy more rather than less necessary’ (p. 37). While the air war was still an essential facet of the Second World War in its first two years, it had yet to fully mature on the battlefield.
For the rest of the war in Europe, 1941 to 1945, Overy explains how the allies’ general air strategy put them at a far more significant advantage in the air war compared to their Axis counterparts. As described by Overy, this generalist strategy allowed the allies to combine the many facets of air power, including aerial defence, ground and naval support, and strategic bombing, into one encompassing approach to the war in the air. This perspective also helped mature the Allies use of air power throughout the war. Further, the economics of the air war is also stressed. As Overy pointed out, the United States alone had seen a steady increase in aircraft production every year since 1942, and by 1944 they were outproducing Germany at a rate of nearly three to one in aircraft. Additionally, the Americans suffered less than half the losses of the Germans in the air throughout the war. These factors combined led the allies to victory in the air war and the war in general.
An Imperial Japanese Navy Mitsubishi A6M2 ‘Zero’ fighter takes off from the aircraft carrier ‘Akagi,’ on its way to attack Pearl Harbor during the morning of 7 December 1941. The aircraft was flown by PO2c Sakae Mori, 1st koku kantai, 1st koku sentai, and flew with the second wave. (Source: Wikimedia)
The war in the Pacific was strategically a much different conflict than the one in Europe. Japan’s approach to air power was to use it mainly as a supporting arm of its navy to create a multi-faceted naval strike force. Japan used their war with China to hone this strategy and their aviation technology. This early period of war for Japan allowed them to create a superior fighter aircraft in the Mitsubishi A6M Zero and allowed them to hold the upper hand for a time in their war against the United States and Great Britain following the attack on Pearl Harbor. As the war in the Pacific persisted, the Allies again found multiple roles for airpower and again committed to a generalist strategy in the east. Continuously, like the war in Europe, economics played an essential role in the Pacific, as even by 1941, Japan had begun realising that their economy was in short supply of the raw materials needed to fight a war. This hampered the Japanese war effort and nearly crippled its ability to produce aircraft. By the end of the war, Japan’s aircraft industry could barely replace what was being lost in combat, while the Americans kept producing increasingly better aircraft at staggeringly higher rates. Again, Overy emphasises that the Allied generalist strategies and superior economies were able to win the air war in the east.
While strategy and economics are at the heart of Overy’s work, he also delved into other aspects of the air war, including leadership, training, organisation, science, and research of each nation’s air force, all of which played a crucial role in the air war at large. Each of these additional factors was eventually influenced at some juncture in the war by the strategy and economics of each nation and how they chose to operate their air forces. Nonetheless, each of these additional factors played a significant role in the air war of the Second World War.
Throughout the course of Overy’s research, he relied heavily on official documents, public records, and memoirs of pilots, military commanders, and government officials. Overy was also fortunate to have access to various German records housed with the Imperial War Museum in London while researching the book in the 1970s. That said, while access to some sources was abundant, others, specifically those dealing with the Soviet Air Force, were scant at best and were limited to what the Soviet government saw fit to publish. Another issue in researching this project was the state of air power scholarship, which was in its infancy. Due to this, Overy was forced to depend on more general studies of aircraft, economics, and World War II for secondary sources. A problem that the publication of the book itself began to rectify. Overy also admits that he utilised fictional and popular publications to get a well-rounded perspective of the air war but did not include these works among his cited sources.
In this new edition, Overy has added a new preface in which he claims to have changed very little of his original text, but instead focused his edits on updating the charts and statistics. These illustrations show how economics influenced the air war and exhibit the discrepancies in how Allied and Axis powers produced aircraft. Also, in this newest edition, Overy included a valuable bibliographic note in which he evaluated the development of the historiography of air power and provided the authors and titles of works that have extrapolated further on the ideas laid out in the original Air War text such as tactics and leaderships and economics. Notably, among these works are Richard Davis’s Carl A. Spaatz and the Air War in Europe (1992), John Gooch’s collection of essays Airpower: Theory and Practice (1995), and John Buckley’s Air Power in the Age of Total War (1999). This section was not meant for Overy to vaunt his own influence on the field, but rather to provide readers with a greater historiographic picture of Second World War air power scholarship and show how the field has grown since 1980.
To describe The Air War as notable would be an understatement, as Overy took on the monumental task of comparing and contrasting the primary air forces of the Axis and Allied powers of the Second World War. Even from the outset of this book Overy admitted that he only spent paragraphs on what could be volumes worth of work, yet he was still somehow able to distil mass amounts of information and statistics into only 211 pages of content. From these pages, Overy concluded that the allies were able to gain the upper hand and win the air war largely because of their generalist strategic approach and superior economies. In totality, Overy’s The Air War is still among the preeminent air power works and should continue to be heralded for ushering air power history into the mainstream of academic study.
Ryan Clauser is an Adjunct Professor of History at DeSales University. He received his MA from East Stroudsburg University where he wrote his master’s thesis on restored airworthy Second World War aircraft as important pieces of historical memory that should be preserved as living monuments. He specialises in air power history and memory of the Second World War.
Header image: The Boeing B-29 Superfortress was the long range strategic bomber used be the United Sates to bomb Japan. It was the largest aircraft to have a significant operational role in the war, and remains the only aircraft in history to have ever used a nuclear weapon in combat. (Source: Wikimedia)
In January 1991, a US-led coalition launched Operation DESERT STORM to evict Iraq from Kuwait, which the former had invaded six months earlier. DESERT STORM was a combined operation involving a major air campaign. At the time, Iraq had one of the world’s most sophisticated air defence systems. The radars and communications necessary to spot hostile aircraft and coordinate their engagement were integral to this. As a result, the coalition correctly determined that the air campaign would only succeed by establishing air superiority and supremacy. This would be achieved through an Offensive Counter Air (OCA) campaign against the Iraqi Air Force (IQAF). A crucial part of this was an electronic war waged against Iraqi air defence radars and communications. This article explains the extent to which Iraq’s air defences threatened coalition air power, how the electronic war against these air defences was fought and why they were not able to overcome the coalition’s electromagnetic supremacy.
When Operation DESERT STORM began on the morning of 17 January 1991, Iraq possessed one of the world’s most fearsome Integrated Air Defence Systems (IADS). At 02:38, its demise began. Task Force Normandy, an armada of US Army AH-64A Apache gunships and US Air Force (USAF) MH-53J Pave Low helicopters attacked a group of IQAF radars. These were positioned a few miles behind the midpoint of the Saudi-Iraqi border within the Iraqi 1st Air Defence Sector’s area of responsibility. The radars consisted of P-18 Very High Frequency (VHF), P-15 Ultra High Frequency (UHF) and P-15M2 UHF ground-based air surveillance radars.[1] This attack left a large swathe of Iraq’s southwest airspace without radar coverage. As a result, Iraq’s IADS failed to detect waves of incoming aircraft tasked with hitting strategic targets. These planes followed USAF F-117A Nighthawk ground-attack aircraft which had slipped through Iraqi radar coverage earlier to hit targets in Baghdad.
…The Story so Far: From Vietnam to DESERT STORM
The United States had learned about well-operated air defences the hard way during the Vietnam War. Vietnam’s air war saw the United States lose over 3,300 fixed-wing aircraft across all services. Rotary-wing and uninhabited aerial vehicle losses pushed this figure to over 10,000.[2] In addition, the North Vietnamese IADS, consisting of Anti-Aircraft Artillery (AAA) and SA-2 high-altitude Surface-to-Air Missiles (SAMs), reaped a grim toll on American aircraft. The experience led to the development of the USAF’s Wild Weasel concept.
Republic F-105G ‘Wild Weasel’ in flight on 5 May 1970. External stores include QRC-380 blisters, AGM-45 Shrike and AGM-78B Standard Anti-Radiation Missile. (Source: Wikimedia)
First seeing service in the summer of 1965, customised F-105F Thunderchief fighters outfitted with radar detectors, listened for transmissions from an SA-2’s accompanying radar. The purpose of locating the accompanying radar was that it helped locate the associated SAM battery. The aircraft would then attack the radar, initially with gunfire and rockets and later with specialist Anti-Radar Missiles (ARMs). These attacks destroyed the radar site and blinded the SAM site, thus reducing the threat to incoming attack aircraft. These aircraft were eventually upgraded to F-105G standard. The Wild Weasel concept was progressively honed during and after the Vietnam War with ever-more capable radar sensors, ordnance, and platforms. When the USAF deployed to Saudi Arabia in 1990, the Wild Weasels used F-4G Phantom-II jets with sophisticated radar-hunting equipment and AGM-88 high-speed anti-radar missiles.
The skies over Southeast Asia gave the US armed forces, and their North Atlantic Treaty Organisation (NATO) allies a taste of the potency of Soviet and Warsaw Pact air defences as they had for the Israeli Air Force during the Six-Day War of 1967 and the Yom Kippur War of 1973. No sooner had the last US units left Vietnam than the so-called ‘New Cold War’ began to unfold. Both NATO and the Warsaw Pact prepared for a confrontation that might engulf East and West Germany. Part of the Warsaw Pact’s role was to ensure that air approaches into the European USSR were heavily defended. This required robust IADSs of fighter defences and an umbrella of short-range/low-altitude, medium-range/medium-altitude SAM systems covering the altitudes NATO aircraft were likely to use. This SAM umbrella protected everything from dismounted troops on the front line pushing through the Fulda Gap on the Inner German Border to strategic politico-military leadership targets in the Soviet Union.
