The Colonel, the Sculptor, and the Supreme Court Justice: Assessing the Failure of American Aircraft Production in the First World War – Part One

The Colonel, the Sculptor, and the Supreme Court Justice: Assessing the Failure of American Aircraft Production in the First World War – Part One

By Lieutenant Colonel Michael H. Taint, United States Air Force (ret’d)

Editorial note: In this two-part article, Michael Taint re-evaluates the conduct of Colonel Edward Deeds in the management of the US Army’s First World War aircraft production program and the overall aeroplane production program itself. In this first part, he sets the scene to be explored in the second part.

The US Army was the first military in the world to procure an aeroplane. However, when the United States entered the First World War in the spring of 1917, its military aviation program lagged pitifully behind other belligerents. The expectation of the US government, the American public and its new allies was that American industrial might would quickly create an air force so enormous as to ‘permanently cloud  Germany’s place in the sun’ according to Major General George Owen Squier, Chief Signal Officer (the Signal Corps included all military aviation unit at that time).[1] In July 1917 – after a mere 40-minute debate – Congress appropriated an unprecedented $640 million for this purpose, with a production goal of 22,635 aeroplanes and 45,250 engines. However, at the end of the First World War, despite the benefit of having a build-to-print design for an existing aeroplane, a mere 196 aeroplanes were delivered for combat action at the front, an embarrassing failure.[2]  

The ensuing political fallout caused President Woodrow Wilson to request an informal inquiry by aviation enthusiast and artist Gutzon Borglum (better known as the sculptor of Mount Rushmore and Stone Mountain). Borglum’s accusations of impropriety, particularly against Edward Deeds, a Dayton industrialist directly commissioned Colonel in the US Army Air Service, spurred further Congressional scrutiny. Eventually, Wilson directed a formal investigation led by Charles Evans Hughes, his opponent in the 1916 presidential campaign and future Chief Justice of the Supreme Court. Hughes recommended Deeds’ court-martial; a court martial that never occurred. This paper re-evaluates Deeds’ conduct in the First World War aircraft production program and the overall aeroplane production program. Though often characterised as a failure, American aeroplane production in 1917-18 was more a victim of unrealistic expectations than a lack of competence.

The Pre-Bellum State of American Aviation: The Bolling Commission

Mimicking the experience of the US Army, American military aviation in April 1917 was underdeveloped due to a lack of investment. Although a few officers, such as Squier, had been advocating the potential revolutionary capabilities of military aviation for nearly a decade (Squier himself wrote the technical specification for the US Army’s first purchase of the Wright Flyer), the rest of the US Army and Congress remained sceptical, and funding reflected that scepticism. On active duty, the Aviation Section of the US Army’s Signal Corps consisted of only 52 officers (26 of whom were fully qualified pilots), 1,100 civilian and enlisted personnel, and the air fleet that consisted of 165 aeroplanes – none of which could undertake the type of aerial combat that was occurring over the Western Front – stationed at two flying fields.[3] 

Unlike America’s entry into the next world war, which had issues, at the declaration of hostilities, the USA in 1917 was no great ‘Arsenal of Democracy.’ The US aircraft industry employed only about 10,000 workers, total, at a half dozen firms, and the two largest firms, Curtiss and Wright-Martin, despite bearing the names of America’s foremost aviation pioneers, were controlled by the automotive industry, most notably Howard Coffin of Hudson and Packard’s Sydney Waldon.[4] With limited military interest (except for an order of 800 training planes the Allies placed in 1916), no airline industry, and no airmail, there was insufficient demand to motivate manufacturers. Intellectual property issues were another significant deterrent to the aviation industry’s growth. The Wright Brothers’ invention of ‘wing warping,’ which allowed an aeroplane to roll (turn) left or right, was ruled in 1914 to apply to all flight controls on all aircraft types – in other words, to anyone who built an aeroplane that did anything but fly in a straight line. The Wrights demanded a heavy licensing fee for this technology, adding significant costs and further discouraging start-up efforts.[5] The remedy was an industry steering group and forum that could wrest control of aircraft design and manufacturing from these proprietary interests. So Coffin and Waldon, among others, founded the Aircraft Manufacturers Association (AMA), modelled after the highly successful Society for Automotive Engineers (where Coffin and Waldon were also leaders). The AMA was designed to address issues plaguing early aeroplane manufacturing: intellectual property deterrents and custom parts and interfaces, to make mass production possible, just as they had for automobiles.

The creation of the AMA was timely, as once America declared war on Germany, Europeans besieged the US Government’s official steering body, the Aircraft Production Board, for more aeroplanes. Benedict Crowell, Assistant Secretary of War and Director of Munitions, wrote in the US Army’s official history:

France and Italy had both adopted the policy of depending upon the private development of designs for their supplies of airplanes […] the United States would have to pay considerable royalties for the use of any of these European devices. As to the relative merits of types and designs, it was soon apparent that no intelligent decision could be reached in Washington or anywhere but Europe.[6] (emphasis added)

To make recommendations for this decision, Major Raynal Bolling, a corporate (US Steel) lawyer, National Guard officer, and pilot, was tasked to lead a fact-finding team that became known as the ‘Bolling Commission.’ The Bolling Commission included 12 military and aeroplane experts, plus 93 production specialists from various American factories – the cadre of the future American aviation industry.[7] The Bolling Commission arrived in Britain on 17 June 1917 and visited French, Italian and British aeroplane factories during an intensive 5-week trip and determined in its 30 July report that a handful of specific Allied aircraft, including the De Havilland DH-4, were the best candidates for American domestic production. For the coming year, however, the Bolling Commission recommended US materiel and funding be prioritised to French factories already in production while America ramped up its infant aviation industrial base. They planned for American factories to produce 22,000 tactical aircraft plus training aeroplanes.[8] Consequently, the US Army Air Service awarded a contract for delivery by 1 July 1918 of 5,875 planes manufactured in France but with mostly American materials. Almost all-American airmen flew aircraft produced by this contract.

On 18 October 1917, the DH-4, a 2-seat reconnaissance and day bombing aircraft initially designed by Geoffrey de Havilland in the UK and introduced into service the year before, was selected for American production.[9] The most recent version of this light bomber, the DH-9, was chosen. However, when production started a few months later only the older DH-4 was available to be shipped to America and a production sample – so it was used instead.

Not everyone, however, such as Colonel (later Brigadier General) Billy Mitchell, agreed with the selection of this aircraft. Bolling chose a light bomber rather than a pursuit plane because the latter needed design updates every six months to remain combat-ready; at any one time, 60 per cent of the Allied combat aircraft at the Front were considered obsolete. To all American manufacturers, the DH-4 certainly had another advantage. Unlike the French and Italian aircraft designed by private firms with heavy licensing (intellectual property) fees, the DH-4 was provided by the British government license-free.[10] However, not everyone agreed that aircraft production in America was a good idea, either. Mitchell, then commander of all American aviation forces stationed in France, had toured French factories extensively and was convinced of their superiority in capability and product. Mitchell viewed sending American materials and men to expand existing French manufacturers as the quickest way to victory. As Mitchell recalled with his characteristic bluntness:

It was the beginning of a series of blunders by those directing aviation in Washington, which culminated later in that department being virtually removed from the authority of the War Department and put into the hands of businessmen […- I am referring to the De Havilland airplane and the Liberty engine […] this one decision held up delivery of equipment to American air forces for an entire year, and constituted one of the most serious blunders.[11]

However, those businessmen in charge of aviation in the summer of 1917 had a hugely different view.

The Businessman becomes a Colonel – Edward Deeds of Drayton

Colonel Edward Deeds, c. 1917. (Source: US Library of Congress)

When the United States declared war, Edward Deeds was a wealthy 43-year-old industrialist and prominent citizen of Dayton, Ohio. Starting as an electrical engineer designing motors for cash registers with the National Cash Register (NCR) company in Dayton, Ohio, Deeds eventually rose to vice president and general manager. His pleasant personality and charm were undoubtedly key to his business success. His most famous hire was another engineer, Charles Kettering. The two became lifelong friends and business partners, often tinkering in Deeds’ barn, where Kettering invented the first automotive electronic ignition system. The enormous success of this invention led Deeds and Kettering to form another company, the Dayton Electronics Company (DELCO), in 1908, a powerhouse in the rapidly expanding automotive industry; Kettering served as chief technical officer, and Deeds focused primarily on business affairs.[12]

Deeds was well into this second successful business venture when his first one caught up with him in a shocking way. NCR had cornered over 95% of the cash register market, but not always through ethical or legal business practices. In February 1913, along with John Patterson and future IBM chief executive Thomas J Watson, Deeds was convicted in the Federal district court in Cincinnati of the first criminal violation of the Sherman Antitrust Act in US history. Along with a $5,000 fine, each man was sentenced to a year in prison. Their careers appeared ruined, but fate intervened. Waiting on appeal, the NCR executives were redeemed in the public’s eye by their extraordinary response to the Great Dayton Flood that nearly destroyed the city a few months later.[13] By marshalling all their company’s resources, Patterson and Deeds provided food and shelter, as well as a small flotilla of rescue boats that saved hundreds of lives. Two years later, on 13 March 1915, an Appeals court overturned all the convictions and ordered a retrial. However, by then, the retrial of these local heroes was politically impossible, and all charges were dropped.