The Wild Weasel units were not the only assets involved in degrading Soviet air defences. Also important were SIGINT (signals intelligence) platforms, such as the USAF’s RC-135U Combat Sent ELINT (Electronic Intelligence) gathering aircraft. These aircraft allowed NATO to develop an understanding of where the radars supporting Soviet and Warsaw Pact air defences were situated. Understanding where the radars were located allowed NATO to build up an electronic order of battle of the ground-based air surveillance radars and Fire Control/Ground-Controlled Interception (FC/GCI) radars the air defences depended upon to detect and engage targets with SAMs or fighters. Many aircraft configured to collect SIGINT and prosecute Soviet/Warsaw Pact air defences were the same that deployed to the Persian Gulf. After arriving, they soon discovered similar defences to those on the eastern side of the Inner German Border.
KARI: Defending Iraqi Airspace
The US Department of Defence’s official report on DESERT STORM did not mince its words regarding the potential ferocity of Iraq’s IADS:
The multi-layered, redundant, computer-controlled air defence network around Baghdad was denser than that surrounding most Eastern European cities during the Cold War, and several orders of magnitude greater than that which had defended Hanoi during the later stages of the Vietnam War.[3]
The components of Iraq’s air defence system were sourced from the USSR and France. In the wake of the 17 July Revolution in 1968, which brought the Iraqi affiliate of the Arab Socialist Ba’ath Party to power, France steadily deepened its relationship with Iraq. As a result, France sold some of its finest materiel to Iraq during the 1970s and 1980s. For Iraq’s President Saddam Hussein, who had seized power in July 1979, this was ideal.
With tensions growing between Iraq and Iran, the Iraqi armed forces needed as much support as the regime could muster. They were not disappointed. Paris supplied Roland Short-Range Air Defence (SHORAD) SAM batteries. The Soviet Union, meanwhile, furnished Iraq with SA-2 batteries, SA-3 medium-range/medium-altitude, SA-6A low/medium-altitude/medium-range, SA-8, and SA-9 SHORAD SAM batteries. Additional SHORAD coverage was provided by a plethora of ZSU-23-4 and ZSU-57-2 AAA systems and SA-13 Man-Portable Air Defence Systems (MANPADS). The SAMs were mainly to protect Iraqi strategic targets. Divisions of the elite Republican Guard also had some organic SA-6 and Roland units. AAA was used for corps and division air defence, along with the point defence of strategic targets. These units would also have MANPADS coverage, some SA-8s and Rolands. These provided air defence coverage over the manoeuvre force.[4]
These air defences received targeting information from Chinese-supplied Type-408C VHF ground-based air surveillance radars with a range of 324 nautical miles/nm (600 kilometres/km). Iraq received five of these radars between 1986 and 1988. France also supplied six TRS-2215/2230 S-band ground-based air surveillance radars between 1984 and 1985. These had a range of 335nm (620km).[5] Iraq supplemented these with five French TRS-2206 Volex ground-based air surveillance radars transmitting on an unknown waveband with a range of 145nm (268.5km). The Soviet Union also supplied several ground-based air surveillance and height-finding radars for use with Iraq’s SAM batteries and independently. These included six P-12 and five P-14 VHF ground-based air surveillance radars with ranges of 135nm (250km) and 216nm (400km), respectively, plus ten P-40 radars with a 200nm (370km) range and five PRV-9 height-finding radars with a 162nm (300km) range.[6]
The IQAF’s radars, fighters, airbases, SAM batteries and supporting infrastructure that provided operational/strategic level air defence were networked using the French-supplied KARI Command and Control system.[7] The nerve centre of the IADS was the Air Defence Operations Centre in downtown Baghdad. This was responsible for Iraq’s operational/strategic air defence, particularly industrial and political installations.
Iraq’s airspace was segmented into four sectors (see figure 1).[8] Each was commanded from a Sector Operations Centre. Subordinate to the Sector Operations Centres were the Intercept Operations Centres. The Intercept Operations Centres would control a segment of airspace in a specific sector using organic radars. Their radar pictures would be sent to the Sector Operations Centre. There they would be fused together creating a Recognised Air Picture (RAP) of the sector and its air approaches. The recognised air picture was sent up the chain of command to the Air Defence Operations Centre using standard radio, telephone, and fibre optic links. A ‘Super RAP’ of Iraq’s airspace and approaches was created at the Air Defence Operations Centre. KARI used several means of communication to provide redundancy. If radio communications were jammed, communications with the Air Defence Operations Centre could be preserved using telephone and fibre optic lines. If telephone exchanges and fibre optic nodes were hit, radio communications could be used.
Figure 1 – Iraqi Air Defence Sectors, Sector Operations Centres, and Intercept Operations Centres
Cooking up a Storm
Coalition air planners had two critical Iraqi threats to contest in the bid to achieve air superiority and air supremacy; the Iraqi IADS and deployed Ground-Based Air Defences (GBAD) protecting the Iraqi Army and Republican Guard units. The IADS/GBAD had to be degraded to the point where they would effectively be useless if coalition aircraft enjoyed relative freedom in the skies above the Kuwait Theatre of Operations. Electronic Warfare (EW) was intrinsic to this effort. The IADS and GBAD relied on air surveillance, battle management and weapons control.[9] Air surveillance was dependent on radar, battle management was dependent on communications, and both depended on the electromagnetic spectrum.
The concept of operations for coalition electronic warfare to support the air campaign was to attack the two electronic elements of the IADS/GBAD, namely radar and radio communications, without which situational awareness and command and control would be badly degraded if not neutralised altogether. Alongside electronic warfare, kinetic attacks on radars were made using anti-radiation missiles and against key nodes and targets in the IADS using conventional ordnance. Following Kuwait’s occupation, the coalition’s immediate task was to build an electronic order of battle of the radars and communications intrinsic to the IADS and GBAD. Space and airborne assets were instrumental to this effort. Although much information regarding the specifics of the US Central Intelligence Agency/National Reconnaissance Office Magnum SIGINT satellite constellation remains classified, they were almost certainly employed to collect raw signals intelligence germane to the IADS/GBAD. This would have been analysed at facilities in the US before being disseminated to allies.[10]
SIGINT collection followed a hierarchical approach. The Magnum satellites made a ‘broad brush’ collection of Iraqi electromagnetic emissions, discerning potential signals of interest from radars or communications from the prevailing electromagnetic noise generated by the country.[11] Further investigation of these signals of interest would be done using airborne SIGINT assets.[12] For example, the USAF based two RC-135Us at King Khalid International Airport, Riyadh, Saudi Arabia.[13] These jets flew close to Iraq’s borders to ‘hoover up’ as much ELINT as possible.[14] This served two purposes. First, the collection of ELINT allowed the coalition to determine which radars were used by Iraq’s IADS/GBAD and where they were located. This allowed potential gaps or more weakly defended areas in Iraqi air defence coverage to be identified. Second, regular ELINT collection allowed SIGINT experts to determine the pattern of electromagnetic life. This would have helped answer pertinent questions about whether Iraqi SA-2 batteries switched their radars off every evening or every weekend. By identifying geographical or temporal gaps in radar coverage, coalition planners could take advantage of weak coverage.
American SIGINT aircraft were joined by Royal Air Force Nimrod RMk.1s flying from Seeb airbase in Oman, and Armée de l’Air (French Air Force) C-160G Gabriel and DC-8F Sarigue SIGINT planes based at King Khalid International Airport. However, the Iraqis knew they were being watched. Iraqi air defenders had correctly deduced that coalition SIGINT efforts would extract as much usable SIGINT as possible. As a result, they tried to keep their radar and radio use to a minimum while coalition warplanes relentlessly probed Iraqi air defences to tempt radar activation and communications traffic for collection by SIGINT aircraft hanging back from the fighters.[15]
Support was also provided by the US Navy’s Operational Intelligence Centre’s Strike Projection Evaluation and Anti-Air Research team, better known as SPEAR. This unit helped build a comprehensive order-of-battle of the Iraqi IADS/GBAD.[16] In cooperation with the USAF and national US intelligence agencies, SPEAR identified key nodes in the Iraqi IADS that would badly degrade its efficacy if destroyed.[17] In addition, the process helped draft simulation programmes that built an increasingly detailed model of the Iraqi IADS/GBAD system. These programmes were continually updated as new intelligence arrived, allowing analysts to perform ever-more detailed replications of the expected potency of Iraqi air defences.[18]
An RC-135V/W Rivet Joint from the 9th Strategic Reconnaissance Wing approaches a KC-135 Stratotanker from the 1700th Air Refueling Squadron Provisional during Operation DESERT SHIELD. (Source: Wikimedia)
Alongside the RC-135Us discussed above, USAF RC-135V/W Rivet Joint and US Navy EP-3E Aries planes primarily collected Communications Intelligence (COMINT) on Iraq’s IADS/GBAD. Although the Rivet Joints were primarily configured to collect COMINT from radios and telecommunications transmitting on V/UHF wavebands of 30 megahertz to three gigahertz, these frequencies were also used by several Iraqi early warning and ground-based air surveillance radars. This allowed the Rivet Joints to assist their Combat Sent counterparts in gathering ELINT.[19]
Determining Iraq’s electronic order of battle allowed the radars to be attacked kinetically by USAF F-4G Wild Weasels using the AGM-88B/C missiles. Radars were also engaged electronically by USAF EF-111A Raven EW aircraft. Likewise, radio communications were attacked electronically with USAF EC-130H Compass Call planes. However, the USAF was not the only custodian of the suppression of enemy air defence mission. The US Navy was an avid user of the AGM-88 and, together with the US Marine Corps (USMC), flew EA-6B Prowlers. These jets could electronically and kinetically target hostile radars and gather ELINT.