By 1917, just days after the US declaration of war, Deeds and Kettering saw yet another business opportunity, yet another chance to ‘get in on the ground floor’ as they had with electronic ignition in automobiles. They met with Dayton financier H.E. Talbot and his son in the senior Talbot’s suburban Dayton home. Also present were a few original Wright Airplane Company employees, including pilot and aeroplane designer Grover Loening. Deeds and Kettering, with additional financial backing from the Talbots, proposed creating a new aeroplane company called the Dayton Wright Airplane Company, specifically to compete for the substantial number of aeroplane orders that would undoubtedly be coming from the War Department. Orville Wright would be included as a ‘non-working’ director, allowing the new company to capitalise on the prestige and credibility the Wright name would bring (Wright only rarely participated in the actual business, usually as a technical consultant). Deeds proposed that engines from the booming American automotive industry (using the electronic ignition system built by his DELCO Company) would be mated with build-to-print designs from proven European tactical aircraft (since everyone knew America had no design expertise). The solution to the aeroplane production problem would be at hand, with handsome profits. The company’s incorporators needed but $500,000 to begin operations; within a few months, large aircraft contracts would be a massive payback on their investment.[14] The one true aeronautical expert there, Grover Loening, confessed to being ‘astonished’ at these bold plans, which he considered ’shady.’[15] After the First World War, in a section of his memoirs entitled ‘The Detroit Conspiracy’ Loening noted:

the way step after step led the automobile crowd in Detroit to the ownership, control, direction and parceling out of all aircraft and aircraft-motor business, by the time we entered the war in 1917, is a pattern that much too beautifully fit together to be accidental […] Our able and efficient automobile manufacturers in Detroit, foreseeing a war production era, apparently picked on aviation as a likely field to fill their plants […] They absolutely butted into the aircraft business. Not a single one of them had any previous experience along this line […] all of this work was done at cost plus 10% or more; so one can be sure none of the automobile group lost much.[16]

Subsequent events show that Deeds’ vision from that evening in April 1917 happened largely as planned. 

Deeds’ plans progressed rapidly, starting with his appointments to several critical Government advisory and procurement boards. Through his connection with Howard Coffin, a fellow automobile executive (Vice President of the Hudson Motor Car Company), Deeds was offered a position on the Munitions Standards Board dealing with ‘matters relating to the procurement of munitions and supplies’; when that Board was disbanded shortly afterwards, Coffin persuaded him to join a new steering committee to oversee military aircraft, the Aircraft Production Board, chaired by Coffin himself.[17] Deeds considered and eventually accepted.[18] Also on the board was the US Army’s Chief Signal Officer and its foremost aviation proponent, Major General George Owen Squier. Though it had no direct procurement authority, the Aircraft Production Board was the preeminent body in making critical policies that determined which engineering specifications and standards were adopted, how and where pilot training was conducted, and even which supply depots for logistics support and flying fields were to be established. It was tasked with the creation of an American aviation industry. Far from being merely another committee, it became ‘foremost in the war program of the country.’[19] Deeds, the founder of the Dayton Wright Airplane Company in April, was, by July, on the executive steering committee for creating the new industry. And he was not done yet. 

On 15 August, scarcely a month later, Edward Deeds – with no military training or experience of any kind – became Colonel Edward Deeds, chief of the US Army’s Signal Corps Aviation Equipment Division, responsible for the procurement of all Army aviation hardware, including aeroplanes, aircraft armament, spare parts and engines. Supervising between 4,000 and 5,000 personnel, Deeds’ new division was expected to obligate over $500,000,000 in government funds over the next 9 months.[20] Though direct commissions of civilian executives were not unknown during the war, Deeds’ situation was unusual;  he was commissioned in the high grade of full colonel, and even more so, he received a Regular Army, not a Reserve (‘temporary’) commission. This was all accomplished through the intervention of Squier, chief of the Army aviation section and soon to be Chief Signal Officer of the entire Army. In the latter position, Squier had the enormous responsibility of providing all transatlantic communications and in-theatre military communications in France, plus the US Army’s whole air effort. Though highly trained as an engineer (the first army officer to earn a PhD in the field), he did not have the time to translate the $640,000,000 Congressional aeroplane appropriation into actual hardware. That enormous task was Deeds’.

Deeds later made it clear to government service that he had divested himself entirely from his recently established business interest in the Dayton Wright Airplane Company. However, this divestiture consisted only of resigning from the company, as Deeds was the only incorporator of Dayton Wright, who did not take any of the new company’s 5,000 shares of stock, an oddity for which remains unexplained.[21]  Of course, it is possible Deeds had no interest in stock because he planned to obtain an influential position in the Government all along to facilitate Dayton Wright Airplane’s growth, which would benefit him greatly when he re-joined the company after the war. Deeds flatly denied he had been promised any such quid pro quo.

Lieutenant Colonel Michael Taint, United States Air Force (ret’d) is an independent historian.  He retired after a 21-year military career in the US Air Force, which included tours of duty in missile and space operations, acquisition management and headquarters staff. He also spent 15 years in the defence industry as a project manager. He received a BA in History with a specialisation in Military History from Norwich University, an MA in Political Science from Wichita State University, and an MS in Computer Science from the University of Dayton.

Header image: US Army 166th Aero Squadron personnel standing in front of licence-produced Airco DH4s, November 1918. (Source: Wikimedia)

[1] John H. Morrow, The Great War in the Air: Military Aviation from 1909 to 1921 (Tuscaloosa: Univerity of Alabama Press, 2009), p. 266.

[2] Colonel Edgar S. Gorrell, The Measure of America’s World War Aeronautical Effort (Northfield, VT: Norwich University, 1940), pp. 7-9. A build-to-print design is one where (theoretically at least) detailed blueprints and specifications allow another organization to manufacture the item.

[3] Ibid, p. 2. Other authors have slightly higher numbers, but Gorrell’s data comes from reviewing 60 volumes of raw data – he was also an active-duty Air Service staff officer at the time of the events.

[4] Morrow, The Great War in the Air, pp. 265-66.

[5] Ibid.

[6] Benedict Crowell, America’s Munitions 1917-1918: Report of Benedict Crowell, Director of Munitions (Washington, DC: US Government Printing Office, 1919), pp. 240-41.

[7] Gorrell, The Measure of America’s World War Aeronautical Effort, p. 3. Gorrell himself, then a captain, was a member of the Commission.

[8] Ibid, p. 5.

[9] Ibid, p. 3-4.

[10] Judy Rummerman, https://www.centennialofflight.net/essay/Aerospace/WWi/Aero5.htm.

[11] Major Michael A.Macwilliam, The Development and Emergence of the American De Havilland Aeroplane (Air Command and Staff College Thesis, Maxwell AFB, AL: Air Command and Staff College, 1997), p. 11, citing Mitchell Memoirs.

[12] Isaac F. Marcosson, Colonel Deeds Industrial Builder (New York: Dodd, Mead and Company, 1947).

[13] Lisa Rickey, The court decision in John H. Patterson’s case was announced…..

[14] United States House of Representatives,  Hearings Before Subcommittee 1 (Aviation), Select Committee on Expenditures in the War Department, Vol 3 (Washington: United States Government Printing Office, 1920), p. 3883.

[15] Lieutenant Colonel W. R. Laidlaw, MSS from Lt Colonel Laidlaw to Mr Charles Kettering Dec 7, 1957, (Unpublished).

[16] Grover Loening, Our Wings Grow Faster  (Garden City, NY: Doubleday, Doran and Co., 1935), pp 69-84. ‘Cost plus’ refers to the type of contract used – the aeroplane contractors were reimbursed for all their costs, plus given an additional 10% or more as profit – so in actuality a business loss was impossible.

[17] Marcosson, Colonel Deeds Industrial Builder, p. 267.

[18] Ibid, pp 216-218. Deeds’ biographer claims that Deeds initially refused to join the Aircraft Production Board, then reconsidered because of the ‘opportunity to stimulate the air program.’

[19] ‘US Aircraft Production Board: Body Which is Entrusted with Making America Supreme in the Air,’ Motor Age, 12 July 1917, p. 20.

[20] ‘E.A. Deeds Now Colonel in Regular army of the US,’ Dayton Daily News, 29 August 29 1917, p. 1.

[21] United States House of Representatives, Hearings Before Subcommittee 1 (Aviation), Select Committee on Expenditures in the War Department, Vol 3 (Washington: United States Government Printing Office, 1920), p. 3882.

#Podcast – Look Ahead at 2025’s Aerospace Books

#Podcast – Look Ahead at 2025’s Aerospace Books

Editorial Note: Led by Editor Dr Mike Hankins, From Balloons to Drones, produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.

Join us as we look at what literary treasures await us in upcoming books on aerospace defence history. What are we excited about? What have we been reading? What have you been reading, and what are you excited about? Let us know!
Also covered: Star Wars, Antz vs. A Bug’s Life

Also, please read our editor-in-chief’s post on the same topic.

Header image: An Avro Lancaster at the RAF Museum in London (Source: Author’s Collection)

OODA Loop or Coffee Break? Erich Hartmann and the Forgotten German ‘Decision Cycle’

OODA Loop or Coffee Break? Erich Hartmann and the Forgotten German ‘Decision Cycle’

By Stephen Robinson

There was not too much dogfighting for us. It requires a large area and is absolutely defensive.[1]

Erich Hartmann

Colonel John R. Boyd flew F-86 Sabres during the Korean War and later theorised the Observation-Orientation-Decision-Action (OODA) loop, initially focused on air-to-air combat. At first, Boyd considered the tactical requirements of test flight dogfights between the YF-16 and YF-17 prototypes in 1974 before analysing Sabre and MiG-15 combat in Korea. He expressed the basic idea of the OODA loop in a United States Air Force (USAF) oral history in 1977, although it was not fully formed with its familiar four stages.[2] However, it is not commonly known that another F-86 pilot had theorised a four-stage air-to-air combat ‘decision cycle’ in the 1940s – Luftwaffe pilot Erich Hartmann.

FRE_015069
A signed copy of a photo of Erich Hartmann during the Second World War. (Source: Imperial War Museum)

During the Second World War, Hartmann flew 1,404 combat missions, participated in 825 air-to-air engagements and became history’s highest-scoring ace with 352 official kills, mainly over the Eastern Front.[3] During the Cold War, he later commanded West Germany’s first Sabre wing Jagdgeschwader 71 ‘Richthofen.’[4] Hartmann theorised the ‘Coffee Break’ concept, abbreviated as See-Decide-Attack-Break (SDAB). Writets Trevor J. Constable and Raymond F. Toliver articulated the idea in their bestseller The Blond Knight of Germany (1970), the first Hartmann biography, almost half a decade before the OODA loop emerged. Although their book romanticises the German military and fails to address Hartmann’s relationship with National Socialism adequately, it accurately depicts air combat tactics. In contrast, historian Erik Schmidt’s Black Tulip: The Life and Myth of Erich Hartmann, the World’s Top Fighter Ace (2020) thoroughly examines Hartmann’s role in the Third Reich and his fighter pilot career, which makes his book essential reading.

Hartmann and Boyd, in addition to flying Sabres and developing ‘decision cycles’, had much else in common. They were both aggressive fighter pilots with maverick independent streaks who declared war on their hierarchy late in their careers. Hartmann rebelled by opposing the F-104 Starfighter, which he considered unsafe, while Boyd went outside his chain of command to develop the unwanted Lightweight Fighter project.[5] Both men also retired as colonels in the 1970s.

At first glance, the SDAB cycle and the OODA loop are hard to distinguish. As John Stillion expressed: ‘Hartmann’s air combat procedure is strikingly similar to USAF Colonel John Boyd’s famous Observe, Orient, Decide, Act, or “OODA” loop.’[6] However, there is a critical difference. In an air combat context, the OODA loop is about winning dogfights, while the SDAB cycle is all about avoiding them. Additionally, Boyd’s OODA loop theory evolved from air combat to include land combat and then conflict in general before becoming a cognitive model explaining the mind’s relationship with reality. Hartmann’s method, as Schmidt concluded, is not ‘really a dogfighting strategy per se. It was more of an anti-dogfighting strategy.’[7]

Take a Coffee Break

Hartmann enlisted in the Luftwaffe in 1940 and joined Jagdgeschwader 52 in October 1942, flying Messerschmitt Bf 109 fighters. He initially became a wingman for Edmund Rossmann, who mentored the novice pilot. Rossmann had already been credited with over 80 kills, giving his advice considerable merit.[8] Hartmann learned that Rossmann had a wounded arm that prevented him from flying highly manoeuvrable dogfights, but he compensated for this injury by developing a specific tactic. After spotting the enemy, Rossmann patiently assessed the situation before deciding whether to attack. If he decided that surprise could be achieved, he would attack, which differed from the standard practice of immediately attacking a seen enemy.[9] Hartmann later reflected that Rossmann ‘taught me the basic technique of the surprise attack, without which I am convinced I would have become just another dogfighter.’[10] What Rossmann did out of necessity, Hartmann would soon do out of choice.

Hartmann scored his first aerial victory on 5 November 1942 by shooting down an Il-2 Sturmovik. However, shrapnel from the kill damaged his engine, forcing him to crash. While recovering in the hospital, Hartmann began to formulate his conception of air combat after reflecting that he should have approached closer before opening fire and disengaged quicker to prevent shrapnel from hitting his engine. Hartmann later recalled: ‘I learned two things that day: Get in close and shoot, and break away immediately after scoring the kill.’[11] Hartmann later formulated his trademark method, as Constable and Raymond explained:

The magical four steps were: “See – Decide – Attack – Reverse, or ‘Coffee Break’.” In lay terms, spot the enemy, decide if he can be attacked and surprised, attack him and break away immediately after striking; or if he spots you before you strike, take a “coffee break” – wait – pull off the enemy and don’t get into a turning battle with a foe who knows you are there.[12]

In a USAF interview in 1985, Hartmann was asked, “How did you develop your tactics of See, Decide, Attack, Reverse, or Coffee Break?” He answered:

I developed my tactics by watching my leader. My first leader, MSgt Eduard Rossmann, was always cautious. He said he didn’t like to pull a lot of Gs because of a bad shrapnel wound in his arm. He would look over each fight and decide if he would enter. When he did enter, it was always straight through – no turns – and he usually came home with a kill. My next leader, Sgt Hans Dammers, liked to turn and fly in the circus. The next man, 1st Lt Josef Swernemann was somewhere in between the two. He would be patient for a while, but then would get into a turning fight when he got frustrated. This is when I realized you must fight with your head, not your muscle.[13]

Hartmann rejected dogfighting as he considered it pointless and risky: ‘I also decided against aerial acrobatics, against what traditional pilots would call dog-fighting […] Acrobatics are a waste of time and therefore dangerous.’[14] Hartmann would always try to break contact after a pass before deciding if another pass was warranted and, as Constable and Raymond explained, ‘[e]ach pass was a repetition of the “See – Decide – Attack – Break” cycle.’[15]

Hartmann’s method was essentially hit-and-run tactics. As social scientists C. Hind and A. Nicolaides explained: ‘Hartmann became the ultimate and leading exponent of the stalk-and-ambush tactics, and he favoured the tactic of ambushing enemy aircraft and firing at them from very close range, about 20 m, rather than becoming involved in challenging and unnecessary dogfights.’[16]

The SDAB cycle is usually only mentioned in popular military aviation histories and is rarely referred to in scholarship. Edward E. Eddowes, who worked at the Air Force Human Resources Laboratory, submitted a paper to the First Symposium on Aviation Psychology in 1981. He declared: ‘Each engagement involves repetitions of the see, decide, attack, break discrimination-decision sequence. Like many of his predatory predecessors, Hartmann found turning contests hazardous and avoided them.’[17]

In another example, Captain James H. Patton, Jr., a retired naval officer, in his article ‘Stealth is a Zero-Sum Game: A Submariner’s View of the Advanced Tactical Fighter’ considered the SDAB cycle in 1991:

Top Gun instructors interpreted that terse guidance – based on interviews with Hartmann – to mean that a pilot should attempt to detect without being detected, judge whether he can attack covertly, close to a point that would almost assure a kill, and then disengage rapidly to repeat the process, rather than hang around in what submariners call a melee, and fighter pilots term the visual fur ball.[18]

Mikel D. Petty and Salvador E. Barbosa conducted an interesting air simulation experiment. They noted that USAF instructors supervise trainees undergoing virtual simulation-based training.[19] However, given the limited availability of instructors, they devised a means of testing a self-study-based training approach through simulation by following the progress of one test subject over eight years. The virtual pilot flew 2,950 missions in 138 campaigns using seven types of aircraft set in Europe in 1943-45 using Microsoft Combat Flight Simulator 3 (CFS3). The experiment required the subject to read air combat literature before applying the described tactics in the simulation. The study material included The Blond Knight of Germany, which outlined the SDAB cycle.[20] Petty and Barbosa confirmed the effectiveness of the SDAB cycle as ‘maneuvers and tactics described as effective in WWII air combat in the literature, e.g., those in Franks (1998) and Toliver and Constable (1970), were found by the subject to be very effective in CFS3 as well, if performed correctly.’[21]

The SDAB cycle has limitations, and Schmidt correctly concluded that it was well-suited to the Eastern Front but had less utility in Western Europe: ‘Hartmann’s Soviet enemies were, generally, less capable than the British and American pilots on the Western Front, which meant not only that they were easier to shoot down, but also that they were easier to evade and disengage from if the odds weren’t right.’[22] Therefore, applying SDAB cycles consistently in practice is impossible, and some dogfighting is inevitable, making the OODA loop relevant.