Now in the streets, there is violence
‘The attack on the Iraqi electronic order of battle affected every aspect of the air supremacy operation,’ noted the official record of Operation DESERT STORM.[20] The initial focus of the electronic warfare battle was to destroy critical radars and communications nodes in the Iraqi IADS to paralyse the air defence network at strategic and operational levels.[21] At the tactical level, deployed SAM systems were then attacked with anti-radiation missiles when they illuminated coalition aircraft. This was done by patrolling F-4Gs and EA-6Bs, waiting for these radars to be activated or having the same aircraft and other anti-radiation missile-armed warplanes, such as the Royal Air Force’s Tornado GR.1 ground attack aircraft with their ALARMs (Air-Launched Anti-Radiation Missiles) accompany strike packages of aircraft. This had the dual purpose of helping keep these aircraft safe and continually attritting the kinetic elements of Iraq’s air defence.[22]
As noted earlier in this article, plans for attacking Iraq’s IADS/GBAD system became a reality in the early morning of 17 January. While Task Force Normandy laid waste to Iraqi radars, F-117As hit the Sector Operations Centres and Intercept Operations Centres in the 1st and 2nd Air Defence Sectors.[23] The actions of the Nighthawks and Task Force Normandy opened gaps in southern and western Iraqi radar coverage and air defence command and control network, which was then exploited.[24] Stealthy and non-stealth aircraft alike ingressed into Iraqi airspace to reach their strategic targets with electronic attack assistance provided by EF-111As and EA-6Bs. These platforms effectively jammed Iraqi early warning/ground-based air surveillance radars transmitting on V/UHF frequencies and FC/GCI radars transmitting in higher wavebands.[25] Typically, the EF-111As and EA-6Bs flew jamming orbits to protect air operations in a particular segment of the Kuwait Theatre of Operations. For example, USAF EF-111As flew orbits in western Iraq, providing jamming support to strikes in that part of the country, performing similar missions in the vicinity of Baghdad.[26] The EF-111As and EA-6Bs also relayed near-real-time updates on the Iraqi Electronic Order of Battle in their locale using radio and tactical datalink networks. Air campaign planners then adjust the air campaign’s electronic dimension accordingly.[27]
EA-6B Prowlers of VAQ-130 refuelled by a KC-135 Stratotanker en-route to an attack during Operation DESERT STORM. (Source: NARA)
With one part of its radars destroyed and jamming afflicting the others, coalition aircraft headed into Iraq, clearing a path through the IADS, and hitting IADS targets with anti-radiation missiles and air-to-ground ordnance.[28] As well as hitting these targets, BGM-109 cruise missiles hit transformer yards dispersing carbon fibre filaments. This caused short circuits in the power supply.[29] Air defence facilities without backup power went offline. Even those with generators would still see their systems shut down before being reactivated, costing valuable time.[30]
Influenced by Israeli Air Force operations over the Bekaa Valley in Lebanon close to that country’s border with Syria in June 1982, another tactic used by the coalition was the use of USAF launched BQM-74C Chukar drones to mimic coalition combat aircraft ingressing Iraq’s 1st Air Defence Sector. The intention was for Iraqi air defenders to illuminate the drones and engage them. This allowed anti-radiation missile-equipped aircraft to determine the position of SAM batteries engaging the drones and attack their radars. The US Navy performed similar missions with their ADM-141A/B Tactical Air-Launched Decoys This was an effective tactic as it not only revealed the location of Iraqi SAM batteries, but it forced them to expend missiles.[31]
The Continuing Campaign
Initial overtures in the air defence suppression campaign were aimed at attritting Iraqi long and medium-range/high and medium-altitude SAM systems to help sanitise the airspace for following coalition strikes.[32] Typically, AAA would be effective up to altitudes of circa 15,000 feet/ft (4,572 metres/m), with Iraqi SAM batteries effective up to circa 40,000ft (12,192m).[33] The controlled kinetic and electronic violence unleashed against the Iraqi IADS/GBAD during the first 24 hours of the war was palpable. The official record notes that almost 48 targets, including an array of air defence aim points, were hit: ‘This was not a gradual rolling back of the Iraqi air defence system. The nearly simultaneous suppression of so many vital centres helped cripple Iraq’s air defence system.’[34] This inflicted a level of damage from which the Iraqi IADS/GBAD could not recover.
As the campaign unfolded Iraqi air defenders learnt that activating their radar invited an AGM-88 or ALARM attack. By the end of the first week of combat operations, the Iraqis realised that a significant dimension of the coalition air campaign focused on destroying their air defences.[35] SAMs would still be fired ballistically in the hope of a lucky strike, but sans radar, SAM capabilities were severely degraded. Switching off the radars did not stop the attacks. AAA or SAM sites that kept their radars switched off were engaged with conventional air-to-ground ordnance.[36] Life was increasingly unpleasant for Iraqi air defenders who realised that switching off their radars did not stop the attacks. One can only imagine the demoralisation this must have caused.
Assessment
Benjamin Lambeth correctly asserted that DESERT STORM exemplified the decisive migration of electronic countermeasures and EW in general ‘from a supporting role to a direct combat role.’[37] Quite simply, without EW, the coalition would not have succeeded in degrading the Iraqi IADS/GBAD to a point where it could no longer meaningfully challenge coalition air power in such a short space of time. One of the major successes of the electronic warfare aspect of the air campaign was its dislocation of Iraqi IADS/GBAD command and control. Despite the technological sophistication of KARI, it could not mitigate the hierarchical nature of Iraqi air defence doctrine. The Intercept Operations Centres struggled to operate when their Sector Operations Centre and the Air Defence Operations Centre was neutralised.[38] There appeared to be little redundancy within KARI by which these centres could assume the responsibilities of their destroyed or badly degraded counterparts. For instance, the Air Defence Operations Centre was destroyed as a priority target at the start of the air campaign. It does not appear that Iraqi air defenders could rapidly replicate Air Defence Operations Centre functions at either a back-up facility or at one of the Sector Operations Centres. Likewise, when Sector Operations Centres were taken out of the fight, their functions were not immediately assumed by Intercept Operations Centres in their area of responsibility or adjacent sectors.
While KARI was a sophisticated system, Iraq possessed radars and SAM systems already known to the US and its allies on the eve of DESERT STORM. The US had encountered similar SAM systems in the skies over Vietnam and during Operation Eldorado Canyon in 1986 when the US attacked strategic targets in Libya in retaliation for the sponsorship of political violence by its leader Colonel Muammar Gaddafi. Likewise, Israel had faced similar defences during numerous conflicts with its neighbours. Although Israel remained outside the US-led coalition, it is all but certain that intelligence germane to Iraq’s air defence systems would have been made available to the US.[39] The French are also thought to have shared intelligence regarding Iraq’s Roland and KARI systems in a similar fashion.[40] Egypt, an avid user of Soviet-supplied air defence equipment and member of the US-led coalition, was also believed to have been furnished the latter with intelligence.[41] Some of Iraq’s air defence equipment may have lacked Electronic Counter-Countermeasure (EECM) protection to exacerbate matters. Some of Iraq’s radars, notably early versions of the SNR-75 S-band and C-band 65nm (120km) to 75nm (140km) range fire control radars accompanying the SA-2 batteries may not have been fitted with ECCM.[42]
Once the war commenced, the Iraqis fell for the US ruse of using drones to seduce radars into revealing themselves, only to receive an ARM for their trouble. A glance at the history books would have revealed that given the success the Israeli Air Force had enjoyed using this tactic a decade previously, there was every chance the coalition may follow suit. This tactic was recently revisited during the 2020 conflict between Azerbaijan and Armenia. The Azeri armed forces skilfully exploited Uninhabited Aerial Vehicles (UAVs). UAVs were used to tempt Armenian GBADs to activate their radars. By activating the radars their location could be determined, and the GBADs then struck with suicide UAVs equipped with explosives.
Furthermore, Iraq’s air defence doctrine lacked flexibility. Indeed, it has been argued that Iraq’s air command and control writ large during the preceding Iran-Iraq War was characterised by over-centralisation and rigid planning.[43] This may have resulted from two factors; the authoritarian nature of Saddam Hussein’s regime and the procurement of Soviet materiel not only for air defence but across the Iraqi armed forces with a similar acquisition of Soviet doctrine not known for its flexibility.[44] There are significant questions to ask regarding the degree to which subordinates in the IADS believed they had latitude and blessing for individual initiative in the tactical battle. Similar questions apply to higher echelons. Did operational commanders in the air force and air defence force feel emboldened to take decisions as the battle unfolded? Saddam Hussein presided over a totalitarian state where insubordination, real or perceived, could be punished harshly. This raises the question as to whether the fear of taking the wrong decision paralysed decision-making. The result being that the Iraqi IADS lost the initiative in the coalition’s electronic battle. An initiative it never recovered. The net result of a lack of doctrinal flexibility, and against the backdrop of Saddam Hussein’s regime, meant that Iraq’s air defences did not respond and adjust to the electronic battle. Tactical and operational flexibility did not extend beyond radar operators switching off their systems to avoid an attack by an ARM.
However, the coalition’s success was underpinned by a vitally important factor, the luxury of time. DESERT STORM was not a ‘come as you are’ war. The US and its allies had 168 days between Iraq’s invasion of Kuwait and the commencement of the air campaign to plan the electromagnetic scheme of manoeuvre that supporting the air war.
DESERT STORM underlined a truism in air power: Air superiority as a prerequisite for air supremacy must be achieved over an opponent as early as possible. OCA was central to this effort. Electromagnetic superiority and supremacy are central to OCA. One must ensure one can manoeuvre in the spectrum with minimal interference from one’s adversary while denying their adversary use of the spectrum. Working towards electromagnetic superiority and supremacy reduces red force access to the spectrum, denying its use for situational awareness and command and control. Denying Iraqi air defenders’ situational awareness and command and control blunted the efficacy of the kinetic elements of Iraq’s IADS/GBAD, which were then attritted using ARMs and conventional ordnance.