The OODA Loop

Boyd was familiar with Hartmann and mentioned him once in the 1977 USAF oral history stating that ‘[A]nd so, in that sense, a guy like Hartmann or a guy like Bong [Maj Richard I.] and some of these other good American aces – I could name others from other countries – they kind of knew they were going to win anyway. Maybe not in the beginning, but they built up that certain confidence and they had the desire.’[23] However, it is unclear if he read The Blond Knight of Germany or other references to the SDAB cycle, so we do not know if Hartmann influenced the OODA loop.[24] In any case, both models are opposites, so there is no suggestion of plagiarism. The basic idea of the OODA loop is to move faster than the enemy through a four-stage cycle, as military analyst Franklin C. Spinney, a close acolyte of Boyd, explained:

He [Boyd] thought that any conflict could be viewed as a duel wherein each adversary observes (O) his opponent’s actions, orients (O) himself to the unfolding situation, decides (D) on the most appropriate response or countermove, then acts (A). The competitor who moves through this OODA-loop cycle the fastest gains an inestimable advantage by disrupting his enemy’s ability to respond effectively.[25]

The victor, moving faster, seizes the initiative while the loser becomes paralysed by disorientation and panic.[26] The winner gets inside the loser’s OODA loop, which allows the pilot to manoeuvre into a winning firing position during a dogfight.[27] The OODA loop requires both pilots to dogfight long enough and complete enough loops for the winner to gain a relative speed advantage, which begins to sow disorientation and panic in the loser’s mind. More specifically, the pilots must complete enough OODA loops for the winner’s relative speed advantage to result in an action that changes the overall situation.[28] When this occurs, the loser’s actions, based upon the superseded earlier situation, fail to achieve the intended result, and they become confused as negative feedback overloads their brain. A pilot simply shooting down an enemy Hartmann-style before a clash of opposing OODA loops can occur is not applying Boyd’s model. If the OODA loop involved surprise and winning before the opponent reacts, there would be nothing original about the idea or way to distinguish it from the earlier SDAB cycle meaningfully.

The key difference between Hartmann and Boyd is that the SDAB cycle avoids dogfighting while the OODA loop requires dogfighting. Boyd was fixated on dogfighting as Frans P.B. Osinga explained: ‘[H]e [Boyd] developed the ability to see air combat as a contest of moves and countermoves in time, a contest in which a repertoire of moves and the agility to transition from one to another quickly and accurately in regard [to] the opponent’s options was essential.’[29]

Boyd’s manual Aerial Attack Study (1964), first published in 1960, explained all possible dogfighting manoeuvres without prescribed solutions.[30] Osinga concluded that Boyd ‘wanted to show people various moves and countermoves, and the logic of its dynamic.’[31] Aerial Attack Study reads like a chess strategy book. It is undoubtedly valuable, as Grant Hammond explained: ‘[M]any a fighter pilot, whether he knows it or not, owes his life to Boyd and the development of the tactics and manoeuvres explained in that manual.’[32] Former students who fought in Vietnam credit Boyd’s teaching for getting them out of danger. For example, on 4 April 1965, Major Vernon M. Kulla engaged North Vietnamese MiG-17s while flying an F-105 Thunderchief. Before the MiG-17 could open fire, Kulla successfully conducted a snap roll that he learned from Boyd, forcing the communist pilot to overshoot.[33] Therefore, Boyd certainly taught useful air-to-air tactical skills.

Despite Boyd’s obsession with dogfighting, it is rarer than many assume. Historically speaking, in most cases, victory goes to the pilot, who spots the enemy first and wins before the opponent can react. As Barry D. Watts explained:

To start with historical combat data, combat experience going at least back to World War II suggests that surprise in the form of the unseen attacker has been pivotal in three-quarters or more of the kills. For example, P-38 pilot Lieutenant Colonel Mark Hubbard stressed that, in his experience over northern Europe with the U.S. Eighth Air Force, “90% of all fighters shot down never saw the guy who hit them.” Similarly, the German Me-109 pilot Erich Hartmann […] has stated that he was “sure that eighty percent” of his kills “never knew he was there before he opened fire.”[34]

This trend continued during the Vietnam War from April 1965 to January 1973, as approximately 80 per cent of personnel shot down from both sides never saw the other aircraft or had insufficient time to make a countermove.[35] Accordingly, Watts concluded: ‘[W]hat historical air combat experience reveals, therefore, is that upwards of 80 per cent of the time, those shot down were unaware that they were under attack until they either were hit or did not have time to react.’[36]

Most air-to-air kills did not involve dogfighting and, consequently, clashes of opposing OODA loops involving sequences of moves and countermoves. Most air-to-air engagements end before the loser has time to act. Even when dogfighting occurs, it can be over in seconds, as Schmidt explained:

Amazingly, the whole dance of a dogfight could take place over the course of just a few seconds. The famed American pilot Robin Olds, who flew P-38s and P-51s in World War II and F-4 Phantoms in Vietnam, said: “Usually in the first five seconds of a dogfight, somebody dies. Somebody goes down. You want to make sure it’s the other guy.”[37]

Therefore, the OODA loop is not always applicable in dogfights because other factors often decide the outcome before the winner’s faster speed can generate negative feedback in the loser’s mind, which is a more gradual process involving moves and countermoves.

Boyd, without intending to, contradicted the essence of the OODA loop by expressing a sentiment identical to the SDAB cycle:

So that’s why he [the fighter pilot] wants to pick and choose engagement opportunities. He wants to get in, get out, get in, and get out. Why does he want to do that? Because it’s not just one-to-one air-to-air combat up here. It’s what the pilots like to say, many-upon-many. In other words, if you’re working over one guy, somebody else is going come in and blindside you. So you want to spend as little time with a guy as possible. You need to get in, gun him, and get the hell out.[38]

Ironically, Boyd preferred the hit-and-run essence of the SDAB cycle, as picking and choosing engagement opportunities and cycles of getting in and out to avoid danger sounds just like Hartmann. Therefore, engaging in an elongated OODA loop duel with another pilot is inherently risky due to the possible presence of other enemy fighters. However, there is still a critical difference as Boyd believed that the best way to break contact was by conducting a ‘fast transient’ – a rapid transition from one manoeuvre to another that allows a pilot to kill before quickly disengaging.[39] However, a pilot can only conduct a ‘fast transient’ if they are already in a dogfight. Hartmann instead preferred to dive at an unsuspecting enemy using superior speed in a single pass and then to use the momentum gained to break contact without any acrobatics, dogfighting or ‘fast transients’.

Boyd also stressed: ‘[T]hink of it in space and time. In space, you’re trying to stay inside his manoeuvre; in time, you want to do it over a very short period of time, otherwise you’re going to become vulnerable to somebody else.’[40] Therefore, Boyd advocated elongated OODA loop duels to gradually generate negative feedback while inconsistently wanting to restrict engagements to minimal periods due to the risk of other enemy fighters. Ultimately, Boyd failed to reconcile the need to rapidly break contact after an attack to avoid danger with the time required for enough OODA loop cycles to generate disorientation and panic in the loser’s mind.

Aces and Iteration

The key advantage of the SDAB cycle is that it minimises risk. However, a pilot intending a surgical hit-and-run strike may inadvertently find themselves in a dogfight, and then the logic of the OODA loop might become paramount. Nevertheless, engaging in an OODA loop contest inherently makes one vulnerable. As Jim Storr explained: ‘[T]here is considerable advantage in reacting faster than one’s opponent, but the OODA Loop does not adequately describe the process. It places undue emphasis on iteration instead of tactically decisive action.’[41] After attacking, Hartmann would break contact to prevent iteration and only committed to further passes in favourable conditions. The avoidance of iteration is also evident in the tactical methods of other aces, and Storr stressed that ‘biographies of aces […] show almost no trace of iterative behaviour in combat.’[42] Hartmann’s tactics worked because he avoided dogfighting. As Storr similarly expressed:

Critically, aces scarcely ever dogfight. They usually destroy enemy aircraft with a single pass, and expend very little ammunition per aircraft shot down. Their effectiveness centres on rapid, decisive decision and action. It is based on superlative, largely intuitive, situational awareness. Aces do display some significant characteristics – their eyesight is usually exceptional and their shooting phenomenal. They also have catlike reactions. However, expert fighter combat is fundamentally not iterative. It is sudden, dramatic and decisive.[43]

Boyd valued manoeuvrability over speed, while Hartmann preferred speed over manoeuvrability. Neither is right or wrong, and there is undoubtedly a degree of pilot preference. Hartmann’s approach was only made possible by exceptional eyesight, which allowed him to apply successful SDAB cycles consistently. Understandably, pilots with poorer eyesight might prefer manoeuvrability. After all, most pilots never become aces, so there is value in applying lessons from both Hartmann and Boyd’s approaches.

Conclusion

Boyd advocated getting inside the enemy’s OODA loop to disrupt their decision-making process and force them to make defeat-inducing inappropriate actions. In contrast, Hartmann had no intention of getting inside the enemy’s ‘decision cycle’. He usually won before the enemy knew of his presence or had time to act. There is no need to disrupt the enemy’s decision-making process if they have no time or opportunity to make decisions, and in such circumstances, the OODA loop is redundant. As such, Boyd neglected the importance of who spots who first and the corresponding likelihood that most engagements will be decided before sequences of moves and countermoves can occur.

Of course, manoeuvrable dogfighting cannot always be avoided, so the OODA loop certainly has merit. For example, an F-35 Lightning II would ideally only shoot down unsuspecting enemy fighters with long-range missiles beyond visual range. However, it is armed with 25mm cannons just in case dogfighting occurs. Nevertheless, air-to-air engagements have declined since the Vietnam War, while situational awareness has dramatically increased due to improved radar and airborne early warning and control (AEW&C) platforms. Therefore, the ratio of air-to-air kills occurring beyond visual range will likely continue to increase. Consequently, the future of OODA loop-style dogfighting is uncertain but becoming increasingly rare. At the same time, the core of Hartmann’s method remains valid. Pilots can now ‘see’ at great range with radar and ‘decide’ whether to ‘attack’ with the assistance of AEW&C. However, there may be no need for a clean ‘break’ since pilots no longer must get close thanks to long-range missiles.

The OODA loop depicts air-to-air combat as a duel between two minds going through cycles in which both pilots have a ‘sporting chance’, which reflects the ‘Knights of the Air’ myth from the First World War.[44] In contrast, Hartmann was like a sniper, describing his preferred tactic as ‘[C]oming out of the sun and getting close; dog-fighting was a waste of time. The hit and run with the element of surprise served me well, as with most of the high scoring pilots.’[45] Boyd, in contrast, is like a chess enthusiast who loves the moves and countermoves of the game. However, OODA loop-like dogfights only occur in a minority of air-to-air encounters. Therefore, Boyd’s model only has limited utility in air combat.

The SDAB cycle demonstrates that the OODA loop is not the only ‘decision cycle’. Despite its impeccable origins in combat experience, Hartmann’s tactical method is not well-known today partly because he never transformed the SDAB cycle into a general theory of conflict. In contrast, Boyd considered the more abstract OODA loop to be a universal guide to military success, applicable beyond the air domain at all levels of conflict. Boyd also believed that the OODA loop explained any competitive endeavour – such as politics, business, and sports – as well as human cognitive processes and behaviour in general. As Osinga explained concerning Boyd’s final version of the OODA loop: ‘[I]t is a model of individual and organizational-level learning and adaptation processes, or – to use Boyd’s own terms – a meta-paradigm of mind and universe, a dialectic engine, an inductive-deductive engine of progress, a paradigm for survival and growth, and a theory of intellectual evolution.’[46] Hartmann never transformed his straightforward air-to-air tactic into something grander. Another reason the SDAB cycle is not well-known is that Hartmann did not devote his retirement to promoting the concept: ‘I instructed and flew at a few air clubs, and flew in an aerobatics team with Dolfo Galland. Later I just decided to relax and enjoy life.’[47] In contrast, Boyd spent much of his retirement expanding, refining and disseminating his theories, including the OODA loop.

Boyd considered the OODA loop a universal and unchangeable fact of life – we have OODA loops whether we like it or not, and that is the model that best explains our relationship with reality.[48] Therefore, Boyd became imprisoned by totalising thinking while Hartmann didn’t, primarily because he never overanalysed his model. The SDAB cycle was an artificial way of thinking based on experience and circumstance. Hartmann demonstrates that we can manufacture our own ‘decision cycles’ through trial and error, tailoring them to meet specific needs and requirements. He also reminds us that ‘decision cycles’ do not have to be grand cognitive models. Above all, we are free to choose and experiment as Hartmann did. Numerous ‘decision cycles’ can coexist with different strengths and weaknesses. Therefore, it makes no sense to select one model for every situation.

Although the OODA loop (dogfighting) and the SDAB cycle (anti-dogfighting) are opposites, they can be complementary when synthesized. The OODA loop and the SDAB cycle become the opposite ends of a broad spectrum of options between those extremes. Most pilots probably operate somewhere between those two poles, taking their talents, aircraft characteristics, and specific circumstances into account. Boyd would favour synthesising the OODA loop and the SDAB cycle because doing so precisely aligns with the dialectical logic he expressed in his enlightening article Destruction and Creation (1976).[49] He also championed synthesis through his snowmobile allegory in his remarkable briefing, The Strategic Game of ? and ?.[50] The allegory is a thought experiment involving the image of a skier, a motorboat, a bicycle and a toy tractor. All these concepts can be broken down into sub-components through a destructive process, resulting in skis, motorboat engines, bicycle handlebars and rubber treads. These useful sub-components from different origins can then be reassembled into something new through a creative process, resulting in a new concept – a snowmobile. Boyd never stated that his ideas are exempt from the dialectical logic of destruction and creation. Therefore, subjecting the OODA loop to destruction and creation is inherently positive and can offer new insights into air combat.

Stephen Robinson is an officer in the Australian Army Reserve currently serving in the Australian Army History Unit. He is the author of False Flags: Disguised German Raiders of World War II (2016), Panzer Commander Hermann Balck: Germany’s Master Tactician (2019), The Blind Strategist: John Boyd and the American Art of War (2021) and Eight Hundred Heroes: China’s Lost Battalion and the Fall of Shanghai (2022).

Header image: A Canadair Sabre at the Militärhistorisches Museum der Bundeswehr – Flugplatz Berlin-Gatow in Hartmann markings from when he commanded JG71, c. 2007 (Source: Wikimedia)

[1] Quoted in Edward H. Sims, Fighter Tactics and Strategy 1914-1970 (New York: Harper and Row, 1972), p. 208.

[2] Boyd referred to the ‘observation-decision-action time scale’ in the interview, which is not yet the familiar OODA loop since it lacks the orientation stage. United States Air Force Historical Research Center, U.S. Air Force Oral History Interview, K239.0512-1066, Colonel John R. Boyd, Corona Ace, 28 January 1977, p. 132.

[3] Erik Schmidt, Black Tulip: The Life and Myth of Erich Hartmann, the World’s Top Fighter Ace (Philadelphia, PA: Casemate Publishers, 2020), p. xiii.

[4] Schmidt, Black Tulip, p. 130.

[5] Schmidt, Black Tulip, p. 134; Robert Coram, Boyd: The Fighter Pilot Who Changed the Art of War (New York: Hachette Book Group, 2002), p. 244.

[6] John Stillion, Trends in Air-to-Air Combat: Implications for Future Air Superiority (Washington DC: Center for Strategic and Budgetary Assessments, 2015), p. 6.

[7] Schmidt, Black Tulip, p. 64.

[8] Philip Kaplan, Fighter Aces of the Luftwaffe in World War II (Barnsley: Pen and Sword Books, 2007), p. 192.

[9] Trevor J. Constable and Raymond F. Toliver, The Blond Knight of Germany (New York: Ballantine Books, New York, 1970), pp. 43-4.

[10] Quoted in Kaplan, Fighter Aces of the Luftwaffe in World War II, p. 195.

[11] Colin D. Heaton, ‘Final Thoughts of the Blond Knight,’ World War II 17, no. 3 (2002), p. 33.

[12] Constable and Toliver, The Blond Knight of Germany, p. 55.

[13] Rich Martindell and Bill Mims, ‘An Interview with Erich Hartmann, the Ace of Aces,’ in Tac Attack (Washington DC: Department of the Air Force, 1985), p. 23.

[14] Quoted in William Tuohy, ‘German Pilot Reported 352 Kills Hope of Top WWII Flier: No Need for New Air Aces,’ Los Angeles Times, 3 January 1986.

[15] Constable and Toliver, The Blond Knight of Germany, p. 86.

[16] C. Hind and A. Nicolaides, ‘Ace of Aces: Erich Hartmann the Blond Knight of Germany,’ Open Journal of Social Sciences 8 (2020), pp. 388-9.

[17] Edward E. Eddowes, ‘Measuring Pilot Air Combat Maneuvering Performance’ in First Symposium on Aviation Psychology (The Ohio State University Columbus: The Aviation Psychology Laboratory, 1981), p. 340.

[18] James H. Patton, Jr., ‘Stealth is a Zero-Sum Game: A Submariner’s View of the Advanced Tactical Fighter,’ Airpower Journal 5, no. 1 (1991), p. 7.

[19] Mikel D. Petty and Salvador E. Barbosa, ‘Improving Air Combat Maneuvering Skills Through Self-Study and Simulation-Based Practice,’ Simulation & Gaming 47, no. 1 (2016), p. 105.

[20] Petty and Barbosa, ‘Improving Air Combat Maneuvering Skills,’ p. 111.

[21] Petty and Barbosa, ‘Improving Air Combat Maneuvering Skills,’ p. 123.

[22] Schmidt, Black Tulip, p. 64.

[23] U.S. Air Force Oral History Interview, p. 240.

[24] In addition to The Blond Knight of Germany, Boyd may have read Edward H. Sims’ Fighter Tactics and Strategy 1940-1970 (1972), which also explained the SDAB cycle before the OODA loop emerged. Sims, Fighter Tactics and Strategy, 204-5

[25] Franklin C. Spinney, ‘Genghis John,’ Proceedings 123 (1997).