DESERT STORM ended on 28 February. Electronic warfare was intrinsic to the air campaign’s success. Iraq’s IADS and GBAD were prevented from meaningfully interfering with the coalition’s actions. However, this was not the end of the story. The US and the UK would continue to confront the rump of Iraq’s air defences for several years to come until the final showdown with Saddam Hussein’s regime in 2003.
Dr Thomas Withington specialises in contemporary and historical electronic warfare, radar, and military communications, and has written numerous articles on these subjects for a range of general and specialist publications. He holds a PhD from the University of Birmingham.
Header image: EF-111A Raven aircraft prepare to take off on a mission during Operation Desert Shield. (Source: Wikimedia)
[1] C. Kopp, ‘Operation Desert Storm: The Electronic Battle, Part-2’ @http://www.ausairpower.net/Analysis-ODS-EW.
[2] J. Schlight, A War Too Long: The USAF in Southeast Asia 1961-1975 (Washington DC: Air Force History and Museum Programme, 1996), p. 103.
[3]Conduct of the Persian Gulf War: Final Report to Congress, (Alexandria, VA: US Department of Defence, 1992), p. 15.
[9] P.W. Mattes, ‘Systems of Systems: What, exactly, is an Integrated Air Defense System?’, The Mitchell Forum No.26, (Arlington VA: The Mitchell Institute, June 2019), p. 3.
[10] Confidential interview with US electronic intelligence expert, 17/3/21.
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Articles
Donald Bishop and Erik R. Limpaecher, ‘Looking Bakc from the Age of ISR: US Observation Balloons in the First World War,’ Air Power History 68, no. 3 (2021).
No abstract provided.
Patrick Luiz Sullivan De Oliveira, ‘Transforming a Brazilian aeronaut into a French hero: Celebrity, spectacle, and technological cosmopolitanism in the turn-of-the-century Atlantic,’ Past & Present (2021). https://doi.org/10.1093/pastj/gtab011
This article explains how the Brazilian Alberto Santos-Dumont, who at the turn of the twentieth century became the first global celebrity aeronaut, operated as a symbol of ‘technological cosmopolitanism’ — a world view that ostensibly promoted a vision of global unity through technology-enabled exchanges while simultaneously reproducing a core-periphery imagined geography that threatened to erase marginalized populations. Technological cosmopolitanism fitted snugly within the rubric of the Third Republic’s aspiring universalism, which assumed that France offered a model to be emulated around the world, but it was not hegemonic. If for the French appropriating Santos-Dumont meant safeguarding France’s leadership in aeronautics and assuaging their claims of universality, for Brazilians the elision was marked by ambiguity. Brazil’s First Republic hungered for heroes, and authorities saw Santos-Dumont as a symbol of modernity that showed that its place in world history was more than peripheral, even though that very vision was shaped by a Paris-centric world view. But marginalized Afro-Brazilians also found ways to appropriate a white ‘Frenchified’ Brazilian and reimagine their place in a cosmopolitan order. Technological cosmopolitanism evoked a world united by transportation, communication and exchange, but imagining who got to construct and partake in that community was a process continuously marked by erasures and reinsertions.
A. Garcia, ‘The South African Air Force in Korea: an evaluation of 2 Squadron’s first combat engagement, 19 November until 2 December 1950,’ Historia 66, no. 2 (2021).
South African participation in the Korean War (1950–1953) in direct support of an international military offensive led by the United States of America demonstrated the National Party administration’s commitment to opposing Communism. This article details how the deployment of South African Air Force 2 Squadron achieved the strategic objectives of the South African government in supporting the anti-communist United States-led United Nations coalition in the Korean War. It evaluates the performance of South Africa’s Air Force in their first operational test since the Second World War. The combat operations discussed under the scope of this article include the first tactical engagement of 2 Squadron in support of the initial advance (19 November to 21 December) 1950 and then later, the retreat of the United Nations force.
William Head, ‘The Berlin Airlift: First Test of the U.S. Air Force,’ Air Power History 68, no. 3 (2021).
This article examines the development of precision guided munitions (PGMs) from the earliest proto-PGMs of the late 18th century to the miniaturised, semi-autonomous forms in present service. N R Jenzen-Jones and Jack Shanley trace the history of these revolutionary weapons and examine how their battlefield roles and real-world use cases have evolved over time.
T.B. Kwan, ‘“The effects of our bombing efforts”: Allied Strategic Bombing of the Japanese Occupied Territories during World War II,’ Air Power History 68, no. 3 (2021).
No abstract provided.
Wyatt Lake, ‘Origins of American Close Air Support,’ Air Power History 68, no. 3 (2021).
No abstract provided.
John G. Terino Jr., ‘Cultivating Future Airpower Strategists: On “Developing Twenty-First-Century Airpower Strategists”,’ Strategic Studies Quarterly 15, no. 4 (2021).
In 2008, Major General R. Michael Worden forecast specific challenges for airpower strategists including emerging technology, transnational terrorist organizations, an explosion of information power, budgets, and resourcing. His predictions have borne out in what the Air Force faces today, and Air University is responding, providing the next generation of airpower strategists.
Joseph B. Piroch and Daniel A. Connelly, ‘Six Steps to the Effective Use of Airpower: On “The Drawdown Asymmetry: Why Ground Forces Will Depart Iraq but Air Forces Will Stay”,’ Strategic Studies Quarterly 15, no. 4 (2021).
Then-Lieutenant Colonel Clinton S. Hinote’s 2008 analysis of the Iraq drawdown and the continued role of airpower in that conflict serves as a foundation for six steps to the effective use of airpower today.
Thomas Wildenberg, ‘Col. Thomas L Thurlow and the Development of the A-10 Sextant,’ Air Power History 68, no. 3 (2021).
No abstract provided.
Books
Phil Haun, Colin Jackson, and Tim Schultz (eds.), Air Power in the Age of Primacy: Air Warfare since the Cold War (Cambridge: Cambridge University Press, 2021).
Since the end of the Cold War the United States and other major powers have wielded their air forces against much weaker state and non-state actors. In this age of primacy, air wars have been contests between unequals and characterized by asymmetries of power, interest, and technology. This volume examines ten contemporary wars where air power played a major and at times decisive role. Its chapters explore the evolving use of unmanned aircraft against global terrorist organizations as well as more conventional air conflicts in Bosnia, Kosovo, Afghanistan, Iraq, Lebanon, Libya, Yemen, Syria, and against ISIS. Air superiority could be assumed in this unique and brief period where the international system was largely absent great power competition. However, the reliable and unchallenged employment of a spectrum of manned and unmanned technologies permitted in the age of primacy may not prove effective in future conflicts.
Mark Lardas, Truk 1944–45: The Destruction of Japan’s Central Pacific Bastion (Oxford: Osprey Publishing, 2021).
A fully illustrated history of how the US Navy destroyed Truk, the greatest Japanese naval and air base in the Pacific, with Operation Hailstone, and how B-29 units and the carriers of the British Pacific Fleet kept the base suppressed until VJ-Day.
In early 1944, the island base of Truk was a Japanese Pearl Harbor; a powerful naval and air base that needed to be neutralized before the Allies could fight their way any further towards Tokyo. But Truk was also the most heavily defended naval base outside the Japanese Home Islands and an Allied invasion would be costly. Long-range bombing against Truk intact would be a massacre so a plan was conceived to neutralize it through a series of massive naval raids led by the growing US carrier fleet. Operation Hailstone was one of the most famous operations ever undertaken by American carriers in the Pacific.
This book examines the rise and fall of Truk as a Japanese bastion and explains how in two huge raids, American carrier-based aircraft reduced it to irrelevance. Also covered is the little-known story of how the USAAF used the ravaged base as a live-fire training ground for its new B-29s — whose bombing raids ensured Truk could not be reactivated by the Japanese. The pressure on Truk was kept up right through 1945 when it was also used as a target for the 509th Composite Squadron to practise dropping atomic bombs and by the British Pacific Fleet to hone its pilots’ combat skills prior to the invasion of Japan.
David Nicolle and Gabr Ali Gabr, Air Power and the Arab World – Volume 5: The Arab Air Forces and the Road to War 1936-1939 (Warwick: Helion and Company, 2021).
The years immediately prior to the outbreak of the Second World War saw the earliest and the more recently established Arab Air Forces attempting to play a role on the regional if not yet on the world stage for the first time. It was a period when those Arab states which had real or merely theoretical independence were more or less allied with European countries that were gearing up to face the growing Fascist and Nazi threats. Unfortunately, these anti-Fascist and anti-Nazi countries were themselves the imperial powers, France and the United Kingdom, which were still seeking to maintain their domination of the greater part of the Arab World. To say that this complicated the situation, and strained the loyalties of the men of the newly emergent Arab air forces would be an understatement.
Volume 5 of the Air Power and the Arab World series, therefore, seeks to shed light on a difficult and widely misunderstood time. It draws upon decades of research, including previously unpublished interviews with men now dead, archive sources than have never before been translated into a European language, and material which, though available in obscure Arabic publications, has been almost entirely neglected by aviation historians.
This volume is richly illustrated with specially commissioned colour artworks illustrating the aircraft flown by the air forces in the Arab world during this dynamic period of time.
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Articles
John Alexander, ‘The Worsted Manufacturer, Roderick Hill and ‘the most courageous decision of the War’: The Decision to Reorganise Britain’s Air Defence to Counter the V-1 Flying Bomb,’ RAF Air and Space Power Review 23, no. 1 (2021).
The first four V-1 flying bombs crossed the Channel in the early hours of 13 June 1944, exactly one week after D-Day; none were engaged and one reached Bethnal Green killing four people. When overnight 15/16 June the German Air Force launched 244 V-1s against London, the long-planned British counter V-1 defences, consisting of fighter, gun and balloon belts, brought down only thirty-three V-1s, including eleven shot-down by anti-aircraft (AA) guns, and seventy landed on London. This paper explores the decision to reorganise Britain’s Air Defence during this crucial stage of the War.
Orazio Coco, ‘The Italian Military Aviation in Nationalist China: General Roberto Lordi and the Italian Mission in Nanchang (1933–1937),’ The International History Review (2021). DOI: 10.1080/07075332.2021.1984277
On 7 September 1933, military officers of the Italian Air Force led by Colonel Roberto Lordi departed from Naples to reach China with the task, agreed upon by Italian fascist and Chinese nationalist governments, of building a factory assembling Italian-made aircraft and training pilots for the Republic of China. The mission was stationed at Nanchang, in today’s Jiangxi province. The initiative was developed in competition with a similar American mission, which had operated since 1932 in Hankou, in the Hubei province, at the time led by Colonel John H. Jouett. The Italian government won Chiang’s attention with the agreement to use the military airfield and Italian aircraft against the Communist resistance, which pleased the expectations of the Generalissimo. In April 1934, the headquarters of the Chinese military aviation finally moved to Nanchang. The mission’s commander, Roberto Lordi, was promoted Brigadier General of the Italian Royal Air Force and appointed Chief of Staff of the Chinese Air Force. This article presents, through extensive use of unpublished private and public archive documents, the controversial history of the Italian military mission and unveils the circumstances that changed the fortune of that successful story, as well as the career and personal life of its commander.
Steven Paget, ‘The ‘Eeles Memorandum’: A Timeless Study of Professional Military Education,’ RAF Air and Space Power Review 23, no. 1 (2021).
Examinations of historical examples are an important element of the professional military education debate and demonstrate the enduring nature of some of the necessary considerations. Air Commodore Henry Eeles, the Commandant of Royal Air Force (RAF) College Cranwell between August 1952 and April 1956 wrote a prescient report in 1955. The military, political and social changes that were occurring have some parallels to the contemporary context, including expectations about access to higher education and the introduction of new technology, which was viewed as leading to an era of so-called ‘push button warfare’. Eeles was also cognisant of issues such as balance, time and life-long learning that are just as pertinent today as in 1955. The context and content of the report has ensured that it has enduring relevance for the RAF.
Matthew Powell, ‘Royalties, Patents and Sub-Contracting: The Curious Case of the Hawker Hart,’ RAF Air and Space Power Review 23, no. 1 (2021).
Aircraft procurement by the Air Ministry in the inter-war period was beset by various problems, with numerous solutions proposed in an attempt to resolve them. One such potential solution was the proposal to sub-contract the production to other aircraft manufacturers within the Air Ministry’s ring of firms who were allocated firm orders. This action by the Air Ministry, it was believed, would spread the technical knowledge of aircraft production to a wider base that could be built upon in a time of national emergency or war. This approach was also a way of ‘artificially’ keeping firms alive where they had been unsuccessful in being awarded contracts. Such a scheme would, from the industry’s perspective, however, lead to less orders for firms successful in aircraft design and allow the potential sharing of industry secrets amongst direct competitors.
Richard Worrall, “Bumps along “The Berlin Road”’: Bomber Command’s forgotten Battle of Hanover, September-October 1943,’ RAF Air and Space Power Review 23, no. 1 (2021).
The many accounts on RAF Bomber Command follow the usual chronology of the ‘Main Offensive’ against Germany throughout 1943/4, with a linear progression from the Battle of the Ruhr, to the Battle of Hamburg, to the Battle of Berlin. Yet adopting this approach is problematic. The Battle of Berlin was halted by Harris in mid-September only to be recommenced in mid-November, but it, therefore, begs the simple question: what was Bomber Command doing during the interim ten weeks? Harris’ force was far from inactive during this time, in which the centrepiece was the ‘Battle of Hanover’ that comprised four heavy-attacks in twenty-six days. This article identifies what happened during this period of the ‘Main Offensive’, to suggest why this ‘bomber battle’ has remained forgotten, highlighting how Bomber Command’s experiences over Hanover revealed its limitations at this critical stage of the bombing war.
Books
Tony Fairbairn, The Mosquito in the USAAF: De Havilland’s Wooden Wonder in American Service (Barnsley: Pen and Sword, 2021).
On 20 April 1941, a group of distinguished Americans headed by the US Ambassador to the United Kingdom, John Winant, and which included Major General Henry ‘Hap’ Arnold, Chief of the US Army Air Corps, visited the de Havilland Aircraft Company’s airfield at Hatfield, England.
The party was there ostensibly to gain an insight into how various US aircraft supplied to Britain were performing, as well as to observe some of the latest British products being put through their paces. The eighteen types on display included both US and British bombers and fighters. But the star of the day was undoubtedly the de Havilland Mosquito.
Having first flown only a few months earlier, on 25 November 1940, the aircraft that was put through its paces was flown by none other than Geoffrey de Havilland. Striving to impress the trans-Atlantic visitors, de Havilland provided an outstanding display of speed and manoeuvrability. It was a routine that impressed the Americans and left them in no doubt as to the Mosquito’s abilities.
Though the visitors harboured doubts about an aircraft made of wood, they returned to the United States with full details of the design. The Mosquito had also caught the eye of Elliott Roosevelt, son of the US President and a serving officer in the USAAC. An early specialist in military aerial mapping and reconnaissance, ‘ER’ swiftly realized the value of the Mosquito in the reconnaissance role and began lobbying vigorously for its acquisition. The Air Ministry duly noted ‘ER’s’ interest and influence.
Following America’s entry into the war, formal requests for Mosquitoes began in earnest in 1942. Initial deliveries for evaluation purposes in the United States soon followed in June 1943, the aircraft initially being supplied by de Havilland Canada. From February 1944 a steady flow of the photographic reconnaissance version, from Hatfield, were provided to what would become the USAAF’s 25th Bomb Group at Watton, England. There they served with distinction in a variety of specialist roles, including day and night photography, weather reconnaissance, ‘chaff’ (Window) dropping, scouting for the bomber force, raid assessment, and filming of special weapons projects.
A number of these Mosquitoes, serving with the 492nd Bomb Group at Harrington, were involved in the so-called ‘Joan-Eleanor’ project, working with OSS secret agents on the Continent. Finally, in 1945, the USAAF received much-anticipated night fighter Mosquitoes which enjoyed combat success with the 416th Night Fighter Squadron in Italy.
In this highly illustrated work, the author explores the full story of why the Americans wanted Mosquitoes, how they went about obtaining them, and their noted success and popularity with USAAF units.
Michael Hankins, Flying Camelot: The F-15, the F-16, and the Weaponization of Fighter Pilot Nostalgia (Ithaca, NY: Cornell University Press, 2021).
Flying Camelot brings us back to the post-Vietnam era, when the US Air Force launched two new, state-of-the art fighter aircraft: the F-15 Eagle and the F-16 Fighting Falcon. It was an era when debates about aircraft superiority went public—and these were not uncontested discussions. Michael W. Hankins delves deep into the fighter pilot culture that gave rise to both designs, showing how a small but vocal group of pilots, engineers, and analysts in the Department of Defense weaponized their own culture to affect technological development and larger political change.
The design and advancement of the F-15 and F-16 reflected this group’s nostalgic desire to recapture the best of World War I air combat. Known as the “Fighter Mafia,” and later growing into the media savvy political powerhouse “Reform Movement,” it believed that American weapons systems were too complicated and expensive, and thus vulnerable. The group’s leader was Colonel John Boyd, a contentious former fighter pilot heralded as a messianic figure by many in its ranks. He and his group advocated for a shift in focus from the multi-role interceptors the Air Force had designed in the early Cold War towards specialized air-to-air combat dogfighters. Their influence stretched beyond design and into larger politicized debates about US national security, debates that still resonate today.
A biography of fighter pilot culture and the nostalgia that drove decision-making, Flying Camelot deftly engages both popular culture and archives to animate the movement that shook the foundations of the Pentagon and Congress.
Norman Ridley, The Role of Intelligence in the Battle of Britain (Barnsley: Pen and Sword, 2021).
The Battle of Britain was fought between two airborne military elites and was a classic example of pure attack against pure defence. Though it was essentially a ‘war of attrition’, it was an engagement in which the gathering, assessment and reaction to intelligence played a significant role on both sides.
In some respects, both the RAF and the Luftwaffe were hamstrung in their endeavours during the Battle of Britain by poor intelligence. The most egregious Luftwaffe blunder was its failure to appreciate the true nature of Fighter Command’s operational systems and consequently it made fundamental strategic errors when evaluating its plans to degrade them. This was compounded by the Luftwaffe’s Intelligence chief, Major Josef ‘Beppo’ Schmid, whose consistent underestimation of Fighter Command’s capabilities had a huge negative impact upon Reichsmarschall Göring’s decision-making at all stages of the conflict.
Both the Luftwaffe and the RAF lacked detailed information about each other’s war production capacity. While the Luftwaffe did have the benefit of pre-war aerial surveillance data it had been unable to update it significantly since the declaration of war in September 1939. Fighter Command did have an distinct advantage through its radar surveillance systems, but this was, in the early stages of the conflict at least, less than totally reliable and it was often difficult to interpret the data coming through due to the inexperience of many of its operators. Another promising source of intelligence was the interception of Luftwaffe communications.
It is clear that the Luftwaffe was unable to use intelligence as a ‘force multiplier’, by concentrating resources effectively, and actually fell into a negative spiral where poor intelligence acted as a ‘force diluter’, thus wasting resources in strategically questionable areas. The British, despite being essentially unable to predict enemy intentions, did have the means, however imperfect, to respond quickly and effectively to each new strategic initiative rolled out by the Luftwaffe.
The result of three years intensive research, in this book the author analyses the way in which both the British and German Intelligence services played a part in the Battle of Britain, thereby attempting to throw light on an aspect of the battle that has been hitherto underexposed to scrutiny.