[26] Boyd advised in ‘Organic Design for Command and Control’ to operate inside enemy OODA loops ‘to enmesh adversary in a world of uncertainty, doubt, mistrust, confusion, disorder, fear, panic chaos.” Boyd also added in ‘The Strategic Game of ? and ?’: “Operating inside their OODA loops will accomplish just this by disorienting or twisting their mental images so that they can neither appreciate nor cope with what’s really going on.’ John R. Boyd, ‘Organic Design for Command and Control’ and ‘The Strategic Game of ? and ?,’ in Grant T. Hammond (ed), A Discourse on Winning and Losing (Maxwell AFB: Air University Press, 2018), p. 224 and 302.

[27] Boyd, towards the end of his life, refined the OODA loop into a vastly more complex idea involving multiple feedback loops and different relationships and pathways between the four stages. However, the idea of getting inside the enemy’s OODA loop and gaining a relative speed advance is evident in the earlier basic OODA loop and the final complex OODA loop. This key idea remained constant during the OODA loop’s evolution. Therefore, when referring to the OODA loop in this article, all versions of the OODA loop are referred to unless otherwise specified.

[28] U.S. Air Force Oral History Interview, p. 134.

[29] Frans P.B. Osinga, Science, Strategy and War: The Strategic Theory of John Boyd (New York: Routledge, 2006), p. 28.

[30] John R. Boyd, Aerial Attack Study, 50-10-6C, 1964.

[31] Osinga, Science, Strategy and War, p. 22.

[32] Grant Hammond, The Mind of War: John Boyd and American Security (Washington DC: Smithsonian Books, 2001), p. 80.

[33] Thomas McKelvey Cleaver, Going Downtown: The US Air Force over Vietnam, Laos and Cambodia, 1961-75 (Oxford: Osprey Publishing, 2022), p. 102.

[34] Barry D. Watts, Doctrine, Technology, and War, Air & Space Doctrinal Symposium Maxwell AFB, Montgomery, Alabama 30 April-1 May 1996.

[35] Watts, Doctrine, Technology, and War.

[36] Watts, Doctrine, Technology, and War.

[37] Schmidt, Black Tulip, p. 69.

[38] John R. Boyd, ‘Patterns of Conflict (Transcript),’ in Discourse on Winning and Losing, Marine Corps University, Quantico, 25 April, 2 May, 3 May 1989, p. 10.

[39] Boyd, ‘Patterns of Conflict (Transcript),’ p. 10.

[40] Boyd, ‘Patterns of Conflict (Transcript),’ p. 10.

[41] Jim Storr, The Human Face of War (London: Bloomsbury Publishing 2009), p. 13.

[42] Storr, The Human Face of War, p. 13.

[43] Storr, The Human Face of War, p. 13.

[44] For a comprehensive analysis of Boyd’s relationship with the ‘Knights of the Air’ myth, see Michael W. Hankins, Flying Camelot: The F-15, the F-16, and the Weaponization of Fighter Pilot Nostalgia (Ithaca, NY: Cornell University Press, 2021).

[45] Heaton, ‘Final Thoughts of the Blond Knight,’ p. 33.

[46] Frans P. B. Osinga, ‘The Enemy as a Complex Adaptive System: John Boyd and Airpower in the Postmodern Era,’ in John Andreas Olsen (ed.), Airpower Reborn: The Strategic Concepts of John Warden and John Boyd (Annapolis, MD: Naval Institute Press, 2015), p. 74.

[47] Heaton, ‘Final Thoughts of the Blond Knight,’ p. 85.

[48] Boyd explained in Patterns of Conflict: ‘It doesn’t make any difference whether you’re a Russian, you’re an Englishman, an American, Chinese or what. You have to observe what the hell’s going on here. Then you have to, as a result of that, looking at the world, you generate images, views, and impressions in your mind. That’s what you call orientation. Then as a result of those images, views, and impressions, you’re going have to make a selection, what you’re going to do or what you’re going to do, that’s a decision. And then you’re going to have to implement or take the action.’ Boyd, ‘Patterns of Conflict (Transcript),’ p. 11.

[49] John R. Boyd, Destruction and Creation (Paper), 3 September 1976, pp. 2-3.

[50] Boyd, ‘The Strategic Game of ? And ?,’ pp. 261-5.

#ResearchNote – Top 10 Air Power History Books of this Generation

#ResearchNote – Top 10 Air Power History Books of this Generation

By Dr Ross Mahoney

Editorial note: This post was originally posted on my website and has been cross-posted here to generate further discussion. Minor editorial changes have been made to the post.

Ok, this post stems from a question I asked on BlueSky: ‘Who is the most significant air power historian of our generation? Discuss #airpowerhistory.’ The question stemmed from the call for contributors I posted last week and is related to my ongoing research into writing about air power. For the purpose here, ‘generation’ is to be considered to have been in the past 20-30 years. As such, the books listed here have been published since 1990.

In response, one poster asked me to list the top ten books I consider the most significant. I did a similar exercise for From Balloons to Drones back in 2017. The difference between the two lists is that the list produced in 2017 reflected those books that influenced and shaped my writing as an air power historian. In contrast, this list is more focused on those that I consider significant for their impact, though the list is still biased as I selected books from my library, and as such, they reflect my own research interests to some extent. I have also excluded edited books except for John Andreas Olsen and Philip Meilinger’s work for reasons I hope will be apparent. Other works, such as Tami Davis Biddle’s Rhetoric and Reality in Air Warfare (2002), would have made an expanded list. For an Air Power Reading list, visit the one from From Balloons to Drones.

Here is the list…

Tony Mason, Air Power: A Centennial Appraisal (London: Brassey’s, 1994). As I wrote here, Mason was one of the doyens of air power studies and undoubtedly crucial in developing the field in the UK. This work represented the culmination of his thinking, even though he would continue to write after its publication. He used history as a tool to explore the development of air power, and it is a significant volume and still requires reading to this day.

Philip Meilinger (ed.), The Paths of Heaven: The Evolution of Airpower Theory (Maxwell AFB, AL: Air University Press, 1997). One of the two edited works in this list. Written as a primer by the United States Air Force’s School of Advanced Airpower Studies faculty, this charts the evolution of air power theory and doctrine and is a necessary starting point for anyone researching the subject.

John Buckley, Air Power in the Age of Total War (London: UCL Press, 1999). Despite its age, this remains an excellent examination of the rise of air power in the first half of the 20th Century, and it is vital reading for anyone wanting an introduction to the subject.

Richard Hallion, Taking Flight: Inventing the Aerial Age from Antiquity through the First World War (Oxford: Oxford University Press, 2003). I could have selected any of Hallion’s work, for he is probably the United States’ preeminent air power historian. However, this book offers an excellent history of air power before the First World War.

John Andreas Olsen (ed.), A History of Air Warfare (Washington DC: Potomac Books, 2010). This edited book is listed for two reasons. One, Olsen is adept at bringing together leading air power scholars and any of his edited or single-authored books should be on your bookshelf. Second, the book is an excellent introduction to the use of air power in the major conflicts of the 20th and early 21st Centuries, written by leading experts such as Tony Mason, Richard Hallion, Richard Overy, John Morrow Jr, Alan Stephens, Benjamin Lambeth and Williamson Murray.

Richard Overy, The Bombing War: Europe, 1939-1945 (London: Allen Lane, 2013). The result of Overy’s voluminous research, this volume is required reading for anyone looking to understand the strategic bombing campaigns of the Second World War.

Thomas Hippler, Bombing the People: Giulio Douhet and the Foundations of Air-Power Strategy, 1884-1939 (Cambridge: Cambridge University Press, 2013). If one name is associated with the early development of air power thinking, it is the Italian Giulio Douhet. In this volume, Hippler does a thorough job of examining the evolution of Dohet’s strategic thought. It is necessary reading for anyone looking at the evolution of air power theory.

Peter Dye, The Bridge to Airpower: Logistics Support for the Royal Flying Corps on the Western Front, 1914-18 (Annapolis, MD: Naval Institute Press, 2015). This excellent work shows that air power history is not just about aeroplanes. Dye does a superb job of showing how logistics shaped the character of the air war over the Western Front and how the RFC/RAF’s system helped it prevail in 1918.

Phillips Payson O’Brien, How the War Was Won: Air-Sea Power and Allied Victory in World War II (Cambridge: Cambridge University Press, 2015). While not solely focused on air power, O’Brien’s work is essential in examining the role played by air power in conjunction with sea power in the Allied victory of the Second World War. The work challenges many preconceptions and should be required reading for anyone interested in the Second World War.

Peter Gray, Air Warfare: History, Theory and Practice (London: Bloomsbury, 2016). This book was the outgrowth of the old MA in Air Power run by Gray at the University of Birmingham. Gray gives an excellent overview of critical issues related to air power and is a necessary reading for those just getting into the subject.

What would you include? What would you remove?

Dr Ross Mahoney is an independent scholar specialising in the history of war with particular reference to the use of air power and the history of air warfare. He is currently the Senior Historian within the Heritage Policy team at Brisbane City Council in Australia. He has nearly 20 years of experience in the education, museum and heritage sectors in Australia and the United Kingdom. Between 2013 and 2017, he was the inaugural Historian at the Royal Air Force Museum in the UK. In Australia, he has worked as a Historian for the Department of Veterans’ Affairs and taught at the Strategic and Defence Studies Centre at The Australian National University based at the Australian War College. His research interests are focused on the history of war, specifically on the history of air power and air warfare, military leadership and command, military culture, and the history and development of professional military education. He also maintains an interest in transport history. He has published numerous articles, chapters and encyclopedia entries, edited two books, and delivered papers on three continents. His website is here, and he can be found on Twitter at @airpowerhistory.

Header image: Vertical aerial photograph taken during a daylight attack on German warships docked at Brest, France. Two Handley Page Halifaxes of No. 35 Squadron RAF fly towards the dry docks in which the battlecruisers Scharnhorst and Gneisenau are berthed (right), and over which a smoke screen is rapidly spreading. (Source: Imperial War Museum)

#Podcast – 50th Episode Celebration: An Interview with Dr Mike Hankins and Dr Brian Laslie

#Podcast – 50th Episode Celebration: An Interview with Dr Mike Hankins and Dr Brian Laslie

Editorial Note: Led by Editor Dr Mike Hankins, From Balloons to Drones, produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.

In our 50th episode, Dr Mike Hankins and Dr Brian Laslie review the first 50 episodes of the From Balloons to Drones podcast, revisit our favourites, and consider where we’re headed in the future!

Dr Michael Hankins is the Curator for US Air Force, Navy, and Marine Corps post-World War II Aviation at the Smithsonian National Air and Space Museum and the author of Flying Camelot: The F-15, the F-16, and the Weaponization of Fighter Pilot Nostalgia (2021). In addition, he is a former Professor of Strategy at the USAF Air Command and Staff College eSchool, and a former Instructor of Military History at the US Air Force Academy. He earned his PhD in history from Kansas State University in 2018 and his master’s from the University of North Texas in 2013. He has a web page here.

Dr Brian Laslie is a US Air Force Historian and Command Historian at the United States Air Force Academy. Formerly, he was the Deputy Command Historian at the North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). A 2001 graduate of The Citadel and a historian of air power studies, he received his Masters’ from Auburn University Montgomery in 2006 and his PhD from Kansas State University in 2013. He is the author of Air Power’s Lost Cause: The American Air Wars of Vietnam (2021),  Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force (2017) and The Air Force Way of War (2015). The latter book was selected for the Chief of Staff of the Air Force’s 2016 professional reading list and the 2017 RAF Chief of the Air Staff’s reading list. He can be found on Twitter at @BrianLaslie. 

Header image: A replica Albatros DVa at the Royal Air Force Museum at Hendon (Source: Author’s Collection)

Expression of Interest – Editor, From Balloons to Drones

Expression of Interest – Editor, From Balloons to Drones

Job title: Editor

Established in 2016, From Balloons to Drones has successfully developed into a well-regarded online scholarly platform dedicated to analysing and debating air power history, theory, and contemporary operations in their broadest sense, including space and cyber power. Our outputs include articles ranging from scholarly pieces to book reviews and a successful podcast series.

The role
To help us develop further, From Balloons to Drones is looking to recruit an emerging and passionate air power specialist to join our editorial team. This voluntary role’s primary purpose is to work with the editorial team to peer-review submissions while supporting the aims and objectives of From Balloons to Drones in other areas.

What do we offer?
The From Balloons to Drones team comprises experienced and knowledgeable air power scholars and editors who will mentor, advise, and assist the successful applicant. In addition, this role will allow you to develop your editing skills and experience of engaging with the broader air power studies community.

Who are we looking for?
Are you passionate about the study of air power and military aviation? Are you interested in the contest of ideas? Do you want to be involved in publishing new and exciting research? Then this role is for you.

From Balloons to Drones welcomes and encourages applications for this new role from applicants working in a wide range of fields, including but not limited to military history, international relations, strategic studies, law, and archaeology. The role is open to postgraduates, academics, policymakers, service personnel, and relevant professionals who are involved in researching the subject of air power and military aviation.

From Balloons to Drones actively encourages and promotes diversity within the field of air power studies. We particularly encourage applications from those underrepresented within the air power studies community.

Job functions

  1. Contribute to the peer review of submissions.
  2. Contribute to building a core community of interest using social media that furthers the aims and objectives of From Balloons to Drones.
  3. Contribute to content creation for From Balloons to Drones across all platforms.
  4. Professionally represent From Balloons to Drones at conferences and other events.
  5. Undertake additional duties as required by the Editor-in-Chief.

Applications
To apply, contact Dr Ross Mahoney (airpowerstudies@gmail.com) with a copy of your CV and a brief cover letter (c. 500 words) explaining why you wish to join the team.

Closing date: 30 September 2024

You can learn more about the From Balloons to Drones editorial team here.

#Podcast – “Keep ‘Em Flying!”: An Interview with Dr Stan Fisher

#Podcast – “Keep ‘Em Flying!”: An Interview with Dr Stan Fisher

Editorial Note: Led by Editor Dr Mike Hankins, From Balloons to Drones, produces a monthly podcast that provides an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and provides a way to reach out to both new scholars and the general public. You can find our Soundcloud channel here. You can also find our podcast on Apple Podcasts and Google Podcasts.

The Pacific Theater of the Second World War was massive and had vast numbers of ships and aeroplanes. Keeping a force like that operational and effective takes tremendous work behind the scenes. In our latest episode, Dr Stan Fisher takes us through his new book, Sustaining the Carrier War: The Deployment of U.S. Naval Air Power to the Pacific, to show the often overlooked people behind the scenes: the mechanics and maintainers who kept the planes working and kept the carriers able to keep air power in the air in the war against Japan.

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Dr Stan Fisher, a commander in the U.S. Navy, is an assistant professor of naval and American history at the United States Naval Academy.  Before transitioning to the classroom, he accumulated over 2,500 flight hours as a US Navy pilot, mainly in SH-60B & MH-60R Seahawk helicopters. He earned a commission through the Naval Reserve Officer Training Corps in 1997 and has multiple deployments on frigates, cruisers, and aircraft carriers. Fisher has also served as a weapons and tactics instructor, squadron maintenance officer, and operational test director. Additionally, he has completed tours of duty in engineering and acquisitions at the Naval Air Systems Command.  He is a past recipient of the Samuel Eliot Morison Naval History Scholarship and earned his PhD from the University of Maryland.

Header image: USS Intrepid (CV-11) operating in the Philippine Sea in November 1944. Note the Grumann F6F Hellcat fighter parked on an outrigger forward of her island. (Source: NH 97468, US Naval History and Heritage Command)

#Editorial – What content would you like to see on the ‘From Balloons to Drones’ podcast?

#Editorial – What content would you like to see on the ‘From Balloons to Drones’ podcast?

In 2019, From Balloons to Drones established a podcast series that aimed to provide an outlet for the presentation and evaluation of air power scholarship, the exploration of historical topics and ideas, and a way to reach out to both new scholars and the general public. Since then we have published 47 interviews with various authors and discussed numerous topics.

As we continue to develop and grow, the time has come to ask our audience what you would like to hear on our podcast. All answers are welcome. If your answer is not in this list below simply select ‘Other’ and provide more details in the comments. We look forward to your feedback. In the meantime, you can find our podcast channel here on Soundcloud.

#BookReview – Lockheed Blackbird: Beyond the Secret Missions – The Missing Chapters

#BookReview – Lockheed Blackbird: Beyond the Secret Missions – The Missing Chapters

Reviewed by Dr Brian Laslie

Paul F. Crickmore, Lockheed Blackbird: Beyond the Secret Missions – The Missing Chapters. Oxford, UK: Osprey Publishing, 2023. Appendices. Bibliography. Hbk, 528 pp.

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Author Paul Crickmore is the unofficial Dean of the school of SR-71 studies. Much of what is public knowledge is due to his diligent efforts and publication record. Crickmore has spent decades uncovering every piece of paper concerning the program, from its reception to its retirement. He has left no stone unturned and no recently declassified document unexamined. No discussion of the A-12, SR-71, or any other variants is complete without mentioning his name. Every academic or researcher interested in air power studies, particularly those interested in low observability or the history of intelligence, surveillance, and reconnaissance, has one of his books near. His previous titles include Lockheed Blackbird: Beyond the Secret Missions (Revised Edition 2016), Lockheed SR-71: The Secret Missions Exposed (Osprey Modern Military) 1993, Lockheed SR-71: The Secret Missions Exposed 1997, and Lockheed SR-71 Blackbird 1986. Crickmore has recently published what might be rightly said to be the final word on the history of this iconic airframe in Lockheed Blackbird: Beyond the Secret Missions, The Missing Chapters.

This is not just the history of the SR-71 but begins with a rather detailed examination of aerial ISR platforms in the post-World War II and Cold War era, including the U-2. Crickmore should be commended early on for his thorough analysis and excellent work on stealth vs performance characteristics (p. 44). An early highlight is the section detailing Convair’s ‘First Invisible Super Hustler (FISH),’ a modified B-58 with a parasitic jet-powered aircraft attached to the hull that would drop and rocket off on its mission. I chuckled at the idea of a B-58 crewmember being forced to trade in their coveted ‘I fly to the Hustler’ for an ‘I fly the FISH.’ While Convair worked on their flying FISH, members of Lockheed went through significant changes in designs for their ‘Archangel’ concept. ‘Archangel’ was the name Lockheed engineer Clarence ‘Kelly’ Johnson used for his internal design efforts for a future Surveillance and reconnaissance aircraft. The final concept drawing was the twelfth of a series of the ‘Archangel,’ thus the A-12 (44-45).