Stephen Wynn, Hitler’s Air Defences (Barnsley: Pen and Sword, 2021).
The first Allied bombing raid on Berlin during the course of the Second World War, took place on 7 June 1940, when a French naval aircraft dropped 8 bombs on the German capital, but the first British raid on German soil took place on the night of 10/11 May 1940, when RAF aircraft attacked Dortmund.
Initially, Nazi Germany hadn’t given much thought about its aerial defences. being attacked in its ‘own back yard’ wasn’t something that was anticipated to be an issue. Germany had been on the offensive from the beginning of the war and Hitler believed that the Luftwaffe was the much stronger air force.
In addition, from 1939-1942, the Allied policy of aerial attacks on German soil was to hit targets with a distinct military purpose, such as munitions factories, airfields etc. This meant that the Germany military could focus where they placed their anti-aircraft batteries and had a very good idea of how many they would need.
However, Germany’s defensive capabilities were forced to improve as Allied raids on towns and cities increased in size and frequency. Fighter aircraft were included as part of anti-aircraft defences and flak units mastered the art of keeping attacking Allied aircraft at a specific height. This made it more difficult for them to identify their specific targets, and easier for German fighter aircraft to shoot them down before they could jettison their bomb loads.
With the Allied tactic of ‘area bombing’, Germany’s anti-aircraft capabilities became harder to maintain as demand increased. The longer the war went on, along with the increased Allied bombing raids, sometimes involving more than 1,000 bomber aircraft, so the worth and effectiveness of German air-defences dwindled.
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Articles
Mateusz Piątkowski, ‘War in the Air from Spain to Yemen: The Challenges in Examining the Conduct of Air Bombardment,’ Journal of Conflict and Security Law, 2021; https://doi.org/10.1093/jcsl/krab017
Air power is a dominant factor in both past and modern battlespace. Yet, despite its undisputed importance in warfare, its legal framework did not correspond with the significance of the air military operations, especially before the adoption of the Additional Protocol I to the Geneva Conventions of 1977. Even after this date, not all the particulars of air warfare are regulated by the positive rules, as the law is scattered in norms of customary character. Even more challenging process than reconstruction of the legal architecture of the air warfare is the evaluation of the specific incidents containing the elements of military aviation activity. The aim of the article is to present possible challenges arising from very complex normative and operational background of the air warfare and air bombardments in particular. The pivotal point in considerations is the forgotten inquiry conducted by the military experts operating within the established by the League of Nations commission reviewing the conduct of air bombardment during the Civil War in Spain. The adopted methodology of the commission could be considered as a reasonable and balanced approach of analyzing the cases including the involvement of the air power and a relevant reference in contemporary investigations.
Jasmine Wood (2021) ‘Lashings of Grog and Girls’: Masculinity and Sexuality in the Rehabilitation of Facially Disfigured Servicemen in the Second World War, War & Society, DOI: 10.1080/07292473.2021.1969172
This article explores the importance of masculinity in the rehabilitation experience of members of the Royal Air Force who were facially disfigured during the Second World War. Other historical work has highlighted the significance of masculinity in the rehabilitation of other groups of disabled veterans, but the experience of the facially disfigured is somewhat neglected. This article investigates the methods employed at Rooksdown House and East Grinstead Hospital where men suffering from burns injuries and disfigurements were both physically and psychologically rehabilitated. It explores the key themes of hospital environment, occupational therapy and relationships. In using oral histories and memoirs this article argues that masculinity and sexuality were key aspects of servicemen’s identity that had to be restored through rehabilitation to ensure their successful reintegration into society.
Books
Thomas McKelvey Cleaver, The Tonkin Gulf Yacht Club: Naval Aviation in the Vietnam War (Oxford: Osprey Publishing, 2021).
On August 2, 1964, the USS Maddox became embroiled in the infamous Gulf of Tonkin incident that led directly to America’s increased involvement in the Vietnam War. Supporting the Maddox that day were four F-8E Crusaders from the USS Ticonderoga, and this was the very start of the US Navy’s commitment to the air war over Vietnam.
The Tonkin Gulf Yacht Club is titled after the nickname for the US Navy’s Seventh Fleet which was stationed off the coast of Vietnam, and it tells the full story of the US Navy’s war in the air. It details all the operations from the USS Maddox onwards through to the eventual withdrawal of the fleet following the collapse of South Vietnam in 1975.
The Seventh Fleet’s Task Force 77, which at points during the war had as many as six carriers on station at any one time with 70-100 aircraft on each, provided vital air support for combat troops on the ground, while at the same time taking part in the major operations against North Vietnam itself such as Rolling Thunder, Linebacker I and II. All of these operations took place in a hostile environment of flak, missiles and MiGs.
The story is told through the dramatic first-hand accounts of those that took part in the fighting, with many of the interviews carried out by the author himself. The Vietnamese perspective is also given, with the author having had access to the official Vietnamese account of the war in the air. The author also has a personal interest in the story, as at the age of 20 he served with the US Seventh Fleet off the coast of Vietnam and was personally involved in the dramatic history of The Tonkin Gulf Yacht Club.
Kenneth Jack, Eyes of the Fleet Over Vietnam: RF-8 Crusader Combat Photo-Reconnaissance Missions (Havertown, PA: Casemate Publishers, 2021).
Photo reconnaissance played a significant role during the Cold War, however, it remained unknown to the public for many years because its product and methods remained classified for security purposes. While the U-2 gets most of the credit, low-level photo reconnaissance played an equally important role and was essential to target selection and bomb damage assessment during the Vietnam War. Moreover, the contribution of naval aviation photo-reconnaissance to the bombing effort in Vietnam is largely an untold story. This book highlights the role of the unarmed supersonic RF-8A/G photo-Crusader throughout the war, and also the part played by its F-8 and F-4 escort fighters.
Veteran and historian Kenneth Jack pieces together the chronological history of photo recon in the Vietnam War between 1964 and 1972, describing all types of missions undertaken, including several Crusader vs. MiG dogfights and multiple RF-8 shootdowns with their associated, dramatic rescues. The narrative focuses on Navy Photo Squadron VFP-63, but also dedicates chapters to VFP-62 and Marine VMCJ-1. Clandestine missions conducted over Laos began in 1964, becoming a congressionally authorized war after the Tonkin Gulf incident in August 1964. VFP-63 played a role in that incident and thereafter sent detachments to Navy carriers for the remainder of the war. By the war’s end, they had lost 30 aircraft with 10 pilots killed, six POWs, and 14 rescued. The historical narrative is brought to life through vivid first-hand details of missions over intensely defended targets in Laos and North Vietnam. While most books on the Vietnam air war focus on fighter and bombing action, this book provides fresh insight into the air war through its focus on photo-reconnaissance and coverage of both versions of the Crusader.
Mark Lax, Malayan Emergency and Indonesian Confrontation, 1950-1966 (Newport, NSW: Big Sky Publishing, 2021).
Australia’s involvement in the Malayan Emergency from 1950 to 1960 and later in a Confrontation with Indonesia in the 1960s is little remembered today. Yet the deployment of over a third of the RAAF to support the British and Malayan governments in what became a long war of attrition against communist insurgents in the former case, and against Indonesian regulars and militia in the latter, kept the RAAF engaged for over 15 years. Wars by another name, these two events led to the birth of Malaysia and the establishment of an ongoing RAAF presence in South East Asia. Until recent operations in Afghanistan, the Malaya Emergency was Australia’s longest conflict. Malayan Emergency and Indonesian Confrontation recounts the story of the politics, strategies and operations that brought these two conflicts to a close.
Ian Pearson, Cold War Warriors: Royal Australian Air Force P-3 Orion Operations 1968-1991 (Newport, NSW: Big Sky Publishing, 2021).
Cold War Warriors tells the little-known story of the operations by the Royal Australian Air Force’s P-3 Orions during the latter years of the Cold War. The aircraft’s largely low-profile missions, usually flown far from their base, were often shrouded by confidentiality. Now, access to declassified documents has allowed this story to be told. From the lead-up to their delivery in 1968, to the end of the Cold War in 1991; from the intrigues associated with the procurement of the aircraft and subsequent upgrades, to perilous moments experienced by the aircraft and their crews while conducting operations; and from triumphs to tragedies; Cold War Warriors documents the P-3’s service in the RAAF in the context of the unfolding domestic and international events that shaped the aircraft’s evolving missions. As well as being a story of the RAAF Orions and their growing capabilities, Cold War Warriors is also the story of the crews who flew the aircraft. Using their words, Cold War Warriors faithfully describes a number of incidents, both on the ground, and in the air, to provide a sense of the enormous breadth of service the P-3 Orion has provided to the Royal Australian Air Force, to Australia and to our allies.
John Shields, Air Power in the Falklands Conflict: An Operational Level Insight into Air Warfare in the South Atlantic (Barnsley: Air World, 2021).
From the television footage shown in all its stark reality and the daily coverage and subsequent memoirs, the impression delivered from the air battles in the Falklands Conflict was that of heroic Argentine pilots who relentlessly pressed home their attacks against the British. While, by contrast, there is a counter-narrative that portrayed the Sea Harrier force as being utterly dominant over its Argentine enemies. But what was the reality of the air war over the Falkland Islands?
While books on the air operations have published since that time, they have, in the main, been personal accounts, re-told by those who were there, fighting at a tactical level, or back in their nation’s capital running the strategic implications of the outcome. But a detailed analysis of the operational level of the air war has not been undertaken – until now. At the same time, some analysts have inferred that this Cold War sideshow offers little insight into lessons for the operating environment of future conflicts. As the author demonstrates in this book, there are lessons from 1982 that do have important and continued relevance today.