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An air-to-air overhead view of an SR-71A strategic reconnaissance aircraft, c. 1988. (Source: US National Archives and Records Administration (NAID 6438039))

Crickmore’s book really ‘takes off’ in his chapter on SR-71 operations over North Vietnam as part of Operation BLACK SHIELD and its photo reconnaissance missions detecting North Vietnamese surface-to-air missile (SAM) sites and other targets of interest, including photographs of the Hoa Loa (Hanoi Hilton) prison complex. This chapter also gives an excellent description of North Vietnam’s missile operators’ attempts to track and engage the A-12. From there, Crickmore covers every possible A-12 and SR-71 operation and deployment. Historians of the Cold War will especially enjoy Crickmore’s details about the USSR’s attempts to intercept the SR-71.

There are some drawbacks to what is otherwise a very fine work. The book is weighty, both for its in-depth research and size. At more than 500 pages of high-gloss paper, the book is literally heavy. Its measurements are 9.9 x 12.55 inches, and its weight is nearly seven pounds. This has become a trend for some presses, which one might call the ‘high-end coffee table book.’  This is not a book to be carried around in your spare time and read; it remained firmly ensconced on my desk for the duration of its review. In reality, this is something of a hybrid between an in-depth history, a photographic coffee table book, and a reference book. One of my students who noticed the copy sitting on my desk stated, “It looks good on a bookshelf, but no one actually reads those cover to cover.” No one except book reviewers, of course. Another problem is that there are also no footnotes, another trend in some recent publications, perhaps to attract a larger audience and not be perceived as a stuffy academic tome. However, there is a real and dangerous drawback to not noting where particular quotes or data were extracted. The appendices – one of Crickmore’s greatest contributions is his appendices – are slightly different from the previous version published in 2016, although the missing information is available online.

Crickmore’s book, this new and expanded edition of Lockheed Blackbird, is indeed the final word and ultimate reference guide for the history of the entire SR-71 program. As Crickmore notes, few aircraft transcend to being ‘iconic,’ and undoubtedly, the SR-71 surpassed that label many years ago. Crickmore’s book is a must-have for every aviation enthusiast and a must-read for every aviation and Cold War scholar who seeks to understand this legendary aircraft’s history, operations, and legacy.

Dr Brian Laslie is a US Air Force Historian and Command Historian at the United States Air Force Academy. Formerly he was the Deputy Command Historian at North American Aerospace Defense Command (NORAD) and United States Northern Command (USNORTHCOM). A 2001 graduate of The Citadel and a historian of air power studies, he received his Masters’ from Auburn University Montgomery in 2006 and his PhD from Kansas State University in 2013. He is the author of Air Power’s Lost Cause: The American Air Wars of Vietnam (2021),  Architect of Air Power: General Laurence S. Kuter and the Birth of the US Air Force (2017) and The Air Force Way of War (2015). The latter book was selected for the Chief of Staff of the Air Force’s 2016 professional reading list and the 2017 RAF Chief of the Air Staff’s reading list. He can be found on Twitter at @BrianLaslie.

Header image: A right front view of an SR-71B Blackbird strategic reconnaissance training aircraft, silhouetted on the runway at sundown at Beale AFB, 1 June 1988. Image by Technical Sergeant Michael Haggerty. (Source: US National Archives and Records Administration (NAID 6438040))

#FilmReview – Masters of the Air, Episode Six

#FilmReview – Masters of the Air, Episode Six

By Dr Luke Truxal

Editorial note: On 26 January 2024, Apple TV+ launched the much-anticipated series Masters of the Air. This series follows the actions of the US 100th Bomb Group during the Combined Bomber Offensive in the Second World War. As the series is being aired, our Book Reviews Editor, Dr Luke Truxal, the author of Uniting against the Reich (2023), will critically review each episode.  

Episode six of Masters of the Air was a transition episode. From now on, the television series will focus on the stories of three main characters and the stories around them. Additionally, the show is now trying to broaden its perspective from the US 100th Bomb Group to tell other stories related to the air war. Overall, this episode did a good job of setting up this new format, but whether the show will benefit from changing its approach to storytelling remains to be seen.

John Orloff’s thesis in episode six is about three men running from their fates. The show begins with Major John Egan trying to evade German police, military, and civilians. For the first time in the show, Egan faces the consequences of his actions as he encounters German civilians who either fear him or want to kill him in retaliation for the American air raids that are killing civilians as collateral damage in their bombing campaign or more directly trying to kill them to bring pressure on German morale as we saw in the last episode. There are several moments where it seems like Egan will escape his fate by evading his captors, but Egan is not so fortunate. He must face the brutal experience of being a prisoner of war at Stalag Luft III.

While Egan tried to escape capture, Lieutenant Robert Rosenthal attempted to run from the burden of leadership. During the episode, Rosenthal and his crew are sent to a ‘Flak Farm’ to recuperate after being the sole plane from the 100th Bomb Group to return from the 10 October 1943 Munster raid. Rosenthal spends much of the episode distancing himself from his crew. While Rosenthal makes it clear to those around him that he feels a deep sense of duty to continue flying and fighting the war, he is also reluctant to really engage with his men during this time off. Ultimately, Rosenthal comes to terms with the reality that he is not just a pilot fighting the war against Germany but also a crucial leader for his crew and the 100th Bomb Group. This is shown in Rosenthal’s final scene. He is standing at the door of his plane and gathering the inner strength to get inside one more time. This matters to his men, and the new crews witness someone who barely survived ‘Black Week’ going back into battle with a workman-like attitude.

Finally, Captain Harry Crosby spends the episode running away from his demon, survivor’s guilt. Crosby does not discuss losing his friend, Captain Joseph ‘Bubbles’ Payne. At the beginning of the episode, he is sent to attend a series of Oxford lectures designed to encourage greater cooperation amongst Allied personnel. During this episode, he meets Subaltern Alessandra Westgate. Her role in the war is never clear, but much speculation exists. Crosby spends much of the episode trying to bury his feelings about the loss of Payne by attending lectures and parties, but he finally unloads his guilt on Westgate. He questions why he survived, and Payne did not. Ultimately, Westgate reminds Crosby that this is not his fault. It is the fault of Germany for starting this war and bringing about the destruction that has affected so many lives as a result.

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Austin Butler in Masters of the Air. (Source: Apple TV+)

While a solid episode, some problems need to be discussed. First, the show has gone to great lengths to try and separate the Luftwaffe and the actions of the SS and Gestapo. This plays into the ‘clean Luftwaffe’ myth, which historians like Victoria Taylor are trying to debunk with their research. The head of the Luftwaffe, Reichsmarshall Herman Goering, was one of the early members of the Nazi Party and participated in the Beer Hall Putsch in Munich. He was one of the most senior-ranking members of the Nazi Party at this point in the war. The Luftwaffe that he created embraced the ideals of the Nazi Party. The show fails to show that the Luftwaffe interrogation techniques were different because the Luftwaffe believed that they were more effective at acquiring information from American airmen. Also, this is the same Luftwaffe that executed 50 British prisoners during the Great Escape. Donald Miller wrote about why the Luftwaffe used a different interrogation approach in his book Masters of the Air.[1] This is another instance where the show might have benefited more by adding a little bit more context, but unfortunately, it failed here.

Overall, this episode showed three new aspects of the air war through the attempts by Egan, Rosenthal, and Crosby to evade their own personal battles in the air war. We see ‘Flak Houses’ covered in decent detail, the struggle of those who question why they were left behind, and finally, through Egan, we know the experience of those who try to escape but are captured. While there are problems that historians will have with this episode regarding the treatment of the Luftwaffe, this episode does highlight more aspects of the air war for audiences less educated on the experience of American airmen. Like with the first three episodes, the show struggles to put the experiences of American airmen into a broader context that audiences and scholars could really benefit from. This was another good but not great episode.

Dr Luke Truxal is an adjunct at Columbia State Community College in Tennessee. He completed his PhD in 2018 from the University of North Texas with his dissertation ‘Command Unity and the Air War Against Germany.’ His previous publications include ‘Bombing the Romanian Rail Network’ in the Spring 2018 issue of Air Power History. He also wrote ‘The Politics of Operational Planning: Ira Eaker and the Combined Bomber Offensive in 1943’ in the Journal of Military Aviation History. In addition, Truxal is researching the effectiveness of joint air operations between the Allied air forces in the Second World War. He can be reached on Twitter at @Luke_Truxal.

Header image: Callum Turner in Masters of the Air. (Source: Apple TV+)

[1] Donald Miller, Masters of the Air: America’s Bomber Boys Who Fought the Air War Against Nazi Germany (New York: Simon and Schuster, 2006), pp. 386-7.