Using recently released primary source material, the author, a serving RAF officer who spent two-and-a-half years in the Falklands as an air defence navigator, has taken an impartial look at the air campaign at the operational level. This has enabled him to develop a considered view of what should have occurred, comparing it with what actually happened. In so doing, John Shields has produced a comprehensive account of the air campaign that has demolished many of the enduring myths.
This is the story of not why, but how the air war was fought over the skies of the South Atlantic.
Mark Stille, Pacific Carrier War: Carrier Combat from Pearl Harbour to Okinawa (Oxford: Osprey Publishing, 2021).
The defining feature of the Pacific Theatre of World War II was the clash of carriers that ultimately decided the fate of nations. The names of these battles have become legendary as some of the most epic encounters in the history of naval warfare. Pre-war assumptions about the impact and effectiveness of carriers were comprehensively tested in early war battles such as Coral Sea, while US victories at Midway and in the waters around Guadalcanal established the supremacy of its carriers. The US Navy’s ability to adapt and evolve to the changing conditions of war maintained and furthered their advantage, culminating in their comprehensive victory at the battle of the Philippine Sea, history’s largest carrier battle, which destroyed almost the entire Japanese carrier force.
Examining the ships, aircraft and doctrines of both the Japanese and US navies and how they changed during the war, Mark E. Stille shows how the domination of American carriers paved the way towards the Allied victory in the Pacific.
Richard Worrall, The Ruhr 1943: The RAF’s Brutal Fight for Germany’s Industrial Heartland (Oxford: Osprey Publishing, 2021).
Between March and July 1943, RAF Bomber Command undertook its first concentrated bombing campaign, the Battle of the Ruhr, whose aim was nothing less than the complete destruction of the industry that powered the German war machine. Often overshadowed by the famous ‘Dambusters’ single-raid attack on the Ruhr dams, the Battle of the Ruhr proved much larger and much more complex. The mighty, industrial Ruhr region contained not only some of the most famous and important arms makers, such as the gunmakers Krupp of Essen, but also many other industries that the German war economy relied on, from steelmakers to synthetic oil plants. Being such a valuable target, the Ruhr was one of the most heavily defended regions in Europe.
This book examines how the brutal Ruhr campaign was conceived and fought, and how Bomber Command’s relentless pursuit of its objective drew it into raids on targets well beyond the Ruhr, from the nearby city of Cologne to the Skoda works in Czechoslovakia. Drawing on a wide-range of primary and secondary sources, this is the story of the first titanic struggle in the skies over Germany between RAF Bomber Command and the Luftwaffe.
Editorial Note: Led by our Editor Dr Mike Hankins, From Balloons to Drones produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.
The war in Syria from 2011 onwards has featured heavy reliance on air power, not just by the US and its allies but also by the Russian Air Force. In this exciting episode, Dr Aaron Stein discusses his new book, The US War Against ISIS, which details how air power played a crucial role in the conflict against terrorist groups in Syria. He also reveals the fascinating and almost unbelievable engagements between US and Russian aircraft in this complex conflict.
Dr Aaron Stein is Director of the Middle East Program at the Foreign Policy Research Institute in Philadelphia in the US. He is the author of Turkey’s New Foreign Policy: Davutoglu, the AKP and the Pursuit of Regional Order and has published in the peer-reviewed journals Survival: Global Politics and Strategy, Insight Turkey, and The Journal of Strategic Security.
Header image: An MH-60S Sea Hawk helicopter from HSC 15 flies as the Nimitz-class aircraft carrier USS Carl Vinson (CVN 70) conducts flight operations in the US 5th Fleet area of responsibility supporting Operation INHERENT RESOLVE.
Editorial note: In this series, From Balloons to Drones highlights research resources available to researchers. Contributions range from discussions of research at various archival repositories to highlighting new publications. As part of this series, we are bringing you a monthly precis of recent articles and books published in air power history. This precis will not be exhaustive but will highlight new works published in the preceding month. Publication dates may vary around the globe and are based on those provided on the publisher’s websites. If you would like to contribute to the series, please contact our Editor-in-Chief, Dr Ross Mahoney, at airpowerstudies@gmail.com or via our contact page here.
Books
David Axe, Drone War Vietnam (Barnsley: Pen and Sword, 2021)
While the use of drones is now commonplace in modern warfare, it was in its infancy during the Vietnam War, not to mention revolutionary and top secret. Drones would play an important – and today largely unheralded – role in the bloody, two-decade US air war over Vietnam and surrounding countries in the 1960s and ’70s. Drone aircraft spotted targets for manned US bombers, jammed North Vietnamese radars and scattered propaganda leaflets, among other missions.
This book explores that obscure chapter of history. DRONE WAR: VIETNAM is based on military records, official histories and published first-hand accounts from early drone operators, as well as on a close survey of existing scholarship on the topic.
In their fledgling efforts to send robots instead of human beings on the most dangerous aerial missions, US operators in South-East Asia in the 1960s and ’70s wrote the first chapter in the continuing tale of autonomous warfare.
Dmitry Degtev and Dmitry Zubov, Air Battle for Moscow 1941–1942 (Barnsley: Air World, 2021)
In October 1941, Operation Typhoon and the battle for Moscow began. According to Hitler’s plan, it was to be the ‘last offensive’, after which nothing could stop Germany from conquering Britain and the rest of Europe – but first he had to overcome the Soviets and especially their air force.
Air Battle for Moscow is the first detailed description of one of the most vital, yet little known, air battles of the Second World War. The battle for Moscow opened with the flights of long-range reconnaissance aircraft, which photographed Moscow and the Kremlin. Then, on 22 July 1941, Operation Clara Zetkin, the Luftwaffe’s aerial assault on Moscow, began. But the Luftwaffe was opposed by the ‘Stalin’s Falcons’, the elite 6th Air Defence Corps, which defended the Soviet capital with a determination which saw bitter duels to the death and horrendous casualties on both sides.
The book presents new facts about this dramatic battle and describes in detail the actions of the aircrew on both sides. Yet this is not just the story or the air war. The authors also describe the lives of people during the war, of suppressed anti-Soviet opposition in Moscow, and of the bloodthirsty and inhuman actions of the Stalin regime. The book also tells of the fate of German pilots caught in Russian captivity, and the adventures of those who were able to survive and escape from the Russian executioners. Many myths concerning the battle are also challenged, such as the often-stated belief that Moscow’s anti-aircraft defences were the most powerful in the world and that it was the Soviets who were the finest pilots.
In this comprehensive account, details of losses, biographical outlines of the key individuals, analyses of the different aircraft and a full chronology of the battle are presented, as well as numerous exclusive photos, documents and drawings.
But it is the stories of those who fought in the Battle for Moscow that, undeniably, have the greatest impact. The harrowing tales of death and survival in conditions that are almost beyond description demonstrate just how important this conflict was to both Russia and the Third Reich and, ultimately, to the outcome of the Second World War.
Tim Jenkins, Flying Pantechnicons: The Story of the Assault Glider Trust (Warwick: Helion and Company, 2021)
In the summer of 2001 the Midlands Branch of the Glider Pilot Regiment identified a significant gap in the proud heritage of British aviation. Despite numerous preserved aircraft assemblages both in the United Kingdom and abroad the fact remained that there was no complete surviving example of a publicly accessible Airspeed Horsa assault glider to be found anywhere in the world. The Assault Glider Trust was formed in order to put the situation straight once and, very much, for all.
Between 2001 and 2014 a skilled team of aviation enthusiasts worked tirelessly on the manufacture, conservation and restoration of not only the Airspeed Horsa but a wider collection of aircraft in honour of all those associated with airborne forces during The Second World war. These included an American WACO CG-4A ‘Hadrian’, C-47 Dakota and a DH82a Tiger Moth.
‘Flying Pantechnicons’ is a fascinating miscellany charting the remarkable story of The Assault Glider Trust and the determination of an entirely charitable voluntary organisation in achieving a most ambitious aviation project. The book follows their incredible journey from original idea through acquisition, restoration and the final challenge of finding permanent locations for public display and interpretation.
The development of British Airborne Forces and their military application is contextualised alongside the engineering challenges faced in the physical construction of historic airframes. Consequently, this book provides a valuable contribution to both historical interpretation and the machinations of large-scale object conservation making it ideal for aviation enthusiasts and heritage professionals alike.
Mikhail Maslov, King of Fighters: Nikolay Polikarpov and His Aircraft Designs, Volume 2 – The Monoplane Era (Warwick: Helion and Company, 2021)
In the century-long history of the conquest of the sky there have been a number of outstanding personalities. Among them is the name of designer Nikolay Polikarpov (1892-1944), who is inseparably associated with the best achievements of Russian and Soviet aviation.
His practical activity in the aircraft industry began upon graduation from the Petersburg Polytechnic Institute in 1916. Aged 25, Polikarpov was sent to the Russo-Baltic Wagon Factory (RBWF), where the four-engined Ilya Muromets bombers designed by Igor Sikorsky were being built at that time. Later, beginning in August 1918, he worked in Moscow at the Dux aircraft factory. For several years, he was engaged in improving products manufactured by the factory, and upgrading production aircraft to accommodate the available engines, equipment and materials. From 1922, Polikarpov focused his attention on fighter aircraft, creation of which was a priority for him during the following years. The first of them was the IL-400 monoplane, designated I-1 by the Air Force. The monoplane was followed by biplanes including the 2I-N1 (1925), the I-3 (1927), the D-2 (1928), and the I-6 (1929). It was specialization in fighter aircraft which, from then on, became his mission in life. At the peak of his career as a designer, Polikarpov was informally styled ‘the King of Fighters’, which was quite in line with the level of his merits and achievements.
In the 1930s, the TsKB-3 (I-15) and TsKB-12 (I-16) fighters were designed under Polikarpov’s supervision. These aircraft were the designer’s undoubtable success. They also were the main combat fighters in service with the Red Army Air Force. For the creation of the I-15 and the I-16 fighters, Polikarpov was awarded the Order of Lenin in 1935, and the Order of the Red Star a year later.
During the 1930s, Nikolay Polikarpov devised a lot of aircraft of various designs, the majority of which can be described as ‘advanced’ and ‘innovative’. In 1940, Polikarpov was granted the degree of the Doctor of Engineering and the title of the Chief Designer of the highest category. In the same year, he was awarded the title of the Hero of Socialist Labor. A year later, he became a recipient of the Stalin Prize.
This gifted Soviet engineer was destined to live only 52 years. On 30 July 1944, Nikolay Polikarpov died of a rapidly evolving cancer. To venerate his memory, the U-2 trainer has ever since been designated the Po-2 (Polikarpov-2).
This book describes all Polikarpov’s original projects, both those put into reality and unimplemented ones. It took the author many years to prepare for the creation of the book. The author studied materials on the respective topics in all Russian archives, and made use of the recollections of Polikarpov’s contemporaries, as well as publications by other researchers.
For purposes of clarity and in order to facilitate publication, the author split the book on Nikolai Polikarpov’s aircraft into two parts – the ‘Biplane Era’ and the ‘Monoplane Era’. Indeed, during the designer’s activity from 1918 through to 1932, he devoted himself predominantly to creating biplanes. For the 1920s, the biplanes were a preferable option; they were more common, more reliable, better studied, and even more desirable for the Red Army Air Force. The first design of the IL-400 (I-1) monoplane fighter appeared as early as 1923; however, it was through its novelty and unpredictability that the aircraft failed to achieve the deserved success. It should be noted that the U-2 (Po-2) and the R-5 biplanes, which were created during that period, became one of the best Polikarpov aircraft, and brought him recognition as a designer. In the 1930s, Nikolai Polikarpov’s activity reached its pinnacle. It was during that period that he created his advanced monoplanes such as the I-16, the I-17, the VIT-2, and others. He continued his fruitful and quite successful activity in the area of creating modern aircraft during the war of 1941—45 as well.
Jerry Murland, The Schneider Trophy Air Races: The Development of Flight from 1909 to the Spitfire (Barnsley: Pen and Sword, 2021)
When Jacques Schneider devised and inaugurated the Coupe d’Aviation Maritime race for seaplanes in 1913, no-one could have predicted the profound effect the Series would have on aircraft design and aeronautical development, not to mention world history.
Howard Pixton’s 1914 victory in a Sopwith Tabloid biplane surprisingly surpassed the performance of monoplanes and other manufacturers turned back to biplanes. During The Great War aerial combat was almost entirely conducted by biplanes, with their low landing speeds, rapid climb rates and manoeuvrability.
Post-war the Races resumed in 1920. The American Curtiss racing aircraft set the pattern for the 1920s, making way for Harold Mitchell’s Supermarines in the 1930’s. Having won the 1927 race at Venice Mitchell developed his ground-breaking aircraft into the iconic Spitfire powered by the Rolls-Royce Merlin engine. This new generation of British fighter aircraft were to play a decisive role in defeating the Luftwaffe and thwarting the Nazis’ invasion plans.
This is a fascinating account of the air race series that had a huge influence on the development of flight.
Ryan Noppen, Holland 1940: The Luftwaffe’s First Setback in the West (Oxford: Osprey Publishing, 2021)
The German invasion of the Netherlands was meant to be a lightning-fast surgical strike, aimed at shoring up the right flank of the assault on France and Belgium. With a bold plan based largely on Luftwaffe air power, air-landing troops, and the biggest airborne assault yet seen, a Dutch surrender was expected within 24 hours.
But the Netherlands possessed Europe’s first fully integrated anti-aircraft network, as well as modern and competitive aircraft. On 10 May, the German attack was only partly successful, and the Dutch fought on for another four days. On the fifth day, with its original strategy having largely failed, the Luftwaffe resorted to terror-bombing Rotterdam to force a surrender.
Explaining the technical capabilities and campaign plans of the two sides, and charting how the battles were fought, this fascinating book reassesses this little-known part of World War II. Author Ryan K. Noppen argues that while the Holland campaign was a tactical victory for Germany, the ability of the well-prepared but outnumbered Dutch to inflict heavy losses was a warning of what would come in the Battle of Britain.
Russell Peart, From Lightnings to MiGs: A Cold War Pilot’s Operations, Test Flying & And Airspeed Record (Barnsley: Air World, 2021)
It was supposed to be just a training flight. The two Soviet-manufactured MiG 21s, each with two practice bombs and four air-to-ground rockets, were lined up on the runway in Bangladesh at the height of the Cold War, when air traffic control suddenly reported an incursion by Indian Air Force Jaguars. Though ill-equipped for combat, the two MiGs were scrambled.
One of the MiGs’ pilots was an RAF officer – Squadron Leader Russell Peart. On a seven-month loan to the Bangladeshi Air Force, Peart suddenly found himself at the centre of the simmering hostility between two neighbouring nations. By the time they reached the area that had been threatened by the Indian pilots, the Jaguars had gone. Later, when Squadron Leader Russell Peart spoke of the incident to the British High Commissioner, he was told not to shoot down any Jaguars as the Indians had still not paid for them!
Russell Peart flew many other aircraft in his varied career, including the MiG 19, and while a test pilot at Boscombe Down trialled such designs as the Tornado GR1. But it was whilst he was seconded to the Sultan of Oman’s Air Force, particularly during the so-called ‘Secret War’ in Dhofar, that he saw the most action. In that theatre the author flew some 200 operational sorties, 180 of which involved live fire, during which he was hit many times. He was also hit and wounded by a 75mm shell.
Russ Peart has written in detail of his exciting RAF career, from flying Lightnings in the Far East to winning the top prize in the International Tactical Bombing Competition against a handpicked team of United States Air Force fighter pilots and being awarded the Sultan Of Oman’s Distinguished Service Medal. Supplemented by a selection of previously unseen photographs, this uniquely original memoir throws new light on the operational flying undertaken by some RAF pilots during the tense years of the Cold War.
Kevin Wright, We Were Never There, Volume 1: CIA U-2 Operations over Europe, USSR, and the Middle East, 1956-1960 (Warwick: Helion and Company, 2021)
Devised by Kelly Johnson and initially operated by the CIA, the U-2 is the world’s most famous ‘spyplane.’ It flew at unprecedented altitudes and carried the most sophisticated sensors available, all in the greatest secrecy. Operating from remote locations and without markings, they often took-off before first light. Ostensibly operated by civilians flying meteorological research missions, their bold overflights took them far across Eastern Europe, the USSR, Middle and Far East. However, many details of the aircraft’s operational history remain vague and a considerable amount is still classified. Continuing national political sensitivities have meant that much about these early operations has still not been fully revealed even more than 60 years later.
This book utilises a large number of recently declassified documents to explore the remaining hidden details. It provides in-depth examinations of some missions not previously fully described and include more about Norway’s role in U-2 operations, and a breakdown of British U-2 overflights of the Middle East using recently released files from the British Ministry of Defence. It examines some of the U-2’s extensive efforts to collect intelligence on Soviet ballistic missile test launches and space programme, on ‘Fast Move’ staging operations and lots more from these missions up to May 1960.
Chapters explore some of the ground-breaking technology employed by the U-2 to photograph and eavesdrop on Soviet nuclear, military and industrial activities. These include revealing secrets of the Fili heavy bomber production plant, just five miles from the Kremlin. Overflights of the ‘Arzamas-16′ closed nuclear city, Vozrozhdeniya biological warfare centre in the Aral Sea and the mystery that was Mozhaysk. Over 90 photographs, maps and illustrations provide details of the aircraft, the cameras and electronic defensive and eavesdropping systems. The specialised nuclear fallout sampling role is explored and the ‘weather packs’ installed to substantiate the wafer-thin false cover story of the U-2’s role as a ‘meteorological research’ aircraft. Maps, most never been seen before, record the detailed routes flown by U-2 pilots deep into denied airspace to reveal the secrets of Soviet military, nuclear, scientific and industrial sites.
Editorial Note: Led by our Editor Dr Mike Hankins, From Balloons to Drones produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.
During the Second World War, the Civil Air Patrol (CAP) conducted anti-submarine operations, including giving civilian volunteer pilots the authority to drop bombs on enemy targets. To tell us about the role CAP played in the war, we’re joined by Dr Frank A. Blazich, Curator of Modern Military History at the Smithsonian National Museum of American History and author of “An Honorable Place in American Air Power”: Civil Air Patrol Coastal Patrol Operations, 1942–1943 from Air University Press. A review of “An Honorable Place can be found here.
Dr Frank A. Blazich, Jr. is a Curator of Modern Military History for the Division of Armed Forces History at the Smithsonian Institution National Museum of American History. A veteran of the U.S. Air Force, he holds a doctorate in modern American history from The Ohio State University and specialises in the American military experience in the 20th and 21st Centuries. Following his doctoral studies, Blazich served as the historian at the U.S. Navy Seabee Museum in Port Hueneme, California before moving to Washington, DC to serve as a historian in the History and Archives Division of Naval History and Heritage Command. Additionally, he served as the national historian for the Civil Air Patrol from April 2013 to March 2018. In March 2018, he became director of the Colonel Louisa S. Morse Center for Civil Air Patrol History at Joint Base Anacostia-Bolling, Washington, DC. In addition to articles, book review and various blog posts, his first edited book, Bataan Survivor: A POW’s Account of Japanese Captivity in World War II, was published by the University of Missouri Press in February 2017.
Header Image: A variety of Civil Air Patrol-operated aircraft, including a Sikorsky S-39 in center frame, parked at Coastal Patrol Base 17 between July 1942 and August 1943. The base would eventually become Francis S. Gabreski Airport in New York State. (Source: Wikimedia)
